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Remote sensing assessment of tree size inequality Rubén Valbuena Marie S. Curie Research Fellow Department of Plant Sciences. Forest Ecology and Conservation

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Page 1: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Remote sensing assessment of

tree size inequalityRubén Valbuena

Marie S. Curie Research Fellow

Department of Plant Sciences. Forest Ecology and Conservation

Page 2: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

In the long term

(2010-2014): “Pan-European Indicators of Forest Structural Complexity from Airborne Laser

Scanning” at European Forest Institute (EFI).

Grant awarded by Foundation for European Forest Research (FEFR).

(2014-2016): Doctoral thesis + PostDoc at University of Eastern Finland (Joensuu).

Most relevant related publications:

Forest Ecology Management 276 (2012): 185–195

Canadian Journal of Forest Research 43 (2013-11): 1063–74

Ecological Indicators 60 (2016) 574–585

Remote Sensing of Environment (2016) in press

(2016-2018): “LorenzLiDAR: Classification of Forest Structural Types with LiDAR Remote

Sensing Applied to Study Tree Size-Density Scaling Theories” at University of Cambridge (UK).

Marie Skłodowska-Curie Actions (MSCA) Individual Fellowship (IF).

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Outline

• What is tree size inequality?

• Tree size inequality as an important element of forest structure

• Potential applications

• How tree size inequality is measured and evaluated in the forest?

• Tree diameter distributions

• Indicators of tree size inequality

• How tree size inequality can be assessed using remote sensing?

• Inductive: statistical relationships for production of estimation maps

• Deductive: supporting theories in relation to tree size inequality

• How tree size inequality can be assessed using remote sensing?

Page 4: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Outline

• What is tree size inequality?

• Tree size inequality as an important element of forest structure

• Potential applications

• How tree size inequality is measured and evaluated in the forest?

• Tree diameter distributions

• Indicators of tree size inequality

• How tree size inequality can be assessed using remote sensing?

• Inductive: statistical relationships for production of estimation maps

• Deductive: supporting theories in relation to tree size inequality

• How tree size inequality can be assessed using remote sensing?

Page 5: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Forest Structure & Tree Size Inequality

• Structure

• Abundance (a.k.a. stand parameters: density, basal area, mean

quadratic diameter, dominant height, above-ground biomass)

• Spatially explicit indicators (neighbourhood) – horizontal structure

• Non-spatial indicators – size differentiation

Indicators of structural diversity / tree size inequality

• Composition (species richness and abundances)

• Function (nutrient cycling, species interactions; e.g. competition)

Elements of Forest Complexity (McElhinny et al. 2005):

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?Structural

Diversity

Tree size

inequality

Forest Structural Diversity or Tree Size Inequality

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Applications of RS Indicators of Tree Size Inequality

31/10/2016

• Monitoring forest conservation status

• Provision of ecosystem services

• Habitat suitability for fauna / flora

• Incorporation conservation objectives in

forest management

• Supporting increasingly complex

management systems

• Fire spread

?

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Applications of RS Indicators of Tree Size Inequality

31/10/2016

Forest Structure Indicators from LIDAR

The forest is surveyed with a device called LIDAR: a laser scanner mounted onboard a plane.

Developing the use of Lorenz curve to describe tree dominance and diameter distributions.

Indicators: The Gini coefficent of tree size inequality + asymmetry.

Developing methods for assessing these indicators and classifying forest areas into structural types.

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Applications of RS Indicators of Tree Size Inequality

31/10/2016

Gini Coefficient: Conservation vs. Commercial Forests

Valbuena R., Eerikäinen K., Packalen P. & Maltamo M. (2016) Gini Coefficient

Predictions from Airborne Lidar Remote Sensing Display the Effect of

Management Intensity on Forest Structure. Ecological Indicators 60: 574-585

Page 10: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Applications of RS Indicators of Tree Size Inequality

31/10/2016 31/10/2016

Forest

disturbance

Self-thinning

Seed

regenerationSenescence

of mature

trees

Even-sized

Reverse JBimodal

Even-sized Even-sized

Reverse J

Ingrowth

Forest

development

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo M. (2013) Characterizing

Forest Structural Types and Shelterwood Dynamics from Lorenz-based Indicators Predicted

by Airborne Laser Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 11: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Applications of RS Indicators of Tree Size Inequality

31/10/2016

From Indicators to Forest Structural Types

Page 12: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Outline

• What is tree size inequality?

• Tree size inequality as an important element of forest structure

• Potential applications

• How tree size inequality is measured and evaluated in the forest?

• Tree diameter distributions

• Indicators of tree size inequality

• How tree size inequality can be assessed using remote sensing?

• Inductive: statistical relationships for production of estimation maps

• Deductive: supporting theories in relation to tree size inequality

• How tree size inequality can be assessed using remote sensing?

Page 13: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Forest Indicators of Tree Size Inequality

Forest simulation.

Page 14: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Forest Indicators of Tree Size Inequality

Theoretical distribution functions.

Weibul distribution

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Forest Indicators of Tree Size Inequality

Concise Indicators

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Forest Structure & Tree Size Inequality

• Richness: number of different size classes

• Equitability: relative abundances (evenness)

• Diversity (entropy): Shannon, etc. Size class diversityDiameter class diversity / evenness

Foliage height diversity (McArthur & McArthur, 1961)

• Homogeneity (size variation): Tree size inequality• Dispersion (spread): Diameter standard deviation

• Concentration: Diameter coefficient of variation / Gini coefficient

• Dominance or rarity: Asymmetry / Skewness?

Forest structural diversity / Tree size inequality

Page 17: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Forest Structural Diversity

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Page 19: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Proof: Testing Intrinsic Diversity Ordering

Some attention on the definition of Diversity.

What means to be more/less diverse? An initial

situation in the structure of a forest plot (F1) can

develop into an intrinsically more diverse state

(F2) by a finite sequence of either of these events

(Patil & Taillie 1982):

(a) introducing new size classes

(b) transferring abundances between two

classes to make them more identical

(c) permuting the components of its

abundance vector (should remain equal)

Intrinsic Diversity Ordering

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Intrinsic Diversity Ordering Curve

Ranked Abundance Vector:

Arranging the components of p in descending order

k is the rank of each size class (1st most dominant size

class, 2nd, … )

Curve of Cumulated Dominance

Majorization method (Solomon 1979):

Solomon (1979) A comparative approach to species

diversity. In: Grassle, Patil, Smith, & Taillie (Eds.), Ecological

Diversity in Theory and Practice. International Cooperative

Publishing House, Fairland, Maryland, USA, pp. 29–35.

Intrinsic Diversity Ordering

Page 21: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Diversity = Richness + Equitability (relative abundance)

Intrinsic Equitability Ordering Curve

Ranked Abundance Vector:

Curve of Cumulated Dominance

Majorization method (Solomon 1979):

Cumulative Richness Proportions

Intrinsic Equitability

(Lorenz Ordering)

Page 22: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Evenness among Size Classes...

...or Inequality among Individual Tree Sizes?

Valbuena R., Packalén P., Martín-Fernández S.

& Maltamo M. (2012) Diversity and Equitability

Ordering Profiles Applied to the Study of Forest

Structure. Forest Ecology and Management

276: 185-195

.

Page 23: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

?Structural

Diversity

Tree size

inequality

Forest Structural Diversity or Tree Size Inequality

Page 24: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

The Lorenz curve of Tree Size Inequality

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The Lorenz curve of Tree Size Inequality

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The Lorenz curve of Tree Size Inequality

Page 27: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Applications of RS Indicators of Tree Size Inequality

31/10/2016 31/10/2016

Forest

disturbance

Self-thinning

Seed

regenerationSenescence

of mature

trees

Even-sized

Reverse JBimodal

Even-sized Even-sized

Reverse J

Ingrowth

Forest

development

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo M. (2013) Characterizing

Forest Structural Types and Shelterwood Dynamics from Lorenz-based Indicators Predicted

by Airborne Laser Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 28: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Applications of RS Indicators of Tree Size Inequality

31/10/2016

31/10/2016

Forest

disturbance

Self-thinning

Seed

regenerationSenescence

of mature

trees

Even-sized

Reverse JBimodal

Even-sized Even-sized

Reverse J

Ingrowth

Forest

development

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo M. (2013) Characterizing

Forest Structural Types and Shelterwood Dynamics from Lorenz-based Indicators Predicted

by Airborne Laser Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 29: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen
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Applications of RS Indicators of Tree Size Inequality

03/11/2016

03/11/2016

Forest

disturbance

Self-thinning

Seed

regenerationSenescence

of mature

trees

Even-sized

Reverse JBimodal

Even-sized Even-sized

Reverse J

Ingrowth

Forest

development

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo M. (2013) Characterizing

Forest Structural Types and Shelterwood Dynamics from Lorenz-based Indicators Predicted

by Airborne Laser Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 31: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Forest structure & Tree Size Inequality

31/10/2016

Tree Size Inequality(Gini Coefficient)

+Tree Size Dominance (Lorenz Asymmetry,

Basal Area larger than mean)

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo M. (2013) Characterizing

Forest Structural Types and Shelterwood Dynamics from Lorenz-based Indicators Predicted

by Airborne Laser Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 32: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Outline

• What is tree size inequality?

• Tree size inequality as an important element of forest structure

• Potential applications

• How tree size inequality is measured and evaluated in the forest?

• Tree diameter distributions

• Indicators of tree size inequality

• How tree size inequality can be assessed using remote sensing?

• Inductive: statistical relationships for production of estimation maps

• Deductive: supporting theories in relation to tree size inequality

Page 33: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Remote Sensing Assessment of Tree Size Inequality

Page 34: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Remote Sensing Assessment of Tree Size Inequality

Page 35: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

RS Assessment of Tree Size Inequality

• Individual Tree Detection Methods

Valbuena R., Vauhkonen J., Packalen P., Pitkänen J. & Maltamo M. (2014) Comparison

of Airborne Laser Scanning Methods for Estimating Forest Structure Indicators Based

on Lorenz Curves. ISPRS Journal of Photogrammetry & Remote Sensing 95: 23-33

.

• Semi – ITD (Beidenbach et al. (2010)

Remote Sensing of

Environment 114: 911-924)

Page 36: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Remote Sensing Assessment of Tree Size Inequality

Area-based approach

XPredictors

(ALS metrics)

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Remote Sensing Assessment of Tree Size Inequality

Area-based

approach

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Remote Sensing Assessment of Tree Size Inequality

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Remote Sensing Assessment of Tree Size Inequality

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Remote Sensing Assessment of Tree Size Inequality

Page 41: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

• Regression Trees

Remote Sensing Assessment of Tree Size Inequality

• Random Forest

GC < 0.28

Page 42: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

• Nearest neighbour methods

• Many types of distance metrics (Hudak et al. 2008

Remote Sensing of Environment 112: 2232):

• Euclidean (k-NN)

• Mahalanobis

• Canonical Correlation Projectors

(Most Similar Neighbour)

• Gradient nearest neighbour

• Random Forest proximity matrix

• Can be used for multivariate responses too.

• Tree list estimation (Packalen & Maltamo 2008

Canadian Journal of Forest Research 38: 1750)

Remote Sensing Assessment of Tree Size Inequality

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Remote Sensing Assessment of Tree Size Inequality

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Remote Sensing Assessment of Tree Size Inequality

• Modelling Quantitative variables • Classification of

Qualitative variables

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Remote Sensing Assessment of Tree Size Inequality

Valbuena R., Maltamo M. & Packalen P. (2016) Classification

of multi-layered forest development stages from low-density

national airborne datasets. Forestry 89: 392-401.

Valbuena R., Packalen P., García-Abril A., Mehtätalo L. & Maltamo

M. (2013) Characterizing Forest Structural Types and Shelterwood

Dynamics from Lorenz-based Indicators Predicted by Airborne Laser

Scanning. Canadian Journal of Forest Research 43: 1063-1074.

Page 46: Remote sensing assessment of tree size inequalitycgat.webs.upv.es/forestructure/documents/... · Remote Sensing Assessment of Tree Size Inequality Valbuena R., Maltamo M. & Packalen

Remote Sensing Assessment of Tree Size Inequality

Valbuena R., Maltamo M. & Packalen P. (2016) Classification of multi-layered forest

development stages from low-density national airborne datasets. Forestry 89: 392-401.

+ A comparison of machine learning methods. Revista de Teledetección 45: 15-25.

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Remote Sensing Assessment of Tree Size Inequality

• Deductive Approaches:

• Conceptual models

• Asner, G.P., & Mascaro J. (2014). Mapping tropical forest carbon: Calibrating plot

estimates to a simple LiDAR metric. Remote Sensing of Environment 140, 614-624

• Bouvier, M., Durrieu, S., Fournier, R.A., & Renaud, J.P. (2015). Generalizing

predictive models of forest inventory attributes using an area-based approach with

airborne LiDAR data. Remote Sensing of Environment, 156, 322-334

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Remote Sensing Assessment of Tree Size Inequality

• Deductive Approaches:

• Conceptual models

• Asner, G.P., & Mascaro J. (2014).

• Bouvier, et al. (2015).

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Remote Sensing Assessment of Tree Size Inequality

Valbuena R., Maltamo M. Mehtätalo L., & Packalen P. (2016) Key Structural

Features of Boreal Forests may be Detected Directly using L-moments from

Airborne Lidar Data. Remote Sensing of Environment (in press)

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Remote Sensing Assessment of Tree Size Inequality

31/10/2016

Valbuena R., Maltamo M. Mehtätalo L., & Packalen P. (2016) Key Structural

Features of Boreal Forests may be Detected Directly using L-moments from

Airborne Lidar Data. Remote Sensing of Environment (in press)

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Remote Sensing Assessment of Tree Size Inequality

31/10/2016

Using ALS predictors onlyForest Indicators

Valbuena R., Maltamo M. Mehtätalo L., & Packalen P. (2016) Key Structural

Features of Boreal Forests may be Detected Directly using L-moments from

Airborne Lidar Data. Remote Sensing of Environment (in press)

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Applications of RS Indicators of Tree Size Inequality

31/10/2016

Lidar datasets from National Land Survey Agencies are being surveyed and made largely available (under INSPIRE directive): Finland (NLS)

United Kingdom (ARSF)

Spain (PNOA)

Denmark (Kortforsyningen)

… and also others like Germany, France, Italy, Norway, Austria, etc.

Challenges to obtaining a trans-national monitoring tool: Research on the relevance of technical and survey configurations of Lidar

systems, and how changes affect the indicators.

Differences between surveys: point density, season of acquisition, and instruments used.

Effects of site characteristics. Water / light limitations to growth.

The Opportunity: National Laser Survey Programmes

Netherlands (AHN2)

Poland (ISOK)

Switzerland (DOM)

Sweden (Lantmateriet)

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Thank you

Rubén Valbuena

Marie S. Curie Research Fellow

Department of Plant Sciences. Forest Ecology and Conservation