removals of licensed persons/registered …...cheng tsong-chich app108 licensed representative 9 ......

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011 CE Name CE No. Licence Type Types of Regulated Activity Anand Rathi Financial Services (HK) Limited AST085 Licensed Corporation 1 Chuo Mitsui Investments Hong Kong Limited ASI016 Licensed Corporation 4 CICC US Securities, Inc. AOO539 Licensed Corporation 1 Harcourt Alternative Investments (HK) Limited AOX104 Licensed Corporation 9 HIG Futures Limited AUQ661 Licensed Corporation 2 La Roche & Co Asia Limited AQF577 Licensed Corporation 1, 4, 9 PacAsia Advisors Limited AVY958 Licensed Corporation 9 AGARWAL Akshat AVS185 Licensed Representative 4 AKAN Gokhan AWT176 Licensed Representative 9 ANG Xiao Yun AQU426 Licensed Representative 1, 6 ARORA Rohit ART681 Licensed Representative 1, 4 AU Ka Yee ARH383 Licensed Representative 1 AU Kin Wing AGE157 Licensed Representative 1 AU Kwok Keung, Edmond AWL332 Licensed Representative 1, 4, 9 AU Lik Kan AOM672 Licensed Representative 1 AU Mei Hing AGJ808 Licensed Representative 1 AU Mei Ling AQE104 Licensed Representative 1 AU Ping Kwan AHN293 Licensed Representative 1 AU Tak Kwong, Thomson AQU695 Licensed Representative 1 AU Wai Shing, Dickson ANU646 Licensed Representative 1 AU Wai Yu AXG603 Licensed Representative 10 AU YEUNG Yee Kan AFZ294 Licensed Representative 1 AU-YEUNG Pak Leung APN585 Licensed Representative 1, 2 AU-YEUNG Siu Pang ATR127 Licensed Representative 4 BAGREE Aditya Vikram ARI811 Licensed Representative 1, 2 BAILLIE Samuel Jeremy AOU472 Licensed Representative 1, 2, 7 BANNIGAN Julian Paul AMN747 Licensed Representative 4, 9 BHARAT Saurabh ASL826 Licensed Representative 4 BUDIJONO Ridwan AML732 Licensed Representative 4, 6, 9 BUNYARAKSH Ariya ACS350 Licensed Representative 1 BURGESS Christopher Todd AMN755 Licensed Representative 1, 4, 5, 9 CAI Bibo AOS428 Licensed Representative 9 CAPPELLI Christian ANY059 Licensed Representative 1, 4 CARTER Ramsay James ANE831 Licensed Representative 1, 2, 7 CAVA JONES Justin Huw AMO655 Licensed Representative 1, 2 CHAN Big Ngor AMN846 Licensed Representative 1 CHAN Chau Wah, Cindy AEJ998 Licensed Representative 1 CHAN Chee Kong AJA113 Licensed Representative 1, 4, 5, 6, 9 CHAN Chee Kwong, Raymond AJO249 Licensed Representative 1, 4 CHAN Cheuk Fan AGO615 Licensed Representative 1 CHAN Cheuk Kei, Jacky ACY259 Licensed Representative 1 CHAN Chi Keung, Arthur AEU563 Licensed Representative 1 CHAN Chi Wai, Alan AEP667 Licensed Representative 1 CHAN Chiu Kwan, Billy AEU536 Licensed Representative 1 CHAN Edmund Wing Hong AEX593 Licensed Representative 1, 2 CHAN Eng Chien AVN297 Licensed Representative 1 CHAN Fook Hin AAW535 Licensed Representative 1 CHAN Fook Mui APK656 Licensed Representative 1 CHAN Fung Mi, Esther AFM322 Licensed Representative 1 CHAN Ho Chuen ASE025 Licensed Representative 1 CHAN Ho Ming AFS776 Licensed Representative 1 CHAN Ho Ming AFZ662 Licensed Representative 1 Page 1 of 31

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Page 1: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

Anand Rathi Financial Services (HK) Limited AST085 Licensed Corporation 1

Chuo Mitsui Investments Hong Kong Limited ASI016 Licensed Corporation 4

CICC US Securities, Inc. AOO539 Licensed Corporation 1

Harcourt Alternative Investments (HK) Limited AOX104 Licensed Corporation 9

HIG Futures Limited AUQ661 Licensed Corporation 2

La Roche & Co Asia Limited AQF577 Licensed Corporation 1, 4, 9

PacAsia Advisors Limited AVY958 Licensed Corporation 9

AGARWAL Akshat AVS185 Licensed Representative 4

AKAN Gokhan AWT176 Licensed Representative 9

ANG Xiao Yun AQU426 Licensed Representative 1, 6

ARORA Rohit ART681 Licensed Representative 1, 4

AU Ka Yee ARH383 Licensed Representative 1

AU Kin Wing AGE157 Licensed Representative 1

AU Kwok Keung, Edmond AWL332 Licensed Representative 1, 4, 9

AU Lik Kan AOM672 Licensed Representative 1

AU Mei Hing AGJ808 Licensed Representative 1

AU Mei Ling AQE104 Licensed Representative 1

AU Ping Kwan AHN293 Licensed Representative 1

AU Tak Kwong, Thomson AQU695 Licensed Representative 1

AU Wai Shing, Dickson ANU646 Licensed Representative 1

AU Wai Yu AXG603 Licensed Representative 10

AU YEUNG Yee Kan AFZ294 Licensed Representative 1

AU-YEUNG Pak Leung APN585 Licensed Representative 1, 2

AU-YEUNG Siu Pang ATR127 Licensed Representative 4

BAGREE Aditya Vikram ARI811 Licensed Representative 1, 2

BAILLIE Samuel Jeremy AOU472 Licensed Representative 1, 2, 7

BANNIGAN Julian Paul AMN747 Licensed Representative 4, 9

BHARAT Saurabh ASL826 Licensed Representative 4

BUDIJONO Ridwan AML732 Licensed Representative 4, 6, 9

BUNYARAKSH Ariya ACS350 Licensed Representative 1

BURGESS Christopher Todd AMN755 Licensed Representative 1, 4, 5, 9

CAI Bibo AOS428 Licensed Representative 9

CAPPELLI Christian ANY059 Licensed Representative 1, 4

CARTER Ramsay James ANE831 Licensed Representative 1, 2, 7

CAVA JONES Justin Huw AMO655 Licensed Representative 1, 2

CHAN Big Ngor AMN846 Licensed Representative 1

CHAN Chau Wah, Cindy AEJ998 Licensed Representative 1

CHAN Chee Kong AJA113 Licensed Representative 1, 4, 5, 6, 9

CHAN Chee Kwong, Raymond AJO249 Licensed Representative 1, 4

CHAN Cheuk Fan AGO615 Licensed Representative 1

CHAN Cheuk Kei, Jacky ACY259 Licensed Representative 1

CHAN Chi Keung, Arthur AEU563 Licensed Representative 1

CHAN Chi Wai, Alan AEP667 Licensed Representative 1

CHAN Chiu Kwan, Billy AEU536 Licensed Representative 1

CHAN Edmund Wing Hong AEX593 Licensed Representative 1, 2

CHAN Eng Chien AVN297 Licensed Representative 1

CHAN Fook Hin AAW535 Licensed Representative 1

CHAN Fook Mui APK656 Licensed Representative 1

CHAN Fung Mi, Esther AFM322 Licensed Representative 1

CHAN Ho Chuen ASE025 Licensed Representative 1

CHAN Ho Ming AFS776 Licensed Representative 1

CHAN Ho Ming AFZ662 Licensed Representative 1

Page 1 of 31

Page 2: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHAN Hoi Pong, Samy AGD757 Licensed Representative 1

CHAN Hon Leung, Danny AEV482 Licensed Representative 1

CHAN Hong Ming, Frank AJG444 Licensed Representative 4, 9

CHAN Ka Hung AOA854 Licensed Representative 1, 1, 6

CHAN Kai Ming AEU619 Licensed Representative 1

CHAN Kam Shing, Anthony AGO067 Licensed Representative 1

CHAN Kam Wing AGO146 Licensed Representative 1

CHAN Kin Ming, Carrie AKO691 Licensed Representative 1

CHAN King Lun AWC183 Licensed Representative 1, 6

CHAN Kit AMD160 Licensed Representative 1

CHAN Kit Bing ACZ969 Licensed Representative 1

CHAN Kit Han, Connie ANX890 Licensed Representative 1

CHAN Kwai King, Idy AQQ977 Licensed Representative 1

CHAN Kwok Chung, Thomas AEW255 Licensed Representative 1

CHAN Kwun Hou, Charles AWX856 Licensed Representative 1, 2

CHAN Lai Chun AGP418 Licensed Representative 1

CHAN Lai Ming, Raymond AEE402 Licensed Representative 1

CHAN Lai Ying AGE162 Licensed Representative 1

CHAN Lap Yan AER927 Licensed Representative 1

CHAN Long Hay ATW320 Licensed Representative 1, 4

CHAN Man Shun, Anthony ADW706 Licensed Representative 1, 9

CHAN Mau Loong, Inshiloh ARH932 Licensed Representative 1

CHAN Mei Wo ANT439 Licensed Representative 1

CHAN Mei Yee AEW275 Licensed Representative 1

CHAN Mei Yee ANM932 Licensed Representative 1

CHAN Mei Yi AFK672 Licensed Representative 1

CHAN Mei Yuk, Cherry ARA273 Licensed Representative 1

CHAN Mi Wah AGP384 Licensed Representative 1

CHAN Ming Yan AMY445 Licensed Representative 1, 4

CHAN Miu Lung, Louis AFC990 Licensed Representative 1

CHAN Paul ANK427 Licensed Representative 1, 2

CHAN Pui Fai, Stephen AER908 Licensed Representative 1

CHAN Pui Kee ASE047 Licensed Representative 1

CHAN Pui Sheung, Mabel ANY316 Licensed Representative 1, 4

CHAN Pui Wo, Wendy AGP456 Licensed Representative 1

CHAN Sau Lai ASE623 Licensed Representative 4

CHAN Shing ASY868 Licensed Representative 1

CHAN Shiu Nin, Philip AMF368 Licensed Representative 1

CHAN Shuk Man, Anika ACS685 Licensed Representative 1

CHAN Shun Hou, Fiona ATS113 Licensed Representative 1

CHAN Siu Hung AEP694 Licensed Representative 1

CHAN Siu Hung, Raymond AFC980 Licensed Representative 1

CHAN Siu Wing ALF321 Licensed Representative 1

CHAN So Fong AFR534 Licensed Representative 1

CHAN Suk Yee, Sharley AME249 Licensed Representative 1

CHAN Sze Wan AQW426 Licensed Representative 1

CHAN Tak Kee, Douglas AMB242 Licensed Representative 1, 4, 4, 6

CHAN Tak Lai, Derek AOJ321 Licensed Representative 1, 4

CHAN Tak Ming AEU625 Licensed Representative 1

CHAN Ting AJA086 Licensed Representative 1

CHAN Tsai, Julie AFK656 Licensed Representative 1

CHAN Wai Chi ARO880 Licensed Representative 4

Page 2 of 31

Page 3: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHAN Wai Keung AWN095 Licensed Representative 1

CHAN Wai Lai, Vivien AFC706 Licensed Representative 1

CHAN Wai Man ARA261 Licensed Representative 1

CHAN Wai Ming AEP690 Licensed Representative 1

CHAN Wai Shing AQU734 Licensed Representative 1

CHAN Wan Ting, Susanna AOH113 Licensed Representative 1

CHAN Wan Yan, Rachel AUP390 Licensed Representative 1

CHAN Wanny AAK418 Licensed Representative 1

CHAN Wing Fan AFM421 Licensed Representative 1

CHAN Wing Hang AQS379 Licensed Representative 1

CHAN Wing Hei AWL048 Licensed Representative 1, 4, 9

CHAN Wing Keung AEU623 Licensed Representative 1

CHAN Wing Kit ANQ781 Licensed Representative 1, 2

CHAN Wing Kwei AFV072 Licensed Representative 1

CHAN Wing See AXG489 Licensed Representative 1

CHAN Wing Siu AJI241 Licensed Representative 1, 4, 9

CHAN Wing Tat AOA382 Licensed Representative 1

CHAN Yan Tat AWX810 Licensed Representative 9

CHAN Yan Yi ARH743 Licensed Representative 1

CHAN Yee Kam, Tracy AGJ825 Licensed Representative 1

CHAN Yi Kai AJH432 Licensed Representative 1

CHAN Yick Hung AAB725 Licensed Representative 1, 4

CHAN Yim AMK296 Licensed Representative 1, 4, 6

CHAN Yin Yan, May AQZ615 Licensed Representative 1

CHAN Yip Lan AEP693 Licensed Representative 1

CHAN Yuen Hing AOU720 Licensed Representative 1

CHAN Yuk Chuen, Raymond AFI581 Licensed Representative 1

CHAN Yuk Ngan AMB086 Licensed Representative 1

CHANG Ludwig AFH012 Licensed Representative 1

CHANG Pei Hua AOX639 Licensed Representative 1, 4

CHANG Sheung Tat AEV467 Licensed Representative 1

CHANG Xuan ALS539 Licensed Representative 6

CHANG Yuan-wei AUX365 Licensed Representative 1

CHAU Bo Kuen, Bovia AQE101 Licensed Representative 1

CHAU Chiu Keung AKP562 Licensed Representative 1

CHAU Christopher K AGW118 Licensed Representative 1, 6

CHAU Fai Hung AEM733 Licensed Representative 1

CHAU Siu Ching AQC476 Licensed Representative 1

CHAU Siu Kuen AEU735 Licensed Representative 1

CHEE Sing Chung ABC352 Licensed Representative 1, 4, 9

CHEE Wai Ming, Vivian AON827 Licensed Representative 1

CHEN Ai Hua AAA442 Licensed Representative 1

CHEN Jia ARM172 Licensed Representative 1, 6

CHEN Xi AUN143 Licensed Representative 1, 2

CHEN Zi Yun, Charlotte AQA158 Licensed Representative 1

CHENG Bo Wan AGB501 Licensed Representative 1

CHENG Chun Kwok, Eric AKX505 Licensed Representative 1

CHENG Gao AWE189 Licensed Representative 4

CHENG Hon Chi, Hans AGP453 Licensed Representative 1

CHENG Kwok Choi AER345 Licensed Representative 1

CHENG Man ASY844 Licensed Representative 3

CHENG Oi Lin, Bonnie AGP043 Licensed Representative 1

Page 3 of 31

Page 4: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHENG Pui Sang, Philip AEU551 Licensed Representative 1

CHENG Sau Yin AWU386 Licensed Representative 1

CHENG Sin Man, Daisy AFR555 Licensed Representative 1

CHENG Suk Fong, Helena AFZ221 Licensed Representative 1

CHENG Ta-Kan, Andrew ARK329 Licensed Representative 1, 4

CHENG Teng Fong, Keith AXG564 Licensed Representative 1, 4

CHENG Tsong-chich APP108 Licensed Representative 9

CHENG Tsz Yeung AWJ019 Licensed Representative 1

CHENG Wai Yee AGO801 Licensed Representative 1

CHENG Wing Ho AEY986 Licensed Representative 1

CHENG Yan Yue APH268 Licensed Representative 1, 4

CHENG Yuk Lin, Betsy ARD819 Licensed Representative 1

CHEUNG Chin Hang, Gordon ARC006 Licensed Representative 1

CHEUNG Fu Fai AEP639 Licensed Representative 1

CHEUNG Hei Yee, Salina AFE279 Licensed Representative 1, 4

CHEUNG Hung Lok AJO583 Licensed Representative 4

CHEUNG Kam Piu AFR550 Licensed Representative 1

CHEUNG Kam Wing AQU738 Licensed Representative 1

CHEUNG Kevin APR415 Licensed Representative 1

CHEUNG Kwan Yee ANI732 Licensed Representative 1, 4

CHEUNG Mei Kit AFI617 Licensed Representative 1

CHEUNG Patsy Yikfan ACH095 Licensed Representative 1, 4

CHEUNG Pui Ha AFC695 Licensed Representative 1

CHEUNG Sau Yee ANN086 Licensed Representative 1

CHEUNG Shuet Ling, Cirrus ARC136 Licensed Representative 1

CHEUNG Sin Chong, Monica ARH935 Licensed Representative 1

CHEUNG Siu Wai, Loretta AFR530 Licensed Representative 1

CHEUNG Suet Ling, Rita AFR531 Licensed Representative 1

CHEUNG Tik Wan, Rachel AQM072 Licensed Representative 1

CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2

CHEUNG Wai Kwong APO971 Licensed Representative 1

CHEUNG Wing Fai AFZ678 Licensed Representative 1

CHEUNG Wing Wah, Jeff AEG141 Licensed Representative 1, 4

CHEUNG Yan Hung ASS664 Licensed Representative 1, 4

CHEUNG Yin Ping, Yvonne AFZ245 Licensed Representative 1

CHEUNG Yuet Yung, Sandra AGP448 Licensed Representative 1

CHEUNG Yuk Wah AFL618 Licensed Representative 1

CHIANG Sabina Wei Lam ARU107 Licensed Representative 1, 4

CHIANG Tak Ming AGO618 Licensed Representative 1

CHIANG Wai Ling, Winnie AJA303 Licensed Representative 4

CHIN Szu Yi ASE564 Licensed Representative 4, 9

CHING Siu Ying ADC449 Licensed Representative 4

CHIU Cheuk Man ASS493 Licensed Representative 1, 2

CHIU Ivan Wei Yin ARO748 Licensed Representative 6

CHIU Man Ho, Andy AJM492 Licensed Representative 2, 3

CHIU Miu Kuen AGP389 Licensed Representative 1

CHIU Muk Ying, Cindy APS916 Licensed Representative 1

CHIU Suk Han, Rosa AEW258 Licensed Representative 1

CHIU Wai Lun AFR536 Licensed Representative 1

CHIU Wai Tung AKU309 Licensed Representative 1

CHO Hoon Shik APH431 Licensed Representative 1

CHO Min Ki AOV840 Licensed Representative 1, 4

Page 4 of 31

Page 5: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHOI Chun Ming, Norras AOY471 Licensed Representative 1, 4

CHOI Ka Ho AQZ906 Licensed Representative 1, 2

CHOI Kam Mei ARA780 Licensed Representative 1

CHOI Man Chiu, Gary AER295 Licensed Representative 1

CHOI Man Ki AOX408 Licensed Representative 1, 2, 4, 5

CHOI Mei Yuk, Amy ANM936 Licensed Representative 1

CHOI Nga Chun ASO286 Licensed Representative 1, 4

CHOI Shuk Yi, Melissa AJA073 Licensed Representative 1

CHOI Suet Miu ARJ977 Licensed Representative 1

CHOI Wai Ling ANQ404 Licensed Representative 1

CHOI Yan Yan, Candy ALK252 Licensed Representative 1

CHON Chi Po, Caroline AGO049 Licensed Representative 1

CHONG Chi Kin AWD496 Licensed Representative 1, 2

CHONG Wai Yan AWJ221 Licensed Representative 1, 2

CHOW Chin Pang, Jason AER327 Licensed Representative 1

CHOW Chung AAY530 Licensed Representative 1

CHOW Hou Sun AER904 Licensed Representative 1

CHOW Ka Yuk APM095 Licensed Representative 1

CHOW Kong Wing, Willis ASJ877 Licensed Representative 1

CHOW Pak Tat ANN764 Licensed Representative 1

CHOW Shu Shing AOD596 Licensed Representative 1

CHOW Siu Ling, May ALN488 Licensed Representative 1, 4, 5, 9

CHOW Ting Ho AWA162 Licensed Representative 1

CHOW Tung Lok AKU308 Licensed Representative 1

CHOW Wai Ling, Elaine AGD778 Licensed Representative 1

CHOW Yin Ming, Gabriel AGO171 Licensed Representative 1

CHOY Bing Hung AFV055 Licensed Representative 1

CHOY Chu Fu Prudence AWJ707 Licensed Representative 1, 2

CHOY Hong Lung AGD789 Licensed Representative 1

CHOY Man Ki, Maggie AFV076 Licensed Representative 1

CHOY Ping Fai AFV228 Licensed Representative 1

CHOY Wai Chun, Virginia AFZ276 Licensed Representative 1

CHU Brian AFV782 Licensed Representative 1

CHU Hei Wah, Ivy ALA763 Licensed Representative 1

CHU Jeng Yeu ANU812 Licensed Representative 1

CHU Lee Wah AEP661 Licensed Representative 1

CHU Siu Ping, Windy AGD855 Licensed Representative 1

CHU Wai Keung AGJ925 Licensed Representative 1

CHU Wai Kwan AFK641 Licensed Representative 1

CHU Wan Lan AFK620 Licensed Representative 1

CHU Wen-hsien AOY184 Licensed Representative 1, 2

CHU Yu Man, Pricilla AOA610 Licensed Representative 1, 4

CHUE Soon Seng, Kenneth AUN087 Licensed Representative 1

CHUI Kwan Choi AGD610 Licensed Representative 1

CHUI Lai Yee AOK071 Licensed Representative 1

CHUN Wing Kin, Howard ANA957 Licensed Representative 1

CHUNG Kar Sing AEV470 Licensed Representative 1

CHUNG Kent Luke AWZ393 Licensed Representative 1

CHUNG Leung Ming, Joseph AGJ828 Licensed Representative 1

CHUNG Lisa Sze Lai ADX334 Licensed Representative 1, 4

CHUNG Mei Lan AKU305 Licensed Representative 1

CHUNG Po Lin, Pauline AQZ866 Licensed Representative 1, 4

Page 5 of 31

Page 6: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHUNG Po Wah, Emily ANY049 Licensed Representative 1, 4

CHUNG Pui ANT440 Licensed Representative 1

CHUNG Wai Kin AFZ290 Licensed Representative 1

CHUNG Wai Yan, Christina AGJ842 Licensed Representative 1

CHUNG Wing Kin ATE069 Licensed Representative 1, 2, 3

CHUNG Yuen Shan AER330 Licensed Representative 1

CHUNG Yuk Ching ANQ391 Licensed Representative 1

DE SUPERVIELLE-RAGEAU Francois ANN402 Licensed Representative 1

DENG Shiqing AXX713 Licensed Representative 1, 2

DING Min AOB809 Licensed Representative 6

DING Zhiyuan ASK507 Licensed Representative 4

DOBASHI Shinobu AKI539 Licensed Representative 1, 4

DONZE Patrick AVP644 Licensed Representative 1, 4

DUAN Xiaodong ANH047 Licensed Representative 6

EDWARDS Damian Lander ALG180 Licensed Representative 1, 2, 7

FAN Chung Shiu ADV864 Licensed Representative 1

FAN Claris Wai Ping AOX016 Licensed Representative 1, 2, 4

FAN Sin Ling AWW706 Licensed Representative 1, 2

FAN Siu Ying AGK626 Licensed Representative 1

FAN Yik Yan, Juliana AGH850 Licensed Representative 1, 4

FEINBERG Alexander Eugene AWO415 Licensed Representative 9

FOK Kei Shun, William ANC090 Licensed Representative 1, 2, 4, 7

FOK Yiu Tung AHG563 Licensed Representative 1, 2, 2, 4, 9

FONG Chui Yin APK319 Licensed Representative 1

FONG Fu Tak , Simon AFV028 Licensed Representative 1

FONG Ka Hang AOY476 Licensed Representative 1, 4

FONG Po Ching, Gilbert AEP654 Licensed Representative 1

FONG Sze Ying, Carroll AGO935 Licensed Representative 1

FOO Chee King, John AGC136 Licensed Representative 9

FU Ching Chi Fiona ASF617 Licensed Representative 1

FU Chui Yin ALN248 Licensed Representative 1

FU Ling Yee, Celeste AIU385 Licensed Representative 1

FU Sau Ting AFI608 Licensed Representative 1

FU Stan Su-Ting ARN742 Licensed Representative 1, 2, 7

FU Yan Keung AAJ827 Licensed Representative 4

FU Yuen Cheung, Alexander AEM735 Licensed Representative 1

FUKUSHIMA Soh AVN014 Licensed Representative 1, 4

FUNG Hau Yi ARV793 Licensed Representative 1

FUNG Lam Kong AGP499 Licensed Representative 1

FUNG Man Ching AVE212 Licensed Representative 1

FUNG Mei Po AFZ650 Licensed Representative 1

FUNG Siu Lai, Florence AUM743 Licensed Representative 1

FUNG Yee Wan, Antonia ARI738 Licensed Representative 1

GAN Ker Ann ASU034 Licensed Representative 1, 6

GAN Zhenyu AVQ396 Licensed Representative 3

GANDHI Harmendra AQX048 Licensed Representative 4

GAO Junjie AXG317 Licensed Representative 10

GE Yun AOH531 Licensed Representative 1, 2, 9

GINEITIS Adomas APN598 Licensed Representative 1

GINESKY Bret Matthew ATT107 Licensed Representative 4

GOMEZ Susana Maria Morgado AOL508 Licensed Representative 1, 2

GON Wai Yan, Stephen AER916 Licensed Representative 1

Page 6 of 31

Page 7: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

GRIMALDI Edouard Jean Maurice AXC795 Licensed Representative 2

GUAN Ying AWQ675 Licensed Representative 1

GUINDO Christina AXO946 Licensed Representative 1, 4

GUNNS Christopher Michael Adrian APC679 Licensed Representative 1, 4, 9

GUO Jieyi AWH106 Licensed Representative 1, 2

HA Ka Yan ANK949 Licensed Representative 1, 4, 9

HANDRA Ying Nei, Jeanne AEW265 Licensed Representative 1

HARHARAH Hoda Binte Awad ANY024 Licensed Representative 1, 4

HIRAKATA Noriaki ANM926 Licensed Representative 1

HO Chi Hung AEU575 Licensed Representative 1

HO Chi Wing, Gary AER928 Licensed Representative 1

HO Chun Ling AEW230 Licensed Representative 1

HO Hiu Shing AYD469 Licensed Representative 1

HO Hok Ling ANB144 Licensed Representative 1, 2

HO Kei Ling, Irene AON824 Licensed Representative 1

HO Ki Yuen, Frederick AER937 Licensed Representative 1

HO Kin Sun ARF387 Licensed Representative 1

HO Kit Ling ALY890 Licensed Representative 1, 6

HO Kit Ying, Patty AGD761 Licensed Representative 1

HO Kwok Wai, Gareth ACP902 Licensed Representative 1, 4

HO Lai Yan, Theona AOL083 Licensed Representative 1, 4

HO Lap Yiu APH374 Licensed Representative 1

HO Mei Chi, Helen AFV922 Licensed Representative 1

HO Mei Chu AEW223 Licensed Representative 1

HO On Lai, Anna AER307 Licensed Representative 1

HO Philip AIV807 Licensed Representative 1

HO Pui Sze AGD784 Licensed Representative 1

HO Shiu Kuen AEP653 Licensed Representative 1

HO Ting Hong ADV928 Licensed Representative 1, 4, 5, 9

HO Wai Che AJF099 Licensed Representative 1

HO Wai Hung AVS572 Licensed Representative 1

HO Wing Shan AED583 Licensed Representative 1, 4

HO Wing Sze ALY427 Licensed Representative 1, 4

HO Yee Him AFT554 Licensed Representative 1

HO Yik Ling AEK008 Licensed Representative 1

HO Yiu Fai AIB991 Licensed Representative 1, 4, 7, 9

HO Yuan-pang APG491 Licensed Representative 1, 2

HO Yuen Ling AGR006 Licensed Representative 4, 9

HO Yuen Wan AFI585 Licensed Representative 1

HO Yuk Chun, Windy AGQ208 Licensed Representative 4

HO Yuk Wa, Kenny AGJ805 Licensed Representative 1

HON Kam Lan AQM174 Licensed Representative 1

HOSHINO Masahide ASW934 Licensed Representative 1, 4, 6

HSIUNG Chun Fat, Jaiphen ARG857 Licensed Representative 1

HSU Chia-ling AVT144 Licensed Representative 1

HSU Chun-Yi ANV138 Licensed Representative 1, 3

HSU Wen-Tang ANP629 Licensed Representative 1

HU David APV246 Licensed Representative 1, 2

HU Zhengwei AUQ995 Licensed Representative 1, 6

HUANG Huamin ASZ592 Licensed Representative 4

HUANG Nan AVK626 Licensed Representative 1, 2

HUEN Wai Chu AFR549 Licensed Representative 1

Page 7 of 31

Page 8: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

HUI Kin Sing AWR738 Licensed Representative 1, 2

HUI Kin Yip AQZ639 Licensed Representative 4, 9

HUI Lai Ping AQU741 Licensed Representative 1

HUI Wai Cheong Marco AXD552 Licensed Representative 1, 2, 3

HUI Yiu Kie APH373 Licensed Representative 1

HUI Yuen Ling AEU626 Licensed Representative 1

HUNG Bo Chun ATW784 Licensed Representative 1, 4

HUNG Chun Wah AQI315 Licensed Representative 1

HUNG Fan Tai, Barry AGP500 Licensed Representative 1

HUNG Tak Hon, David ALF750 Licensed Representative 1

HWANG Yan Tao AFI601 Licensed Representative 1

IP Cho Ting Spencer AFZ660 Licensed Representative 1

IP Miu Yee, Joanna AFZ242 Licensed Representative 1

IP Pui Shan, Sarah AGI952 Licensed Representative 1, 4

IP Sau Ching AOV906 Licensed Representative 1

JAMET Nicolas Jean-claude Bernard APB267 Licensed Representative 1, 2, 7

JAO Chow Ying AGN951 Licensed Representative 1

JOHNSON Alexander Walker AXA190 Licensed Representative 1

JOHNSTON Brian AXD732 Licensed Representative 1, 4

KALSI Dilbagh Singh ATN169 Licensed Representative 1, 2, 7

KAM Wan Hoi AFZ307 Licensed Representative 1

KAN Tat Yan ATB858 Licensed Representative 1, 4

KANG Sang Hun ATR857 Licensed Representative 1, 2

KAROONYAVANICH Anuruk AHX011 Licensed Representative 1, 6

KATZ Daniel Sebastian AWY605 Licensed Representative 1, 2

KAWASE Makoto AUQ289 Licensed Representative 1, 4

KIANG Yat Lung AGN995 Licensed Representative 1

KIM Aki ATM633 Licensed Representative 1, 2

KIM Seung Wook ATT490 Licensed Representative 4

KIM Young A ARL484 Licensed Representative 4, 9

KIM Young Jeon APA568 Licensed Representative 1, 4

KLEEGER Andrew Jay ANX952 Licensed Representative 2

KO Hiu Ming, Joyce AFI596 Licensed Representative 1

KO Po Shan AID116 Licensed Representative 1

KO Yat Hang ARN067 Licensed Representative 1

KO Yiu Ki, Ricky AEK011 Licensed Representative 1

KO Yuk Ying AQS380 Licensed Representative 1

KONG Chun Man, Benjamin AOI880 Licensed Representative 1, 4

KONG Kwai Tai, Ingrid AFV029 Licensed Representative 1

KONG Yiu Man AGO147 Licensed Representative 1

KOO Chi Kan, Eunice ASE048 Licensed Representative 1

KOO May Wah, Ada AEW257 Licensed Representative 1

KOO Mei Chun ALI449 Licensed Representative 1

KOO Wai Man ALL029 Licensed Representative 1

KOON Fung Ting AQR006 Licensed Representative 1

KOT Shun Leung AEW249 Licensed Representative 1

KWAK Paul Youngjin ATS676 Licensed Representative 1, 6

KWAN Chin Man ANN592 Licensed Representative 1, 4

KWAN David King Tong ADU222 Licensed Representative 1, 4

KWAN Kai Ching AUC126 Licensed Representative 4

KWAN Kam Ping, Lana ALY149 Licensed Representative 1, 2, 3

KWAN Kin Yuen, Louis AGP501 Licensed Representative 1

Page 8 of 31

Page 9: REMOVALS OF LICENSED PERSONS/REGISTERED …...CHENG Tsong-chich APP108 Licensed Representative 9 ... CHEUNG Tomo-hito AUS139 Licensed Representative 1, 2 ... CHOI Yan Yan, Candy ALK252

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

KWAN Leung Chiu, Alvin AMU582 Licensed Representative 1, 4

KWAN Man Yan AGD851 Licensed Representative 1

KWAN Pui Hung ANF145 Licensed Representative 1, 4

KWOK Fung Ying AFZ277 Licensed Representative 1

KWOK Oi Chu, Lucia AEU600 Licensed Representative 1

KWOK Ping Yam AFO424 Licensed Representative 1, 2

KWOK Ronald King-wong AQQ334 Licensed Representative 1, 2, 7

KWOK Sau Man AQQ988 Licensed Representative 1

KWOK Siu Kei AEP672 Licensed Representative 1

KWOK Siu See, Irene ANY055 Licensed Representative 1, 4

KWOK Tak Kei AOH109 Licensed Representative 1

KWOK Wai Fun AEU574 Licensed Representative 1

KWOK Wai Kit AOH108 Licensed Representative 1

KWOK Yin Fun AGD785 Licensed Representative 1

KWOK Yuen Yi AGJ848 Licensed Representative 1

KWOK Yuet Ming, Joyce AJB045 Licensed Representative 1

KWONG Joanne Ting ARN436 Licensed Representative 1, 4, 5

KWONG Mo Wan AGO003 Licensed Representative 1

KWONG Ping Nam AGN994 Licensed Representative 1

KWONG Yuen Yan, Stephanie AVM741 Licensed Representative 1

KWUN Siu Ming AGP380 Licensed Representative 1

LAI Angela AFZ225 Licensed Representative 1

LAI Chong Fung AQE296 Licensed Representative 1

LAI Hing Lun AOC910 Licensed Representative 1, 4

LAI Hon Yee, Eric AMT854 Licensed Representative 1

LAI King Ngai, Francis AMJ905 Licensed Representative 1

LAI Kwai Wing AVM129 Licensed Representative 1

LAI Kwan ALN746 Licensed Representative 1

LAI Kwok Wa AFI621 Licensed Representative 1

LAI Nga Li AOG201 Licensed Representative 1, 4, 4

LAI Pik Kwan, Maria Magdalena AEP660 Licensed Representative 1

LAI Sau Fong, Grace AEV477 Licensed Representative 1

LAI Sui Lun AGJ800 Licensed Representative 1

LAI Suk Yee, Anita ANK676 Licensed Representative 1

LAI Suk Yee, Michelle AEP677 Licensed Representative 1

LAI Tat Nang AEU565 Licensed Representative 1

LAI Wai Shun AGJ928 Licensed Representative 1

LAI Yui Cheung AFC993 Licensed Representative 1

LAM Chi Yuen AEV066 Licensed Representative 1, 4

LAM Chin Fung AXF189 Licensed Representative 3

LAM Chui Ha AGO056 Licensed Representative 1

LAM Chung Yan AXD910 Licensed Representative 1, 2

LAM Chung Yee AGE170 Licensed Representative 1

LAM Hiu Pun AJL647 Licensed Representative 1

LAM Hung Heung AGD585 Licensed Representative 1

LAM Keung ADZ888 Licensed Representative 1, 2

LAM Kin Hung ALN133 Licensed Representative 1

LAM Kwok Ho, Clement ALF328 Licensed Representative 1

LAM Lai Yin, Sophia ANT520 Licensed Representative 1

LAM Maggie APV887 Licensed Representative 1

LAM Man Kwan, Rosemary AGH201 Licensed Representative 1

LAM Ming ALE917 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LAM Oi Ling, Kimmy AME626 Licensed Representative 1

LAM Pui Pui AQN699 Licensed Representative 1

LAM Renee AXG318 Licensed Representative 10

LAM Sau Ting, Linda AXX818 Licensed Representative 1

LAM Wai Ching AFV238 Licensed Representative 1

LAM Wai Chiu, Eric AFZ375 Licensed Representative 1

LAM Wai Sum AEK018 Licensed Representative 1

LAM Wai Ying AGJ880 Licensed Representative 1

LAM Wan Yin AMA079 Licensed Representative 1

LAM Wing Sze AFB574 Licensed Representative 1, 4, 7, 9

LAM Ying Nii Christina ASM345 Licensed Representative 4

LAM Yuen Fat ADE441 Licensed Representative 1

LAM Yung Chak AGD869 Licensed Representative 1

LAMOTTE Philip Alejandro APW632 Licensed Representative 9

LARM Wai Leung AMP592 Licensed Representative 1

LAU Bing Yee, Judy AEU560 Licensed Representative 1

LAU Chak Lam AFC569 Licensed Representative 1

LAU Cheuk Ki ATX970 Licensed Representative 1, 2

LAU Chun Sing ANQ367 Licensed Representative 1, 2, 4

LAU Hiu Hung AFZ214 Licensed Representative 1

LAU Ho Leung AFU866 Licensed Representative 1

LAU Kai Wing AUS656 Licensed Representative 1

LAU Kam Fai ANQ965 Licensed Representative 1, 4

LAU Kam Heung AMM175 Licensed Representative 1

LAU Kit Yu AFO314 Licensed Representative 1

LAU Kwok Tung ARA274 Licensed Representative 1

LAU Lin Ching AFK624 Licensed Representative 1

LAU Mimi AUS099 Licensed Representative 1, 4

LAU Ngai Edwin ASK156 Licensed Representative 1

LAU Pui Man, William ALF329 Licensed Representative 1

LAU Pui Yu AWU385 Licensed Representative 1

LAU Sau Ying AME325 Licensed Representative 1

LAU Shing Fat, Frank AEU569 Licensed Representative 1

LAU Shu Yan Yannie AMY307 Licensed Representative 1, 4

LAU Shui Shing AFC985 Licensed Representative 1

LAU Siu Kuen AGO788 Licensed Representative 1

LAU Siu Nam AFC692 Licensed Representative 1

LAU Suet Lin, Maggie AGN992 Licensed Representative 1

LAU Suk Tung AFD150 Licensed Representative 1, 4

LAU Sung On Anthony ASF619 Licensed Representative 1

LAU Tak Ping AFR551 Licensed Representative 1

LAU Wai King, Betty AME292 Licensed Representative 1

LAU Wan Hang, Dorothy AGO765 Licensed Representative 4, 6

LAU Yin AFZ654 Licensed Representative 1

LAU Yuk Lan AER319 Licensed Representative 1

LAW Chuen On, Eddie AFI582 Licensed Representative 1

LAW Chun Lok AVY116 Licensed Representative 1

LAW Chun Wai ASS893 Licensed Representative 2

LAW Hong Shing, Ambrose Peter ART299 Licensed Representative 1, 4, 4

LAW Kit Shing AQM552 Licensed Representative 1

LAW Pak Ling AFZ366 Licensed Representative 1

LAW Siu Lan APU817 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LAW Wai Yeung APL456 Licensed Representative 1

LAW Wing Chi AQH039 Licensed Representative 1

LAW Yuk Ha, Candy AGO649 Licensed Representative 1

LEE Chi Keung AFI736 Licensed Representative 1

LEE Chi Shaun AXI099 Licensed Representative 10

LEE Chia-Ling ARN822 Licensed Representative 1, 4, 6

LEE Chun Keung AME323 Licensed Representative 1

LEE Hau Yee AMY887 Licensed Representative 1

LEE Hoi Keung AGJ838 Licensed Representative 1

LEE Ka Man Kevin AXI267 Licensed Representative 1, 6

LEE Ka Wai ACM361 Licensed Representative 1, 4

LEE Kai Pong ADW528 Licensed Representative 1, 2

LEE Kai Yeung APV585 Licensed Representative 1

LEE Kam Chiu AEM746 Licensed Representative 1

LEE Kim Man Erica ARG950 Licensed Representative 1, 4

LEE Kit May AFK623 Licensed Representative 1

LEE Kuan-ju ARR958 Licensed Representative 1, 4, 7, 9

LEE Lai Fong AVT504 Licensed Representative 1

LEE Liang-Teh AEQ246 Licensed Representative 1, 2, 9

LEE Man Fai AFV229 Licensed Representative 1

LEE Man Wai AGO802 Licensed Representative 1

LEE Man Yiu, Paul ADV329 Licensed Representative 1

LEE Po Lai, Alice AGJ795 Licensed Representative 1

LEE Sau Wan AGO180 Licensed Representative 1

LEE Siu Lan AFI605 Licensed Representative 1

LEE Siu Lan, Majors AJG274 Licensed Representative 1

LEE Siu Wah, Connie AQR070 Licensed Representative 1

LEE Suk Mun AJD183 Licensed Representative 1, 4

LEE Suk Yee AEW246 Licensed Representative 1

LEE Tak Ching ALY618 Licensed Representative 1, 2, 4, 9

LEE Tanya Marie AGN874 Licensed Representative 1, 2

LEE Tsz Yan ATX934 Licensed Representative 1, 2

LEE Wah Chun, Jennifer AER329 Licensed Representative 1

LEE Wai Leung ANM938 Licensed Representative 1

LEE Wai Shing AGH139 Licensed Representative 1, 4

LEE Wai Sum AUR858 Licensed Representative 4, 9

LEE Wai Yee, Winnie AVD448 Licensed Representative 1, 4

LEE Wan Kin AGG670 Licensed Representative 1, 4

LEE Yee Mei, Monica ANA212 Licensed Representative 1

LEE Yim Fong AFV004 Licensed Representative 1

LEE Yin Ling, Stevie AGO682 Licensed Representative 1

LEE Yiu Keung ADE899 Licensed Representative 1

LENG Terence Hoe Lon AVT663 Licensed Representative 1, 2

LENT Nicholas Alexander APC030 Licensed Representative 1, 2

LEONG Carol Ka Bo AWT703 Licensed Representative 1, 2

LEONG Kam Leng AGD584 Licensed Representative 1

LER Li Ling AWQ787 Licensed Representative 1, 2

LEUNG Chi Sau AQO430 Licensed Representative 1

LEUNG Chui Mei, Lily AJE678 Licensed Representative 1

LEUNG Hing Man AUH927 Licensed Representative 1, 4

LEUNG Johnson Hoi Yung AWR747 Licensed Representative 1, 2

LEUNG Ka Lung AHU105 Licensed Representative 1, 2, 3, 4, 5

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LEUNG Kam Fai AFZ672 Licensed Representative 1

LEUNG Kam Kwan ARD459 Licensed Representative 1, 4

LEUNG Kit Chi APJ206 Licensed Representative 4

LEUNG Kwok Pong AAF392 Licensed Representative 1, 2, 3

LEUNG Lai Han AFY384 Licensed Representative 1

LEUNG Lai Luen, Heidi AGN950 Licensed Representative 1

LEUNG Lai Ming, Angelar AFV010 Licensed Representative 1

LEUNG Lai Seung ARW931 Licensed Representative 1

LEUNG Lai Wan AFV064 Licensed Representative 1

LEUNG Man Dik AVE195 Licensed Representative 1

LEUNG Oi Mui, Amy AMC162 Licensed Representative 1

LEUNG Pui Kuen AQG965 Licensed Representative 1

LEUNG Pui Man, Joanne ALQ625 Licensed Representative 1, 1, 2, 3, 4

LEUNG Shiu Sing AEU534 Licensed Representative 1

LEUNG Sik Kan AFZ246 Licensed Representative 1

LEUNG Siu Ying AFV237 Licensed Representative 1

LEUNG Suet Ying ANH755 Licensed Representative 1, 4, 9

LEUNG Sze Wai ARL933 Licensed Representative 1, 4

LEUNG Tai Yui, Frankie AEM742 Licensed Representative 1

LEUNG Wai Chee, Mavis AFV056 Licensed Representative 1

LEUNG Wai Chung APD897 Licensed Representative 1, 4

LEUNG Wai Yee AIA180 Licensed Representative 1

LEUNG Wan Shan ANQ335 Licensed Representative 4, 9

LEUNG Wing Kay, Samuel AGD857 Licensed Representative 1

LEUNG Woon King, Junnie AQD993 Licensed Representative 1

LEUNG Yi Ka APC891 Licensed Representative 1, 4

LEUNG Yim Fan AXD386 Licensed Representative 1, 4

LEUNG Yin Fun AMO432 Licensed Representative 1

LEUNG Yin Hang AER938 Licensed Representative 1

LEUNG Yiu Lun AFV160 Licensed Representative 1, 2

LEUNG Yiu Wai APY964 Licensed Representative 1

LEUNG Yue AER941 Licensed Representative 1

LI Cheuk Kuen AGD878 Licensed Representative 1

LI Chi Nam ACZ117 Licensed Representative 1

LI Chi Shing AFV227 Licensed Representative 1

LI Hing Mei AEP663 Licensed Representative 1

LI Hok Ping, Albert AEU547 Licensed Representative 1

LI Hongliang ASZ595 Licensed Representative 4

LI Kit Suen, Anita AKQ877 Licensed Representative 1, 4

LI Lai Shan, Sera AOW922 Licensed Representative 1, 4

LI Man Fai, Raymond ADT897 Licensed Representative 1, 1, 2

LI Mee Siu AEV460 Licensed Representative 1

LI Mei Hing ALP487 Licensed Representative 1

LI Michael Kok Hong APC247 Licensed Representative 1

LI Po Chun AEU541 Licensed Representative 1

LI Sai Ho, Shadow AEA674 Licensed Representative 4

LI Sai Mui ANT525 Licensed Representative 1

LI Shu Lam AJE676 Licensed Representative 1

LI Shu Pai APP909 Licensed Representative 6

LI Shun Ying, Sharon AOC887 Licensed Representative 1, 2

LI Tak Fan ARI176 Licensed Representative 4

LI Tsz Leung AJA071 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LI Tsz San AXH330 Licensed Representative 9

LI Weiyang AQP749 Licensed Representative 6

LI Wenlong AVV138 Licensed Representative 1, 4, 9

LI Wing AOE687 Licensed Representative 1

LI Wing Ping, Desmond ABE860 Licensed Representative 1, 7

LI Wing Yan, Kathy AXY631 Licensed Representative 1

LI Yanjie AUS278 Licensed Representative 1, 6

LI Ye APC146 Licensed Representative 4, 9

LI Ying Chuen, David AER322 Licensed Representative 1

LI Yiu Chung AEU616 Licensed Representative 1

LI Yuk Man ARK414 Licensed Representative 1, 4

LIAN Yi APO573 Licensed Representative 1, 4, 6

LIANG Hao AUX018 Licensed Representative 1, 4, 9

LIANG Kin Sang AER932 Licensed Representative 1

LIANG Yin Fung, Candy AGD720 Licensed Representative 1

LIAO Shao-Mei APX221 Licensed Representative 1, 4

LIAO Yuk Chi AME319 Licensed Representative 1

LIN Wen Pin ALI163 Licensed Representative 1, 4

LING Man Chi, Julie AML631 Licensed Representative 1

LING Wah Chung AUZ189 Licensed Representative 1

LIO Wai Ki AVP390 Licensed Representative 1

LIU Chao AVM996 Licensed Representative 1, 2

LIU Cheuk Tim Frederick AWQ418 Licensed Representative 4, 9

LIU Chi Shuen ANI729 Licensed Representative 1

LIU Chieh-Hsin ANU776 Licensed Representative 1, 4, 4

LIU Chien-Hung AVC345 Licensed Representative 1

LIU Kok Wai ATG723 Licensed Representative 1, 2

LIU Liteng AVR881 Licensed Representative 1

LIU Maretta Yiqi AVD327 Licensed Representative 1, 2, 7

LIU Ning AWU392 Licensed Representative 1

LIU On Bong, Peter AOX333 Licensed Representative 1, 4

LIU Weiqi AOC861 Licensed Representative 6

LIU Yin Yi AGJ864 Licensed Representative 1

LIU Ying Chi AQR003 Licensed Representative 1

LIU Yong ASC732 Licensed Representative 4, 9

LO CHAU Yin Fong AFU995 Licensed Representative 1

LO Chin Keung ANH118 Licensed Representative 1

LO Chung Ming AFR043 Licensed Representative 1

LO Ka Yee AFC205 Licensed Representative 1, 4

LO Kin Wai AQD602 Licensed Representative 1, 2

LO Mei Ha AJA968 Licensed Representative 1, 2, 4, 5

LO Shuk Yan, Loretta AMI340 Licensed Representative 1

LO Siu Wing ASN805 Licensed Representative 1, 4

LO Wing Yin, Anson ARD874 Licensed Representative 1

LO Yiu Fai AER314 Licensed Representative 1

LU I I ARE335 Licensed Representative 1

LU Ping APN537 Licensed Representative 1, 2

LUI Chi Yan AFR520 Licensed Representative 1

LUI Choi Yuk AFZ270 Licensed Representative 1

LUI Chun Lan AGN954 Licensed Representative 1

LUI Malcolm O AUT119 Licensed Representative 1

LUI Siu Tim AFR547 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LUI Tsz Fong AUK119 Licensed Representative 1, 2, 3

LUI Yiu Cho, Samson ABE957 Licensed Representative 1, 4

LUK Kwok Wai, Catherine APP897 Licensed Representative 1

LUK Ping APO393 Licensed Representative 1

LUK Pui Wan APK647 Licensed Representative 1

LUK Wai Ching AFR554 Licensed Representative 1

LUK Yee Ping ALO338 Licensed Representative 1

LUKE Wing Tong AGO151 Licensed Representative 1

LUNG Chee Ming, George AFC701 Licensed Representative 1

LUNG Pik Kuen, Flossie AGO175 Licensed Representative 1

LUNG Tak Sau, Eric AOV821 Licensed Representative 1, 2

LUO Weihai AVM727 Licensed Representative 1, 4

MA Chun Ho APJ551 Licensed Representative 1

MA King Lun ATP133 Licensed Representative 1, 2, 3

MA Shuk Man AFZ261 Licensed Representative 1

MA Siu Kuen, Alice AKJ063 Licensed Representative 1

MA Sze Wan AGP412 Licensed Representative 1

MA Yaoyao AWC080 Licensed Representative 1, 4

MAHESHWARI Vibhor Kumar ARD669 Licensed Representative 1, 2

MAK Chui King ALO169 Licensed Representative 1

MAK Kong Sang ARH385 Licensed Representative 1

MAK Mei Shan AIX767 Licensed Representative 1

MAK Sau Kwan AIZ570 Licensed Representative 1

MAK Suk Ling AGP416 Licensed Representative 1

MAK Yee Wan AGO548 Licensed Representative 1

MAN Lai Kai AOT413 Licensed Representative 1

MAN Siu Mei ARA044 Licensed Representative 1

MANSFIELD David Thomas ALT907 Licensed Representative 1, 2, 2, 7

MAO Li Jun APW438 Licensed Representative 1, 4

MAXIMO Michael S. AOY619 Licensed Representative 1

MCKENNA James Philip AQR513 Licensed Representative 1, 6

MENG Mingyi AUJ849 Licensed Representative 1, 4, 6

MILLER Christopher John Cresswell ASZ688 Licensed Representative 1

MITCHELL James Gordon ADQ127 Licensed Representative 1, 4

MITRA Aninda Sankar AXG377 Licensed Representative 10

MOK Beatrice ACX849 Licensed Representative 1, 4

MOK Chiu Mui AGP083 Licensed Representative 1

MOK King Woon, Lilian AGD948 Licensed Representative 1

MOK Nga Woon, Shirley AVF163 Licensed Representative 1

MOK Wing Yi ARL063 Licensed Representative 1, 4

MOLNAR Michelle AVQ907 Licensed Representative 1

MONK Philip David AVV242 Licensed Representative 1, 9

MOTIWALA Ayaz Bashir APA237 Licensed Representative 9

NAKAHARA Takuro ANY043 Licensed Representative 1, 4

NARASAKI Shuya AXL833 Licensed Representative 1, 2

NEE Shui Hwa, Nancy AER942 Licensed Representative 1

NG Chak Chung AGK907 Licensed Representative 1, 2, 4

NG Charles ADS002 Licensed Representative 1

NG Cheung Hing AGQ050 Licensed Representative 1, 4

NG Chi Keung AWH341 Licensed Representative 1

NG Chi Man AJL653 Licensed Representative 1

NG Ching Ha ASS324 Licensed Representative 1, 2

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

NG DOI YEE AQQ679 Licensed Representative 1

NG Ka Shun, Carson ARE772 Licensed Representative 4

NG Kai Leung ANS242 Licensed Representative 4

NG Kam Ying AGE156 Licensed Representative 1

NG Kwan Ying AFC705 Licensed Representative 1

NG Kwok Hung ACL451 Licensed Representative 1, 2, 4, 9

NG Kwok Wo, Dominic AFR552 Licensed Representative 1

NG Lai Wan AFV235 Licensed Representative 1

NG Shuk Ching, Sally AGP044 Licensed Representative 1

NG Shun Chiang ANZ729 Licensed Representative 1, 4

NG Sin Mun ANH119 Licensed Representative 1

NG Siu Mei AGN880 Licensed Representative 1

NG Suk Ping, Belinda ACK768 Licensed Representative 1

NG Tsz Chung ARW399 Licensed Representative 1, 2, 3

NG Wai Ling, Wiser AGD590 Licensed Representative 1

NG Wai Sum AJD565 Licensed Representative 1, 2

NG Wen Yin AQU712 Licensed Representative 1

NG Wing Kin AWN677 Licensed Representative 1

NG Yuen Kwan AEV503 Licensed Representative 1

NG Yuen Lan, Vivien ASM285 Licensed Representative 1, 4

NG Yuen Yi AOX332 Licensed Representative 1

NG Yung AFI599 Licensed Representative 1

NGAI Don Gair AQQ997 Licensed Representative 1

NGAI Hung AGO690 Licensed Representative 1

NGAI Yuk Ka ARB276 Licensed Representative 1

NGAN Kit Lin AGO673 Licensed Representative 1

NGAN Suk Ping ATD976 Licensed Representative 2

NGAN Wan Cheong, Richard AJG188 Licensed Representative 1, 4

NGOK Gloria Karyen AGP358 Licensed Representative 1

NOJIMA Susumu AUT633 Licensed Representative 1, 2

NOKE Freddy ANA934 Licensed Representative 1, 2, 9

NORONHA Eduardo Fong AMC187 Licensed Representative 1

O'NEILL John Daniel AUV896 Licensed Representative 1

ONG Cheong Teck David AWK235 Licensed Representative 1, 4

OU Siu Lan AGO636 Licensed Representative 1

PACHCHIGAR Grishma Nitin AVG766 Licensed Representative 1, 2

PAK Yuet Seung AGO041 Licensed Representative 1

PAN Chun-Yun AHW198 Licensed Representative 1

PANG Man Lung AFI584 Licensed Representative 1

PANG Mei Ha AGO929 Licensed Representative 1

PANG Shu Wah, Tomkie AFI604 Licensed Representative 1

PANG Yee Man AQU742 Licensed Representative 1

PARK Se Hoon AFW957 Licensed Representative 1, 4, 7

PAU Kit Han, Cara AIZ561 Licensed Representative 1

PAU Kit Ho AGD594 Licensed Representative 1

PENG Jin AQX847 Licensed Representative 9

PENG Szu-Wei AOZ126 Licensed Representative 1

PHILLIP Michael Gustav AQC189 Licensed Representative 1, 2, 7

PHUA Ai Ching, Pamela ARS305 Licensed Representative 1, 4

PO Mun Nar AEU538 Licensed Representative 1

PONG Chi San AWN407 Licensed Representative 1

POON Chan Lim AMS816 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

POON Chi Wah , Danny AEU557 Licensed Representative 1

POON Kit Kuen AGP346 Licensed Representative 1

POON Oi Chu, Catherine AGO693 Licensed Representative 1

POON Shui Lin ALS361 Licensed Representative 1

PUN Hiu Lok ATT772 Licensed Representative 1, 4

PUN Lai Hung AGD724 Licensed Representative 1

QIAN Jiarong AVO619 Licensed Representative 1, 4

QIN Qian ANR972 Licensed Representative 1

QUAH Chum Yong AOL610 Licensed Representative 1, 4, 9

REN Hongbo ASZ672 Licensed Representative 1, 2

RIBEIRO Mauricio Ferreira Meira AUC957 Licensed Representative 1, 4

RODRIGUES Peter John ABY942 Licensed Representative 4, 9

ROU Lei ATX914 Licensed Representative 1, 3

SAU Hiu Man AQU682 Licensed Representative 1

SEW Sau Fong AGD762 Licensed Representative 1

SEYBERT Audrey Francis AVV139 Licensed Representative 1, 4, 9

SHAW Sin Wai, Julia AFI616 Licensed Representative 1

SHEK Wing Mui AMX575 Licensed Representative 1

SHEN Hon-Bing AMX741 Licensed Representative 1

SHI Liying AMH701 Licensed Representative 1, 6

SHI Zhensong AUR648 Licensed Representative 2

SHING Yuen Kiu, Anita AMB385 Licensed Representative 1, 4

SHUM Siu Kuen AGO580 Licensed Representative 1

SHUM Wai Chan AEU537 Licensed Representative 1

SHYU Alexander AXZ961 Licensed Representative 1, 4, 6

SIHOMBING Sala ALS357 Licensed Representative 1, 2, 7

SIM Soo Yee, Sharon Anne AGH852 Licensed Representative 1, 4

SIMPSON Robert Roy Charles ALS066 Licensed Representative 1

SIN Ka Man ARH380 Licensed Representative 1

SIN Pui Shan APK318 Licensed Representative 1

SING Mi Lai AEW254 Licensed Representative 1

SINGH Saurabh Devendra AVO929 Licensed Representative 1

SINHA Ravi ARI784 Licensed Representative 1, 6

SIT Fong Chun AGP469 Licensed Representative 1

SIU Chi Pang ATY476 Licensed Representative 1

SIU Ka Lin AEU582 Licensed Representative 1

SIU Tak Kei, Tony ACK927 Licensed Representative 1

SO Calvin Hiu To AQO199 Licensed Representative 1, 2

SO Chi Chung ALQ416 Licensed Representative 1

SO Kwai Ching AGO692 Licensed Representative 1

SO Shiu Bong ARD811 Licensed Representative 1

SO Shuk Fan AGD755 Licensed Representative 1

SO Siu Man AFK661 Licensed Representative 1

SONG Yan AUT858 Licensed Representative 4, 9

SOSA Edison Antonio AUV509 Licensed Representative 1

SPIESSHOFER Noriko APA564 Licensed Representative 1, 4

STONE Mark Geoffrey ADX213 Licensed Representative 1, 2, 7

SU Dan AOO538 Licensed Representative 1, 6

SU Hou-ho AUB386 Licensed Representative 1

SU Qi AVT339 Licensed Representative 4

SUEN Oi Yee AEK002 Licensed Representative 1

SUEN Wai Chun, Can AQN456 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

SUM Ping Kong AUX010 Licensed Representative 1, 2, 3

SUM Pui Leong AKX521 Licensed Representative 1

SUM Wai Kee AFZ287 Licensed Representative 1

SUN Eden AEP354 Licensed Representative 1, 4

SUN Jie ASQ366 Licensed Representative 1, 2

SUN Siu Ling AGJ882 Licensed Representative 1

SUN Xiaoqing AXI904 Licensed Representative 1, 4, 6

SUN Ying AVD529 Licensed Representative 1, 2

SUN Yue APO973 Licensed Representative 4, 9

SUN Yung Tsu AAG918 Licensed Representative 1

SUNG Mei Yin AEU553 Licensed Representative 1

SUNG Tin Man, Patrese AEU601 Licensed Representative 1

SY Chun Chun, Flora AOK075 Licensed Representative 1

SZE Ngai Lam AGN885 Licensed Representative 1

SZE Shui Ping ARI603 Licensed Representative 1

SZE Tin Yeung, Randoll ANW189 Licensed Representative 1, 4, 6

SZETO Mei Mui APH267 Licensed Representative 1, 4

TAI Chun Pang ALQ418 Licensed Representative 1

TAI Kwai Ting AWZ164 Licensed Representative 1

TAI Mei Ling AGP333 Licensed Representative 1

TAI Wai Lam AQT312 Licensed Representative 1, 4

TAM Chi Pang AOS540 Licensed Representative 1, 2, 3, 4

TAM Chui Pik, Iwanbeo APK315 Licensed Representative 1

TAM Chung Kit AKX633 Licensed Representative 1

TAM Chung Wai AND906 Licensed Representative 1, 4

TAM Kai On AER334 Licensed Representative 1

TAM Kit Yung AKI424 Licensed Representative 1

TAM Mo Ching, Venus ANE762 Licensed Representative 1

TAM Suk Kwan, Dabie AGP119 Licensed Representative 1

TAM Wing Kei, Ruth AEM817 Licensed Representative 1, 4

TAM Yiu Ming AQU746 Licensed Representative 1

TAN Allen Han Loong AOB628 Licensed Representative 1, 4, 6

TAN Eng Lee AST882 Licensed Representative 1, 2

TAN Meng Teik AST781 Licensed Representative 1, 7

TAN Siew Ching AQN988 Licensed Representative 1, 4, 9

TAN Soon Hoe AOQ585 Licensed Representative 4, 6

TANG Chun Yin AXD148 Licensed Representative 2

TANG Fu Shing AEV464 Licensed Representative 1

TANG Him, John ALU515 Licensed Representative 4

TANG Ho Ming, Kay AGD879 Licensed Representative 1

TANG Hoi Man, Heymman ANW846 Licensed Representative 4

TANG John AOK073 Licensed Representative 1

TANG Kam Ming, Calvin ANB555 Licensed Representative 1, 2

TANG Kin Lui, Kenny AXF977 Licensed Representative 1

TANG Leong AHN107 Licensed Representative 1, 2, 4

TANG Miu Ling AKX525 Licensed Representative 1

TANG Peony ATO917 Licensed Representative 1, 4

TANG Pui Hing, Doris AEM748 Licensed Representative 1

TANG Siu Man AGP431 Licensed Representative 1

TANG Siu Ying AQA677 Licensed Representative 1, 2, 4

TANG Suk Ting, Branda AOX644 Licensed Representative 1, 4

TANG Wai Hung ADI418 Licensed Representative 1, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

TANG Wai Yi, Jovy AGJ798 Licensed Representative 1

TANG Wai Yu, Elizabeth AGO160 Licensed Representative 1

TANG Wing Him AWO196 Licensed Representative 9

TANG Ying Kit AQQ676 Licensed Representative 1

TEOH Chin Chin AEM113 Licensed Representative 1, 4

THORKELSSON Sigurbjorn AQD051 Licensed Representative 1, 2

TING Chi Hung AFV079 Licensed Representative 1

TING Fifi AFG722 Licensed Representative 1, 4, 9

TING Michael AUK120 Licensed Representative 1, 2

TO Iok Long APC249 Licensed Representative 1

TO Jenifer Man Chong ANR759 Licensed Representative 4, 6, 9

TO Kin Keung AFR577 Licensed Representative 1

TO Lai King AOA375 Licensed Representative 1

TO Lai Yee AEU533 Licensed Representative 1

TO Pui Har AFZ231 Licensed Representative 1

TO Siu Wo APK328 Licensed Representative 1

TONG Chi Ming AQG979 Licensed Representative 1

TONG Chi Yeung, Stephen AER930 Licensed Representative 1

TONG Hing Wah, Micky AER920 Licensed Representative 1

TONG Kwok Hung, Ken ANY027 Licensed Representative 1, 4

TONG Pok Wai ARR372 Licensed Representative 1, 2, 3, 5

TROUILLARD-PERROT Vincent Marie D. AHR155 Licensed Representative 4, 5, 9

TSAI Alfred ACC552 Licensed Representative 1, 2, 4

TSANG Chi Lai AFZ281 Licensed Representative 1

TSANG Hing Chung AGN943 Licensed Representative 1

TSANG Hing Yee AKI426 Licensed Representative 1

TSANG Hoi Yee AGN898 Licensed Representative 1

TSANG Lai Kuen ADC037 Licensed Representative 1

TSANG Lai Wa AGD885 Licensed Representative 1

TSANG Ma Shuen, Candy AGE698 Licensed Representative 1, 4

TSANG Man Yee, Annie ADP967 Licensed Representative 1, 4, 6

TSANG Ming Yin APW354 Licensed Representative 1, 2, 3, 4

TSANG Pak Wai, Edwin AEW240 Licensed Representative 1

TSANG Shui Fan, Winease AST273 Licensed Representative 1, 4

TSANG Sze Wai, Billy AIR095 Licensed Representative 1, 4, 9

TSANG Wai Yin Susanna AUK454 Licensed Representative 1

TSE Chun Sang AQS405 Licensed Representative 1

TSE Kam Yat AIZ642 Licensed Representative 1

TSE Lai Ying Leona AGP240 Licensed Representative 1

TSE Man Tak, Peter AGO563 Licensed Representative 1

TSE Nga Man ATX507 Licensed Representative 1, 2

TSE Wai Kit, Raymond AKU318 Licensed Representative 1

TSE Yvonne Lai Yee ABS420 Licensed Representative 1, 4

TSENG An-jung APJ665 Licensed Representative 1, 4

TSO Heung Yeung ARG328 Licensed Representative 1, 2, 3

TSO Kin Tung AWL054 Licensed Representative 1

TSO Kit Yee AUC618 Licensed Representative 4, 5, 9

TSO Lap Ho AKI425 Licensed Representative 1

TSO Lap Hong AQD992 Licensed Representative 1

TSOI Ka Yi AFV068 Licensed Representative 1

TSOI Siu Ling, Sharon AXG004 Licensed Representative 1, 4, 9

TSUI Chun Fai ATW411 Licensed Representative 1, 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

TSUI Nga Yan AQO291 Licensed Representative 1, 4

TSUI Samuel AFR235 Licensed Representative 1, 2

TSUI Siu Chee AFK614 Licensed Representative 1

TSUI Siu Kuen AGN888 Licensed Representative 1

TSUI So Yin AGP362 Licensed Representative 1

TSUN Rowena Wai Hang AGL967 Licensed Representative 1, 4

TUNG Peter Tze-Chung ACO908 Licensed Representative 1, 2, 9

UYS Gareth Edward ASK598 Licensed Representative 2

VAN DER GRAAF Allard Jan Baptiste Gerrette AGB957 Licensed Representative 1, 2

VONG Chak Lai, Vincent AME254 Licensed Representative 1

WAI Wing Man,Winky ADK448 Licensed Representative 1

WAI Ying Kit ALQ819 Licensed Representative 1

WALLACE Matthew Arnold ASQ136 Licensed Representative 1, 4, 6

WAN Chor Mai, Karen ANU715 Licensed Representative 1

WAN How Ling AGD962 Licensed Representative 1

WAN Kwok Fai AWE458 Licensed Representative 1, 2

WAN Kwok Fung, Joseph AVK804 Licensed Representative 1, 4

WAN Wai Cheung, Vera ADK527 Licensed Representative 1, 4

WAN Yee Ling AEW262 Licensed Representative 1

WANG An-Ya ALN641 Licensed Representative 1

WANG Qiongyao AWP340 Licensed Representative 1, 6

WANG Yu Chen ATI399 Licensed Representative 1

WANNENMACHER Jennifer Shiuan AQK972 Licensed Representative 1

WATTINGER Robin Simon ANY369 Licensed Representative 1

WEI Mei, Amy AFW953 Licensed Representative 1, 4

WENG Ming-jeng ASO490 Licensed Representative 1, 4, 6

WONG Bing Wah AFM590 Licensed Representative 1

WONG Cheuk Kiu, Philip AJN353 Licensed Representative 1

WONG Chi Hung AUC501 Licensed Representative 1

WONG Chi Keung AFR575 Licensed Representative 1

WONG Chi Kwan ATJ179 Licensed Representative 1, 2, 3

WONG Chi Ming Chris AUW970 Licensed Representative 1, 4

WONG Chin Hau ALW381 Licensed Representative 1

WONG Ching Wai AFC703 Licensed Representative 1

WONG Chun Kau, David ANU274 Licensed Representative 1, 2

WONG Chun Shing ALQ782 Licensed Representative 1

WONG Chung Fai, Joseph AGO588 Licensed Representative 1

WONG Chung Fat AQU168 Licensed Representative 1, 2, 7

WONG Fai Yue, Edward AUB971 Licensed Representative 4, 5, 9

WONG Fung Wah AEK009 Licensed Representative 1

WONG Ho Fan, Priscilla AVJ285 Licensed Representative 1, 2

WONG Ho Wai, Louis AIX507 Licensed Representative 4

WONG Hoi AVF534 Licensed Representative 1

WONG Hoi Ming, Edmond AAE015 Licensed Representative 1, 4, 6, 9

WONG Hok Pan, Jacky AQA636 Licensed Representative 1

WONG How Man, Phoebe ALO341 Licensed Representative 1

WONG Hung Kwan ABA718 Licensed Representative 1, 2

WONG Joseph ADJ761 Licensed Representative 1

WONG Kam Wai AXC577 Licensed Representative 1

WONG Kin Cheong AFE029 Licensed Representative 9

WONG Kin Chiu ARH476 Licensed Representative 6

WONG King Kwong AGO804 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

WONG Kok Wai AUS414 Licensed Representative 1, 4

WONG Kui Yeung AEJ994 Licensed Representative 1

WONG Kwan Shun, Fiona AGO186 Licensed Representative 1

WONG Kwan Yee AGJ895 Licensed Representative 1

WONG Lai Kuen AFR583 Licensed Representative 1

WONG Lai Kuen, Shirley AWK992 Licensed Representative 1, 4

WONG Lai Mui, Yenda AER897 Licensed Representative 1

WONG Lai Wa AGJ893 Licensed Representative 1

WONG Li Ming AGO698 Licensed Representative 1

WONG Luen Tung AQF489 Licensed Representative 4

WONG Man Keung APW919 Licensed Representative 1

WONG Mei Kuen AEV507 Licensed Representative 1

WONG Mei Yee, May AGO193 Licensed Representative 1

WONG Mo Ching, Maurien AEP665 Licensed Representative 1

WONG Mo King AEP657 Licensed Representative 1

WONG Mok Yin AGD783 Licensed Representative 1

WONG Mung Yan, Grace AGN886 Licensed Representative 1

WONG Ngar Yee AMJ945 Licensed Representative 1

WONG Park Hung, Derek AEV463 Licensed Representative 1

WONG Pui Hung, Jaona AFK613 Licensed Representative 1

WONG Pui Shan AXS382 Licensed Representative 1, 2

WONG Pun Chi AXI831 Licensed Representative 1, 4

WONG Sau Nin, Fatsome AFS224 Licensed Representative 1

WONG Shiu Wah, Shirley AMW553 Licensed Representative 4

WONG Shuk Kwan AOU619 Licensed Representative 1, 2

WONG Shun Cheong, Robert ANH122 Licensed Representative 1

WONG Siu Ho AKY215 Licensed Representative 6

WONG Siu Ki Tommy AXO089 Licensed Representative 1, 2

WONG Siu Nga, Gloria AGJ871 Licensed Representative 1

WONG Siu Ping AER953 Licensed Representative 1

WONG Siu Po AID115 Licensed Representative 1

WONG Siu Tat AWL142 Licensed Representative 3

WONG Siu Ying, Grace AFI586 Licensed Representative 1

WONG Suet Hing AFZ216 Licensed Representative 1

WONG Sum Yin AJO451 Licensed Representative 1

WONG Sze Sing AWG839 Licensed Representative 1

WONG Sze Wah ATG908 Licensed Representative 1, 3

WONG Tai Wai, David AVI550 Licensed Representative 1, 4

WONG Tin Man, Tammy AMC616 Licensed Representative 1

WONG Tin Ngai APC801 Licensed Representative 1

WONG Tsui Ying AKI421 Licensed Representative 1

WONG Tsz Mei AWQ797 Licensed Representative 1

WONG Victor Wei Duk ACV997 Licensed Representative 1, 6

WONG Wah Shing AEP691 Licensed Representative 1

WONG Wai Bik AQH037 Licensed Representative 1

WONG Wai Ling, Winnie AGP363 Licensed Representative 1

WONG Wai Lun Alan AGE140 Licensed Representative 1

WONG Wai Man AFV240 Licensed Representative 1

WONG Wai Sang AGO150 Licensed Representative 1

WONG Wing Kay AFK616 Licensed Representative 1

WONG Wing Shan, Rosa ARP387 Licensed Representative 1, 2

WONG Wing Tai, Harry AER311 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

WONG Yam Wah AMN859 Licensed Representative 1

WONG Yan AGO070 Licensed Representative 1

WONG Ying Yeung ANM856 Licensed Representative 1, 4

WONG Yu Fai AGD774 Licensed Representative 1

WONG Yuet Ming, Elaine AVV611 Licensed Representative 1, 4

WONG Yuk Sim AMJ367 Licensed Representative 1

WOO Chi Wang, Patrick AEL364 Licensed Representative 1, 4, 6

WOO Ka Wai APC251 Licensed Representative 1

WOO Lai Ling, Louise ANK154 Licensed Representative 1, 4

WOO Wing Ho AXD376 Licensed Representative 1

WOO Yan Kit, Raymond AEP640 Licensed Representative 1

WU Ching Ying, Emma APC506 Licensed Representative 1

WU Hiu Man AGO828 Licensed Representative 1, 9

WU Hon Leung ANX958 Licensed Representative 1

WU Jing ASS431 Licensed Representative 1, 6

WU Junying AOK033 Licensed Representative 1, 2

WU Men Kei AOO537 Licensed Representative 1

WU Shengji ARL762 Licensed Representative 1, 4

WU Wan Chun AMS555 Licensed Representative 1, 4

WU Warren Charles AUZ061 Licensed Representative 1, 4, 6

WU Yin Ping AFR532 Licensed Representative 1

WU Zheng APG895 Licensed Representative 1, 2, 4, 7

XIANG Zuo AUG690 Licensed Representative 1, 6

XIAO Bo AVQ568 Licensed Representative 1

XU En Bei APJ235 Licensed Representative 1, 4

YAM Chan Ho AEV468 Licensed Representative 1

YAM Hau Mei AGD886 Licensed Representative 1

YAN Choi Kan, Priscilla AFV045 Licensed Representative 1

YANG Baolong APH125 Licensed Representative 1, 6

YANG Mei APS291 Licensed Representative 1

YANG Wenyue AGP547 Licensed Representative 4

YANG Yang AVK963 Licensed Representative 1, 6

YAP Junaidi AFF840 Licensed Representative 1, 4

YAU Kam Sun AOT723 Licensed Representative 1

YAU King Shan, Carol ADE159 Licensed Representative 1, 4, 9

YAU Ming Kwai AER948 Licensed Representative 1

YAU Nga Lai AQH087 Licensed Representative 1

YAU Wai Lung AER288 Licensed Representative 1

YEE Se Ming, Angela AGO600 Licensed Representative 1

YEH Wei Chan AQO294 Licensed Representative 4

YEUNG Chun Man AFV025 Licensed Representative 1

YEUNG King Shan, Fanny AFU421 Licensed Representative 1, 4

YEUNG Kwai Ling ASL398 Licensed Representative 1

YEUNG Shuk King AGO704 Licensed Representative 1

YEUNG Shuk Wah, Linda ACT780 Licensed Representative 1, 4

YEUNG Tat Keung AER913 Licensed Representative 1

YEUNG Wing Yan, Vinson ARU129 Licensed Representative 1

YEUNG Yiu Sang AMJ080 Licensed Representative 1, 2, 4, 5

YEUNG Yuen Yee AFU073 Licensed Representative 1

YIM Ho San, Hosea AXA432 Licensed Representative 1

YIM Lai Yee ARA278 Licensed Representative 1

YIM Pui Shan ALQ414 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

YIM Suk Fan AFR516 Licensed Representative 1

YIM Yeuk King, Claire AIB370 Licensed Representative 1, 4, 9

YIP Chong Shing AVZ597 Licensed Representative 1

YIP Ka Ho ALQ922 Licensed Representative 9

YIP Li Li ANY031 Licensed Representative 1, 4

YIP Wing Hung, Rebecca AGJ854 Licensed Representative 1

YIP Yuen Shan AKP208 Licensed Representative 1

YIU Hoi Wah ARE184 Licensed Representative 4

YIU Kit Yee AGO706 Licensed Representative 1

YIU Lai Fong, Oliver ARA903 Licensed Representative 1

YIU Man Ling ANM941 Licensed Representative 1

YONG Yi Shan AOB251 Licensed Representative 1, 2

YOON Ki Jong AWH133 Licensed Representative 1, 4

YU Binyan AWY099 Licensed Representative 1

YU Chi Hang APQ392 Licensed Representative 1

YU Kam Ho, Joyce AFR525 Licensed Representative 1

YU Man AUW725 Licensed Representative 1, 2

YU Ming Kong, Matthew AGP040 Licensed Representative 1

YU Pui Shan AGD629 Licensed Representative 1, 4

YU Tak Shun ARM325 Licensed Representative 1

YU Wah Chiu, Jason AAD859 Licensed Representative 1, 2

YU Wai Fai AFV075 Licensed Representative 1

YU Wai Kwan, Tina AMJ508 Licensed Representative 4, 9

YU Wai Ping AHH822 Licensed Representative 1, 6

YU Wen-yin AOX633 Licensed Representative 1, 4

YU Yan Kit, Ivan AVC104 Licensed Representative 1, 2, 7

YUE Chung Ho ANM942 Licensed Representative 1

YUEN Chi Shing, Johnny ALI018 Licensed Representative 1

YUEN Chung Man AEA817 Licensed Representative 1, 4

YUEN Lai Fong, Dorothy ACA976 Licensed Representative 4, 5, 9

YUEN Lit Keung AFV033 Licensed Representative 1

YUEN Shan Fung, Yoki AOU053 Licensed Representative 1

YUEN Ying Choi AKI415 Licensed Representative 1

YUNG Chun Mo, Victor AEW222 Licensed Representative 1

YUNG Hung Leuk AEU550 Licensed Representative 1

YUNG Man Yan AVD055 Licensed Representative 1, 4

YUNG Siu Chung, Augustine AMZ020 Licensed Representative 1

ZENG Jupeng AWE950 Licensed Representative 1, 4

ZENG Xianghong APQ827 Licensed Representative 1, 2

ZHANG Aidi ANK409 Licensed Representative 1, 2

ZHANG Hao AVM134 Licensed Representative 4

ZHANG Jincheng ATT807 Licensed Representative 4

ZHANG Shou Lin ABY977 Licensed Representative 1, 6

ZHANG Zhi Liang AXW152 Licensed Representative 1

ZHENG Yu AMB396 Licensed Representative 1, 2

ZHOU Qin AUZ063 Licensed Representative 4, 9

ZHU Dennis Demiao AOS222 Licensed Representative 1, 4, 9

ZHU Junyan AWD993 Licensed Representative 4

ZHU Ying AUZ983 Licensed Representative 1, 4

ZHU Zhengben AWI937 Licensed Representative 1, 6

ZHUKOV Vladimir AUE417 Licensed Representative 4

ZIEGLER Heinz Karl AOX942 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

ZWEMER Margit Pavlath AUC318 Licensed Representative 1, 2, 7

BAMBER Richard Mark Anthony AGM551 Licensed Representative - Responsible Officer 1, 4

CHAN Hung Ling AAG115 Licensed Representative - Responsible Officer 1

CHAN Sin Man, Lisa ABZ713 Licensed Representative - Responsible Officer 1, 2

CHAN Wai-Shin AUA469 Licensed Representative - Responsible Officer 4, 9

CHANG Ludwig AFH012 Licensed Representative - Responsible Officer 6

CHEN Chin Yu, James ABP358 Licensed Representative - Responsible Officer 4, 9

DALZIELL Rohan John ACW967 Licensed Representative - Responsible Officer 4

FOOT Martin Kevin AMB401 Licensed Representative - Responsible Officer 9

FORSTER Peter John AVT056 Licensed Representative - Responsible Officer 4, 9

FRANKS Timothy Ralph APJ600 Licensed Representative - Responsible Officer 1

GAVAUDAN Emmanuel AUW792 Licensed Representative - Responsible Officer 1, 9

HORSEY Frederick James AMF121 Licensed Representative - Responsible Officer 1, 4

HSIEH Yuk Chun ACA339 Licensed Representative - Responsible Officer 1, 2, 4, 9

KLEEGER Andrew Jay ANX952 Licensed Representative - Responsible Officer 1

LAU Suk Tung AFD150 Licensed Representative - Responsible Officer 2, 3, 5

LEE Chi Shing AQH598 Licensed Representative - Responsible Officer 4, 9

LEUNG Kenrick Kwong Wick ADG978 Licensed Representative - Responsible Officer 9

LI Xinghang AWH538 Licensed Representative - Responsible Officer 1, 9

LO Wai Ching Louisa AWU174 Licensed Representative - Responsible Officer 4

LOGIE Alexander Cleveland AQU408 Licensed Representative - Responsible Officer 4, 9

LUK Wai Hong, William ACB810 Licensed Representative - Responsible Officer 4, 9

LUSTBERG Robert Jack AUW705 Licensed Representative - Responsible Officer 9

MC CARRON Mark Edward ALK820 Licensed Representative - Responsible Officer 9

MC TAMANEY III Robert Anthony AON377 Licensed Representative - Responsible Officer 1, 2

MOK Fung Lin, Ivy ACZ601 Licensed Representative - Responsible Officer 1, 1, 6

NG Shiu Shing, Sunny AAB642 Licensed Representative - Responsible Officer 1, 2

QIAN Cheng ALW229 Licensed Representative - Responsible Officer 9

RAMOS Dioscoro I. ACZ541 Licensed Representative - Responsible Officer 4

RINGGER Christoph Thomas AFN897 Licensed Representative - Responsible Officer 1, 4, 9

SALES Stephen Anthony AQU401 Licensed Representative - Responsible Officer 4, 9

SEAH Tiong Hoo ANQ243 Licensed Representative - Responsible Officer 1, 4, 6

SHANG Xin ADT752 Licensed Representative - Responsible Officer 9

SIMS Jeffrey Robert AUW707 Licensed Representative - Responsible Officer 9

SINGH Manmohan AFV085 Licensed Representative - Responsible Officer 4

SO Vincent Hon Pong ADB610 Licensed Representative - Responsible Officer 4

SOO Kok Beng, Peter AAV789 Licensed Representative - Responsible Officer 1, 4, 9

THOMAS Owen D ALZ324 Licensed Representative - Responsible Officer 1, 4, 5, 6, 7, 9

TROUILLARD-PERROT Vincent Marie D. AHR155 Licensed Representative - Responsible Officer 1, 2

TSUI Yick Ki AEI102 Licensed Representative - Responsible Officer 1

UMATANI Toru AVD144 Licensed Representative - Responsible Officer 3

UYS Gareth Edward ASK598 Licensed Representative - Responsible Officer 1

XU Jack Wentao ARL031 Licensed Representative - Responsible Officer 1

YEUNG Hiu Chit AML649 Licensed Representative - Responsible Officer 9

YOSHIHARA Masatoshi AVM800 Licensed Representative - Responsible Officer 1, 2

YU Tong AVT629 Licensed Representative - Responsible Officer 4

YU Yuk Fan, David ADE769 Licensed Representative - Responsible Officer 9

BAI Weiguang AYI602 Licensed Representative (Provisional Licence) 4, 5, 9

BEAVIS Stuart Cameron AYH968 Licensed Representative (Provisional Licence) 1, 2

BELKHEIR Karim AYK383 Licensed Representative (Provisional Licence) 1, 2

BESSENT Scott Kenneth Homer AYI536 Licensed Representative (Provisional Licence) 9

BEST David Gareth AKO808 Licensed Representative (Provisional Licence) 1, 2

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

BONG Chee Kong AYI791 Licensed Representative (Provisional Licence) 2

BURT Dionne michelle AYI108 Licensed Representative (Provisional Licence) 2

CHAMPAGNE Jean-marc Beaugrand AKJ299 Licensed Representative (Provisional Licence) 1, 2

CHAN Chi Ki AYJ475 Licensed Representative (Provisional Licence) 4, 9

CHAN Hoi Hung AQQ255 Licensed Representative (Provisional Licence) 1

CHAN Jennifer Wing AYI877 Licensed Representative (Provisional Licence) 1

CHAN Kin Ming AYK590 Licensed Representative (Provisional Licence) 1

CHAN Pak Hung AYM109 Licensed Representative (Provisional Licence) 1

CHAN Sui Na Lois AYJ257 Licensed Representative (Provisional Licence) 4, 9

CHAN Tik Fai, Simon ANY498 Licensed Representative (Provisional Licence) 4, 9

CHAN Wai Ming, Jerry AYJ727 Licensed Representative (Provisional Licence) 1, 4

CHAN William W L APZ523 Licensed Representative (Provisional Licence) 1, 2

CHAN Yick Lun AYH908 Licensed Representative (Provisional Licence) 1

CHAN Yin Ting Elaine AYJ856 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Yun Ki AYN468 Licensed Representative (Provisional Licence) 1, 2

CHANG Yu-Fen AXZ108 Licensed Representative (Provisional Licence) 1, 4

CHANG Yu-Ling AYG335 Licensed Representative (Provisional Licence) 1, 4, 6

CHEIKH ALI Majd AYJ487 Licensed Representative (Provisional Licence) 1, 2

CHEN Bo Gwang AYN952 Licensed Representative (Provisional Licence) 4

CHEN Chen AYK135 Licensed Representative (Provisional Licence) 4

CHEN Chun-Ning AYN039 Licensed Representative (Provisional Licence) 4

CHEN Danhua AFG448 Licensed Representative (Provisional Licence) 1, 6

CHEN Ka Man AYM712 Licensed Representative (Provisional Licence) 1, 2, 4

CHEN Peiqiu AYJ795 Licensed Representative (Provisional Licence) 1

CHEN Weimin AFM256 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Yen-Fu AYE805 Licensed Representative (Provisional Licence) 4

CHEN Zhonghuang AYF880 Licensed Representative (Provisional Licence) 6

CHEN Ziran AYP087 Licensed Representative (Provisional Licence) 9

CHENG Chi Kin AYN371 Licensed Representative (Provisional Licence) 1, 2

CHENG Siyuan AYI803 Licensed Representative (Provisional Licence) 1

CHENG Xixin AYO605 Licensed Representative (Provisional Licence) 1, 2

CHEON Ho Suk AYK793 Licensed Representative (Provisional Licence) 9

CHEUNG Chun Wai AYI466 Licensed Representative (Provisional Licence) 1, 2, 3

CHEUNG Edward Tze Loong AGM506 Licensed Representative (Provisional Licence) 2

CHEUNG Hok Man AYK668 Licensed Representative (Provisional Licence) 1

CHEUNG How Leung ANU361 Licensed Representative (Provisional Licence) 1, 6

CHEUNG Ka Lai AYK778 Licensed Representative (Provisional Licence) 1, 4

CHEUNG Ming May AYJ197 Licensed Representative (Provisional Licence) 1

CHEUNG Tina AYJ460 Licensed Representative (Provisional Licence) 6

CHEUNG Wai Ying AEN774 Licensed Representative (Provisional Licence) 1

CHIN Abel Yoon Sern AXI512 Licensed Representative (Provisional Licence) 1, 4, 6

CHIU Hoi Ying AYJ489 Licensed Representative (Provisional Licence) 1

CHO Young-Rae AYK090 Licensed Representative (Provisional Licence) 1, 4

CHOI Soyun AYI864 Licensed Representative (Provisional Licence) 1, 2

CHOW Kai Suen AYJ858 Licensed Representative (Provisional Licence) 1

CHOW King Man AQT305 Licensed Representative (Provisional Licence) 1, 6

CHU Karin AYJ499 Licensed Representative (Provisional Licence) 1

CHU Sheung Lun AYK458 Licensed Representative (Provisional Licence) 1

CHU Wai Ho AYK464 Licensed Representative (Provisional Licence) 1, 6

CHUA Lee Leng AHI518 Licensed Representative (Provisional Licence) 1

CHUAH Keng Hin AYG549 Licensed Representative (Provisional Licence) 9

CHUANG Nga Kwun AYM882 Licensed Representative (Provisional Licence) 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

CHUI Kwok Fai AYC483 Licensed Representative (Provisional Licence) 1, 4

CHUI Tak Kei AYI755 Licensed Representative (Provisional Licence) 4

CHUN Chi Tsing AYI856 Licensed Representative (Provisional Licence) 1

CHUNG Chi Yan AYM323 Licensed Representative (Provisional Licence) 1

CI Yanyi AYF878 Licensed Representative (Provisional Licence) 6

CONLEY Richard Adrian AQK261 Licensed Representative (Provisional Licence) 1, 2, 7

DE JAILLON Julien Pierre Jeremie AYI892 Licensed Representative (Provisional Licence) 1

DONG Guangyang AYI812 Licensed Representative (Provisional Licence) 4

DONG Yingying AYM102 Licensed Representative (Provisional Licence) 4

DUNHAM Nicole Jean AYK895 Licensed Representative (Provisional Licence) 1, 4

FAN Henry AYJ967 Licensed Representative (Provisional Licence) 1, 6

FAN Wing Yan, Winnie AQW052 Licensed Representative (Provisional Licence) 1

FENG Sibo AYO564 Licensed Representative (Provisional Licence) 1

FERAUD Jerome Gerard AYI804 Licensed Representative (Provisional Licence) 1, 2

FIELDS Laura Michelle AYM219 Licensed Representative (Provisional Licence) 9

FLEMING James Andrew Vandermere AXH673 Licensed Representative (Provisional Licence) 1, 4, 6

FONG Kam Yiu AYK944 Licensed Representative (Provisional Licence) 1, 2

FOSTER Scott Mather ALV237 Licensed Representative (Provisional Licence) 4

FREIMAN BARDOR Daniel AYM565 Licensed Representative (Provisional Licence) 1, 6

FU Chi Shing AYM092 Licensed Representative (Provisional Licence) 1

FU Zuo Qiu AYJ694 Licensed Representative (Provisional Licence) 1, 6

FUNG On, Jessica AYN416 Licensed Representative (Provisional Licence) 4

GAO Kevin Feng AYO054 Licensed Representative (Provisional Licence) 1, 6

GE Wenjie AYI043 Licensed Representative (Provisional Licence) 4

GOURMELEN Arnaud AKX538 Licensed Representative (Provisional Licence) 1, 2

GREEN Daniel Luke AYK072 Licensed Representative (Provisional Licence) 1, 4

HAN Jiarui AXW848 Licensed Representative (Provisional Licence) 9

HAN LEE Angela Maria AYK456 Licensed Representative (Provisional Licence) 4

HE Wenjie AYO603 Licensed Representative (Provisional Licence) 4

HE Xiaoyue AYG458 Licensed Representative (Provisional Licence) 1

HE Yiqun AYO385 Licensed Representative (Provisional Licence) 1, 6

HENDERSON Scott Michael AQU952 Licensed Representative (Provisional Licence) 9

HITCHENS Paul Brian Pym AWX518 Licensed Representative (Provisional Licence) 1, 4

HO Frankie Chung Fat AYN333 Licensed Representative (Provisional Licence) 6

HO King Shiu, Nelson AGO785 Licensed Representative (Provisional Licence) 1

HO Tsz Him AVT617 Licensed Representative (Provisional Licence) 1

HOAR Nicholas John Francis AXR713 Licensed Representative (Provisional Licence) 1, 4, 9

HOWLAND Christopher John AYI398 Licensed Representative (Provisional Licence) 4, 9

HSU Hsiu Ping AYJ219 Licensed Representative (Provisional Licence) 1, 6

HUANG Lini AWR867 Licensed Representative (Provisional Licence) 1, 6

HUANG Wan AMO369 Licensed Representative (Provisional Licence) 1, 4, 6

HUNG Cheung On AYN559 Licensed Representative (Provisional Licence) 4

HUNG Sai Wa AYH756 Licensed Representative (Provisional Licence) 3

HUNG Siu Chun, Michael AGA524 Licensed Representative (Provisional Licence) 1, 4

ITKOWITZ Jared R AYM427 Licensed Representative (Provisional Licence) 1, 6

JESSE JR James William AYJ702 Licensed Representative (Provisional Licence) 1, 2

JIANG Ye AYN421 Licensed Representative (Provisional Licence) 4

JOHN Sonny AYE274 Licensed Representative (Provisional Licence) 4

JUAN Wen-Lin AYN476 Licensed Representative (Provisional Licence) 1, 9

JULSIRI Supat ATD994 Licensed Representative (Provisional Licence) 1, 2

KADMIRI Oussama AYL133 Licensed Representative (Provisional Licence) 1, 2

KALE Sayali Chandrashekhar AYJ278 Licensed Representative (Provisional Licence) 1, 2

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

KAM Kah Ken APW093 Licensed Representative (Provisional Licence) 1

KATO Chiaki AYM792 Licensed Representative (Provisional Licence) 1

KERNEIS Antoine Marie Erwan AYL134 Licensed Representative (Provisional Licence) 1, 2, 7

KIECOLT-WAHL Pierre AGM713 Licensed Representative (Provisional Licence) 1, 6

KIM Ji Young AYM825 Licensed Representative (Provisional Licence) 1, 6

KIM Yoon Hong AWI664 Licensed Representative (Provisional Licence) 1, 6

KITSON Simon Karl AYI393 Licensed Representative (Provisional Licence) 4, 9

KO Kun Mun, Carmen ANW518 Licensed Representative (Provisional Licence) 4, 6, 9

KO Tha Fung AXX482 Licensed Representative (Provisional Licence) 9

KUNG Lea AYM543 Licensed Representative (Provisional Licence) 1, 2

KUO Jeffrey Huo-wen AYO390 Licensed Representative (Provisional Licence) 6

KUO Shao Yu AYI211 Licensed Representative (Provisional Licence) 9

KWAN Ching Wa, Jojo AYM200 Licensed Representative (Provisional Licence) 1, 4

KWOK Chau Keung AAD945 Licensed Representative (Provisional Licence) 1

KWOK Hiu Tung AYK699 Licensed Representative (Provisional Licence) 1, 2

KWOK Shun Hei, Simon AYO398 Licensed Representative (Provisional Licence) 4

LAI Wai Chee, Vincci AYM832 Licensed Representative (Provisional Licence) 1

LAI Yuk Yin AYK029 Licensed Representative (Provisional Licence) 1, 2

LAM Hoi Yan AYJ271 Licensed Representative (Provisional Licence) 1

LAM Kwun On, Carolina AYM431 Licensed Representative (Provisional Licence) 1, 4

LAM Ming Tai AYN243 Licensed Representative (Provisional Licence) 1, 2

LAM Yiu Hon AYI876 Licensed Representative (Provisional Licence) 1

LAU Chi Wai, Edward AYN022 Licensed Representative (Provisional Licence) 4

LAU Chung Wai AYN599 Licensed Representative (Provisional Licence) 1

LAU Kwan Yiu AYI452 Licensed Representative (Provisional Licence) 1, 2

LAU Pak Hong AYJ801 Licensed Representative (Provisional Licence) 1, 4, 6

LAU Yan Ning AYJ729 Licensed Representative (Provisional Licence) 1, 4

LAU Yin San AYM125 Licensed Representative (Provisional Licence) 1, 6

LAW Pik Lin ADR405 Licensed Representative (Provisional Licence) 3

LAW Wei Kee, Philip ATT955 Licensed Representative (Provisional Licence) 2

LAW Yin Ling AYJ924 Licensed Representative (Provisional Licence) 6

LE Thien Thi AYM700 Licensed Representative (Provisional Licence) 1, 2

LEE Alexander Byungho AEI578 Licensed Representative (Provisional Licence) 1, 6

LEE Chak Yan, Charles AQR637 Licensed Representative (Provisional Licence) 1, 2

LEE Chin Yiu AYM534 Licensed Representative (Provisional Licence) 1, 6

LEE Ching AYK657 Licensed Representative (Provisional Licence) 1

LEE Man Kuen, Mandy ANZ787 Licensed Representative (Provisional Licence) 1

LEE Mun Tong ATN727 Licensed Representative (Provisional Licence) 1

LEE Seung Yup AYN478 Licensed Representative (Provisional Licence) 1

LEI Yuen Ching AYI786 Licensed Representative (Provisional Licence) 1, 4

LEUNG Chak Hei AYN955 Licensed Representative (Provisional Licence) 1

LEUNG Chu Tung AYI394 Licensed Representative (Provisional Licence) 1, 6

LEUNG Chun Hang ARQ391 Licensed Representative (Provisional Licence) 1, 9

LEUNG Lok Yan ATX315 Licensed Representative (Provisional Licence) 1, 4

LEUNG Tak Chuen, Albert AFI577 Licensed Representative (Provisional Licence) 1, 4, 9

LI Hikomune Yin Chung AYI650 Licensed Representative (Provisional Licence) 6

LI Kai Yun AYM794 Licensed Representative (Provisional Licence) 1, 2, 4

LI Wing Kong AJM512 Licensed Representative (Provisional Licence) 1, 2

LI Xiaoxiao AYP082 Licensed Representative (Provisional Licence) 1

LI Xing AWJ604 Licensed Representative (Provisional Licence) 1

LI Yu AYN591 Licensed Representative (Provisional Licence) 1, 6

LIANG Minchen AYM449 Licensed Representative (Provisional Licence) 1, 2, 7

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

LIANG Shu Min AYJ463 Licensed Representative (Provisional Licence) 1

LIGHTBOUND Christopher William AYM224 Licensed Representative (Provisional Licence) 9

LIM Hsu An AYA337 Licensed Representative (Provisional Licence) 1

LIM Man Woon AXG760 Licensed Representative (Provisional Licence) 1

LIM Ming Yong AYK459 Licensed Representative (Provisional Licence) 1, 6

LIN Jin Kwan AYK493 Licensed Representative (Provisional Licence) 1

LIN Meng-Chan AYJ728 Licensed Representative (Provisional Licence) 1, 4

LIN Peng ACP158 Licensed Representative (Provisional Licence) 1

LIN Wai Hong AYK678 Licensed Representative (Provisional Licence) 1, 2

LIN Xiaowen AWS856 Licensed Representative (Provisional Licence) 1, 6

LING Da AYG050 Licensed Representative (Provisional Licence) 1

LIU Beiqi AYK753 Licensed Representative (Provisional Licence) 4

LIU I Ching AYJ721 Licensed Representative (Provisional Licence) 1

LIU Ken Wu APQ644 Licensed Representative (Provisional Licence) 4

LIU Shulin AYF881 Licensed Representative (Provisional Licence) 6

LIU Tiebin AYI977 Licensed Representative (Provisional Licence) 1, 4, 5, 9

LIU Yen-chun ANU792 Licensed Representative (Provisional Licence) 1, 2, 4

LO Hon Yee Henry AYI460 Licensed Representative (Provisional Licence) 1, 2, 3

LU Kai AYK379 Licensed Representative (Provisional Licence) 4

LU Shurui AYM505 Licensed Representative (Provisional Licence) 1, 6

LU Wenjie AYK619 Licensed Representative (Provisional Licence) 4

LUK Siu Fung AYL075 Licensed Representative (Provisional Licence) 1

LUK Wing Chung, Tony AYK476 Licensed Representative (Provisional Licence) 4

LUO Ke AYI935 Licensed Representative (Provisional Licence) 9

LUO Ping AYJ730 Licensed Representative (Provisional Licence) 10

MAK Calvin AYK040 Licensed Representative (Provisional Licence) 1

MAK Chun Bond AIY650 Licensed Representative (Provisional Licence) 1, 4

MAK Ka Wing Kelvin AYM805 Licensed Representative (Provisional Licence) 1, 2

MAK Mei Lin AYN807 Licensed Representative (Provisional Licence) 1

MAN Yim King AYM806 Licensed Representative (Provisional Licence) 1, 6

MARTIN Trent AYD591 Licensed Representative (Provisional Licence) 1

MATSUDA Minoru ADJ260 Licensed Representative (Provisional Licence) 1, 4, 6

MCCONNELL David Patrick ACT680 Licensed Representative (Provisional Licence) 1

MCGEOCH Angus Hamilton AYP088 Licensed Representative (Provisional Licence) 1

MENG Yuanyuan AYJ251 Licensed Representative (Provisional Licence) 4, 9

MEUNIER Bo Zhang AWW207 Licensed Representative (Provisional Licence) 9

MIU David AYO765 Licensed Representative (Provisional Licence) 1, 4

MOK Ka Yu AYN017 Licensed Representative (Provisional Licence) 1

MOK Kwan Yu AWO387 Licensed Representative (Provisional Licence) 1

MOON James Roderick AYI545 Licensed Representative (Provisional Licence) 4

MORAN Sean AYJ400 Licensed Representative (Provisional Licence) 1

MOULARD-SKOCZEN Virginie Clemence AYI551 Licensed Representative (Provisional Licence) 1, 2, 7

NEOGY Abhijeet AYN498 Licensed Representative (Provisional Licence) 1, 2

NESBITT Jonathan Michael ALK388 Licensed Representative (Provisional Licence) 1

NG Kelvin Pak Tao AYN251 Licensed Representative (Provisional Licence) 1, 2

NG Sheung Ip AYM789 Licensed Representative (Provisional Licence) 1, 2

NG Sze Ming AYJ797 Licensed Representative (Provisional Licence) 1, 4

NIDDAM Jerome Julien AQO343 Licensed Representative (Provisional Licence) 1

NURTANIO Livius ATV596 Licensed Representative (Provisional Licence) 1, 4, 6

OOI Boon Peng AWA047 Licensed Representative (Provisional Licence) 1, 4

ORCHARD Andrew John AXY678 Licensed Representative (Provisional Licence) 1

OTA Akihiro AYK413 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

PANG Kit Yee, Bonnie AYJ710 Licensed Representative (Provisional Licence) 1

PARK Se Hyun AYN951 Licensed Representative (Provisional Licence) 1, 2

PENDERT Stefan Alexander ANF152 Licensed Representative (Provisional Licence) 1

PENG Weifeng AYJ720 Licensed Representative (Provisional Licence) 1

PETERMANN Stephane Albert AXZ945 Licensed Representative (Provisional Licence) 1, 2, 7

POLLAK Alex AMS704 Licensed Representative (Provisional Licence) 4

QI Weimin AYM548 Licensed Representative (Provisional Licence) 1, 6

QUADROS Lavina Saira AYM833 Licensed Representative (Provisional Licence) 4

RABOT Eric Miichel Thierry AYM516 Licensed Representative (Provisional Licence) 1

RASKIN Ian Leslie AYM875 Licensed Representative (Provisional Licence) 4

REID Jason Howard AYK071 Licensed Representative (Provisional Licence) 1, 2

REN Telai AYK536 Licensed Representative (Provisional Licence) 1

RHODES Graham Frederick AYB040 Licensed Representative (Provisional Licence) 1

ROSS Iain Laurence AYP091 Licensed Representative (Provisional Licence) 1, 4, 7

ROWLAND Robert Edward AYH353 Licensed Representative (Provisional Licence) 4, 9

RUSTAU Haidje Karen AYN655 Licensed Representative (Provisional Licence) 1

SEAH Meng Yew Eugene AYM181 Licensed Representative (Provisional Licence) 1

SEE Anne Yu AYK922 Licensed Representative (Provisional Licence) 1

SEKIDO Takahiro AYC254 Licensed Representative (Provisional Licence) 4

SHAH Dhawal Arvind AYM782 Licensed Representative (Provisional Licence) 1

SHAN Shan AYM834 Licensed Representative (Provisional Licence) 1, 4, 6

SHAO Miaomiao AYM562 Licensed Representative (Provisional Licence) 1, 6

SHAO Wenmian AYK132 Licensed Representative (Provisional Licence) 1

SHEA Sze Wai, Anita AIH529 Licensed Representative (Provisional Licence) 1, 2

SHI Ruichao ATH910 Licensed Representative (Provisional Licence) 2

SHI Zhen AYK898 Licensed Representative (Provisional Licence) 2

SHIMIZU Sakura AYH738 Licensed Representative (Provisional Licence) 4

SHIMIZU Yoshitaka AYN990 Licensed Representative (Provisional Licence) 1, 2

SHIRAISHI Kazuma AYN533 Licensed Representative (Provisional Licence) 1, 4, 6

SHU Hoi Li, Karie AFA354 Licensed Representative (Provisional Licence) 1, 4

SHU Tony APC238 Licensed Representative (Provisional Licence) 1

SHUM Chung AYK314 Licensed Representative (Provisional Licence) 1, 4

SONG Chun Ming AYO044 Licensed Representative (Provisional Licence) 6

SOON Shu-Min Amanda AYI983 Licensed Representative (Provisional Licence) 1, 4, 6

STENZEL Christopher Peter Savvas AYM337 Licensed Representative (Provisional Licence) 9

SUEN Ping Yu AYK671 Licensed Representative (Provisional Licence) 1, 2

SUGIMOTO Koichi AYI537 Licensed Representative (Provisional Licence) 4

SUM Sze Ching, Alfred AYK663 Licensed Representative (Provisional Licence) 1, 2

SUN Shuo AYO388 Licensed Representative (Provisional Licence) 6

Syed Ibrahim Peeran AWH502 Licensed Representative (Provisional Licence) 1, 6

TAI Man Suen AYK682 Licensed Representative (Provisional Licence) 1, 2

TAM Bun, Simon AAJ435 Licensed Representative (Provisional Licence) 1, 4

TAM Man Hong AFY709 Licensed Representative (Provisional Licence) 4, 6

TAM Yee Wa AYF326 Licensed Representative (Provisional Licence) 1, 2

TAN Ruby Enrika Sock Mei AYJ627 Licensed Representative (Provisional Licence) 1, 2

TANG Lixiang AYJ426 Licensed Representative (Provisional Licence) 4, 9

TANG Rui AXC394 Licensed Representative (Provisional Licence) 4, 9

TANGWATTHANADILOKKUL Sirakan AYJ118 Licensed Representative (Provisional Licence) 4

TAYLOR James William AYJ609 Licensed Representative (Provisional Licence) 4

TENG Shu-yu AYK902 Licensed Representative (Provisional Licence) 1, 7

TENORIO Nina Frances Therese Bugia AVY764 Licensed Representative (Provisional Licence) 4

TEO Yuan Zhi AYK656 Licensed Representative (Provisional Licence) 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

TERASHIMA Manami AYN989 Licensed Representative (Provisional Licence) 1, 4, 9

THORN Robin Carl AYN876 Licensed Representative (Provisional Licence) 1, 9

TONG Chen AYK694 Licensed Representative (Provisional Licence) 1, 2

TSAI Lieh AYK764 Licensed Representative (Provisional Licence) 1, 6

TSANG Nga Sze, Donna AYN587 Licensed Representative (Provisional Licence) 1, 4

TSE Nga Lap, Lilian AYI827 Licensed Representative (Provisional Licence) 1, 6

TSE Yuen Ting, Marygrace AXK461 Licensed Representative (Provisional Licence) 1, 2

TUEN Wai Ho AYK051 Licensed Representative (Provisional Licence) 1, 2

TUNG Tsit Shan AFJ430 Licensed Representative (Provisional Licence) 1

UEMURA Kazuya AYK084 Licensed Representative (Provisional Licence) 1, 4

VENDT Erik Karl AXW888 Licensed Representative (Provisional Licence) 1

WAN Yim Na AUX005 Licensed Representative (Provisional Licence) 9

WANG Feng AYO606 Licensed Representative (Provisional Licence) 1

WANG Ge AXK427 Licensed Representative (Provisional Licence) 1

WANG Jun AYO040 Licensed Representative (Provisional Licence) 1, 4, 9

WANG Ren AIB127 Licensed Representative (Provisional Licence) 4, 6

WANG Tingshen AYO382 Licensed Representative (Provisional Licence) 6

WANG Wenli AYK358 Licensed Representative (Provisional Licence) 4

WANG Yiu Fei AYK660 Licensed Representative (Provisional Licence) 1, 2

WANG Zhonghe ADI605 Licensed Representative (Provisional Licence) 1, 6

WARNTJES Hendrik Geert AYI446 Licensed Representative (Provisional Licence) 2, 5

WHITEHEAD Nicholas David Burns AYO039 Licensed Representative (Provisional Licence) 1, 6

WONG Chak Sang AYM415 Licensed Representative (Provisional Licence) 1, 6

WONG Chean Wei ARG811 Licensed Representative (Provisional Licence) 4

WONG Hoi Cheung AYK745 Licensed Representative (Provisional Licence) 1, 2, 3

WONG Hon Cheong AVX376 Licensed Representative (Provisional Licence) 1

WONG Ming Sai AYJ798 Licensed Representative (Provisional Licence) 1, 2, 3

WONG Mona AYH500 Licensed Representative (Provisional Licence) 1

WONG Shin Hang AYM086 Licensed Representative (Provisional Licence) 1, 2, 4

WONG Siu Ling AYC970 Licensed Representative (Provisional Licence) 1

WONG Tsz Wai AYJ435 Licensed Representative (Provisional Licence) 1, 2

WU Jennifer Hu Man AYK688 Licensed Representative (Provisional Licence) 1, 2

WU Kefei AYO375 Licensed Representative (Provisional Licence) 6

WU Lok Yee, Nice AYJ952 Licensed Representative (Provisional Licence) 1

WU Ruoyu AYJ872 Licensed Representative (Provisional Licence) 2

WU Tzu Kuan AYK003 Licensed Representative (Provisional Licence) 1

XIA Tian AYJ595 Licensed Representative (Provisional Licence) 4

XIONG Guangyu ATT122 Licensed Representative (Provisional Licence) 1, 6

XU Jun AYO393 Licensed Representative (Provisional Licence) 6

XU Liaoran AYJ953 Licensed Representative (Provisional Licence) 6

XU Tianjie AYO003 Licensed Representative (Provisional Licence) 1

XU Xinwei AYJ955 Licensed Representative (Provisional Licence) 6

XU Yingxin AYN027 Licensed Representative (Provisional Licence) 1, 2

YANG Chih-Lin AYA735 Licensed Representative (Provisional Licence) 1

YANG Haoyu AYJ916 Licensed Representative (Provisional Licence) 4, 9

YANG Lai Ha Monisa AYN517 Licensed Representative (Provisional Licence) 1, 4, 9

YANG Yong AYJ431 Licensed Representative (Provisional Licence) 4, 9

YAP Chor Wu AYG236 Licensed Representative (Provisional Licence) 1, 2, 7

YEH Michael AYJ707 Licensed Representative (Provisional Licence) 1, 9

YEUNG Hiu Tung ARD429 Licensed Representative (Provisional Licence) 1, 2, 3

YEUNG Jennie Po Mei AYN495 Licensed Representative (Provisional Licence) 1

YEUNG Wai Yin, Eunice AYJ799 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

YIM Ka Wang AOB160 Licensed Representative (Provisional Licence) 1, 4, 9

YIN Lung, Raymond AAE887 Licensed Representative (Provisional Licence) 1, 4

YIP Chi Kiu AYJ196 Licensed Representative (Provisional Licence) 1

YIP Long, Brian AYM554 Licensed Representative (Provisional Licence) 1, 6

YIU Chun Yat AYK076 Licensed Representative (Provisional Licence) 1, 2

YIU Fai AYK069 Licensed Representative (Provisional Licence) 1

YIU Ting Kwan AXH802 Licensed Representative (Provisional Licence) 1, 2

YOON Yoo Jin AYK066 Licensed Representative (Provisional Licence) 1, 4, 6

YU Wing Ka AXO694 Licensed Representative (Provisional Licence) 1, 2, 7

YU Yi AYM564 Licensed Representative (Provisional Licence) 1, 6

YUAN Zijia AYN418 Licensed Representative (Provisional Licence) 9

YUEN Siu Man AIL150 Licensed Representative (Provisional Licence) 2

YUEN Siu Ting AHF360 Licensed Representative (Provisional Licence) 1, 4, 9

ZENG Yiping AYJ306 Licensed Representative (Provisional Licence) 1

ZHANG Cheng AYM141 Licensed Representative (Provisional Licence) 1, 4, 6

ZHANG He AYJ687 Licensed Representative (Provisional Licence) 1

ZHANG Jialin AYM827 Licensed Representative (Provisional Licence) 4, 9

ZHANG Lei AYM793 Licensed Representative (Provisional Licence) 1, 6

ZHANG Wei AYM101 Licensed Representative (Provisional Licence) 4

ZHANG Xi AYM823 Licensed Representative (Provisional Licence) 1, 6

ZHANG Xiaoyang AYK482 Licensed Representative (Provisional Licence) 4, 5, 9

ZHANG Yihui AYN532 Licensed Representative (Provisional Licence) 1, 9

ZHAO Qingming AYN413 Licensed Representative (Provisional Licence) 1

ZHAO Yongtao AYM093 Licensed Representative (Provisional Licence) 4

ZHAO Zhongwei AWY378 Licensed Representative (Provisional Licence) 4

ZHENG Peiyuan AYK896 Licensed Representative (Provisional Licence) 2

ZHENG Yumeng AYM813 Licensed Representative (Provisional Licence) 1, 6

ZHOU Chen AYF883 Licensed Representative (Provisional Licence) 6

ABRAHAM Kevin Vazhayil AYQ907 Licensed Representative (Temporary Licence) 1

AKIZUKI Manabu AMM295 Licensed Representative (Temporary Licence) 4

ASHER Purav Anil AXZ998 Licensed Representative (Temporary Licence) 1, 2

BLESSING Craig Shafer AYM891 Licensed Representative (Temporary Licence) 1, 4

BOMKAMP Ronald Hendricus AYI800 Licensed Representative (Temporary Licence) 1, 2

CAMARDA JR Joseph Andrew AXN289 Licensed Representative (Temporary Licence) 1

CAMPBELL Blake Irvine AYK717 Licensed Representative (Temporary Licence) 1, 2

CHAPUT Nicolas, Philippe, Claude AVX155 Licensed Representative (Temporary Licence) 4

DE NOON Paul Joseph ALY371 Licensed Representative (Temporary Licence) 4

ESVARAN Chendan Param AYA084 Licensed Representative (Temporary Licence) 1

HENWOOD Julian Peter AVC858 Licensed Representative (Temporary Licence) 1

HEO Seongmoo AYN300 Licensed Representative (Temporary Licence) 1

JACKSON Andrew John AYN419 Licensed Representative (Temporary Licence) 1

KISELEV Egor AYJ490 Licensed Representative (Temporary Licence) 4

KOHTANI Motoya ARF535 Licensed Representative (Temporary Licence) 4

KULUPPUARACHCHI Savith Viduranga AYM695 Licensed Representative (Temporary Licence) 1, 2

KUNG Julia Fen-Ting AWQ523 Licensed Representative (Temporary Licence) 1

LEONG Chee Wai AKJ155 Licensed Representative (Temporary Licence) 1

LUE-FONG Simon Nicolas APE946 Licensed Representative (Temporary Licence) 4

MIRANDA Stanley Burton AXB801 Licensed Representative (Temporary Licence) 1, 4

NEMNOV Konstantin AYJ488 Licensed Representative (Temporary Licence) 4

NG Ngee Cheng ALT810 Licensed Representative (Temporary Licence) 4

PAKENHAM Marcus Charles ACG934 Licensed Representative (Temporary Licence) 1

PARKER Henry Roger Jacques AXZ431 Licensed Representative (Temporary Licence) 1, 2

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2011

CE Name CE No. Licence Type Types of Regulated Activity

SASAKI Keiko AWH343 Licensed Representative (Temporary Licence) 1

SETH Neeraj AYB919 Licensed Representative (Temporary Licence) 4

TAN Suan Jin AGP730 Licensed Representative (Temporary Licence) 4

TANTI Alexander John AWZ976 Licensed Representative (Temporary Licence) 1, 2

TAYLOR Andrew Brian AYN586 Licensed Representative (Temporary Licence) 1, 2

WANG Wenwen AYM691 Licensed Representative (Temporary Licence) 1, 2

WONG Wayne Ray AWZ151 Licensed Representative (Temporary Licence) 1, 2

WOOD Andrew Dennis AYM450 Licensed Representative (Temporary Licence) 4

YEOH Charles Seng Khew AWZ335 Licensed Representative (Temporary Licence) 4

Far Eastern International Bank Co., Ltd. AMS009 Registered Institution 1

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