removals of licensed persons/registered …...cheng tsong-chich app108 licensed representative 9 ......
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
Anand Rathi Financial Services (HK) Limited AST085 Licensed Corporation 1
Chuo Mitsui Investments Hong Kong Limited ASI016 Licensed Corporation 4
CICC US Securities, Inc. AOO539 Licensed Corporation 1
Harcourt Alternative Investments (HK) Limited AOX104 Licensed Corporation 9
HIG Futures Limited AUQ661 Licensed Corporation 2
La Roche & Co Asia Limited AQF577 Licensed Corporation 1, 4, 9
PacAsia Advisors Limited AVY958 Licensed Corporation 9
AGARWAL Akshat AVS185 Licensed Representative 4
AKAN Gokhan AWT176 Licensed Representative 9
ANG Xiao Yun AQU426 Licensed Representative 1, 6
ARORA Rohit ART681 Licensed Representative 1, 4
AU Ka Yee ARH383 Licensed Representative 1
AU Kin Wing AGE157 Licensed Representative 1
AU Kwok Keung, Edmond AWL332 Licensed Representative 1, 4, 9
AU Lik Kan AOM672 Licensed Representative 1
AU Mei Hing AGJ808 Licensed Representative 1
AU Mei Ling AQE104 Licensed Representative 1
AU Ping Kwan AHN293 Licensed Representative 1
AU Tak Kwong, Thomson AQU695 Licensed Representative 1
AU Wai Shing, Dickson ANU646 Licensed Representative 1
AU Wai Yu AXG603 Licensed Representative 10
AU YEUNG Yee Kan AFZ294 Licensed Representative 1
AU-YEUNG Pak Leung APN585 Licensed Representative 1, 2
AU-YEUNG Siu Pang ATR127 Licensed Representative 4
BAGREE Aditya Vikram ARI811 Licensed Representative 1, 2
BAILLIE Samuel Jeremy AOU472 Licensed Representative 1, 2, 7
BANNIGAN Julian Paul AMN747 Licensed Representative 4, 9
BHARAT Saurabh ASL826 Licensed Representative 4
BUDIJONO Ridwan AML732 Licensed Representative 4, 6, 9
BUNYARAKSH Ariya ACS350 Licensed Representative 1
BURGESS Christopher Todd AMN755 Licensed Representative 1, 4, 5, 9
CAI Bibo AOS428 Licensed Representative 9
CAPPELLI Christian ANY059 Licensed Representative 1, 4
CARTER Ramsay James ANE831 Licensed Representative 1, 2, 7
CAVA JONES Justin Huw AMO655 Licensed Representative 1, 2
CHAN Big Ngor AMN846 Licensed Representative 1
CHAN Chau Wah, Cindy AEJ998 Licensed Representative 1
CHAN Chee Kong AJA113 Licensed Representative 1, 4, 5, 6, 9
CHAN Chee Kwong, Raymond AJO249 Licensed Representative 1, 4
CHAN Cheuk Fan AGO615 Licensed Representative 1
CHAN Cheuk Kei, Jacky ACY259 Licensed Representative 1
CHAN Chi Keung, Arthur AEU563 Licensed Representative 1
CHAN Chi Wai, Alan AEP667 Licensed Representative 1
CHAN Chiu Kwan, Billy AEU536 Licensed Representative 1
CHAN Edmund Wing Hong AEX593 Licensed Representative 1, 2
CHAN Eng Chien AVN297 Licensed Representative 1
CHAN Fook Hin AAW535 Licensed Representative 1
CHAN Fook Mui APK656 Licensed Representative 1
CHAN Fung Mi, Esther AFM322 Licensed Representative 1
CHAN Ho Chuen ASE025 Licensed Representative 1
CHAN Ho Ming AFS776 Licensed Representative 1
CHAN Ho Ming AFZ662 Licensed Representative 1
Page 1 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Hoi Pong, Samy AGD757 Licensed Representative 1
CHAN Hon Leung, Danny AEV482 Licensed Representative 1
CHAN Hong Ming, Frank AJG444 Licensed Representative 4, 9
CHAN Ka Hung AOA854 Licensed Representative 1, 1, 6
CHAN Kai Ming AEU619 Licensed Representative 1
CHAN Kam Shing, Anthony AGO067 Licensed Representative 1
CHAN Kam Wing AGO146 Licensed Representative 1
CHAN Kin Ming, Carrie AKO691 Licensed Representative 1
CHAN King Lun AWC183 Licensed Representative 1, 6
CHAN Kit AMD160 Licensed Representative 1
CHAN Kit Bing ACZ969 Licensed Representative 1
CHAN Kit Han, Connie ANX890 Licensed Representative 1
CHAN Kwai King, Idy AQQ977 Licensed Representative 1
CHAN Kwok Chung, Thomas AEW255 Licensed Representative 1
CHAN Kwun Hou, Charles AWX856 Licensed Representative 1, 2
CHAN Lai Chun AGP418 Licensed Representative 1
CHAN Lai Ming, Raymond AEE402 Licensed Representative 1
CHAN Lai Ying AGE162 Licensed Representative 1
CHAN Lap Yan AER927 Licensed Representative 1
CHAN Long Hay ATW320 Licensed Representative 1, 4
CHAN Man Shun, Anthony ADW706 Licensed Representative 1, 9
CHAN Mau Loong, Inshiloh ARH932 Licensed Representative 1
CHAN Mei Wo ANT439 Licensed Representative 1
CHAN Mei Yee AEW275 Licensed Representative 1
CHAN Mei Yee ANM932 Licensed Representative 1
CHAN Mei Yi AFK672 Licensed Representative 1
CHAN Mei Yuk, Cherry ARA273 Licensed Representative 1
CHAN Mi Wah AGP384 Licensed Representative 1
CHAN Ming Yan AMY445 Licensed Representative 1, 4
CHAN Miu Lung, Louis AFC990 Licensed Representative 1
CHAN Paul ANK427 Licensed Representative 1, 2
CHAN Pui Fai, Stephen AER908 Licensed Representative 1
CHAN Pui Kee ASE047 Licensed Representative 1
CHAN Pui Sheung, Mabel ANY316 Licensed Representative 1, 4
CHAN Pui Wo, Wendy AGP456 Licensed Representative 1
CHAN Sau Lai ASE623 Licensed Representative 4
CHAN Shing ASY868 Licensed Representative 1
CHAN Shiu Nin, Philip AMF368 Licensed Representative 1
CHAN Shuk Man, Anika ACS685 Licensed Representative 1
CHAN Shun Hou, Fiona ATS113 Licensed Representative 1
CHAN Siu Hung AEP694 Licensed Representative 1
CHAN Siu Hung, Raymond AFC980 Licensed Representative 1
CHAN Siu Wing ALF321 Licensed Representative 1
CHAN So Fong AFR534 Licensed Representative 1
CHAN Suk Yee, Sharley AME249 Licensed Representative 1
CHAN Sze Wan AQW426 Licensed Representative 1
CHAN Tak Kee, Douglas AMB242 Licensed Representative 1, 4, 4, 6
CHAN Tak Lai, Derek AOJ321 Licensed Representative 1, 4
CHAN Tak Ming AEU625 Licensed Representative 1
CHAN Ting AJA086 Licensed Representative 1
CHAN Tsai, Julie AFK656 Licensed Representative 1
CHAN Wai Chi ARO880 Licensed Representative 4
Page 2 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Wai Keung AWN095 Licensed Representative 1
CHAN Wai Lai, Vivien AFC706 Licensed Representative 1
CHAN Wai Man ARA261 Licensed Representative 1
CHAN Wai Ming AEP690 Licensed Representative 1
CHAN Wai Shing AQU734 Licensed Representative 1
CHAN Wan Ting, Susanna AOH113 Licensed Representative 1
CHAN Wan Yan, Rachel AUP390 Licensed Representative 1
CHAN Wanny AAK418 Licensed Representative 1
CHAN Wing Fan AFM421 Licensed Representative 1
CHAN Wing Hang AQS379 Licensed Representative 1
CHAN Wing Hei AWL048 Licensed Representative 1, 4, 9
CHAN Wing Keung AEU623 Licensed Representative 1
CHAN Wing Kit ANQ781 Licensed Representative 1, 2
CHAN Wing Kwei AFV072 Licensed Representative 1
CHAN Wing See AXG489 Licensed Representative 1
CHAN Wing Siu AJI241 Licensed Representative 1, 4, 9
CHAN Wing Tat AOA382 Licensed Representative 1
CHAN Yan Tat AWX810 Licensed Representative 9
CHAN Yan Yi ARH743 Licensed Representative 1
CHAN Yee Kam, Tracy AGJ825 Licensed Representative 1
CHAN Yi Kai AJH432 Licensed Representative 1
CHAN Yick Hung AAB725 Licensed Representative 1, 4
CHAN Yim AMK296 Licensed Representative 1, 4, 6
CHAN Yin Yan, May AQZ615 Licensed Representative 1
CHAN Yip Lan AEP693 Licensed Representative 1
CHAN Yuen Hing AOU720 Licensed Representative 1
CHAN Yuk Chuen, Raymond AFI581 Licensed Representative 1
CHAN Yuk Ngan AMB086 Licensed Representative 1
CHANG Ludwig AFH012 Licensed Representative 1
CHANG Pei Hua AOX639 Licensed Representative 1, 4
CHANG Sheung Tat AEV467 Licensed Representative 1
CHANG Xuan ALS539 Licensed Representative 6
CHANG Yuan-wei AUX365 Licensed Representative 1
CHAU Bo Kuen, Bovia AQE101 Licensed Representative 1
CHAU Chiu Keung AKP562 Licensed Representative 1
CHAU Christopher K AGW118 Licensed Representative 1, 6
CHAU Fai Hung AEM733 Licensed Representative 1
CHAU Siu Ching AQC476 Licensed Representative 1
CHAU Siu Kuen AEU735 Licensed Representative 1
CHEE Sing Chung ABC352 Licensed Representative 1, 4, 9
CHEE Wai Ming, Vivian AON827 Licensed Representative 1
CHEN Ai Hua AAA442 Licensed Representative 1
CHEN Jia ARM172 Licensed Representative 1, 6
CHEN Xi AUN143 Licensed Representative 1, 2
CHEN Zi Yun, Charlotte AQA158 Licensed Representative 1
CHENG Bo Wan AGB501 Licensed Representative 1
CHENG Chun Kwok, Eric AKX505 Licensed Representative 1
CHENG Gao AWE189 Licensed Representative 4
CHENG Hon Chi, Hans AGP453 Licensed Representative 1
CHENG Kwok Choi AER345 Licensed Representative 1
CHENG Man ASY844 Licensed Representative 3
CHENG Oi Lin, Bonnie AGP043 Licensed Representative 1
Page 3 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHENG Pui Sang, Philip AEU551 Licensed Representative 1
CHENG Sau Yin AWU386 Licensed Representative 1
CHENG Sin Man, Daisy AFR555 Licensed Representative 1
CHENG Suk Fong, Helena AFZ221 Licensed Representative 1
CHENG Ta-Kan, Andrew ARK329 Licensed Representative 1, 4
CHENG Teng Fong, Keith AXG564 Licensed Representative 1, 4
CHENG Tsong-chich APP108 Licensed Representative 9
CHENG Tsz Yeung AWJ019 Licensed Representative 1
CHENG Wai Yee AGO801 Licensed Representative 1
CHENG Wing Ho AEY986 Licensed Representative 1
CHENG Yan Yue APH268 Licensed Representative 1, 4
CHENG Yuk Lin, Betsy ARD819 Licensed Representative 1
CHEUNG Chin Hang, Gordon ARC006 Licensed Representative 1
CHEUNG Fu Fai AEP639 Licensed Representative 1
CHEUNG Hei Yee, Salina AFE279 Licensed Representative 1, 4
CHEUNG Hung Lok AJO583 Licensed Representative 4
CHEUNG Kam Piu AFR550 Licensed Representative 1
CHEUNG Kam Wing AQU738 Licensed Representative 1
CHEUNG Kevin APR415 Licensed Representative 1
CHEUNG Kwan Yee ANI732 Licensed Representative 1, 4
CHEUNG Mei Kit AFI617 Licensed Representative 1
CHEUNG Patsy Yikfan ACH095 Licensed Representative 1, 4
CHEUNG Pui Ha AFC695 Licensed Representative 1
CHEUNG Sau Yee ANN086 Licensed Representative 1
CHEUNG Shuet Ling, Cirrus ARC136 Licensed Representative 1
CHEUNG Sin Chong, Monica ARH935 Licensed Representative 1
CHEUNG Siu Wai, Loretta AFR530 Licensed Representative 1
CHEUNG Suet Ling, Rita AFR531 Licensed Representative 1
CHEUNG Tik Wan, Rachel AQM072 Licensed Representative 1
CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2
CHEUNG Wai Kwong APO971 Licensed Representative 1
CHEUNG Wing Fai AFZ678 Licensed Representative 1
CHEUNG Wing Wah, Jeff AEG141 Licensed Representative 1, 4
CHEUNG Yan Hung ASS664 Licensed Representative 1, 4
CHEUNG Yin Ping, Yvonne AFZ245 Licensed Representative 1
CHEUNG Yuet Yung, Sandra AGP448 Licensed Representative 1
CHEUNG Yuk Wah AFL618 Licensed Representative 1
CHIANG Sabina Wei Lam ARU107 Licensed Representative 1, 4
CHIANG Tak Ming AGO618 Licensed Representative 1
CHIANG Wai Ling, Winnie AJA303 Licensed Representative 4
CHIN Szu Yi ASE564 Licensed Representative 4, 9
CHING Siu Ying ADC449 Licensed Representative 4
CHIU Cheuk Man ASS493 Licensed Representative 1, 2
CHIU Ivan Wei Yin ARO748 Licensed Representative 6
CHIU Man Ho, Andy AJM492 Licensed Representative 2, 3
CHIU Miu Kuen AGP389 Licensed Representative 1
CHIU Muk Ying, Cindy APS916 Licensed Representative 1
CHIU Suk Han, Rosa AEW258 Licensed Representative 1
CHIU Wai Lun AFR536 Licensed Representative 1
CHIU Wai Tung AKU309 Licensed Representative 1
CHO Hoon Shik APH431 Licensed Representative 1
CHO Min Ki AOV840 Licensed Representative 1, 4
Page 4 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHOI Chun Ming, Norras AOY471 Licensed Representative 1, 4
CHOI Ka Ho AQZ906 Licensed Representative 1, 2
CHOI Kam Mei ARA780 Licensed Representative 1
CHOI Man Chiu, Gary AER295 Licensed Representative 1
CHOI Man Ki AOX408 Licensed Representative 1, 2, 4, 5
CHOI Mei Yuk, Amy ANM936 Licensed Representative 1
CHOI Nga Chun ASO286 Licensed Representative 1, 4
CHOI Shuk Yi, Melissa AJA073 Licensed Representative 1
CHOI Suet Miu ARJ977 Licensed Representative 1
CHOI Wai Ling ANQ404 Licensed Representative 1
CHOI Yan Yan, Candy ALK252 Licensed Representative 1
CHON Chi Po, Caroline AGO049 Licensed Representative 1
CHONG Chi Kin AWD496 Licensed Representative 1, 2
CHONG Wai Yan AWJ221 Licensed Representative 1, 2
CHOW Chin Pang, Jason AER327 Licensed Representative 1
CHOW Chung AAY530 Licensed Representative 1
CHOW Hou Sun AER904 Licensed Representative 1
CHOW Ka Yuk APM095 Licensed Representative 1
CHOW Kong Wing, Willis ASJ877 Licensed Representative 1
CHOW Pak Tat ANN764 Licensed Representative 1
CHOW Shu Shing AOD596 Licensed Representative 1
CHOW Siu Ling, May ALN488 Licensed Representative 1, 4, 5, 9
CHOW Ting Ho AWA162 Licensed Representative 1
CHOW Tung Lok AKU308 Licensed Representative 1
CHOW Wai Ling, Elaine AGD778 Licensed Representative 1
CHOW Yin Ming, Gabriel AGO171 Licensed Representative 1
CHOY Bing Hung AFV055 Licensed Representative 1
CHOY Chu Fu Prudence AWJ707 Licensed Representative 1, 2
CHOY Hong Lung AGD789 Licensed Representative 1
CHOY Man Ki, Maggie AFV076 Licensed Representative 1
CHOY Ping Fai AFV228 Licensed Representative 1
CHOY Wai Chun, Virginia AFZ276 Licensed Representative 1
CHU Brian AFV782 Licensed Representative 1
CHU Hei Wah, Ivy ALA763 Licensed Representative 1
CHU Jeng Yeu ANU812 Licensed Representative 1
CHU Lee Wah AEP661 Licensed Representative 1
CHU Siu Ping, Windy AGD855 Licensed Representative 1
CHU Wai Keung AGJ925 Licensed Representative 1
CHU Wai Kwan AFK641 Licensed Representative 1
CHU Wan Lan AFK620 Licensed Representative 1
CHU Wen-hsien AOY184 Licensed Representative 1, 2
CHU Yu Man, Pricilla AOA610 Licensed Representative 1, 4
CHUE Soon Seng, Kenneth AUN087 Licensed Representative 1
CHUI Kwan Choi AGD610 Licensed Representative 1
CHUI Lai Yee AOK071 Licensed Representative 1
CHUN Wing Kin, Howard ANA957 Licensed Representative 1
CHUNG Kar Sing AEV470 Licensed Representative 1
CHUNG Kent Luke AWZ393 Licensed Representative 1
CHUNG Leung Ming, Joseph AGJ828 Licensed Representative 1
CHUNG Lisa Sze Lai ADX334 Licensed Representative 1, 4
CHUNG Mei Lan AKU305 Licensed Representative 1
CHUNG Po Lin, Pauline AQZ866 Licensed Representative 1, 4
Page 5 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHUNG Po Wah, Emily ANY049 Licensed Representative 1, 4
CHUNG Pui ANT440 Licensed Representative 1
CHUNG Wai Kin AFZ290 Licensed Representative 1
CHUNG Wai Yan, Christina AGJ842 Licensed Representative 1
CHUNG Wing Kin ATE069 Licensed Representative 1, 2, 3
CHUNG Yuen Shan AER330 Licensed Representative 1
CHUNG Yuk Ching ANQ391 Licensed Representative 1
DE SUPERVIELLE-RAGEAU Francois ANN402 Licensed Representative 1
DENG Shiqing AXX713 Licensed Representative 1, 2
DING Min AOB809 Licensed Representative 6
DING Zhiyuan ASK507 Licensed Representative 4
DOBASHI Shinobu AKI539 Licensed Representative 1, 4
DONZE Patrick AVP644 Licensed Representative 1, 4
DUAN Xiaodong ANH047 Licensed Representative 6
EDWARDS Damian Lander ALG180 Licensed Representative 1, 2, 7
FAN Chung Shiu ADV864 Licensed Representative 1
FAN Claris Wai Ping AOX016 Licensed Representative 1, 2, 4
FAN Sin Ling AWW706 Licensed Representative 1, 2
FAN Siu Ying AGK626 Licensed Representative 1
FAN Yik Yan, Juliana AGH850 Licensed Representative 1, 4
FEINBERG Alexander Eugene AWO415 Licensed Representative 9
FOK Kei Shun, William ANC090 Licensed Representative 1, 2, 4, 7
FOK Yiu Tung AHG563 Licensed Representative 1, 2, 2, 4, 9
FONG Chui Yin APK319 Licensed Representative 1
FONG Fu Tak , Simon AFV028 Licensed Representative 1
FONG Ka Hang AOY476 Licensed Representative 1, 4
FONG Po Ching, Gilbert AEP654 Licensed Representative 1
FONG Sze Ying, Carroll AGO935 Licensed Representative 1
FOO Chee King, John AGC136 Licensed Representative 9
FU Ching Chi Fiona ASF617 Licensed Representative 1
FU Chui Yin ALN248 Licensed Representative 1
FU Ling Yee, Celeste AIU385 Licensed Representative 1
FU Sau Ting AFI608 Licensed Representative 1
FU Stan Su-Ting ARN742 Licensed Representative 1, 2, 7
FU Yan Keung AAJ827 Licensed Representative 4
FU Yuen Cheung, Alexander AEM735 Licensed Representative 1
FUKUSHIMA Soh AVN014 Licensed Representative 1, 4
FUNG Hau Yi ARV793 Licensed Representative 1
FUNG Lam Kong AGP499 Licensed Representative 1
FUNG Man Ching AVE212 Licensed Representative 1
FUNG Mei Po AFZ650 Licensed Representative 1
FUNG Siu Lai, Florence AUM743 Licensed Representative 1
FUNG Yee Wan, Antonia ARI738 Licensed Representative 1
GAN Ker Ann ASU034 Licensed Representative 1, 6
GAN Zhenyu AVQ396 Licensed Representative 3
GANDHI Harmendra AQX048 Licensed Representative 4
GAO Junjie AXG317 Licensed Representative 10
GE Yun AOH531 Licensed Representative 1, 2, 9
GINEITIS Adomas APN598 Licensed Representative 1
GINESKY Bret Matthew ATT107 Licensed Representative 4
GOMEZ Susana Maria Morgado AOL508 Licensed Representative 1, 2
GON Wai Yan, Stephen AER916 Licensed Representative 1
Page 6 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
GRIMALDI Edouard Jean Maurice AXC795 Licensed Representative 2
GUAN Ying AWQ675 Licensed Representative 1
GUINDO Christina AXO946 Licensed Representative 1, 4
GUNNS Christopher Michael Adrian APC679 Licensed Representative 1, 4, 9
GUO Jieyi AWH106 Licensed Representative 1, 2
HA Ka Yan ANK949 Licensed Representative 1, 4, 9
HANDRA Ying Nei, Jeanne AEW265 Licensed Representative 1
HARHARAH Hoda Binte Awad ANY024 Licensed Representative 1, 4
HIRAKATA Noriaki ANM926 Licensed Representative 1
HO Chi Hung AEU575 Licensed Representative 1
HO Chi Wing, Gary AER928 Licensed Representative 1
HO Chun Ling AEW230 Licensed Representative 1
HO Hiu Shing AYD469 Licensed Representative 1
HO Hok Ling ANB144 Licensed Representative 1, 2
HO Kei Ling, Irene AON824 Licensed Representative 1
HO Ki Yuen, Frederick AER937 Licensed Representative 1
HO Kin Sun ARF387 Licensed Representative 1
HO Kit Ling ALY890 Licensed Representative 1, 6
HO Kit Ying, Patty AGD761 Licensed Representative 1
HO Kwok Wai, Gareth ACP902 Licensed Representative 1, 4
HO Lai Yan, Theona AOL083 Licensed Representative 1, 4
HO Lap Yiu APH374 Licensed Representative 1
HO Mei Chi, Helen AFV922 Licensed Representative 1
HO Mei Chu AEW223 Licensed Representative 1
HO On Lai, Anna AER307 Licensed Representative 1
HO Philip AIV807 Licensed Representative 1
HO Pui Sze AGD784 Licensed Representative 1
HO Shiu Kuen AEP653 Licensed Representative 1
HO Ting Hong ADV928 Licensed Representative 1, 4, 5, 9
HO Wai Che AJF099 Licensed Representative 1
HO Wai Hung AVS572 Licensed Representative 1
HO Wing Shan AED583 Licensed Representative 1, 4
HO Wing Sze ALY427 Licensed Representative 1, 4
HO Yee Him AFT554 Licensed Representative 1
HO Yik Ling AEK008 Licensed Representative 1
HO Yiu Fai AIB991 Licensed Representative 1, 4, 7, 9
HO Yuan-pang APG491 Licensed Representative 1, 2
HO Yuen Ling AGR006 Licensed Representative 4, 9
HO Yuen Wan AFI585 Licensed Representative 1
HO Yuk Chun, Windy AGQ208 Licensed Representative 4
HO Yuk Wa, Kenny AGJ805 Licensed Representative 1
HON Kam Lan AQM174 Licensed Representative 1
HOSHINO Masahide ASW934 Licensed Representative 1, 4, 6
HSIUNG Chun Fat, Jaiphen ARG857 Licensed Representative 1
HSU Chia-ling AVT144 Licensed Representative 1
HSU Chun-Yi ANV138 Licensed Representative 1, 3
HSU Wen-Tang ANP629 Licensed Representative 1
HU David APV246 Licensed Representative 1, 2
HU Zhengwei AUQ995 Licensed Representative 1, 6
HUANG Huamin ASZ592 Licensed Representative 4
HUANG Nan AVK626 Licensed Representative 1, 2
HUEN Wai Chu AFR549 Licensed Representative 1
Page 7 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
HUI Kin Sing AWR738 Licensed Representative 1, 2
HUI Kin Yip AQZ639 Licensed Representative 4, 9
HUI Lai Ping AQU741 Licensed Representative 1
HUI Wai Cheong Marco AXD552 Licensed Representative 1, 2, 3
HUI Yiu Kie APH373 Licensed Representative 1
HUI Yuen Ling AEU626 Licensed Representative 1
HUNG Bo Chun ATW784 Licensed Representative 1, 4
HUNG Chun Wah AQI315 Licensed Representative 1
HUNG Fan Tai, Barry AGP500 Licensed Representative 1
HUNG Tak Hon, David ALF750 Licensed Representative 1
HWANG Yan Tao AFI601 Licensed Representative 1
IP Cho Ting Spencer AFZ660 Licensed Representative 1
IP Miu Yee, Joanna AFZ242 Licensed Representative 1
IP Pui Shan, Sarah AGI952 Licensed Representative 1, 4
IP Sau Ching AOV906 Licensed Representative 1
JAMET Nicolas Jean-claude Bernard APB267 Licensed Representative 1, 2, 7
JAO Chow Ying AGN951 Licensed Representative 1
JOHNSON Alexander Walker AXA190 Licensed Representative 1
JOHNSTON Brian AXD732 Licensed Representative 1, 4
KALSI Dilbagh Singh ATN169 Licensed Representative 1, 2, 7
KAM Wan Hoi AFZ307 Licensed Representative 1
KAN Tat Yan ATB858 Licensed Representative 1, 4
KANG Sang Hun ATR857 Licensed Representative 1, 2
KAROONYAVANICH Anuruk AHX011 Licensed Representative 1, 6
KATZ Daniel Sebastian AWY605 Licensed Representative 1, 2
KAWASE Makoto AUQ289 Licensed Representative 1, 4
KIANG Yat Lung AGN995 Licensed Representative 1
KIM Aki ATM633 Licensed Representative 1, 2
KIM Seung Wook ATT490 Licensed Representative 4
KIM Young A ARL484 Licensed Representative 4, 9
KIM Young Jeon APA568 Licensed Representative 1, 4
KLEEGER Andrew Jay ANX952 Licensed Representative 2
KO Hiu Ming, Joyce AFI596 Licensed Representative 1
KO Po Shan AID116 Licensed Representative 1
KO Yat Hang ARN067 Licensed Representative 1
KO Yiu Ki, Ricky AEK011 Licensed Representative 1
KO Yuk Ying AQS380 Licensed Representative 1
KONG Chun Man, Benjamin AOI880 Licensed Representative 1, 4
KONG Kwai Tai, Ingrid AFV029 Licensed Representative 1
KONG Yiu Man AGO147 Licensed Representative 1
KOO Chi Kan, Eunice ASE048 Licensed Representative 1
KOO May Wah, Ada AEW257 Licensed Representative 1
KOO Mei Chun ALI449 Licensed Representative 1
KOO Wai Man ALL029 Licensed Representative 1
KOON Fung Ting AQR006 Licensed Representative 1
KOT Shun Leung AEW249 Licensed Representative 1
KWAK Paul Youngjin ATS676 Licensed Representative 1, 6
KWAN Chin Man ANN592 Licensed Representative 1, 4
KWAN David King Tong ADU222 Licensed Representative 1, 4
KWAN Kai Ching AUC126 Licensed Representative 4
KWAN Kam Ping, Lana ALY149 Licensed Representative 1, 2, 3
KWAN Kin Yuen, Louis AGP501 Licensed Representative 1
Page 8 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
KWAN Leung Chiu, Alvin AMU582 Licensed Representative 1, 4
KWAN Man Yan AGD851 Licensed Representative 1
KWAN Pui Hung ANF145 Licensed Representative 1, 4
KWOK Fung Ying AFZ277 Licensed Representative 1
KWOK Oi Chu, Lucia AEU600 Licensed Representative 1
KWOK Ping Yam AFO424 Licensed Representative 1, 2
KWOK Ronald King-wong AQQ334 Licensed Representative 1, 2, 7
KWOK Sau Man AQQ988 Licensed Representative 1
KWOK Siu Kei AEP672 Licensed Representative 1
KWOK Siu See, Irene ANY055 Licensed Representative 1, 4
KWOK Tak Kei AOH109 Licensed Representative 1
KWOK Wai Fun AEU574 Licensed Representative 1
KWOK Wai Kit AOH108 Licensed Representative 1
KWOK Yin Fun AGD785 Licensed Representative 1
KWOK Yuen Yi AGJ848 Licensed Representative 1
KWOK Yuet Ming, Joyce AJB045 Licensed Representative 1
KWONG Joanne Ting ARN436 Licensed Representative 1, 4, 5
KWONG Mo Wan AGO003 Licensed Representative 1
KWONG Ping Nam AGN994 Licensed Representative 1
KWONG Yuen Yan, Stephanie AVM741 Licensed Representative 1
KWUN Siu Ming AGP380 Licensed Representative 1
LAI Angela AFZ225 Licensed Representative 1
LAI Chong Fung AQE296 Licensed Representative 1
LAI Hing Lun AOC910 Licensed Representative 1, 4
LAI Hon Yee, Eric AMT854 Licensed Representative 1
LAI King Ngai, Francis AMJ905 Licensed Representative 1
LAI Kwai Wing AVM129 Licensed Representative 1
LAI Kwan ALN746 Licensed Representative 1
LAI Kwok Wa AFI621 Licensed Representative 1
LAI Nga Li AOG201 Licensed Representative 1, 4, 4
LAI Pik Kwan, Maria Magdalena AEP660 Licensed Representative 1
LAI Sau Fong, Grace AEV477 Licensed Representative 1
LAI Sui Lun AGJ800 Licensed Representative 1
LAI Suk Yee, Anita ANK676 Licensed Representative 1
LAI Suk Yee, Michelle AEP677 Licensed Representative 1
LAI Tat Nang AEU565 Licensed Representative 1
LAI Wai Shun AGJ928 Licensed Representative 1
LAI Yui Cheung AFC993 Licensed Representative 1
LAM Chi Yuen AEV066 Licensed Representative 1, 4
LAM Chin Fung AXF189 Licensed Representative 3
LAM Chui Ha AGO056 Licensed Representative 1
LAM Chung Yan AXD910 Licensed Representative 1, 2
LAM Chung Yee AGE170 Licensed Representative 1
LAM Hiu Pun AJL647 Licensed Representative 1
LAM Hung Heung AGD585 Licensed Representative 1
LAM Keung ADZ888 Licensed Representative 1, 2
LAM Kin Hung ALN133 Licensed Representative 1
LAM Kwok Ho, Clement ALF328 Licensed Representative 1
LAM Lai Yin, Sophia ANT520 Licensed Representative 1
LAM Maggie APV887 Licensed Representative 1
LAM Man Kwan, Rosemary AGH201 Licensed Representative 1
LAM Ming ALE917 Licensed Representative 1
Page 9 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LAM Oi Ling, Kimmy AME626 Licensed Representative 1
LAM Pui Pui AQN699 Licensed Representative 1
LAM Renee AXG318 Licensed Representative 10
LAM Sau Ting, Linda AXX818 Licensed Representative 1
LAM Wai Ching AFV238 Licensed Representative 1
LAM Wai Chiu, Eric AFZ375 Licensed Representative 1
LAM Wai Sum AEK018 Licensed Representative 1
LAM Wai Ying AGJ880 Licensed Representative 1
LAM Wan Yin AMA079 Licensed Representative 1
LAM Wing Sze AFB574 Licensed Representative 1, 4, 7, 9
LAM Ying Nii Christina ASM345 Licensed Representative 4
LAM Yuen Fat ADE441 Licensed Representative 1
LAM Yung Chak AGD869 Licensed Representative 1
LAMOTTE Philip Alejandro APW632 Licensed Representative 9
LARM Wai Leung AMP592 Licensed Representative 1
LAU Bing Yee, Judy AEU560 Licensed Representative 1
LAU Chak Lam AFC569 Licensed Representative 1
LAU Cheuk Ki ATX970 Licensed Representative 1, 2
LAU Chun Sing ANQ367 Licensed Representative 1, 2, 4
LAU Hiu Hung AFZ214 Licensed Representative 1
LAU Ho Leung AFU866 Licensed Representative 1
LAU Kai Wing AUS656 Licensed Representative 1
LAU Kam Fai ANQ965 Licensed Representative 1, 4
LAU Kam Heung AMM175 Licensed Representative 1
LAU Kit Yu AFO314 Licensed Representative 1
LAU Kwok Tung ARA274 Licensed Representative 1
LAU Lin Ching AFK624 Licensed Representative 1
LAU Mimi AUS099 Licensed Representative 1, 4
LAU Ngai Edwin ASK156 Licensed Representative 1
LAU Pui Man, William ALF329 Licensed Representative 1
LAU Pui Yu AWU385 Licensed Representative 1
LAU Sau Ying AME325 Licensed Representative 1
LAU Shing Fat, Frank AEU569 Licensed Representative 1
LAU Shu Yan Yannie AMY307 Licensed Representative 1, 4
LAU Shui Shing AFC985 Licensed Representative 1
LAU Siu Kuen AGO788 Licensed Representative 1
LAU Siu Nam AFC692 Licensed Representative 1
LAU Suet Lin, Maggie AGN992 Licensed Representative 1
LAU Suk Tung AFD150 Licensed Representative 1, 4
LAU Sung On Anthony ASF619 Licensed Representative 1
LAU Tak Ping AFR551 Licensed Representative 1
LAU Wai King, Betty AME292 Licensed Representative 1
LAU Wan Hang, Dorothy AGO765 Licensed Representative 4, 6
LAU Yin AFZ654 Licensed Representative 1
LAU Yuk Lan AER319 Licensed Representative 1
LAW Chuen On, Eddie AFI582 Licensed Representative 1
LAW Chun Lok AVY116 Licensed Representative 1
LAW Chun Wai ASS893 Licensed Representative 2
LAW Hong Shing, Ambrose Peter ART299 Licensed Representative 1, 4, 4
LAW Kit Shing AQM552 Licensed Representative 1
LAW Pak Ling AFZ366 Licensed Representative 1
LAW Siu Lan APU817 Licensed Representative 1
Page 10 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LAW Wai Yeung APL456 Licensed Representative 1
LAW Wing Chi AQH039 Licensed Representative 1
LAW Yuk Ha, Candy AGO649 Licensed Representative 1
LEE Chi Keung AFI736 Licensed Representative 1
LEE Chi Shaun AXI099 Licensed Representative 10
LEE Chia-Ling ARN822 Licensed Representative 1, 4, 6
LEE Chun Keung AME323 Licensed Representative 1
LEE Hau Yee AMY887 Licensed Representative 1
LEE Hoi Keung AGJ838 Licensed Representative 1
LEE Ka Man Kevin AXI267 Licensed Representative 1, 6
LEE Ka Wai ACM361 Licensed Representative 1, 4
LEE Kai Pong ADW528 Licensed Representative 1, 2
LEE Kai Yeung APV585 Licensed Representative 1
LEE Kam Chiu AEM746 Licensed Representative 1
LEE Kim Man Erica ARG950 Licensed Representative 1, 4
LEE Kit May AFK623 Licensed Representative 1
LEE Kuan-ju ARR958 Licensed Representative 1, 4, 7, 9
LEE Lai Fong AVT504 Licensed Representative 1
LEE Liang-Teh AEQ246 Licensed Representative 1, 2, 9
LEE Man Fai AFV229 Licensed Representative 1
LEE Man Wai AGO802 Licensed Representative 1
LEE Man Yiu, Paul ADV329 Licensed Representative 1
LEE Po Lai, Alice AGJ795 Licensed Representative 1
LEE Sau Wan AGO180 Licensed Representative 1
LEE Siu Lan AFI605 Licensed Representative 1
LEE Siu Lan, Majors AJG274 Licensed Representative 1
LEE Siu Wah, Connie AQR070 Licensed Representative 1
LEE Suk Mun AJD183 Licensed Representative 1, 4
LEE Suk Yee AEW246 Licensed Representative 1
LEE Tak Ching ALY618 Licensed Representative 1, 2, 4, 9
LEE Tanya Marie AGN874 Licensed Representative 1, 2
LEE Tsz Yan ATX934 Licensed Representative 1, 2
LEE Wah Chun, Jennifer AER329 Licensed Representative 1
LEE Wai Leung ANM938 Licensed Representative 1
LEE Wai Shing AGH139 Licensed Representative 1, 4
LEE Wai Sum AUR858 Licensed Representative 4, 9
LEE Wai Yee, Winnie AVD448 Licensed Representative 1, 4
LEE Wan Kin AGG670 Licensed Representative 1, 4
LEE Yee Mei, Monica ANA212 Licensed Representative 1
LEE Yim Fong AFV004 Licensed Representative 1
LEE Yin Ling, Stevie AGO682 Licensed Representative 1
LEE Yiu Keung ADE899 Licensed Representative 1
LENG Terence Hoe Lon AVT663 Licensed Representative 1, 2
LENT Nicholas Alexander APC030 Licensed Representative 1, 2
LEONG Carol Ka Bo AWT703 Licensed Representative 1, 2
LEONG Kam Leng AGD584 Licensed Representative 1
LER Li Ling AWQ787 Licensed Representative 1, 2
LEUNG Chi Sau AQO430 Licensed Representative 1
LEUNG Chui Mei, Lily AJE678 Licensed Representative 1
LEUNG Hing Man AUH927 Licensed Representative 1, 4
LEUNG Johnson Hoi Yung AWR747 Licensed Representative 1, 2
LEUNG Ka Lung AHU105 Licensed Representative 1, 2, 3, 4, 5
Page 11 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LEUNG Kam Fai AFZ672 Licensed Representative 1
LEUNG Kam Kwan ARD459 Licensed Representative 1, 4
LEUNG Kit Chi APJ206 Licensed Representative 4
LEUNG Kwok Pong AAF392 Licensed Representative 1, 2, 3
LEUNG Lai Han AFY384 Licensed Representative 1
LEUNG Lai Luen, Heidi AGN950 Licensed Representative 1
LEUNG Lai Ming, Angelar AFV010 Licensed Representative 1
LEUNG Lai Seung ARW931 Licensed Representative 1
LEUNG Lai Wan AFV064 Licensed Representative 1
LEUNG Man Dik AVE195 Licensed Representative 1
LEUNG Oi Mui, Amy AMC162 Licensed Representative 1
LEUNG Pui Kuen AQG965 Licensed Representative 1
LEUNG Pui Man, Joanne ALQ625 Licensed Representative 1, 1, 2, 3, 4
LEUNG Shiu Sing AEU534 Licensed Representative 1
LEUNG Sik Kan AFZ246 Licensed Representative 1
LEUNG Siu Ying AFV237 Licensed Representative 1
LEUNG Suet Ying ANH755 Licensed Representative 1, 4, 9
LEUNG Sze Wai ARL933 Licensed Representative 1, 4
LEUNG Tai Yui, Frankie AEM742 Licensed Representative 1
LEUNG Wai Chee, Mavis AFV056 Licensed Representative 1
LEUNG Wai Chung APD897 Licensed Representative 1, 4
LEUNG Wai Yee AIA180 Licensed Representative 1
LEUNG Wan Shan ANQ335 Licensed Representative 4, 9
LEUNG Wing Kay, Samuel AGD857 Licensed Representative 1
LEUNG Woon King, Junnie AQD993 Licensed Representative 1
LEUNG Yi Ka APC891 Licensed Representative 1, 4
LEUNG Yim Fan AXD386 Licensed Representative 1, 4
LEUNG Yin Fun AMO432 Licensed Representative 1
LEUNG Yin Hang AER938 Licensed Representative 1
LEUNG Yiu Lun AFV160 Licensed Representative 1, 2
LEUNG Yiu Wai APY964 Licensed Representative 1
LEUNG Yue AER941 Licensed Representative 1
LI Cheuk Kuen AGD878 Licensed Representative 1
LI Chi Nam ACZ117 Licensed Representative 1
LI Chi Shing AFV227 Licensed Representative 1
LI Hing Mei AEP663 Licensed Representative 1
LI Hok Ping, Albert AEU547 Licensed Representative 1
LI Hongliang ASZ595 Licensed Representative 4
LI Kit Suen, Anita AKQ877 Licensed Representative 1, 4
LI Lai Shan, Sera AOW922 Licensed Representative 1, 4
LI Man Fai, Raymond ADT897 Licensed Representative 1, 1, 2
LI Mee Siu AEV460 Licensed Representative 1
LI Mei Hing ALP487 Licensed Representative 1
LI Michael Kok Hong APC247 Licensed Representative 1
LI Po Chun AEU541 Licensed Representative 1
LI Sai Ho, Shadow AEA674 Licensed Representative 4
LI Sai Mui ANT525 Licensed Representative 1
LI Shu Lam AJE676 Licensed Representative 1
LI Shu Pai APP909 Licensed Representative 6
LI Shun Ying, Sharon AOC887 Licensed Representative 1, 2
LI Tak Fan ARI176 Licensed Representative 4
LI Tsz Leung AJA071 Licensed Representative 1
Page 12 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LI Tsz San AXH330 Licensed Representative 9
LI Weiyang AQP749 Licensed Representative 6
LI Wenlong AVV138 Licensed Representative 1, 4, 9
LI Wing AOE687 Licensed Representative 1
LI Wing Ping, Desmond ABE860 Licensed Representative 1, 7
LI Wing Yan, Kathy AXY631 Licensed Representative 1
LI Yanjie AUS278 Licensed Representative 1, 6
LI Ye APC146 Licensed Representative 4, 9
LI Ying Chuen, David AER322 Licensed Representative 1
LI Yiu Chung AEU616 Licensed Representative 1
LI Yuk Man ARK414 Licensed Representative 1, 4
LIAN Yi APO573 Licensed Representative 1, 4, 6
LIANG Hao AUX018 Licensed Representative 1, 4, 9
LIANG Kin Sang AER932 Licensed Representative 1
LIANG Yin Fung, Candy AGD720 Licensed Representative 1
LIAO Shao-Mei APX221 Licensed Representative 1, 4
LIAO Yuk Chi AME319 Licensed Representative 1
LIN Wen Pin ALI163 Licensed Representative 1, 4
LING Man Chi, Julie AML631 Licensed Representative 1
LING Wah Chung AUZ189 Licensed Representative 1
LIO Wai Ki AVP390 Licensed Representative 1
LIU Chao AVM996 Licensed Representative 1, 2
LIU Cheuk Tim Frederick AWQ418 Licensed Representative 4, 9
LIU Chi Shuen ANI729 Licensed Representative 1
LIU Chieh-Hsin ANU776 Licensed Representative 1, 4, 4
LIU Chien-Hung AVC345 Licensed Representative 1
LIU Kok Wai ATG723 Licensed Representative 1, 2
LIU Liteng AVR881 Licensed Representative 1
LIU Maretta Yiqi AVD327 Licensed Representative 1, 2, 7
LIU Ning AWU392 Licensed Representative 1
LIU On Bong, Peter AOX333 Licensed Representative 1, 4
LIU Weiqi AOC861 Licensed Representative 6
LIU Yin Yi AGJ864 Licensed Representative 1
LIU Ying Chi AQR003 Licensed Representative 1
LIU Yong ASC732 Licensed Representative 4, 9
LO CHAU Yin Fong AFU995 Licensed Representative 1
LO Chin Keung ANH118 Licensed Representative 1
LO Chung Ming AFR043 Licensed Representative 1
LO Ka Yee AFC205 Licensed Representative 1, 4
LO Kin Wai AQD602 Licensed Representative 1, 2
LO Mei Ha AJA968 Licensed Representative 1, 2, 4, 5
LO Shuk Yan, Loretta AMI340 Licensed Representative 1
LO Siu Wing ASN805 Licensed Representative 1, 4
LO Wing Yin, Anson ARD874 Licensed Representative 1
LO Yiu Fai AER314 Licensed Representative 1
LU I I ARE335 Licensed Representative 1
LU Ping APN537 Licensed Representative 1, 2
LUI Chi Yan AFR520 Licensed Representative 1
LUI Choi Yuk AFZ270 Licensed Representative 1
LUI Chun Lan AGN954 Licensed Representative 1
LUI Malcolm O AUT119 Licensed Representative 1
LUI Siu Tim AFR547 Licensed Representative 1
Page 13 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LUI Tsz Fong AUK119 Licensed Representative 1, 2, 3
LUI Yiu Cho, Samson ABE957 Licensed Representative 1, 4
LUK Kwok Wai, Catherine APP897 Licensed Representative 1
LUK Ping APO393 Licensed Representative 1
LUK Pui Wan APK647 Licensed Representative 1
LUK Wai Ching AFR554 Licensed Representative 1
LUK Yee Ping ALO338 Licensed Representative 1
LUKE Wing Tong AGO151 Licensed Representative 1
LUNG Chee Ming, George AFC701 Licensed Representative 1
LUNG Pik Kuen, Flossie AGO175 Licensed Representative 1
LUNG Tak Sau, Eric AOV821 Licensed Representative 1, 2
LUO Weihai AVM727 Licensed Representative 1, 4
MA Chun Ho APJ551 Licensed Representative 1
MA King Lun ATP133 Licensed Representative 1, 2, 3
MA Shuk Man AFZ261 Licensed Representative 1
MA Siu Kuen, Alice AKJ063 Licensed Representative 1
MA Sze Wan AGP412 Licensed Representative 1
MA Yaoyao AWC080 Licensed Representative 1, 4
MAHESHWARI Vibhor Kumar ARD669 Licensed Representative 1, 2
MAK Chui King ALO169 Licensed Representative 1
MAK Kong Sang ARH385 Licensed Representative 1
MAK Mei Shan AIX767 Licensed Representative 1
MAK Sau Kwan AIZ570 Licensed Representative 1
MAK Suk Ling AGP416 Licensed Representative 1
MAK Yee Wan AGO548 Licensed Representative 1
MAN Lai Kai AOT413 Licensed Representative 1
MAN Siu Mei ARA044 Licensed Representative 1
MANSFIELD David Thomas ALT907 Licensed Representative 1, 2, 2, 7
MAO Li Jun APW438 Licensed Representative 1, 4
MAXIMO Michael S. AOY619 Licensed Representative 1
MCKENNA James Philip AQR513 Licensed Representative 1, 6
MENG Mingyi AUJ849 Licensed Representative 1, 4, 6
MILLER Christopher John Cresswell ASZ688 Licensed Representative 1
MITCHELL James Gordon ADQ127 Licensed Representative 1, 4
MITRA Aninda Sankar AXG377 Licensed Representative 10
MOK Beatrice ACX849 Licensed Representative 1, 4
MOK Chiu Mui AGP083 Licensed Representative 1
MOK King Woon, Lilian AGD948 Licensed Representative 1
MOK Nga Woon, Shirley AVF163 Licensed Representative 1
MOK Wing Yi ARL063 Licensed Representative 1, 4
MOLNAR Michelle AVQ907 Licensed Representative 1
MONK Philip David AVV242 Licensed Representative 1, 9
MOTIWALA Ayaz Bashir APA237 Licensed Representative 9
NAKAHARA Takuro ANY043 Licensed Representative 1, 4
NARASAKI Shuya AXL833 Licensed Representative 1, 2
NEE Shui Hwa, Nancy AER942 Licensed Representative 1
NG Chak Chung AGK907 Licensed Representative 1, 2, 4
NG Charles ADS002 Licensed Representative 1
NG Cheung Hing AGQ050 Licensed Representative 1, 4
NG Chi Keung AWH341 Licensed Representative 1
NG Chi Man AJL653 Licensed Representative 1
NG Ching Ha ASS324 Licensed Representative 1, 2
Page 14 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
NG DOI YEE AQQ679 Licensed Representative 1
NG Ka Shun, Carson ARE772 Licensed Representative 4
NG Kai Leung ANS242 Licensed Representative 4
NG Kam Ying AGE156 Licensed Representative 1
NG Kwan Ying AFC705 Licensed Representative 1
NG Kwok Hung ACL451 Licensed Representative 1, 2, 4, 9
NG Kwok Wo, Dominic AFR552 Licensed Representative 1
NG Lai Wan AFV235 Licensed Representative 1
NG Shuk Ching, Sally AGP044 Licensed Representative 1
NG Shun Chiang ANZ729 Licensed Representative 1, 4
NG Sin Mun ANH119 Licensed Representative 1
NG Siu Mei AGN880 Licensed Representative 1
NG Suk Ping, Belinda ACK768 Licensed Representative 1
NG Tsz Chung ARW399 Licensed Representative 1, 2, 3
NG Wai Ling, Wiser AGD590 Licensed Representative 1
NG Wai Sum AJD565 Licensed Representative 1, 2
NG Wen Yin AQU712 Licensed Representative 1
NG Wing Kin AWN677 Licensed Representative 1
NG Yuen Kwan AEV503 Licensed Representative 1
NG Yuen Lan, Vivien ASM285 Licensed Representative 1, 4
NG Yuen Yi AOX332 Licensed Representative 1
NG Yung AFI599 Licensed Representative 1
NGAI Don Gair AQQ997 Licensed Representative 1
NGAI Hung AGO690 Licensed Representative 1
NGAI Yuk Ka ARB276 Licensed Representative 1
NGAN Kit Lin AGO673 Licensed Representative 1
NGAN Suk Ping ATD976 Licensed Representative 2
NGAN Wan Cheong, Richard AJG188 Licensed Representative 1, 4
NGOK Gloria Karyen AGP358 Licensed Representative 1
NOJIMA Susumu AUT633 Licensed Representative 1, 2
NOKE Freddy ANA934 Licensed Representative 1, 2, 9
NORONHA Eduardo Fong AMC187 Licensed Representative 1
O'NEILL John Daniel AUV896 Licensed Representative 1
ONG Cheong Teck David AWK235 Licensed Representative 1, 4
OU Siu Lan AGO636 Licensed Representative 1
PACHCHIGAR Grishma Nitin AVG766 Licensed Representative 1, 2
PAK Yuet Seung AGO041 Licensed Representative 1
PAN Chun-Yun AHW198 Licensed Representative 1
PANG Man Lung AFI584 Licensed Representative 1
PANG Mei Ha AGO929 Licensed Representative 1
PANG Shu Wah, Tomkie AFI604 Licensed Representative 1
PANG Yee Man AQU742 Licensed Representative 1
PARK Se Hoon AFW957 Licensed Representative 1, 4, 7
PAU Kit Han, Cara AIZ561 Licensed Representative 1
PAU Kit Ho AGD594 Licensed Representative 1
PENG Jin AQX847 Licensed Representative 9
PENG Szu-Wei AOZ126 Licensed Representative 1
PHILLIP Michael Gustav AQC189 Licensed Representative 1, 2, 7
PHUA Ai Ching, Pamela ARS305 Licensed Representative 1, 4
PO Mun Nar AEU538 Licensed Representative 1
PONG Chi San AWN407 Licensed Representative 1
POON Chan Lim AMS816 Licensed Representative 1
Page 15 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
POON Chi Wah , Danny AEU557 Licensed Representative 1
POON Kit Kuen AGP346 Licensed Representative 1
POON Oi Chu, Catherine AGO693 Licensed Representative 1
POON Shui Lin ALS361 Licensed Representative 1
PUN Hiu Lok ATT772 Licensed Representative 1, 4
PUN Lai Hung AGD724 Licensed Representative 1
QIAN Jiarong AVO619 Licensed Representative 1, 4
QIN Qian ANR972 Licensed Representative 1
QUAH Chum Yong AOL610 Licensed Representative 1, 4, 9
REN Hongbo ASZ672 Licensed Representative 1, 2
RIBEIRO Mauricio Ferreira Meira AUC957 Licensed Representative 1, 4
RODRIGUES Peter John ABY942 Licensed Representative 4, 9
ROU Lei ATX914 Licensed Representative 1, 3
SAU Hiu Man AQU682 Licensed Representative 1
SEW Sau Fong AGD762 Licensed Representative 1
SEYBERT Audrey Francis AVV139 Licensed Representative 1, 4, 9
SHAW Sin Wai, Julia AFI616 Licensed Representative 1
SHEK Wing Mui AMX575 Licensed Representative 1
SHEN Hon-Bing AMX741 Licensed Representative 1
SHI Liying AMH701 Licensed Representative 1, 6
SHI Zhensong AUR648 Licensed Representative 2
SHING Yuen Kiu, Anita AMB385 Licensed Representative 1, 4
SHUM Siu Kuen AGO580 Licensed Representative 1
SHUM Wai Chan AEU537 Licensed Representative 1
SHYU Alexander AXZ961 Licensed Representative 1, 4, 6
SIHOMBING Sala ALS357 Licensed Representative 1, 2, 7
SIM Soo Yee, Sharon Anne AGH852 Licensed Representative 1, 4
SIMPSON Robert Roy Charles ALS066 Licensed Representative 1
SIN Ka Man ARH380 Licensed Representative 1
SIN Pui Shan APK318 Licensed Representative 1
SING Mi Lai AEW254 Licensed Representative 1
SINGH Saurabh Devendra AVO929 Licensed Representative 1
SINHA Ravi ARI784 Licensed Representative 1, 6
SIT Fong Chun AGP469 Licensed Representative 1
SIU Chi Pang ATY476 Licensed Representative 1
SIU Ka Lin AEU582 Licensed Representative 1
SIU Tak Kei, Tony ACK927 Licensed Representative 1
SO Calvin Hiu To AQO199 Licensed Representative 1, 2
SO Chi Chung ALQ416 Licensed Representative 1
SO Kwai Ching AGO692 Licensed Representative 1
SO Shiu Bong ARD811 Licensed Representative 1
SO Shuk Fan AGD755 Licensed Representative 1
SO Siu Man AFK661 Licensed Representative 1
SONG Yan AUT858 Licensed Representative 4, 9
SOSA Edison Antonio AUV509 Licensed Representative 1
SPIESSHOFER Noriko APA564 Licensed Representative 1, 4
STONE Mark Geoffrey ADX213 Licensed Representative 1, 2, 7
SU Dan AOO538 Licensed Representative 1, 6
SU Hou-ho AUB386 Licensed Representative 1
SU Qi AVT339 Licensed Representative 4
SUEN Oi Yee AEK002 Licensed Representative 1
SUEN Wai Chun, Can AQN456 Licensed Representative 1
Page 16 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
SUM Ping Kong AUX010 Licensed Representative 1, 2, 3
SUM Pui Leong AKX521 Licensed Representative 1
SUM Wai Kee AFZ287 Licensed Representative 1
SUN Eden AEP354 Licensed Representative 1, 4
SUN Jie ASQ366 Licensed Representative 1, 2
SUN Siu Ling AGJ882 Licensed Representative 1
SUN Xiaoqing AXI904 Licensed Representative 1, 4, 6
SUN Ying AVD529 Licensed Representative 1, 2
SUN Yue APO973 Licensed Representative 4, 9
SUN Yung Tsu AAG918 Licensed Representative 1
SUNG Mei Yin AEU553 Licensed Representative 1
SUNG Tin Man, Patrese AEU601 Licensed Representative 1
SY Chun Chun, Flora AOK075 Licensed Representative 1
SZE Ngai Lam AGN885 Licensed Representative 1
SZE Shui Ping ARI603 Licensed Representative 1
SZE Tin Yeung, Randoll ANW189 Licensed Representative 1, 4, 6
SZETO Mei Mui APH267 Licensed Representative 1, 4
TAI Chun Pang ALQ418 Licensed Representative 1
TAI Kwai Ting AWZ164 Licensed Representative 1
TAI Mei Ling AGP333 Licensed Representative 1
TAI Wai Lam AQT312 Licensed Representative 1, 4
TAM Chi Pang AOS540 Licensed Representative 1, 2, 3, 4
TAM Chui Pik, Iwanbeo APK315 Licensed Representative 1
TAM Chung Kit AKX633 Licensed Representative 1
TAM Chung Wai AND906 Licensed Representative 1, 4
TAM Kai On AER334 Licensed Representative 1
TAM Kit Yung AKI424 Licensed Representative 1
TAM Mo Ching, Venus ANE762 Licensed Representative 1
TAM Suk Kwan, Dabie AGP119 Licensed Representative 1
TAM Wing Kei, Ruth AEM817 Licensed Representative 1, 4
TAM Yiu Ming AQU746 Licensed Representative 1
TAN Allen Han Loong AOB628 Licensed Representative 1, 4, 6
TAN Eng Lee AST882 Licensed Representative 1, 2
TAN Meng Teik AST781 Licensed Representative 1, 7
TAN Siew Ching AQN988 Licensed Representative 1, 4, 9
TAN Soon Hoe AOQ585 Licensed Representative 4, 6
TANG Chun Yin AXD148 Licensed Representative 2
TANG Fu Shing AEV464 Licensed Representative 1
TANG Him, John ALU515 Licensed Representative 4
TANG Ho Ming, Kay AGD879 Licensed Representative 1
TANG Hoi Man, Heymman ANW846 Licensed Representative 4
TANG John AOK073 Licensed Representative 1
TANG Kam Ming, Calvin ANB555 Licensed Representative 1, 2
TANG Kin Lui, Kenny AXF977 Licensed Representative 1
TANG Leong AHN107 Licensed Representative 1, 2, 4
TANG Miu Ling AKX525 Licensed Representative 1
TANG Peony ATO917 Licensed Representative 1, 4
TANG Pui Hing, Doris AEM748 Licensed Representative 1
TANG Siu Man AGP431 Licensed Representative 1
TANG Siu Ying AQA677 Licensed Representative 1, 2, 4
TANG Suk Ting, Branda AOX644 Licensed Representative 1, 4
TANG Wai Hung ADI418 Licensed Representative 1, 6
Page 17 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
TANG Wai Yi, Jovy AGJ798 Licensed Representative 1
TANG Wai Yu, Elizabeth AGO160 Licensed Representative 1
TANG Wing Him AWO196 Licensed Representative 9
TANG Ying Kit AQQ676 Licensed Representative 1
TEOH Chin Chin AEM113 Licensed Representative 1, 4
THORKELSSON Sigurbjorn AQD051 Licensed Representative 1, 2
TING Chi Hung AFV079 Licensed Representative 1
TING Fifi AFG722 Licensed Representative 1, 4, 9
TING Michael AUK120 Licensed Representative 1, 2
TO Iok Long APC249 Licensed Representative 1
TO Jenifer Man Chong ANR759 Licensed Representative 4, 6, 9
TO Kin Keung AFR577 Licensed Representative 1
TO Lai King AOA375 Licensed Representative 1
TO Lai Yee AEU533 Licensed Representative 1
TO Pui Har AFZ231 Licensed Representative 1
TO Siu Wo APK328 Licensed Representative 1
TONG Chi Ming AQG979 Licensed Representative 1
TONG Chi Yeung, Stephen AER930 Licensed Representative 1
TONG Hing Wah, Micky AER920 Licensed Representative 1
TONG Kwok Hung, Ken ANY027 Licensed Representative 1, 4
TONG Pok Wai ARR372 Licensed Representative 1, 2, 3, 5
TROUILLARD-PERROT Vincent Marie D. AHR155 Licensed Representative 4, 5, 9
TSAI Alfred ACC552 Licensed Representative 1, 2, 4
TSANG Chi Lai AFZ281 Licensed Representative 1
TSANG Hing Chung AGN943 Licensed Representative 1
TSANG Hing Yee AKI426 Licensed Representative 1
TSANG Hoi Yee AGN898 Licensed Representative 1
TSANG Lai Kuen ADC037 Licensed Representative 1
TSANG Lai Wa AGD885 Licensed Representative 1
TSANG Ma Shuen, Candy AGE698 Licensed Representative 1, 4
TSANG Man Yee, Annie ADP967 Licensed Representative 1, 4, 6
TSANG Ming Yin APW354 Licensed Representative 1, 2, 3, 4
TSANG Pak Wai, Edwin AEW240 Licensed Representative 1
TSANG Shui Fan, Winease AST273 Licensed Representative 1, 4
TSANG Sze Wai, Billy AIR095 Licensed Representative 1, 4, 9
TSANG Wai Yin Susanna AUK454 Licensed Representative 1
TSE Chun Sang AQS405 Licensed Representative 1
TSE Kam Yat AIZ642 Licensed Representative 1
TSE Lai Ying Leona AGP240 Licensed Representative 1
TSE Man Tak, Peter AGO563 Licensed Representative 1
TSE Nga Man ATX507 Licensed Representative 1, 2
TSE Wai Kit, Raymond AKU318 Licensed Representative 1
TSE Yvonne Lai Yee ABS420 Licensed Representative 1, 4
TSENG An-jung APJ665 Licensed Representative 1, 4
TSO Heung Yeung ARG328 Licensed Representative 1, 2, 3
TSO Kin Tung AWL054 Licensed Representative 1
TSO Kit Yee AUC618 Licensed Representative 4, 5, 9
TSO Lap Ho AKI425 Licensed Representative 1
TSO Lap Hong AQD992 Licensed Representative 1
TSOI Ka Yi AFV068 Licensed Representative 1
TSOI Siu Ling, Sharon AXG004 Licensed Representative 1, 4, 9
TSUI Chun Fai ATW411 Licensed Representative 1, 4
Page 18 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
TSUI Nga Yan AQO291 Licensed Representative 1, 4
TSUI Samuel AFR235 Licensed Representative 1, 2
TSUI Siu Chee AFK614 Licensed Representative 1
TSUI Siu Kuen AGN888 Licensed Representative 1
TSUI So Yin AGP362 Licensed Representative 1
TSUN Rowena Wai Hang AGL967 Licensed Representative 1, 4
TUNG Peter Tze-Chung ACO908 Licensed Representative 1, 2, 9
UYS Gareth Edward ASK598 Licensed Representative 2
VAN DER GRAAF Allard Jan Baptiste Gerrette AGB957 Licensed Representative 1, 2
VONG Chak Lai, Vincent AME254 Licensed Representative 1
WAI Wing Man,Winky ADK448 Licensed Representative 1
WAI Ying Kit ALQ819 Licensed Representative 1
WALLACE Matthew Arnold ASQ136 Licensed Representative 1, 4, 6
WAN Chor Mai, Karen ANU715 Licensed Representative 1
WAN How Ling AGD962 Licensed Representative 1
WAN Kwok Fai AWE458 Licensed Representative 1, 2
WAN Kwok Fung, Joseph AVK804 Licensed Representative 1, 4
WAN Wai Cheung, Vera ADK527 Licensed Representative 1, 4
WAN Yee Ling AEW262 Licensed Representative 1
WANG An-Ya ALN641 Licensed Representative 1
WANG Qiongyao AWP340 Licensed Representative 1, 6
WANG Yu Chen ATI399 Licensed Representative 1
WANNENMACHER Jennifer Shiuan AQK972 Licensed Representative 1
WATTINGER Robin Simon ANY369 Licensed Representative 1
WEI Mei, Amy AFW953 Licensed Representative 1, 4
WENG Ming-jeng ASO490 Licensed Representative 1, 4, 6
WONG Bing Wah AFM590 Licensed Representative 1
WONG Cheuk Kiu, Philip AJN353 Licensed Representative 1
WONG Chi Hung AUC501 Licensed Representative 1
WONG Chi Keung AFR575 Licensed Representative 1
WONG Chi Kwan ATJ179 Licensed Representative 1, 2, 3
WONG Chi Ming Chris AUW970 Licensed Representative 1, 4
WONG Chin Hau ALW381 Licensed Representative 1
WONG Ching Wai AFC703 Licensed Representative 1
WONG Chun Kau, David ANU274 Licensed Representative 1, 2
WONG Chun Shing ALQ782 Licensed Representative 1
WONG Chung Fai, Joseph AGO588 Licensed Representative 1
WONG Chung Fat AQU168 Licensed Representative 1, 2, 7
WONG Fai Yue, Edward AUB971 Licensed Representative 4, 5, 9
WONG Fung Wah AEK009 Licensed Representative 1
WONG Ho Fan, Priscilla AVJ285 Licensed Representative 1, 2
WONG Ho Wai, Louis AIX507 Licensed Representative 4
WONG Hoi AVF534 Licensed Representative 1
WONG Hoi Ming, Edmond AAE015 Licensed Representative 1, 4, 6, 9
WONG Hok Pan, Jacky AQA636 Licensed Representative 1
WONG How Man, Phoebe ALO341 Licensed Representative 1
WONG Hung Kwan ABA718 Licensed Representative 1, 2
WONG Joseph ADJ761 Licensed Representative 1
WONG Kam Wai AXC577 Licensed Representative 1
WONG Kin Cheong AFE029 Licensed Representative 9
WONG Kin Chiu ARH476 Licensed Representative 6
WONG King Kwong AGO804 Licensed Representative 1
Page 19 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
WONG Kok Wai AUS414 Licensed Representative 1, 4
WONG Kui Yeung AEJ994 Licensed Representative 1
WONG Kwan Shun, Fiona AGO186 Licensed Representative 1
WONG Kwan Yee AGJ895 Licensed Representative 1
WONG Lai Kuen AFR583 Licensed Representative 1
WONG Lai Kuen, Shirley AWK992 Licensed Representative 1, 4
WONG Lai Mui, Yenda AER897 Licensed Representative 1
WONG Lai Wa AGJ893 Licensed Representative 1
WONG Li Ming AGO698 Licensed Representative 1
WONG Luen Tung AQF489 Licensed Representative 4
WONG Man Keung APW919 Licensed Representative 1
WONG Mei Kuen AEV507 Licensed Representative 1
WONG Mei Yee, May AGO193 Licensed Representative 1
WONG Mo Ching, Maurien AEP665 Licensed Representative 1
WONG Mo King AEP657 Licensed Representative 1
WONG Mok Yin AGD783 Licensed Representative 1
WONG Mung Yan, Grace AGN886 Licensed Representative 1
WONG Ngar Yee AMJ945 Licensed Representative 1
WONG Park Hung, Derek AEV463 Licensed Representative 1
WONG Pui Hung, Jaona AFK613 Licensed Representative 1
WONG Pui Shan AXS382 Licensed Representative 1, 2
WONG Pun Chi AXI831 Licensed Representative 1, 4
WONG Sau Nin, Fatsome AFS224 Licensed Representative 1
WONG Shiu Wah, Shirley AMW553 Licensed Representative 4
WONG Shuk Kwan AOU619 Licensed Representative 1, 2
WONG Shun Cheong, Robert ANH122 Licensed Representative 1
WONG Siu Ho AKY215 Licensed Representative 6
WONG Siu Ki Tommy AXO089 Licensed Representative 1, 2
WONG Siu Nga, Gloria AGJ871 Licensed Representative 1
WONG Siu Ping AER953 Licensed Representative 1
WONG Siu Po AID115 Licensed Representative 1
WONG Siu Tat AWL142 Licensed Representative 3
WONG Siu Ying, Grace AFI586 Licensed Representative 1
WONG Suet Hing AFZ216 Licensed Representative 1
WONG Sum Yin AJO451 Licensed Representative 1
WONG Sze Sing AWG839 Licensed Representative 1
WONG Sze Wah ATG908 Licensed Representative 1, 3
WONG Tai Wai, David AVI550 Licensed Representative 1, 4
WONG Tin Man, Tammy AMC616 Licensed Representative 1
WONG Tin Ngai APC801 Licensed Representative 1
WONG Tsui Ying AKI421 Licensed Representative 1
WONG Tsz Mei AWQ797 Licensed Representative 1
WONG Victor Wei Duk ACV997 Licensed Representative 1, 6
WONG Wah Shing AEP691 Licensed Representative 1
WONG Wai Bik AQH037 Licensed Representative 1
WONG Wai Ling, Winnie AGP363 Licensed Representative 1
WONG Wai Lun Alan AGE140 Licensed Representative 1
WONG Wai Man AFV240 Licensed Representative 1
WONG Wai Sang AGO150 Licensed Representative 1
WONG Wing Kay AFK616 Licensed Representative 1
WONG Wing Shan, Rosa ARP387 Licensed Representative 1, 2
WONG Wing Tai, Harry AER311 Licensed Representative 1
Page 20 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
WONG Yam Wah AMN859 Licensed Representative 1
WONG Yan AGO070 Licensed Representative 1
WONG Ying Yeung ANM856 Licensed Representative 1, 4
WONG Yu Fai AGD774 Licensed Representative 1
WONG Yuet Ming, Elaine AVV611 Licensed Representative 1, 4
WONG Yuk Sim AMJ367 Licensed Representative 1
WOO Chi Wang, Patrick AEL364 Licensed Representative 1, 4, 6
WOO Ka Wai APC251 Licensed Representative 1
WOO Lai Ling, Louise ANK154 Licensed Representative 1, 4
WOO Wing Ho AXD376 Licensed Representative 1
WOO Yan Kit, Raymond AEP640 Licensed Representative 1
WU Ching Ying, Emma APC506 Licensed Representative 1
WU Hiu Man AGO828 Licensed Representative 1, 9
WU Hon Leung ANX958 Licensed Representative 1
WU Jing ASS431 Licensed Representative 1, 6
WU Junying AOK033 Licensed Representative 1, 2
WU Men Kei AOO537 Licensed Representative 1
WU Shengji ARL762 Licensed Representative 1, 4
WU Wan Chun AMS555 Licensed Representative 1, 4
WU Warren Charles AUZ061 Licensed Representative 1, 4, 6
WU Yin Ping AFR532 Licensed Representative 1
WU Zheng APG895 Licensed Representative 1, 2, 4, 7
XIANG Zuo AUG690 Licensed Representative 1, 6
XIAO Bo AVQ568 Licensed Representative 1
XU En Bei APJ235 Licensed Representative 1, 4
YAM Chan Ho AEV468 Licensed Representative 1
YAM Hau Mei AGD886 Licensed Representative 1
YAN Choi Kan, Priscilla AFV045 Licensed Representative 1
YANG Baolong APH125 Licensed Representative 1, 6
YANG Mei APS291 Licensed Representative 1
YANG Wenyue AGP547 Licensed Representative 4
YANG Yang AVK963 Licensed Representative 1, 6
YAP Junaidi AFF840 Licensed Representative 1, 4
YAU Kam Sun AOT723 Licensed Representative 1
YAU King Shan, Carol ADE159 Licensed Representative 1, 4, 9
YAU Ming Kwai AER948 Licensed Representative 1
YAU Nga Lai AQH087 Licensed Representative 1
YAU Wai Lung AER288 Licensed Representative 1
YEE Se Ming, Angela AGO600 Licensed Representative 1
YEH Wei Chan AQO294 Licensed Representative 4
YEUNG Chun Man AFV025 Licensed Representative 1
YEUNG King Shan, Fanny AFU421 Licensed Representative 1, 4
YEUNG Kwai Ling ASL398 Licensed Representative 1
YEUNG Shuk King AGO704 Licensed Representative 1
YEUNG Shuk Wah, Linda ACT780 Licensed Representative 1, 4
YEUNG Tat Keung AER913 Licensed Representative 1
YEUNG Wing Yan, Vinson ARU129 Licensed Representative 1
YEUNG Yiu Sang AMJ080 Licensed Representative 1, 2, 4, 5
YEUNG Yuen Yee AFU073 Licensed Representative 1
YIM Ho San, Hosea AXA432 Licensed Representative 1
YIM Lai Yee ARA278 Licensed Representative 1
YIM Pui Shan ALQ414 Licensed Representative 1
Page 21 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
YIM Suk Fan AFR516 Licensed Representative 1
YIM Yeuk King, Claire AIB370 Licensed Representative 1, 4, 9
YIP Chong Shing AVZ597 Licensed Representative 1
YIP Ka Ho ALQ922 Licensed Representative 9
YIP Li Li ANY031 Licensed Representative 1, 4
YIP Wing Hung, Rebecca AGJ854 Licensed Representative 1
YIP Yuen Shan AKP208 Licensed Representative 1
YIU Hoi Wah ARE184 Licensed Representative 4
YIU Kit Yee AGO706 Licensed Representative 1
YIU Lai Fong, Oliver ARA903 Licensed Representative 1
YIU Man Ling ANM941 Licensed Representative 1
YONG Yi Shan AOB251 Licensed Representative 1, 2
YOON Ki Jong AWH133 Licensed Representative 1, 4
YU Binyan AWY099 Licensed Representative 1
YU Chi Hang APQ392 Licensed Representative 1
YU Kam Ho, Joyce AFR525 Licensed Representative 1
YU Man AUW725 Licensed Representative 1, 2
YU Ming Kong, Matthew AGP040 Licensed Representative 1
YU Pui Shan AGD629 Licensed Representative 1, 4
YU Tak Shun ARM325 Licensed Representative 1
YU Wah Chiu, Jason AAD859 Licensed Representative 1, 2
YU Wai Fai AFV075 Licensed Representative 1
YU Wai Kwan, Tina AMJ508 Licensed Representative 4, 9
YU Wai Ping AHH822 Licensed Representative 1, 6
YU Wen-yin AOX633 Licensed Representative 1, 4
YU Yan Kit, Ivan AVC104 Licensed Representative 1, 2, 7
YUE Chung Ho ANM942 Licensed Representative 1
YUEN Chi Shing, Johnny ALI018 Licensed Representative 1
YUEN Chung Man AEA817 Licensed Representative 1, 4
YUEN Lai Fong, Dorothy ACA976 Licensed Representative 4, 5, 9
YUEN Lit Keung AFV033 Licensed Representative 1
YUEN Shan Fung, Yoki AOU053 Licensed Representative 1
YUEN Ying Choi AKI415 Licensed Representative 1
YUNG Chun Mo, Victor AEW222 Licensed Representative 1
YUNG Hung Leuk AEU550 Licensed Representative 1
YUNG Man Yan AVD055 Licensed Representative 1, 4
YUNG Siu Chung, Augustine AMZ020 Licensed Representative 1
ZENG Jupeng AWE950 Licensed Representative 1, 4
ZENG Xianghong APQ827 Licensed Representative 1, 2
ZHANG Aidi ANK409 Licensed Representative 1, 2
ZHANG Hao AVM134 Licensed Representative 4
ZHANG Jincheng ATT807 Licensed Representative 4
ZHANG Shou Lin ABY977 Licensed Representative 1, 6
ZHANG Zhi Liang AXW152 Licensed Representative 1
ZHENG Yu AMB396 Licensed Representative 1, 2
ZHOU Qin AUZ063 Licensed Representative 4, 9
ZHU Dennis Demiao AOS222 Licensed Representative 1, 4, 9
ZHU Junyan AWD993 Licensed Representative 4
ZHU Ying AUZ983 Licensed Representative 1, 4
ZHU Zhengben AWI937 Licensed Representative 1, 6
ZHUKOV Vladimir AUE417 Licensed Representative 4
ZIEGLER Heinz Karl AOX942 Licensed Representative 1
Page 22 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
ZWEMER Margit Pavlath AUC318 Licensed Representative 1, 2, 7
BAMBER Richard Mark Anthony AGM551 Licensed Representative - Responsible Officer 1, 4
CHAN Hung Ling AAG115 Licensed Representative - Responsible Officer 1
CHAN Sin Man, Lisa ABZ713 Licensed Representative - Responsible Officer 1, 2
CHAN Wai-Shin AUA469 Licensed Representative - Responsible Officer 4, 9
CHANG Ludwig AFH012 Licensed Representative - Responsible Officer 6
CHEN Chin Yu, James ABP358 Licensed Representative - Responsible Officer 4, 9
DALZIELL Rohan John ACW967 Licensed Representative - Responsible Officer 4
FOOT Martin Kevin AMB401 Licensed Representative - Responsible Officer 9
FORSTER Peter John AVT056 Licensed Representative - Responsible Officer 4, 9
FRANKS Timothy Ralph APJ600 Licensed Representative - Responsible Officer 1
GAVAUDAN Emmanuel AUW792 Licensed Representative - Responsible Officer 1, 9
HORSEY Frederick James AMF121 Licensed Representative - Responsible Officer 1, 4
HSIEH Yuk Chun ACA339 Licensed Representative - Responsible Officer 1, 2, 4, 9
KLEEGER Andrew Jay ANX952 Licensed Representative - Responsible Officer 1
LAU Suk Tung AFD150 Licensed Representative - Responsible Officer 2, 3, 5
LEE Chi Shing AQH598 Licensed Representative - Responsible Officer 4, 9
LEUNG Kenrick Kwong Wick ADG978 Licensed Representative - Responsible Officer 9
LI Xinghang AWH538 Licensed Representative - Responsible Officer 1, 9
LO Wai Ching Louisa AWU174 Licensed Representative - Responsible Officer 4
LOGIE Alexander Cleveland AQU408 Licensed Representative - Responsible Officer 4, 9
LUK Wai Hong, William ACB810 Licensed Representative - Responsible Officer 4, 9
LUSTBERG Robert Jack AUW705 Licensed Representative - Responsible Officer 9
MC CARRON Mark Edward ALK820 Licensed Representative - Responsible Officer 9
MC TAMANEY III Robert Anthony AON377 Licensed Representative - Responsible Officer 1, 2
MOK Fung Lin, Ivy ACZ601 Licensed Representative - Responsible Officer 1, 1, 6
NG Shiu Shing, Sunny AAB642 Licensed Representative - Responsible Officer 1, 2
QIAN Cheng ALW229 Licensed Representative - Responsible Officer 9
RAMOS Dioscoro I. ACZ541 Licensed Representative - Responsible Officer 4
RINGGER Christoph Thomas AFN897 Licensed Representative - Responsible Officer 1, 4, 9
SALES Stephen Anthony AQU401 Licensed Representative - Responsible Officer 4, 9
SEAH Tiong Hoo ANQ243 Licensed Representative - Responsible Officer 1, 4, 6
SHANG Xin ADT752 Licensed Representative - Responsible Officer 9
SIMS Jeffrey Robert AUW707 Licensed Representative - Responsible Officer 9
SINGH Manmohan AFV085 Licensed Representative - Responsible Officer 4
SO Vincent Hon Pong ADB610 Licensed Representative - Responsible Officer 4
SOO Kok Beng, Peter AAV789 Licensed Representative - Responsible Officer 1, 4, 9
THOMAS Owen D ALZ324 Licensed Representative - Responsible Officer 1, 4, 5, 6, 7, 9
TROUILLARD-PERROT Vincent Marie D. AHR155 Licensed Representative - Responsible Officer 1, 2
TSUI Yick Ki AEI102 Licensed Representative - Responsible Officer 1
UMATANI Toru AVD144 Licensed Representative - Responsible Officer 3
UYS Gareth Edward ASK598 Licensed Representative - Responsible Officer 1
XU Jack Wentao ARL031 Licensed Representative - Responsible Officer 1
YEUNG Hiu Chit AML649 Licensed Representative - Responsible Officer 9
YOSHIHARA Masatoshi AVM800 Licensed Representative - Responsible Officer 1, 2
YU Tong AVT629 Licensed Representative - Responsible Officer 4
YU Yuk Fan, David ADE769 Licensed Representative - Responsible Officer 9
BAI Weiguang AYI602 Licensed Representative (Provisional Licence) 4, 5, 9
BEAVIS Stuart Cameron AYH968 Licensed Representative (Provisional Licence) 1, 2
BELKHEIR Karim AYK383 Licensed Representative (Provisional Licence) 1, 2
BESSENT Scott Kenneth Homer AYI536 Licensed Representative (Provisional Licence) 9
BEST David Gareth AKO808 Licensed Representative (Provisional Licence) 1, 2
Page 23 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
BONG Chee Kong AYI791 Licensed Representative (Provisional Licence) 2
BURT Dionne michelle AYI108 Licensed Representative (Provisional Licence) 2
CHAMPAGNE Jean-marc Beaugrand AKJ299 Licensed Representative (Provisional Licence) 1, 2
CHAN Chi Ki AYJ475 Licensed Representative (Provisional Licence) 4, 9
CHAN Hoi Hung AQQ255 Licensed Representative (Provisional Licence) 1
CHAN Jennifer Wing AYI877 Licensed Representative (Provisional Licence) 1
CHAN Kin Ming AYK590 Licensed Representative (Provisional Licence) 1
CHAN Pak Hung AYM109 Licensed Representative (Provisional Licence) 1
CHAN Sui Na Lois AYJ257 Licensed Representative (Provisional Licence) 4, 9
CHAN Tik Fai, Simon ANY498 Licensed Representative (Provisional Licence) 4, 9
CHAN Wai Ming, Jerry AYJ727 Licensed Representative (Provisional Licence) 1, 4
CHAN William W L APZ523 Licensed Representative (Provisional Licence) 1, 2
CHAN Yick Lun AYH908 Licensed Representative (Provisional Licence) 1
CHAN Yin Ting Elaine AYJ856 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Yun Ki AYN468 Licensed Representative (Provisional Licence) 1, 2
CHANG Yu-Fen AXZ108 Licensed Representative (Provisional Licence) 1, 4
CHANG Yu-Ling AYG335 Licensed Representative (Provisional Licence) 1, 4, 6
CHEIKH ALI Majd AYJ487 Licensed Representative (Provisional Licence) 1, 2
CHEN Bo Gwang AYN952 Licensed Representative (Provisional Licence) 4
CHEN Chen AYK135 Licensed Representative (Provisional Licence) 4
CHEN Chun-Ning AYN039 Licensed Representative (Provisional Licence) 4
CHEN Danhua AFG448 Licensed Representative (Provisional Licence) 1, 6
CHEN Ka Man AYM712 Licensed Representative (Provisional Licence) 1, 2, 4
CHEN Peiqiu AYJ795 Licensed Representative (Provisional Licence) 1
CHEN Weimin AFM256 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yen-Fu AYE805 Licensed Representative (Provisional Licence) 4
CHEN Zhonghuang AYF880 Licensed Representative (Provisional Licence) 6
CHEN Ziran AYP087 Licensed Representative (Provisional Licence) 9
CHENG Chi Kin AYN371 Licensed Representative (Provisional Licence) 1, 2
CHENG Siyuan AYI803 Licensed Representative (Provisional Licence) 1
CHENG Xixin AYO605 Licensed Representative (Provisional Licence) 1, 2
CHEON Ho Suk AYK793 Licensed Representative (Provisional Licence) 9
CHEUNG Chun Wai AYI466 Licensed Representative (Provisional Licence) 1, 2, 3
CHEUNG Edward Tze Loong AGM506 Licensed Representative (Provisional Licence) 2
CHEUNG Hok Man AYK668 Licensed Representative (Provisional Licence) 1
CHEUNG How Leung ANU361 Licensed Representative (Provisional Licence) 1, 6
CHEUNG Ka Lai AYK778 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Ming May AYJ197 Licensed Representative (Provisional Licence) 1
CHEUNG Tina AYJ460 Licensed Representative (Provisional Licence) 6
CHEUNG Wai Ying AEN774 Licensed Representative (Provisional Licence) 1
CHIN Abel Yoon Sern AXI512 Licensed Representative (Provisional Licence) 1, 4, 6
CHIU Hoi Ying AYJ489 Licensed Representative (Provisional Licence) 1
CHO Young-Rae AYK090 Licensed Representative (Provisional Licence) 1, 4
CHOI Soyun AYI864 Licensed Representative (Provisional Licence) 1, 2
CHOW Kai Suen AYJ858 Licensed Representative (Provisional Licence) 1
CHOW King Man AQT305 Licensed Representative (Provisional Licence) 1, 6
CHU Karin AYJ499 Licensed Representative (Provisional Licence) 1
CHU Sheung Lun AYK458 Licensed Representative (Provisional Licence) 1
CHU Wai Ho AYK464 Licensed Representative (Provisional Licence) 1, 6
CHUA Lee Leng AHI518 Licensed Representative (Provisional Licence) 1
CHUAH Keng Hin AYG549 Licensed Representative (Provisional Licence) 9
CHUANG Nga Kwun AYM882 Licensed Representative (Provisional Licence) 9
Page 24 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
CHUI Kwok Fai AYC483 Licensed Representative (Provisional Licence) 1, 4
CHUI Tak Kei AYI755 Licensed Representative (Provisional Licence) 4
CHUN Chi Tsing AYI856 Licensed Representative (Provisional Licence) 1
CHUNG Chi Yan AYM323 Licensed Representative (Provisional Licence) 1
CI Yanyi AYF878 Licensed Representative (Provisional Licence) 6
CONLEY Richard Adrian AQK261 Licensed Representative (Provisional Licence) 1, 2, 7
DE JAILLON Julien Pierre Jeremie AYI892 Licensed Representative (Provisional Licence) 1
DONG Guangyang AYI812 Licensed Representative (Provisional Licence) 4
DONG Yingying AYM102 Licensed Representative (Provisional Licence) 4
DUNHAM Nicole Jean AYK895 Licensed Representative (Provisional Licence) 1, 4
FAN Henry AYJ967 Licensed Representative (Provisional Licence) 1, 6
FAN Wing Yan, Winnie AQW052 Licensed Representative (Provisional Licence) 1
FENG Sibo AYO564 Licensed Representative (Provisional Licence) 1
FERAUD Jerome Gerard AYI804 Licensed Representative (Provisional Licence) 1, 2
FIELDS Laura Michelle AYM219 Licensed Representative (Provisional Licence) 9
FLEMING James Andrew Vandermere AXH673 Licensed Representative (Provisional Licence) 1, 4, 6
FONG Kam Yiu AYK944 Licensed Representative (Provisional Licence) 1, 2
FOSTER Scott Mather ALV237 Licensed Representative (Provisional Licence) 4
FREIMAN BARDOR Daniel AYM565 Licensed Representative (Provisional Licence) 1, 6
FU Chi Shing AYM092 Licensed Representative (Provisional Licence) 1
FU Zuo Qiu AYJ694 Licensed Representative (Provisional Licence) 1, 6
FUNG On, Jessica AYN416 Licensed Representative (Provisional Licence) 4
GAO Kevin Feng AYO054 Licensed Representative (Provisional Licence) 1, 6
GE Wenjie AYI043 Licensed Representative (Provisional Licence) 4
GOURMELEN Arnaud AKX538 Licensed Representative (Provisional Licence) 1, 2
GREEN Daniel Luke AYK072 Licensed Representative (Provisional Licence) 1, 4
HAN Jiarui AXW848 Licensed Representative (Provisional Licence) 9
HAN LEE Angela Maria AYK456 Licensed Representative (Provisional Licence) 4
HE Wenjie AYO603 Licensed Representative (Provisional Licence) 4
HE Xiaoyue AYG458 Licensed Representative (Provisional Licence) 1
HE Yiqun AYO385 Licensed Representative (Provisional Licence) 1, 6
HENDERSON Scott Michael AQU952 Licensed Representative (Provisional Licence) 9
HITCHENS Paul Brian Pym AWX518 Licensed Representative (Provisional Licence) 1, 4
HO Frankie Chung Fat AYN333 Licensed Representative (Provisional Licence) 6
HO King Shiu, Nelson AGO785 Licensed Representative (Provisional Licence) 1
HO Tsz Him AVT617 Licensed Representative (Provisional Licence) 1
HOAR Nicholas John Francis AXR713 Licensed Representative (Provisional Licence) 1, 4, 9
HOWLAND Christopher John AYI398 Licensed Representative (Provisional Licence) 4, 9
HSU Hsiu Ping AYJ219 Licensed Representative (Provisional Licence) 1, 6
HUANG Lini AWR867 Licensed Representative (Provisional Licence) 1, 6
HUANG Wan AMO369 Licensed Representative (Provisional Licence) 1, 4, 6
HUNG Cheung On AYN559 Licensed Representative (Provisional Licence) 4
HUNG Sai Wa AYH756 Licensed Representative (Provisional Licence) 3
HUNG Siu Chun, Michael AGA524 Licensed Representative (Provisional Licence) 1, 4
ITKOWITZ Jared R AYM427 Licensed Representative (Provisional Licence) 1, 6
JESSE JR James William AYJ702 Licensed Representative (Provisional Licence) 1, 2
JIANG Ye AYN421 Licensed Representative (Provisional Licence) 4
JOHN Sonny AYE274 Licensed Representative (Provisional Licence) 4
JUAN Wen-Lin AYN476 Licensed Representative (Provisional Licence) 1, 9
JULSIRI Supat ATD994 Licensed Representative (Provisional Licence) 1, 2
KADMIRI Oussama AYL133 Licensed Representative (Provisional Licence) 1, 2
KALE Sayali Chandrashekhar AYJ278 Licensed Representative (Provisional Licence) 1, 2
Page 25 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
KAM Kah Ken APW093 Licensed Representative (Provisional Licence) 1
KATO Chiaki AYM792 Licensed Representative (Provisional Licence) 1
KERNEIS Antoine Marie Erwan AYL134 Licensed Representative (Provisional Licence) 1, 2, 7
KIECOLT-WAHL Pierre AGM713 Licensed Representative (Provisional Licence) 1, 6
KIM Ji Young AYM825 Licensed Representative (Provisional Licence) 1, 6
KIM Yoon Hong AWI664 Licensed Representative (Provisional Licence) 1, 6
KITSON Simon Karl AYI393 Licensed Representative (Provisional Licence) 4, 9
KO Kun Mun, Carmen ANW518 Licensed Representative (Provisional Licence) 4, 6, 9
KO Tha Fung AXX482 Licensed Representative (Provisional Licence) 9
KUNG Lea AYM543 Licensed Representative (Provisional Licence) 1, 2
KUO Jeffrey Huo-wen AYO390 Licensed Representative (Provisional Licence) 6
KUO Shao Yu AYI211 Licensed Representative (Provisional Licence) 9
KWAN Ching Wa, Jojo AYM200 Licensed Representative (Provisional Licence) 1, 4
KWOK Chau Keung AAD945 Licensed Representative (Provisional Licence) 1
KWOK Hiu Tung AYK699 Licensed Representative (Provisional Licence) 1, 2
KWOK Shun Hei, Simon AYO398 Licensed Representative (Provisional Licence) 4
LAI Wai Chee, Vincci AYM832 Licensed Representative (Provisional Licence) 1
LAI Yuk Yin AYK029 Licensed Representative (Provisional Licence) 1, 2
LAM Hoi Yan AYJ271 Licensed Representative (Provisional Licence) 1
LAM Kwun On, Carolina AYM431 Licensed Representative (Provisional Licence) 1, 4
LAM Ming Tai AYN243 Licensed Representative (Provisional Licence) 1, 2
LAM Yiu Hon AYI876 Licensed Representative (Provisional Licence) 1
LAU Chi Wai, Edward AYN022 Licensed Representative (Provisional Licence) 4
LAU Chung Wai AYN599 Licensed Representative (Provisional Licence) 1
LAU Kwan Yiu AYI452 Licensed Representative (Provisional Licence) 1, 2
LAU Pak Hong AYJ801 Licensed Representative (Provisional Licence) 1, 4, 6
LAU Yan Ning AYJ729 Licensed Representative (Provisional Licence) 1, 4
LAU Yin San AYM125 Licensed Representative (Provisional Licence) 1, 6
LAW Pik Lin ADR405 Licensed Representative (Provisional Licence) 3
LAW Wei Kee, Philip ATT955 Licensed Representative (Provisional Licence) 2
LAW Yin Ling AYJ924 Licensed Representative (Provisional Licence) 6
LE Thien Thi AYM700 Licensed Representative (Provisional Licence) 1, 2
LEE Alexander Byungho AEI578 Licensed Representative (Provisional Licence) 1, 6
LEE Chak Yan, Charles AQR637 Licensed Representative (Provisional Licence) 1, 2
LEE Chin Yiu AYM534 Licensed Representative (Provisional Licence) 1, 6
LEE Ching AYK657 Licensed Representative (Provisional Licence) 1
LEE Man Kuen, Mandy ANZ787 Licensed Representative (Provisional Licence) 1
LEE Mun Tong ATN727 Licensed Representative (Provisional Licence) 1
LEE Seung Yup AYN478 Licensed Representative (Provisional Licence) 1
LEI Yuen Ching AYI786 Licensed Representative (Provisional Licence) 1, 4
LEUNG Chak Hei AYN955 Licensed Representative (Provisional Licence) 1
LEUNG Chu Tung AYI394 Licensed Representative (Provisional Licence) 1, 6
LEUNG Chun Hang ARQ391 Licensed Representative (Provisional Licence) 1, 9
LEUNG Lok Yan ATX315 Licensed Representative (Provisional Licence) 1, 4
LEUNG Tak Chuen, Albert AFI577 Licensed Representative (Provisional Licence) 1, 4, 9
LI Hikomune Yin Chung AYI650 Licensed Representative (Provisional Licence) 6
LI Kai Yun AYM794 Licensed Representative (Provisional Licence) 1, 2, 4
LI Wing Kong AJM512 Licensed Representative (Provisional Licence) 1, 2
LI Xiaoxiao AYP082 Licensed Representative (Provisional Licence) 1
LI Xing AWJ604 Licensed Representative (Provisional Licence) 1
LI Yu AYN591 Licensed Representative (Provisional Licence) 1, 6
LIANG Minchen AYM449 Licensed Representative (Provisional Licence) 1, 2, 7
Page 26 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
LIANG Shu Min AYJ463 Licensed Representative (Provisional Licence) 1
LIGHTBOUND Christopher William AYM224 Licensed Representative (Provisional Licence) 9
LIM Hsu An AYA337 Licensed Representative (Provisional Licence) 1
LIM Man Woon AXG760 Licensed Representative (Provisional Licence) 1
LIM Ming Yong AYK459 Licensed Representative (Provisional Licence) 1, 6
LIN Jin Kwan AYK493 Licensed Representative (Provisional Licence) 1
LIN Meng-Chan AYJ728 Licensed Representative (Provisional Licence) 1, 4
LIN Peng ACP158 Licensed Representative (Provisional Licence) 1
LIN Wai Hong AYK678 Licensed Representative (Provisional Licence) 1, 2
LIN Xiaowen AWS856 Licensed Representative (Provisional Licence) 1, 6
LING Da AYG050 Licensed Representative (Provisional Licence) 1
LIU Beiqi AYK753 Licensed Representative (Provisional Licence) 4
LIU I Ching AYJ721 Licensed Representative (Provisional Licence) 1
LIU Ken Wu APQ644 Licensed Representative (Provisional Licence) 4
LIU Shulin AYF881 Licensed Representative (Provisional Licence) 6
LIU Tiebin AYI977 Licensed Representative (Provisional Licence) 1, 4, 5, 9
LIU Yen-chun ANU792 Licensed Representative (Provisional Licence) 1, 2, 4
LO Hon Yee Henry AYI460 Licensed Representative (Provisional Licence) 1, 2, 3
LU Kai AYK379 Licensed Representative (Provisional Licence) 4
LU Shurui AYM505 Licensed Representative (Provisional Licence) 1, 6
LU Wenjie AYK619 Licensed Representative (Provisional Licence) 4
LUK Siu Fung AYL075 Licensed Representative (Provisional Licence) 1
LUK Wing Chung, Tony AYK476 Licensed Representative (Provisional Licence) 4
LUO Ke AYI935 Licensed Representative (Provisional Licence) 9
LUO Ping AYJ730 Licensed Representative (Provisional Licence) 10
MAK Calvin AYK040 Licensed Representative (Provisional Licence) 1
MAK Chun Bond AIY650 Licensed Representative (Provisional Licence) 1, 4
MAK Ka Wing Kelvin AYM805 Licensed Representative (Provisional Licence) 1, 2
MAK Mei Lin AYN807 Licensed Representative (Provisional Licence) 1
MAN Yim King AYM806 Licensed Representative (Provisional Licence) 1, 6
MARTIN Trent AYD591 Licensed Representative (Provisional Licence) 1
MATSUDA Minoru ADJ260 Licensed Representative (Provisional Licence) 1, 4, 6
MCCONNELL David Patrick ACT680 Licensed Representative (Provisional Licence) 1
MCGEOCH Angus Hamilton AYP088 Licensed Representative (Provisional Licence) 1
MENG Yuanyuan AYJ251 Licensed Representative (Provisional Licence) 4, 9
MEUNIER Bo Zhang AWW207 Licensed Representative (Provisional Licence) 9
MIU David AYO765 Licensed Representative (Provisional Licence) 1, 4
MOK Ka Yu AYN017 Licensed Representative (Provisional Licence) 1
MOK Kwan Yu AWO387 Licensed Representative (Provisional Licence) 1
MOON James Roderick AYI545 Licensed Representative (Provisional Licence) 4
MORAN Sean AYJ400 Licensed Representative (Provisional Licence) 1
MOULARD-SKOCZEN Virginie Clemence AYI551 Licensed Representative (Provisional Licence) 1, 2, 7
NEOGY Abhijeet AYN498 Licensed Representative (Provisional Licence) 1, 2
NESBITT Jonathan Michael ALK388 Licensed Representative (Provisional Licence) 1
NG Kelvin Pak Tao AYN251 Licensed Representative (Provisional Licence) 1, 2
NG Sheung Ip AYM789 Licensed Representative (Provisional Licence) 1, 2
NG Sze Ming AYJ797 Licensed Representative (Provisional Licence) 1, 4
NIDDAM Jerome Julien AQO343 Licensed Representative (Provisional Licence) 1
NURTANIO Livius ATV596 Licensed Representative (Provisional Licence) 1, 4, 6
OOI Boon Peng AWA047 Licensed Representative (Provisional Licence) 1, 4
ORCHARD Andrew John AXY678 Licensed Representative (Provisional Licence) 1
OTA Akihiro AYK413 Licensed Representative (Provisional Licence) 1
Page 27 of 31
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
PANG Kit Yee, Bonnie AYJ710 Licensed Representative (Provisional Licence) 1
PARK Se Hyun AYN951 Licensed Representative (Provisional Licence) 1, 2
PENDERT Stefan Alexander ANF152 Licensed Representative (Provisional Licence) 1
PENG Weifeng AYJ720 Licensed Representative (Provisional Licence) 1
PETERMANN Stephane Albert AXZ945 Licensed Representative (Provisional Licence) 1, 2, 7
POLLAK Alex AMS704 Licensed Representative (Provisional Licence) 4
QI Weimin AYM548 Licensed Representative (Provisional Licence) 1, 6
QUADROS Lavina Saira AYM833 Licensed Representative (Provisional Licence) 4
RABOT Eric Miichel Thierry AYM516 Licensed Representative (Provisional Licence) 1
RASKIN Ian Leslie AYM875 Licensed Representative (Provisional Licence) 4
REID Jason Howard AYK071 Licensed Representative (Provisional Licence) 1, 2
REN Telai AYK536 Licensed Representative (Provisional Licence) 1
RHODES Graham Frederick AYB040 Licensed Representative (Provisional Licence) 1
ROSS Iain Laurence AYP091 Licensed Representative (Provisional Licence) 1, 4, 7
ROWLAND Robert Edward AYH353 Licensed Representative (Provisional Licence) 4, 9
RUSTAU Haidje Karen AYN655 Licensed Representative (Provisional Licence) 1
SEAH Meng Yew Eugene AYM181 Licensed Representative (Provisional Licence) 1
SEE Anne Yu AYK922 Licensed Representative (Provisional Licence) 1
SEKIDO Takahiro AYC254 Licensed Representative (Provisional Licence) 4
SHAH Dhawal Arvind AYM782 Licensed Representative (Provisional Licence) 1
SHAN Shan AYM834 Licensed Representative (Provisional Licence) 1, 4, 6
SHAO Miaomiao AYM562 Licensed Representative (Provisional Licence) 1, 6
SHAO Wenmian AYK132 Licensed Representative (Provisional Licence) 1
SHEA Sze Wai, Anita AIH529 Licensed Representative (Provisional Licence) 1, 2
SHI Ruichao ATH910 Licensed Representative (Provisional Licence) 2
SHI Zhen AYK898 Licensed Representative (Provisional Licence) 2
SHIMIZU Sakura AYH738 Licensed Representative (Provisional Licence) 4
SHIMIZU Yoshitaka AYN990 Licensed Representative (Provisional Licence) 1, 2
SHIRAISHI Kazuma AYN533 Licensed Representative (Provisional Licence) 1, 4, 6
SHU Hoi Li, Karie AFA354 Licensed Representative (Provisional Licence) 1, 4
SHU Tony APC238 Licensed Representative (Provisional Licence) 1
SHUM Chung AYK314 Licensed Representative (Provisional Licence) 1, 4
SONG Chun Ming AYO044 Licensed Representative (Provisional Licence) 6
SOON Shu-Min Amanda AYI983 Licensed Representative (Provisional Licence) 1, 4, 6
STENZEL Christopher Peter Savvas AYM337 Licensed Representative (Provisional Licence) 9
SUEN Ping Yu AYK671 Licensed Representative (Provisional Licence) 1, 2
SUGIMOTO Koichi AYI537 Licensed Representative (Provisional Licence) 4
SUM Sze Ching, Alfred AYK663 Licensed Representative (Provisional Licence) 1, 2
SUN Shuo AYO388 Licensed Representative (Provisional Licence) 6
Syed Ibrahim Peeran AWH502 Licensed Representative (Provisional Licence) 1, 6
TAI Man Suen AYK682 Licensed Representative (Provisional Licence) 1, 2
TAM Bun, Simon AAJ435 Licensed Representative (Provisional Licence) 1, 4
TAM Man Hong AFY709 Licensed Representative (Provisional Licence) 4, 6
TAM Yee Wa AYF326 Licensed Representative (Provisional Licence) 1, 2
TAN Ruby Enrika Sock Mei AYJ627 Licensed Representative (Provisional Licence) 1, 2
TANG Lixiang AYJ426 Licensed Representative (Provisional Licence) 4, 9
TANG Rui AXC394 Licensed Representative (Provisional Licence) 4, 9
TANGWATTHANADILOKKUL Sirakan AYJ118 Licensed Representative (Provisional Licence) 4
TAYLOR James William AYJ609 Licensed Representative (Provisional Licence) 4
TENG Shu-yu AYK902 Licensed Representative (Provisional Licence) 1, 7
TENORIO Nina Frances Therese Bugia AVY764 Licensed Representative (Provisional Licence) 4
TEO Yuan Zhi AYK656 Licensed Representative (Provisional Licence) 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
TERASHIMA Manami AYN989 Licensed Representative (Provisional Licence) 1, 4, 9
THORN Robin Carl AYN876 Licensed Representative (Provisional Licence) 1, 9
TONG Chen AYK694 Licensed Representative (Provisional Licence) 1, 2
TSAI Lieh AYK764 Licensed Representative (Provisional Licence) 1, 6
TSANG Nga Sze, Donna AYN587 Licensed Representative (Provisional Licence) 1, 4
TSE Nga Lap, Lilian AYI827 Licensed Representative (Provisional Licence) 1, 6
TSE Yuen Ting, Marygrace AXK461 Licensed Representative (Provisional Licence) 1, 2
TUEN Wai Ho AYK051 Licensed Representative (Provisional Licence) 1, 2
TUNG Tsit Shan AFJ430 Licensed Representative (Provisional Licence) 1
UEMURA Kazuya AYK084 Licensed Representative (Provisional Licence) 1, 4
VENDT Erik Karl AXW888 Licensed Representative (Provisional Licence) 1
WAN Yim Na AUX005 Licensed Representative (Provisional Licence) 9
WANG Feng AYO606 Licensed Representative (Provisional Licence) 1
WANG Ge AXK427 Licensed Representative (Provisional Licence) 1
WANG Jun AYO040 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Ren AIB127 Licensed Representative (Provisional Licence) 4, 6
WANG Tingshen AYO382 Licensed Representative (Provisional Licence) 6
WANG Wenli AYK358 Licensed Representative (Provisional Licence) 4
WANG Yiu Fei AYK660 Licensed Representative (Provisional Licence) 1, 2
WANG Zhonghe ADI605 Licensed Representative (Provisional Licence) 1, 6
WARNTJES Hendrik Geert AYI446 Licensed Representative (Provisional Licence) 2, 5
WHITEHEAD Nicholas David Burns AYO039 Licensed Representative (Provisional Licence) 1, 6
WONG Chak Sang AYM415 Licensed Representative (Provisional Licence) 1, 6
WONG Chean Wei ARG811 Licensed Representative (Provisional Licence) 4
WONG Hoi Cheung AYK745 Licensed Representative (Provisional Licence) 1, 2, 3
WONG Hon Cheong AVX376 Licensed Representative (Provisional Licence) 1
WONG Ming Sai AYJ798 Licensed Representative (Provisional Licence) 1, 2, 3
WONG Mona AYH500 Licensed Representative (Provisional Licence) 1
WONG Shin Hang AYM086 Licensed Representative (Provisional Licence) 1, 2, 4
WONG Siu Ling AYC970 Licensed Representative (Provisional Licence) 1
WONG Tsz Wai AYJ435 Licensed Representative (Provisional Licence) 1, 2
WU Jennifer Hu Man AYK688 Licensed Representative (Provisional Licence) 1, 2
WU Kefei AYO375 Licensed Representative (Provisional Licence) 6
WU Lok Yee, Nice AYJ952 Licensed Representative (Provisional Licence) 1
WU Ruoyu AYJ872 Licensed Representative (Provisional Licence) 2
WU Tzu Kuan AYK003 Licensed Representative (Provisional Licence) 1
XIA Tian AYJ595 Licensed Representative (Provisional Licence) 4
XIONG Guangyu ATT122 Licensed Representative (Provisional Licence) 1, 6
XU Jun AYO393 Licensed Representative (Provisional Licence) 6
XU Liaoran AYJ953 Licensed Representative (Provisional Licence) 6
XU Tianjie AYO003 Licensed Representative (Provisional Licence) 1
XU Xinwei AYJ955 Licensed Representative (Provisional Licence) 6
XU Yingxin AYN027 Licensed Representative (Provisional Licence) 1, 2
YANG Chih-Lin AYA735 Licensed Representative (Provisional Licence) 1
YANG Haoyu AYJ916 Licensed Representative (Provisional Licence) 4, 9
YANG Lai Ha Monisa AYN517 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yong AYJ431 Licensed Representative (Provisional Licence) 4, 9
YAP Chor Wu AYG236 Licensed Representative (Provisional Licence) 1, 2, 7
YEH Michael AYJ707 Licensed Representative (Provisional Licence) 1, 9
YEUNG Hiu Tung ARD429 Licensed Representative (Provisional Licence) 1, 2, 3
YEUNG Jennie Po Mei AYN495 Licensed Representative (Provisional Licence) 1
YEUNG Wai Yin, Eunice AYJ799 Licensed Representative (Provisional Licence) 1
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
YIM Ka Wang AOB160 Licensed Representative (Provisional Licence) 1, 4, 9
YIN Lung, Raymond AAE887 Licensed Representative (Provisional Licence) 1, 4
YIP Chi Kiu AYJ196 Licensed Representative (Provisional Licence) 1
YIP Long, Brian AYM554 Licensed Representative (Provisional Licence) 1, 6
YIU Chun Yat AYK076 Licensed Representative (Provisional Licence) 1, 2
YIU Fai AYK069 Licensed Representative (Provisional Licence) 1
YIU Ting Kwan AXH802 Licensed Representative (Provisional Licence) 1, 2
YOON Yoo Jin AYK066 Licensed Representative (Provisional Licence) 1, 4, 6
YU Wing Ka AXO694 Licensed Representative (Provisional Licence) 1, 2, 7
YU Yi AYM564 Licensed Representative (Provisional Licence) 1, 6
YUAN Zijia AYN418 Licensed Representative (Provisional Licence) 9
YUEN Siu Man AIL150 Licensed Representative (Provisional Licence) 2
YUEN Siu Ting AHF360 Licensed Representative (Provisional Licence) 1, 4, 9
ZENG Yiping AYJ306 Licensed Representative (Provisional Licence) 1
ZHANG Cheng AYM141 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG He AYJ687 Licensed Representative (Provisional Licence) 1
ZHANG Jialin AYM827 Licensed Representative (Provisional Licence) 4, 9
ZHANG Lei AYM793 Licensed Representative (Provisional Licence) 1, 6
ZHANG Wei AYM101 Licensed Representative (Provisional Licence) 4
ZHANG Xi AYM823 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xiaoyang AYK482 Licensed Representative (Provisional Licence) 4, 5, 9
ZHANG Yihui AYN532 Licensed Representative (Provisional Licence) 1, 9
ZHAO Qingming AYN413 Licensed Representative (Provisional Licence) 1
ZHAO Yongtao AYM093 Licensed Representative (Provisional Licence) 4
ZHAO Zhongwei AWY378 Licensed Representative (Provisional Licence) 4
ZHENG Peiyuan AYK896 Licensed Representative (Provisional Licence) 2
ZHENG Yumeng AYM813 Licensed Representative (Provisional Licence) 1, 6
ZHOU Chen AYF883 Licensed Representative (Provisional Licence) 6
ABRAHAM Kevin Vazhayil AYQ907 Licensed Representative (Temporary Licence) 1
AKIZUKI Manabu AMM295 Licensed Representative (Temporary Licence) 4
ASHER Purav Anil AXZ998 Licensed Representative (Temporary Licence) 1, 2
BLESSING Craig Shafer AYM891 Licensed Representative (Temporary Licence) 1, 4
BOMKAMP Ronald Hendricus AYI800 Licensed Representative (Temporary Licence) 1, 2
CAMARDA JR Joseph Andrew AXN289 Licensed Representative (Temporary Licence) 1
CAMPBELL Blake Irvine AYK717 Licensed Representative (Temporary Licence) 1, 2
CHAPUT Nicolas, Philippe, Claude AVX155 Licensed Representative (Temporary Licence) 4
DE NOON Paul Joseph ALY371 Licensed Representative (Temporary Licence) 4
ESVARAN Chendan Param AYA084 Licensed Representative (Temporary Licence) 1
HENWOOD Julian Peter AVC858 Licensed Representative (Temporary Licence) 1
HEO Seongmoo AYN300 Licensed Representative (Temporary Licence) 1
JACKSON Andrew John AYN419 Licensed Representative (Temporary Licence) 1
KISELEV Egor AYJ490 Licensed Representative (Temporary Licence) 4
KOHTANI Motoya ARF535 Licensed Representative (Temporary Licence) 4
KULUPPUARACHCHI Savith Viduranga AYM695 Licensed Representative (Temporary Licence) 1, 2
KUNG Julia Fen-Ting AWQ523 Licensed Representative (Temporary Licence) 1
LEONG Chee Wai AKJ155 Licensed Representative (Temporary Licence) 1
LUE-FONG Simon Nicolas APE946 Licensed Representative (Temporary Licence) 4
MIRANDA Stanley Burton AXB801 Licensed Representative (Temporary Licence) 1, 4
NEMNOV Konstantin AYJ488 Licensed Representative (Temporary Licence) 4
NG Ngee Cheng ALT810 Licensed Representative (Temporary Licence) 4
PAKENHAM Marcus Charles ACG934 Licensed Representative (Temporary Licence) 1
PARKER Henry Roger Jacques AXZ431 Licensed Representative (Temporary Licence) 1, 2
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011
CE Name CE No. Licence Type Types of Regulated Activity
SASAKI Keiko AWH343 Licensed Representative (Temporary Licence) 1
SETH Neeraj AYB919 Licensed Representative (Temporary Licence) 4
TAN Suan Jin AGP730 Licensed Representative (Temporary Licence) 4
TANTI Alexander John AWZ976 Licensed Representative (Temporary Licence) 1, 2
TAYLOR Andrew Brian AYN586 Licensed Representative (Temporary Licence) 1, 2
WANG Wenwen AYM691 Licensed Representative (Temporary Licence) 1, 2
WONG Wayne Ray AWZ151 Licensed Representative (Temporary Licence) 1, 2
WOOD Andrew Dennis AYM450 Licensed Representative (Temporary Licence) 4
YEOH Charles Seng Khew AWZ335 Licensed Representative (Temporary Licence) 4
Far Eastern International Bank Co., Ltd. AMS009 Registered Institution 1
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