removals of licensed persons/registered …

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2021

CE Name CE No. Licence Type Types of Regulated Activity

ATH Capital Management Limited BOD600 Licensed Corporation 9

Central Universe Futures Limited BBS509 Licensed Corporation 2, 5

Confluent Capital Limited BPI884 Licensed Corporation 4, 9

Everbright Capital Management Limited APF194 Licensed Corporation 4, 9

LERTHAI Asset Management Limited BFW987 Licensed Corporation 4, 9

LERTHAI Securities (Hong Kong) Limited BHH382 Licensed Corporation 1, 2

Nuoxin Capital (Hong Kong) Limited AMY862 Licensed Corporation 4, 9

Samena Capital Hong Kong Limited ATM962 Licensed Corporation 4, 9

Sun International Investment Services Limited BGY751 Licensed Corporation 1, 4, 9

United Great International Investment Limited BGT854 Licensed Corporation 4, 9

Varde Partners Hong Kong Limited BHS229 Licensed Corporation 1

Western Union Business Solutions (Hong Kong) Limited BGY438 Licensed Corporation 3

Yi Shun Da Capital Limited BFS892 Licensed Corporation 1, 6

Commerzbank AG AAP970 Registered Institution 1, 4, 6

AGOSTINI John Edward Cobcroft AGN388 Licensed Representative 1

AMIN Biren Navnit BNL370 Licensed Representative 4

ANOOP Priya BFE373 Licensed Representative 1, 4, 9

ASHBY Nicholas Stephen BIC981 Licensed Representative 1, 7

AU Ying Man BOD482 Licensed Representative 1, 4

AU Yuen Ting BFI067 Licensed Representative 1, 4, 9

BAHL Alok BCH641 Licensed Representative 2, 5

BELL-JONES Robin BBH899 Licensed Representative 4

BENJAMIN Timothy James BGO782 Licensed Representative 1

BIETTE Benjamin, Gerard, Philippe ATO827 Licensed Representative 1

BISCHOFF Garry Robert AFU861 Licensed Representative 1

BOA Yuk Wah Yuan BNG891 Licensed Representative 9

BRADY Mark Joseph ARQ480 Licensed Representative 1, 2

CAI Tsz Yeung AWH561 Licensed Representative 1, 4, 9

CAO Xiangwei AXV946 Licensed Representative 4, 9

CARPENTER Andrew BBG434 Licensed Representative 9

CHAN Andy Tak Chun BGH341 Licensed Representative 1

CHAN Ching Leong BCC897 Licensed Representative 10

CHAN Hiu Yan BDY283 Licensed Representative 1, 6

CHAN Ho Ming Horace BFT119 Licensed Representative 4

CHAN Hon Fai AEU371 Licensed Representative 1, 2

CHAN Junson BMT311 Licensed Representative 4, 9

CHAN Ka Yi BOP045 Licensed Representative 1, 2, 4

CHAN Kam Kay AAJ482 Licensed Representative 2

CHAN Kit Lin, Catherine BGR155 Licensed Representative 1

CHAN Kwong Lam AEX662 Licensed Representative 1, 2

CHAN Kwun Lam BMQ933 Licensed Representative 5

CHAN Pak Ka BJL689 Licensed Representative 4

CHAN Pui Ling BFP667 Licensed Representative 1

CHAN Sin Ting AXF816 Licensed Representative 1, 2

CHAN Sio Fong BPL473 Licensed Representative 1, 2

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CHAN Siu Chun BMK909 Licensed Representative 5

CHAN Wing Sum BBE125 Licensed Representative 1, 4, 9

CHAN Ying Kit BLC894 Licensed Representative 1, 9

CHAN Yiu Cho AGJ244 Licensed Representative 1, 2

CHAN Yuen Yee, Pinky AFI268 Licensed Representative 1, 4, 9

CHANDUKA Nitin BCB655 Licensed Representative 1, 4

CHANG Kwok See BDG923 Licensed Representative 1

CHAO Xueer BMI596 Licensed Representative 1

CHEN Chun Hung BGK285 Licensed Representative 2, 5

CHEN Cong BOW637 Licensed Representative 4

CHEN Meijing BJY410 Licensed Representative 1, 4

CHEN Qi BFR575 Licensed Representative 4

CHEN Roger K BPG243 Licensed Representative 1, 4, 9

CHEN Suli BNY373 Licensed Representative 4, 9

CHEN Xiaoheng BOP735 Licensed Representative 2, 5

CHEN Yue BAA910 Licensed Representative 1, 6

CHEN Yueh Chun BGD871 Licensed Representative 1, 6

CHEN Yujia BIH327 Licensed Representative 1, 2, 4

CHEN Yuxiao BPM781 Licensed Representative 4, 9

CHEN Zhexin BOD028 Licensed Representative 1, 4, 6

CHENG Chia-Lun BHE144 Licensed Representative 4

CHENG Difei AMR407 Licensed Representative 1, 4, 6

CHEONG Koi Un AHO448 Licensed Representative 1

CHEUK Lai Ping ARI041 Licensed Representative 1, 2

CHEUNG Ho Yin BLZ801 Licensed Representative 1

CHEUNG Ka Tsing Veronica BNU451 Licensed Representative 6

CHEUNG Man Shun BPF015 Licensed Representative 1, 2

CHEUNG Ming Ming BHL200 Licensed Representative 4, 5, 9

CHEUNG Wing Yan BNX008 Licensed Representative 1, 2

CHEUNG Yuen Wong ADI051 Licensed Representative 1, 2

CHIU Yen Lan BCF651 Licensed Representative 1, 4

CHOI Ying Ki, Angela ACS950 Licensed Representative 1, 2

CHONG Wee Khoon AWT864 Licensed Representative 4, 9

CHONG Yin Ni AME649 Licensed Representative 1, 4

CHOW Yu Yin ARO981 Licensed Representative 1, 2

CHOY Pui Shuen BNU916 Licensed Representative 1, 4

CHOY Suet Yin ARH646 Licensed Representative 1, 4

CHU Hoi Lam Jesty BQB546 Licensed Representative 1

CHU Tien AOX106 Licensed Representative 1, 4

CHUI Hon Cheong BNN453 Licensed Representative 9

CHUNG Loi Kit AFE980 Licensed Representative 1

CLARK Matthew John BNL478 Licensed Representative 1, 4

CLARK Peter Tilman BNS935 Licensed Representative 1

CODRON Edward Alexander BBX870 Licensed Representative 1

CONNOLLY Mark John AUG726 Licensed Representative 1

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COULIBALY Sylvestre Pankaluo BLJ224 Licensed Representative 1, 2, 4

CUI Xiaojiao AZH654 Licensed Representative 6

DARGIE Peter Clarke BEO577 Licensed Representative 9

DENG Guirong BQE171 Licensed Representative 1, 2, 4

DENG Haili BGO942 Licensed Representative 1, 2, 4

DHOOT Anuradha BKU744 Licensed Representative 1, 2

DIAO Shuo BGC143 Licensed Representative 6

DING Shuang AWO081 Licensed Representative 5

DING Wei AJD078 Licensed Representative 1, 4

DOSHI Nirav Niranjan BKO057 Licensed Representative 1, 4

EVANS-HENDRICK Ian Geoffrey BOJ806 Licensed Representative 1, 2

FANG Cong BKD315 Licensed Representative 4

FENG Yongyuan BMN693 Licensed Representative 1, 6

FOK Wai Hung BJL159 Licensed Representative 4, 9

FONG Shing Wan Andy BIH318 Licensed Representative 2

FUNG Pui San, Karena AFN682 Licensed Representative 9

FUNG Shing Wai AWJ859 Licensed Representative 2, 5

FUNG Yi Long BQQ279 Licensed Representative 1, 2

GAN Yuqi BQM759 Licensed Representative 1, 4, 9

GE Zhengqi BIB804 Licensed Representative 1, 6

GEFFROY Marie-Soazic Anne AEU227 Licensed Representative 1, 6

GHITIS Yaniv AYR952 Licensed Representative 1, 4, 6

GOELET Francis Hoegh BGI543 Licensed Representative 9

GOMA Joseph Auger BKC778 Licensed Representative 1, 2

GOODWIN Andrew D ASJ618 Licensed Representative 9

GRABOW Adam Michael BEX080 Licensed Representative 4

GU Yaobo BLN626 Licensed Representative 1, 2

GURNANI Jitesh Motiram BOM523 Licensed Representative 1, 4, 6

HART Paul Howard Farmer ASF491 Licensed Representative 1, 2

HATANAKA Asako AYU643 Licensed Representative 1, 4

HE Jia AOJ239 Licensed Representative 1

HE Liyao BKK633 Licensed Representative 1, 6

HE Shuai BCH499 Licensed Representative 9

HIEW Juin Jye BNV309 Licensed Representative 1, 4, 9

HOU Yiyun BIU737 Licensed Representative 1

HSIAO Irena AGC715 Licensed Representative 1

HU Mengnan BQF156 Licensed Representative 1, 2

HU Mingyue BCA416 Licensed Representative 6, 9

HU Xiaobin BPF367 Licensed Representative 4, 9

HU Yuqing BGG586 Licensed Representative 1, 4, 6

HUANG Tao BOX216 Licensed Representative 9

HUEN Chi Wai BKF442 Licensed Representative 1, 2

HUI Kin Wai ANT508 Licensed Representative 1, 4, 9

HUI Wa Fung BRF020 Licensed Representative 1, 2

HUI Warren BDU524 Licensed Representative 1, 6

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HUNG Yiu Hin AFD998 Licensed Representative 1, 2

HURREN Daniel Philip ATD265 Licensed Representative 1

ICHARD Laurent, David, Cyril BDO023 Licensed Representative 1, 2

IP Wang Fung, Frank BGB024 Licensed Representative 1

JOUGUET Paul Christian Marie BOT984 Licensed Representative 1, 2

KADAOUI HACHI Ahmed AXV940 Licensed Representative 9

KAM Paul Tak Ming BPB405 Licensed Representative 1, 4, 9

KARWAL Vijay Paul ASS433 Licensed Representative 1, 4, 6

KEE Man Kit AID482 Licensed Representative 1

KIM Yu Jin BMV276 Licensed Representative 10

KLEIN Brett Steven BJH684 Licensed Representative 1, 9

KO Cheuk Yat BQE303 Licensed Representative 1, 2

KONG Maurice Chung Yin BII256 Licensed Representative 1, 4, 6

KUM Young Woon BOU200 Licensed Representative 1, 4, 6

KUNG Wai Ling AEU211 Licensed Representative 1

KUSUNOKI Hidenori BNR348 Licensed Representative 4

KWOK Chun Ming BIH008 Licensed Representative 1

LAI Hoi Wah BNU553 Licensed Representative 6

LAI Ming Tak AAW154 Licensed Representative 1, 2

LAI Wai Hin BQG622 Licensed Representative 1

LAI Yiu Chung ACZ527 Licensed Representative 1

LAKHANI Jhanvi Dilip BNE652 Licensed Representative 6

LAM Chun Hang BMX384 Licensed Representative 1, 6

LAM Fan BPR601 Licensed Representative 1, 2, 4

LAM Koon Hung BED047 Licensed Representative 4, 9

LAM Wai Yan BLK474 Licensed Representative 1, 4

LAM Yee Keung, Yanick AAI810 Licensed Representative 1

LAM Yuen Yee, Doris AUM216 Licensed Representative 1, 4

LASKOWSKI Christopher Anthony AFG847 Licensed Representative 1, 6

LAU Chui Lai BLB634 Licensed Representative 1, 4

LAU Chung Kwan ABI071 Licensed Representative 1, 2

LAU Kin Heng, Kelvin BMR063 Licensed Representative 5

LAU King Yu BPJ466 Licensed Representative 3

LAU Tsz Him BIR342 Licensed Representative 1, 4

LAU Wai Lee Willey BJH784 Licensed Representative 4, 9

LAW Alice BOG528 Licensed Representative 1, 2

LAW Ching Man Graciana BND335 Licensed Representative 1, 6

LAWCOCK Glyn David ATE171 Licensed Representative 4

LEE Cliff Yee Gong AEH826 Licensed Representative 1

LEE Hyun Keun BQW087 Licensed Representative 1

LEE Lok Ki AQZ591 Licensed Representative 1, 2

LEE Ming Sum Mason BLI900 Licensed Representative 1, 2, 3

LEE Sai King AQH519 Licensed Representative 1

LEE Shirley Kai Ping APV540 Licensed Representative 1, 2, 4

LEE Shue Chiu ALF636 Licensed Representative 4, 9

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LEE Wan Chit BCL844 Licensed Representative 6

LEI Yu Ting BNG991 Licensed Representative 4, 9

LEU Shuk Ling Ann BCY941 Licensed Representative 1

LEUNG Ho Ming BJW115 Licensed Representative 1

LEUNG Man Ho, Derrick BPY528 Licensed Representative 1

LEUNG Shing Wing, Andy AML171 Licensed Representative 1

LEUNG Sut Cheng, Stella ABN551 Licensed Representative 1, 2

LEUNG Tik Fung BJY456 Licensed Representative 4, 9

LEUNG Yin Ling, Janet AED281 Licensed Representative 1

LEVY Raphael Jonathan Chalom BBK653 Licensed Representative 1, 2

LI Cheuk On BIK016 Licensed Representative 1, 2

LI Hang AXP159 Licensed Representative 1

LI Jason Sze Kwok BQP321 Licensed Representative 1, 4, 9

LI Jie BNI490 Licensed Representative 1, 6

LI Junzhou BFE782 Licensed Representative 4, 9

LI Keyang BMD878 Licensed Representative 1, 4, 9

LI lin BKW319 Licensed Representative 1, 4

LI Nga Yan BGB018 Licensed Representative 1, 6

LI Qian ARI666 Licensed Representative 1, 4, 5, 9

LI Runyuan BKK550 Licensed Representative 1, 4, 9

LI Sing Yeung ANK461 Licensed Representative 1

LI Sze Nga, Libby BET711 Licensed Representative 1

LI Tze Ngong AMX714 Licensed Representative 1, 4, 6, 9

LI Xiangrong ANM056 Licensed Representative 4

LI Xuanren BPA548 Licensed Representative 1, 4

LI Yang BPK152 Licensed Representative 2

LI Yik AHA841 Licensed Representative 1

LI Ying BEJ773 Licensed Representative 1

LI Yuanwei BNS761 Licensed Representative 4, 9

LI Zipeng BRF864 Licensed Representative 4

LIANG Kai Lok ADX214 Licensed Representative 1

LIAO Xufa AWX150 Licensed Representative 1, 4

LIAW Irene Milin ANG854 Licensed Representative 9

LIM Marcus Brandon BFO649 Licensed Representative 1, 2

LIN Pingyi BNP827 Licensed Representative 4, 9

LIN Shiyi BCJ571 Licensed Representative 1, 6

LIN Weijia BOP932 Licensed Representative 1, 6

LIN Zhen BMR378 Licensed Representative 1, 4, 9

LING Yu Hin BJC896 Licensed Representative 1, 6

LIU Chak Man AFI968 Licensed Representative 1, 2

LIU Congbin BCS978 Licensed Representative 1, 2

LIU Fung Ping BOS654 Licensed Representative 1, 2, 3

LIU Guanqi BNL452 Licensed Representative 1, 4, 6

LIU Jie BLP011 Licensed Representative 5

LIU Wenjiao BJE604 Licensed Representative 1, 2

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LIU Xiang BNV575 Licensed Representative 1, 2, 4

LIU YEH Li-chen, Holly AHU954 Licensed Representative 1, 4, 9

LLOYD JONES Adam Copland AMP246 Licensed Representative 1, 2

LO Wai Ho BEG043 Licensed Representative 1, 4

LOU Hailin AHS587 Licensed Representative 1

LU Chao ARI980 Licensed Representative 1

LU Chia-lin AWB680 Licensed Representative 9

LU Shou Yue BMT579 Licensed Representative 4, 9

MA Chi Ho BLD605 Licensed Representative 1

MA Lei AGM532 Licensed Representative 4, 9

MA Wenting BQC287 Licensed Representative 1, 4, 9

MA Xiaowei BJK280 Licensed Representative 4, 9

MAK David King Wing ACL071 Licensed Representative 1, 2

MAK Nelson Ngai Long BNV489 Licensed Representative 1, 6

MAK Shu Fan AVT651 Licensed Representative 1

MARTYR Andrew Dudley Pentland BJE202 Licensed Representative 1, 2

MAU Chin Pang AZN896 Licensed Representative 1, 2

MICHNIOWSKI Joseph Janusz AOY181 Licensed Representative 1, 2, 7

MILLS Jesuran Samuel Manickanayagam BPO549 Licensed Representative 1, 6

MINESHIMA KOTA BLO098 Licensed Representative 1, 4

MOK Ka Keung ARC079 Licensed Representative 1, 2, 4, 5

MORIOKA Ryota BPE776 Licensed Representative 1

MOTT Jonathan James AUW134 Licensed Representative 4

MUI Gary Guen-Yun AFZ133 Licensed Representative 1, 2

NG Chor Yam ASL429 Licensed Representative 1

NG Sai Yip, Justin APL249 Licensed Representative 1, 4, 9

NG Siu Kit ASZ359 Licensed Representative 1, 2

NG Ying Kwan BNV332 Licensed Representative 1, 6

NG Yuen Ling AUE236 Licensed Representative 1, 4

NISHIZAWA Arashi BOR475 Licensed Representative 4

NIXON Timothy William BPW792 Licensed Representative 1, 4

ONG Seah Tatt Jonah Dominc BOH906 Licensed Representative 4, 9

OR Justin Ka Jun BDX546 Licensed Representative 1, 4

OW Dennis Kian Jing BDJ762 Licensed Representative 1

PAN Ruifeng BOD856 Licensed Representative 4, 9

PING Jiayan BNS974 Licensed Representative 4

PINSET Victor Balthazar ARQ494 Licensed Representative 9

POON Koon Ting BGP558 Licensed Representative 1, 4, 9

POON Wai Kit BGZ457 Licensed Representative 1, 4, 6

POON Yuet Sim AAC404 Licensed Representative 1

POON Yuk BCA382 Licensed Representative 4

PRAKASH Tapan AVL496 Licensed Representative 1, 2

PU Frank Chang BOT378 Licensed Representative 1, 6

PUN Wing Hong BOI823 Licensed Representative 2

QI Xiaoyue BNB071 Licensed Representative 1, 4

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QIN Tian BID504 Licensed Representative 1, 4, 6

QU Jialin BPJ011 Licensed Representative 1, 2, 4

RA Hye Rin BAC302 Licensed Representative 1

REID Sharon Margaret BPI625 Licensed Representative 1, 4

SANO Yuki BHH538 Licensed Representative 1, 4, 6

SHARDLOW Alexanda Alan Nathan BBK826 Licensed Representative 1

SHEN Yichuan BPL625 Licensed Representative 4, 9

SHERIDAN III Robert Edwin BAK880 Licensed Representative 4, 9

SHI David BPL904 Licensed Representative 1, 6

SHI Hui BJA032 Licensed Representative 1, 4, 6

SIH Wai Kin, Daniel ALI606 Licensed Representative 9

SIM Kevin Ken Ju AXT422 Licensed Representative 6

SIU Chun Pui BKG032 Licensed Representative 1, 9

SO Hing Nin, Henry ATR442 Licensed Representative 1

SO Lok, Vic AMI869 Licensed Representative 1

SO Shun Yi, Louisa AFZ721 Licensed Representative 1, 2

SONG Xiaoling BOB922 Licensed Representative 1, 4, 6

SONG Zhiyi BGB785 Licensed Representative 1, 4

SOU Chon Hei ALT765 Licensed Representative 1, 2

SUEN Hung Pan BPU968 Licensed Representative 4, 9

SUI Xin BPD457 Licensed Representative 1, 2

SUN Guoying APJ352 Licensed Representative 4

SUN Jinqi BQM292 Licensed Representative 4

SUN Ximeng BOQ099 Licensed Representative 1, 6

SUN Ziyi BHQ132 Licensed Representative 1, 4, 6

SUNG Jongmin BCN702 Licensed Representative 6

SUTTON David BBU158 Licensed Representative 9

TAM Chung Sang BAJ049 Licensed Representative 1

TAM Chung Wai AQP747 Licensed Representative 1, 2

TAM Ka Wo ALQ821 Licensed Representative 1

TAM Po Kong Andrew BFG841 Licensed Representative 1, 2

TAM Siu Po AOO245 Licensed Representative 4

TAM Ying Mary BBL208 Licensed Representative 1

TAN Yawei BLD974 Licensed Representative 1, 2, 4, 5, 9

TANG JunJun BPN122 Licensed Representative 9

TANG Kai-Hsun BGZ751 Licensed Representative 1, 4, 9

TANG Ling BKA502 Licensed Representative 1, 2

TANG Ying Lin AFR750 Licensed Representative 1

TANIGAKI Hiroshi BON950 Licensed Representative 1, 4, 6

TING Siu Hong BKH111 Licensed Representative 1, 4, 6

TONG Ka Lin AFR491 Licensed Representative 1

TONG Lin BHC235 Licensed Representative 1, 2, 7

TONG Ngai BIK624 Licensed Representative 1, 9

TSANG Chi Cheung, Gordon AXT522 Licensed Representative 1

TSANG Hing Sum AYF360 Licensed Representative 1, 2

of 23



TSANG Ka Kan, Edmund ALG188 Licensed Representative 1

TSANG Kit Chee AQP582 Licensed Representative 1

TSANG Marie Ming Wai BOP657 Licensed Representative 1, 4, 9

TSE Ka Cheuk BJI501 Licensed Representative 1, 4

TSE Po Wing ASD891 Licensed Representative 1

TSUI Kun Yu BOL146 Licensed Representative 4, 9

TSUI Kwan AND687 Licensed Representative 1

TSUI Sau Heung AAC519 Licensed Representative 1

TSUI Yee Him AQM133 Licensed Representative 1, 2

UNSAL Salih AZU989 Licensed Representative 1

WANG Andy Aiqing BQV559 Licensed Representative 1, 9

WANG Qianying BON844 Licensed Representative 9

WANG Shi Ying BOI709 Licensed Representative 1

WANG Tianyu BFA661 Licensed Representative 2, 5

WANG Zhiqi AYW776 Licensed Representative 1, 4

WEI Shanwei BBS871 Licensed Representative 1, 4, 6

WEI Wei BOP628 Licensed Representative 1

WEI Zhanyi BPJ465 Licensed Representative 1, 6

WENG Yanyan BJM394 Licensed Representative 1, 4, 9

WEPENER Raymond Henry AZP278 Licensed Representative 1, 2, 4

WISWELL William Fitzgerald AUK115 Licensed Representative 1

WONG Chi Hung BJB187 Licensed Representative 1, 2

WONG Christopher BAH614 Licensed Representative 9

WONG Emily Ho-Luen BET259 Licensed Representative 1, 9

WONG Florian BQC211 Licensed Representative 6

WONG Ka Wing ATO884 Licensed Representative 2

WONG Leung Hang, Simpson AIC643 Licensed Representative 1, 4

WONG Pui Pui AOX914 Licensed Representative 1, 2

WONG Shek Hung, Daniel ACL661 Licensed Representative 3

WONG Suk Man BES700 Licensed Representative 1, 4

WONG Tak Shing AAX336 Licensed Representative 1

WONG Wai Ki Angela BPY622 Licensed Representative 1, 4, 9

WONG Wai Kwan BOZ993 Licensed Representative 2, 5

WONG Yun Ha ACQ101 Licensed Representative 1

WOO Fong Fong, Janet AEM866 Licensed Representative 1

WOO Mi Ying ABA513 Licensed Representative 1, 2

WU Chi Him, James BJK279 Licensed Representative 1

WU Man Ki, Maggie BLY771 Licensed Representative 6

XIAO Yang BHH226 Licensed Representative 9

XIE Zheshi BLJ203 Licensed Representative 1, 7

XING Yan BGR295 Licensed Representative 1, 4, 9

XU Siyang BNI569 Licensed Representative 1, 6

XU Ting Li APH128 Licensed Representative 1, 2

XU Yang AYR801 Licensed Representative 6

XU Yinfan BQR884 Licensed Representative 1, 4, 9

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XU Yuzhao BKW515 Licensed Representative 1, 4, 6

XUN Yiqiang BOO739 Licensed Representative 6

YAM Tak Wan AWT370 Licensed Representative 1, 4

YANG Zhong BLN158 Licensed Representative 4, 9

YAO Jingwan BLW968 Licensed Representative 1, 4, 9

YAU Yuen Man AET313 Licensed Representative 9

YE Pan BPG575 Licensed Representative 1, 2

YE Qianzhi BPJ675 Licensed Representative 1, 6

YEUNG Fu Man ABS214 Licensed Representative 1, 2

YEUNG King Fung BJT499 Licensed Representative 4, 5, 9

YEUNG Pan Pan BQG647 Licensed Representative 1

YEUNG Sze Chun BEM920 Licensed Representative 1, 4, 9

YI Allan Wei Han BGW577 Licensed Representative 1, 2, 6, 9

YIU Wing Cheong BQP159 Licensed Representative 1, 2

YU Ming Feng ARH753 Licensed Representative 1

YU Ning BFT659 Licensed Representative 1, 4, 6

YU Wah Foo, Kevin AAA034 Licensed Representative 9

YU Wing Hong, Hanson AAH519 Licensed Representative 1, 2, 3

YU Xiaojing BDV518 Licensed Representative 9

YU Zhangdan BNR827 Licensed Representative 6

YU Zhou BMF545 Licensed Representative 1, 4

YUAN Jing BOI253 Licensed Representative 6

YUEN Man Ling BNG615 Licensed Representative 1, 2

YUNG Hoi Yi Julia BLU468 Licensed Representative 6

ZANG Zhuoran BMH279 Licensed Representative 1, 6

ZENG Yuexin BIN294 Licensed Representative 1, 2, 7

ZHANG Bolun BQA882 Licensed Representative 9

ZHANG Chao BJQ466 Licensed Representative 5

ZHANG Dongnan BKY124 Licensed Representative 1

ZHANG Menghan AYQ805 Licensed Representative 1, 4, 6

ZHANG Rui BED057 Licensed Representative 4, 9

ZHANG Xiaoyi BOF077 Licensed Representative 1, 6

ZHANG Xiaoyi BOT054 Licensed Representative 4, 9

ZHANG Zezhou BOP930 Licensed Representative 1, 6

ZHAO Mingyu BMK900 Licensed Representative 1, 4

ZHONG Phillip Yun BEW972 Licensed Representative 4

ZHU Jiang AXF039 Licensed Representative 1

ZHU Yi BJV360 Licensed Representative 4

ZONG Can BGO812 Licensed Representative 4

AHMED Mohammad Mekail Enver Adil ASO723 Licensed Representative - Responsible Officer 1, 9

CAHILL John Michael BCI273 Licensed Representative - Responsible Officer 1

CASTROUNIS George Alexander ARF619 Licensed Representative - Responsible Officer 9

CHAN Chuk Cheung, Ivan AJB937 Licensed Representative - Responsible Officer 1, 4

CHAN Kwok Tim AAB186 Licensed Representative - Responsible Officer 1

CHAN Lai Suen APK770 Licensed Representative - Responsible Officer 1, 4, 6

of 23



CHAN Sheung Kwan AEL373 Licensed Representative - Responsible Officer 4, 9

CHAN Siu Chi ADF951 Licensed Representative - Responsible Officer 1, 4

CHAN Sui Lung, Twice ADC991 Licensed Representative - Responsible Officer 6

CHAN Wan Hei Pierre BOT231 Licensed Representative - Responsible Officer 4, 9

CHAUDHARY Kanush BHU750 Licensed Representative - Responsible Officer 9

CHAWDHRY Ajay Sankar BNR801 Licensed Representative - Responsible Officer 1, 4

CHEN Geng AOY114 Licensed Representative - Responsible Officer 9

CHEN Yang Chung, Roy ADT834 Licensed Representative - Responsible Officer 4, 9

CHIU Chung Che, Francis AEO988 Licensed Representative - Responsible Officer 1, 4, 9

CHO Young Ro APH259 Licensed Representative - Responsible Officer 1, 4

CHOI Daniel ALU959 Licensed Representative - Responsible Officer 1, 4, 9

CHOW Ming Wai ACF724 Licensed Representative - Responsible Officer 1, 2

CHOY Siu Kwan AVJ413 Licensed Representative - Responsible Officer 2

CHUNG King Yip ALL554 Licensed Representative - Responsible Officer 9

CHUNG Tat Yin AUT135 Licensed Representative - Responsible Officer 4, 9

CORTINA Faustino BNR806 Licensed Representative - Responsible Officer 1, 4

COYAULT Frederik Jean Lucien BIZ603 Licensed Representative - Responsible Officer 1, 4

DE WIN Leopold Frans Joseph BHJ572 Licensed Representative - Responsible Officer 1, 6

DU Hequn AOJ863 Licensed Representative - Responsible Officer 1

ENGLER Curtis John BOZ959 Licensed Representative - Responsible Officer 1

FARNON Celia ATM963 Licensed Representative - Responsible Officer 9

FOURDAN Jean-Francois Louis ABW218 Licensed Representative - Responsible Officer 9

HA Cheuk Wah, Michael ABZ431 Licensed Representative - Responsible Officer 1, 4

HETSCH Frederik BOG462 Licensed Representative - Responsible Officer 9

HO King Sun, Simon AUB083 Licensed Representative - Responsible Officer 4

HU Mingyue BCA416 Licensed Representative - Responsible Officer 1

IP Wai Man, Eddie AAK709 Licensed Representative - Responsible Officer 1

IRINEO Joseph Bernard AOM987 Licensed Representative - Responsible Officer 9

KANG Jianhong BEA815 Licensed Representative - Responsible Officer 1, 4

KOH Nicholas Siu Hong ANM282 Licensed Representative - Responsible Officer 1, 4, 9

KUAN Roy AFD203 Licensed Representative - Responsible Officer 4, 9

KUNG Wai Ling AEU211 Licensed Representative - Responsible Officer 4, 9

LAM Fu Ming ADW923 Licensed Representative - Responsible Officer 4, 9

LAM Po Yee AAH069 Licensed Representative - Responsible Officer 1, 4

LAU Yan Ki, Patricia AIH455 Licensed Representative - Responsible Officer 1, 2, 4

LEE Kyoung Won BQQ618 Licensed Representative - Responsible Officer 1, 4, 9

LEUNG Chin Ho BJH258 Licensed Representative - Responsible Officer 4, 9

LEUNG Wai Chuen, Sdentent AAK254 Licensed Representative - Responsible Officer 4, 9

LEUNG Wai Ming ACC582 Licensed Representative - Responsible Officer 1

LI Quan AWF288 Licensed Representative - Responsible Officer 1, 2

LI Sing Yeung ANK461 Licensed Representative - Responsible Officer 4

LI Ying Hung ACP023 Licensed Representative - Responsible Officer 1

LIU Ge AXK573 Licensed Representative - Responsible Officer 4, 9

LIU Kit Shan, Evelyn ABH322 Licensed Representative - Responsible Officer 1

LU Chao ARI980 Licensed Representative - Responsible Officer 6

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MUI Kin Wai AVY719 Licensed Representative - Responsible Officer 1, 9

NG Ka Yan BAP994 Licensed Representative - Responsible Officer 1

NGAN Yee Man APC659 Licensed Representative - Responsible Officer 9

OH In Hwan BMV978 Licensed Representative - Responsible Officer 1, 2, 4, 5

ROSENSWEIG William Ernest ARP643 Licensed Representative - Responsible Officer 3

SAEKI Nobumasa BBG538 Licensed Representative - Responsible Officer 9

SAKAGUCHI Junichi BNL516 Licensed Representative - Responsible Officer 1, 4, 9

SHIMODE Tetsuya BCI692 Licensed Representative - Responsible Officer 1, 4, 9

SIH Wai Kin, Daniel ALI606 Licensed Representative - Responsible Officer 1, 4

TANG Chin Wan AQV733 Licensed Representative - Responsible Officer 9

TANG Wing Yin, Wilson BMW181 Licensed Representative - Responsible Officer 9

TUNG Tai Wei David ABS924 Licensed Representative - Responsible Officer 1

WANG Grace APP106 Licensed Representative - Responsible Officer 9

WEIR Caroline Mary BJL239 Licensed Representative - Responsible Officer 1

WONG Foelan ADQ592 Licensed Representative - Responsible Officer 4, 9

WYSOCKI Michal Franciszek BFZ217 Licensed Representative - Responsible Officer 1, 2, 9

XIONG Hao AZI741 Licensed Representative - Responsible Officer 1, 2, 4, 9

XU Weihua AXY048 Licensed Representative - Responsible Officer 4, 9

XU Wen APO463 Licensed Representative - Responsible Officer 9

YANG Li BPF322 Licensed Representative - Responsible Officer 4, 9

YE Yuedong BGU322 Licensed Representative - Responsible Officer 1, 4, 9

YU Wah Foo, Kevin AAA034 Licensed Representative - Responsible Officer 1, 2, 4, 5

YUNG Ka Cheung ABN735 Licensed Representative - Responsible Officer 4, 9

ABRAHAMS Richard BIG685 Licensed Representative (Provisional Licence) 1, 2, 4, 9

AHN Boyoung BRG539 Licensed Representative (Provisional Licence) 1, 6

AHN Tae Eon BRQ120 Licensed Representative (Provisional Licence) 1, 4, 6

ALAVI Arash BIS583 Licensed Representative (Provisional Licence) 9

AN Pengfei BRL007 Licensed Representative (Provisional Licence) 1, 4

AU Chun BRO810 Licensed Representative (Provisional Licence) 1

AU Tsz Him Matthew BRP811 Licensed Representative (Provisional Licence) 1, 2, 9

AU Tsz Ki BMM219 Licensed Representative (Provisional Licence) 1

BAO Jie BRP093 Licensed Representative (Provisional Licence) 1, 6

BAO Yuhan BRP860 Licensed Representative (Provisional Licence) 1

BAUDOIN Victor Charles Moise BRP034 Licensed Representative (Provisional Licence) 1, 2

BHARGAVA Nalin AVA353 Licensed Representative (Provisional Licence) 9

BHATIA Sandeep Hareshkumar BRP497 Licensed Representative (Provisional Licence) 1

BI Yuepeng BRP009 Licensed Representative (Provisional Licence) 1, 6

BUT Long Tin BRP025 Licensed Representative (Provisional Licence) 1, 6

CAI Jinyu BRJ330 Licensed Representative (Provisional Licence) 9

CAI Xiaoyu BRQ348 Licensed Representative (Provisional Licence) 1, 6

CAO Zeyuan BRQ155 Licensed Representative (Provisional Licence) 1, 6

CHAI Ching-Yu BRP847 Licensed Representative (Provisional Licence) 1

CHAN Ching Ka BQV763 Licensed Representative (Provisional Licence) 1

CHAN Chun Kit BRP991 Licensed Representative (Provisional Licence) 1, 4

CHAN Chun Yi AZN469 Licensed Representative (Provisional Licence) 1, 2

of 23



CHAN F. W. BDM650 Licensed Representative (Provisional Licence) 6

CHAN Hei Yan Hazel BRP242 Licensed Representative (Provisional Licence) 6

CHAN Kai Cheung APO196 Licensed Representative (Provisional Licence) 1

CHAN King Hei BRO789 Licensed Representative (Provisional Licence) 1, 2, 7

CHAN King Wing BRP530 Licensed Representative (Provisional Licence) 1, 2

CHAN Man Ying BRO966 Licensed Representative (Provisional Licence) 1, 4

CHAN Sau Shan AGC410 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Sheung Fai BRO043 Licensed Representative (Provisional Licence) 1, 2

CHAN Shi Xiang Malcolm BRO633 Licensed Representative (Provisional Licence) 1, 2

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WANG Hao BRP403 Licensed Representative (Provisional Licence) 1

WANG Haoyang BRO766 Licensed Representative (Provisional Licence) 1, 6

WANG Huijie BRQ679 Licensed Representative (Provisional Licence) 1, 6

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WANG Ju BRP227 Licensed Representative (Provisional Licence) 1, 6

WANG Kang BLM893 Licensed Representative (Provisional Licence) 1, 2, 4

WANG Ligeng BRQ049 Licensed Representative (Provisional Licence) 1, 6

WANG Liru BRQ077 Licensed Representative (Provisional Licence) 1, 6

WANG Ning BRE810 Licensed Representative (Provisional Licence) 4, 9

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WANG Ruoyu BRQ340 Licensed Representative (Provisional Licence) 1, 6

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WANG Wenwen AYM691 Licensed Representative (Provisional Licence) 1, 2

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WANG Ziqiao BRK748 Licensed Representative (Provisional Licence) 6

WEI Jie AUT751 Licensed Representative (Provisional Licence) 1, 6

WEI Penghe BRO256 Licensed Representative (Provisional Licence) 1, 6

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WEN Hanlin BRO913 Licensed Representative (Provisional Licence) 1, 4, 9

WEN Yu BRO393 Licensed Representative (Provisional Licence) 1, 6

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YE Zhiyu BRQ105 Licensed Representative (Provisional Licence) 4, 9

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