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Representing Homeland Security Representing Homeland Security Command and Control: Command and Control: Conceptual Modeling in Support of Conceptual Modeling in Support of the National Response Plan the National Response Plan Amber L. Fagan Amber L. Fagan Heather L. Warren Heather L. Warren Evidence Based Research, Inc. June 2005 10th International Command and Control Research and Technology Symposium

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Page 1: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Representing Homeland Security Representing Homeland Security Command and Control: Command and Control:

Conceptual Modeling in Support of Conceptual Modeling in Support of the National Response Planthe National Response Plan

Amber L. FaganAmber L. FaganHeather L. WarrenHeather L. Warren

Evidence Based Research, Inc.

June 2005

10th International Command and Control Research and Technology Symposium

Page 2: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

OverviewOverview

Project OverviewThe Conceptual ModelData Collection EffortsObservations & Conclusions

Page 3: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Project BackgroundProject Background

JFCOM J-7, in support of a Congressional mandate, is sponsoring a multi-agency, multi-contract team intent on better understanding and improving the state-of-the-art in modeling and simulation support for homeland security training, research and experimentation.Effort spans a broad area of interest:

Conceptual modeling Simulation InvestmentsExercise data collection and analysis to inform modeling and simulation effort

Page 4: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Project ContextProject Context

Conceptual Model is attempting to be true to National Response Plan (NRP)NRP was approved November 2004Modeling efforts pre date approval of the NRPNRP is a living document

Page 5: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

HLS Training Simulation Initiative OverviewHLS Training Simulation Initiative Overview

SelectionAugust 2004

Simulation Development

FY 2004 Appropriation

$ 9.87M VMASC Simulation Engine Selection and Development

No FundingFor Development

Federal Responses and Data Collection (Booz Allen)

EBR State & Local Response Conceptual Model Development

Conceptual ModelSep 05

Oct

03

Jul 0

4

Aug

04

Oct

05

Apr

05

DP04 Eng Select AS 05

Page 6: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Technical ProcessTechnical Process

VERTEX2005

Initial DataCollection

InitialConceptual

Model

RefinedConceptual

Model

Review And

RefinementAnalysis

Enhancements

Data Collection Plan• Literature Search• Interviews• Anecdotal Information• IER/Nodal Analysis• DP-04

Review and Refinement Data Collection PlanNCO Framework Metrics

Ardent Sentry 05

1. Population Control2. Casualty Management

Page 7: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

The Conceptual Model The Conceptual Model

Implemented in Visio as a description of the NRP for:

Mass Casualty ManagementPopulation Control

Continues to evolve as collaboration and data collection occur

®®

Page 8: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Data CollectionData CollectionResearched a variety of documents

NRP, NIMS, state response plans, local response plans, etc.

Initial data collection at Determined Promise-04Conducted interviews with emergency respondersObserved the Ardent Sentry-05/TOPOFF-3 exercises Observed the Virginia Emergency Response Team Exercise

Page 9: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

SymbologySymbology

Homeland Security Working Group Symbology

Adapted with color ring to denote jurisdictional authority

Page 10: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Wind Direction: SWSlight BreezeTemperature: 96°

DECON

HAZMAT

DECON

MayorFederal Resources

State Resources

Local Resources

Non-region specific Resources

KEY

View Symbol Key

Show State Resources

Show National Resources

Show All Resources

Resources by JurisdictionI + 1 Hour

I + 3 Hours

I + 5 Hours

Show Local Resources

Event Time

PVO

Emergency Support Functions (ESF)

Corp.

Conceptual Model Showing Conceptual Model Showing Local InteractionsLocal Interactions

DownwindPlume

Resources by

Jurisdiction

Event Time

Incident

Entities

Interactions

Page 11: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Conceptual Model Showing Local Conceptual Model Showing Local and State Interactionsand State Interactions

Wind Direction: SWSlight BreezeTemperature: 96°

DOT

DECON

HAZMAT

DECON

NG

Governor

MayorFederal Resources

State Resources

Local Resources

Non-region specific Resources

KEY

View Symbol Key

Show State Resources

Show National Resources

Show All Resources

Resources by JurisdictionI + 1 Hour

I + 3 Hours

I + 5 Hours

Show Local Resources

Event Time

PVO

Emergency Support Functions (ESF)

Corp.

Page 12: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Conceptual Model Showing Local, Conceptual Model Showing Local, State, and Federal InteractionsState, and Federal Interactions

Wind Direction: SWSlight BreezeTemperature: 96°

DHS

DOT

DOT

DECON

HAZMAT

DECON

DOD

NG

President

Governor

MayorFederal Resources

State Resources

Local Resources

Non-region specific Resources

KEY

View Symbol Key

Show State Resources

Show National Resources

Show All Resources

Resources by JurisdictionI + 1 Hour

I + 3 Hours

I + 5 Hours

Show Local Resources

Event Time

PVO

DOJ

WHO

Emergency Support Functions (ESF)

Corp.

Page 13: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Model InteractionModel Interaction

g

YO

N

gO

OE

E

F

P

Wind Direction: SWSlight BreezeTemperature: 96°

V

DHS

DOT

DOT

DECON

HAZMAT

DECON

E

DOD

NG

President

Governor

MayorFederal Resources

State Resources

Local Resources

Non-region specific Resources

KEY

View Symbol Key

Show State Resources

Show National Resources

Show All Resources

Resources by JurisdictionI + 1 Hour

I + 3 Hours

I + 5 Hours

Show Local Resources

Event Time

PVO

DOJ

WHO

Emergency Support Functions (ESF)

Corp.

FireState

Physical ResourcesLocationTime to respondCapacityMobility

Information/CognitiveCapacityKnowledge

SocialProtocolCommand hierarchy

Behaviors

RECEIVE request for resources (ESF 4)PROCESS request for resources (ESF 4)DIRECT resources (ESF 4)OBSERVE casualties (ESF 4)DIRECT evacuation of casualties (ESF 4)DIRECT containment the incident (ESF 4)INFORM Police, FBI, and EMS in Unified Command (ESF 4)REQUEST orders from Police, FBI, and EMS in Unified Command (ESF 4)RECEIVE orders from Police, FBI, and EMS in Unified Command (ESF 4)PROCESS orders from Police, FBI, and EMS in Unified Command (ESF 4)RECEIVE request to join EMAC (ESF 5)PROCESS request to join EMAC (ESF 5)DIRECT membership in EMAC (ESF 5)

Return to Conceptual Model

Return to Fire Diagram

Page 14: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Observations and ConclusionsObservations and Conclusions

Evolving model represents:Highly complex and dynamic processEmergency response as dictated through the NRP

Current limitations:Informal interactions are not representedRegional specialization may not be represented

Page 15: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Research IssuesResearch IssuesModeling Issues

Logical representation of multilayered and multidirectional dataRegional specificity vs. generalized usability

Application IssuesCapturing tacit knowledge & informal information exchangesAssembling elements from a variety of resources, which do not necessarily agreeModeling is a discovery process

Page 16: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Contact InformationContact Information

Heather L. WarrenEvidence Based Research1500 Breezeport Way Suite 400Suffolk, VA 23435(757) [email protected]

Amber L. FaganEvidence Based Research1500 Breezeport Way Suite 400Suffolk, VA 23435(757) [email protected]

Page 17: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Back Up

Page 18: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

• JWFC: Project Sponsor, providing overall direction

• VMASC: Project leadership, Integration and Development

• Northrop Grumman: Model Development

• Booz Allen Hamilton: DoD, Federal, and State Interagency process data collection and analysis

• Evidence Based Research: Data collection and analysis, Interagency decision making process conceptual model development

• Loyola Enterprises: Database and GIS Data Environment Support

• Additional partners include: Hampton University, Norfolk State University, Eastern Virginia Medical School, VisiTech, WernerAnderson

Project Partner Roles

Page 19: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

POC InformationUSJFCOM Joint Warfighting Center Bill Robinson 757-203-7272 [email protected]

Virginia Modeling, Analysis and Simulation CenterDr. John Sokolowski 757-638-6215 [email protected] Robinson 757-638-7010 [email protected]

Evidence Based Research:Dr. Dan Maxwell 703-893-6800 [email protected] Sinclair 757-638-7530 [email protected] Owen 757 638-7540 [email protected]

Booz Allen Hamilton:Justin Sherin 757-893-6120 [email protected] Midyette 757-893-6074 [email protected] Jackolski 757-893-6116 [email protected]

Page 20: Representing Homeland Security Command and Control: Conceptual Modeling in Support … · 2012. 10. 3. · Emergency Support Functions (ESF) Corp. Fire State Physical Resources Location

Loyola:Ben Loyola 757-498-6118 (X101) [email protected]. Kent Stevens 757-224-0398 (X105) [email protected]

Northrop Grumman:Rod Cruse 757-203-7137 [email protected]

POC Information (cont.)