Research Proposals & Awards

Fiscal Year 2016 July 1, 2015 to June 30, 2016

Report Produced January 2017

Additional ORA Resources are available at http://portal.research.ucla.edu/

Induced pluripotent stem cells turning into neural stem cells, neurons, and glia, Peiyee Lee, MD, PhD, and William Lowry, PhD.

Fiscal Year 2016 Fast Facts

Total Requested Dollars $4,027,433,059

Total Awarded Dollars $1,049,075,841

Total Research Expenditures $917,540,069

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Table of Contents

Research Proposals Requested Dollars and Proposal Counts, FY 2013 to FY 2016 Page 4

Proposal Types, Dollars and Counts, FY 2013 to FY 2016 Page 4

Research Awards Research Awarded Dollars, FY 2001 to FY 2016 Page 5

FY 2016 Largest Awards Page 6

Awarded Dollars by Sponsor Type, FY 2016 Page 7

Awarded Dollars by Sponsor Type, FY 2010 to FY 2016 Page 8

Distribution of Awards by Federal Agency Sponsor, FY 2016 Page 9

Research Expenditures

Research Expenditures, FY 2001 to FY 2016 Page 10

Looking Ahead Awarded, Expended, and Committed Dollars, FY 2009 to FY 2021 Page 11

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The UCLA Office of Research Administration (ORA) reports to Interim Vice Chancellor for Research Ann R. Karagozian, Ph.D.

ORA is led by Associate Vice Chancellor Marcia L. Smith and is comprised of 180 staff in 7 operational units:

• Contract & Grant Administration

• Extramural Fund Management

• Human Research Protection Program

• Research Safety & Animal Welfare Administration

• Research Data Management

• Research Information Systems

• Business & Financial Services

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Research Proposals In Fiscal Year 2016, UCLA faculty submitted 5,525 proposals requesting $4.027 billion.

Proposal Type Dollars FY 2013 FY 2014 FY 2015 FY 2016

New $2,407,445,786 $2,787,784,888 $2,728,118,360 $3,087,833,057

Resubmission - New $312,400,402 $373,180,421 $373,890,404 $388,785,248

Competitive Renewal1 $346,121,907 $361,131,392 $478,399,618 $285,735,838

Supplement $169,300,879 $179,479,590 $161,995,447 $202,372,879

Other Proposal Type2 $11,011,816 $22,526,547 $72,955,290 $62,706,037

Total $3,246,280,790 $3,724,102,838 $3,815,359,119 $4,027,433,059

Proposal Type Counts FY 2013 FY 2014 FY 2015 FY 2016

New 3,980 4,276 4,247 4,362 Resubmission - New 255 344 354 330 Competitive Renewal1 155 186 170 144

Supplement 507 536 541 533 Other Proposal Type2 19 43 158 156

Total 4,916 5,385 5,470 5,525

1Competitive Renewal includes Resubmissions of Competitive Renewals 2Other Proposal Type includes Preliminary Proposals, and Transfer Proposals

Proposal Types, Dollars and Counts, FY 2013 to FY 2016 Requested Dollars and Proposal Counts, FY 2013 to FY 2016

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Research Awards Increases in awarded dollars from FY 2009 to FY 2012 reflect the additional funding available through the American Recovery and Reinvestment Act (ARRA). After a return to pre-ARRA levels in FY 2013, UCLA researchers were responsible for 5,554 awarded transactions surpassing $1 Billion for the second consecutive year in FY 2016.

Research Awarded Dollars, FY 2001 to FY 2016

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FY 2016 Largest Awards

Largest Research Award

Professor Steven Dubinett UCLA Clinical and Translational Science Institute $16 M for FY 2016, $64.7 M Total Award Amount

NIH-NCATS National Center for Advancing Translational Science

Largest New Award Professor Antonio Ribas Parker Institute for Cancer Immunotherapy Center at UCLA $10 M for FY 2016, $20 M Total Award Amount

Parker Institute for Cancer Immunotherapy

Largest Competitive Renewal

Professor Ronald Mitsuyasu AIDS Malignancy Consortium (AMC) $13.1 M for FY 2016, $75.1 M Total Award Amount

NIH-NCI National Cancer Institute

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Awarded Dollars by Sponsor Type, FY 2016

Federal Government $607.9 M (57.9%)

Business & For-Profit $107.5 M (10.3%)

State & Other Government$116.3 M (11.1%)

Higher Education$81.0 M (7.7%)

Charitable & Non-Profit Organizations$136.3 M (13.0%)

Federal Government $624.3 M (60.4%)

Business & For-Profit $100.1 M (9.7%)

State & Other Government$112.4 M (10.9%)

Higher Education$73.6 M (7.1%)

Charitable & Non-Profit Organizations$122.8 M (11.9%)

Awarded Dollars by Sponsor Type, FY 2015

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Awarded Dollars by Sponsor Type, FY 2010 to FY 2016

Fiscal Year

FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016

Campus Total $1,046,010,017 $1,077,641,319 $1,011,808,031 $893,603,316 $972,467,059 $1,033,159,101 $1,049,075,841

Federal Government $707,022,707 $752,860,695 $674,261,057 $538,518,759 $572,103,673 $624,347,937 $607,906,103

Business & For-Profit $58,293,077 $63,473,413 $92,107,880 $78,756,173 $85,884,367 $100,110,899 $107,519,219

State & Other Government $102,061,532 $100,873,876 $84,561,959 $102,951,501 $142,141,893 $112,394,526 $116,338,939

Higher Education $60,112,029 $66,639,839 $67,611,177 $68,583,133 $67,187,721 $73,557,417 $80,961,909

Charitable & Non-Profit Organizations $118,520,672 $93,793,496 $93,265,958 $104,793,750 $105,149,405 $122,748,322 $136,349,671

Percent within Fiscal Year

FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016

Campus Total 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%

Federal Government 67.6% 69.9% 66.6% 60.3% 58.8% 60.4% 57.9%

Business & For-Profit 5.6% 5.9% 9.1% 8.8% 8.9% 9.7% 10.3%

State & Other Government 9.8% 9.3% 8.4% 11.5% 14.6% 10.9% 11.1%

Higher Education 5.7% 6.2% 6.7% 7.7% 6.9% 7.1% 7.7%

Charitable & Non-Profit Organizations 11.3% 8.7% 9.2% 11.7% 10.8% 11.9% 13.0%

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Distribution of Awards by Federal Agency Sponsor, FY 2016

Other DHHS$27.7 M (4.5%)

NIH$387.4 M (63.7%)

NSF$79.3 M (13.0%)

NASA$16.3 M (2.7%)

USDOC$1.7 M (0.3%)

USDOD$48.1 M (7.9%)

USDOE$14.3 M (2.4%)

DOED$5.2 M (0.9%)

DOVA$23.1 M (3.8%)

OTHER FED$4.9 M (0.8%)

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Research Expenditures Research Expenditures, FY 2001 to FY 2016

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Looking Ahead Historical picture of awards and expenditures from FY 2009 to date, with future committed dollars through FY 2021.

Awarded, Expended, and Committed Dollars, FY 2009 to FY 2021

$966.3$1,046.0 $1,077.6

$1,011.8

$893.6$972.5

$1,033.2 $1,049.1

$23.0

$837.9$892.4

$934.3 $942.9$908.3 $880.2

$918.1 $917.5

$59.9

$361.5

$287.8

$169.8

$85.0$12.4$0.0

$100.0

$200.0

$300.0

$400.0

$500.0

$600.0

$700.0

$800.0

$900.0

$1,000.0

$1,100.0

Millions Awarded Expended Awards In Process Committed

FY 2017 through 7/17/16

Combined: $444.5

FY 2018 Total Committed: $287.8

FY 2019 Total Committed: $169.8

FY 2020 Total Committed: $85.0

FY 2021 Total Committed: $12.4

FY 2016 Totals Awarded: $1.049 B

Expended: $917.5 M Total committed funding for FY 2017 and beyond consists of:

$918.7 Million Total Costs* *Total includes $2.2 M for FY 2022 to 2025 Data as of 7/17/16

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1,284 new planets discovered. ESA, NASA http://www.echo.net.au

Congratulations to the UCLA Research Community

for yet another year of incredible accomplishments!

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