regulatory pressures, accountability and compliance

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Nadine Stern The College of New Jersey

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Regulatory Pressures, Accountability and Compliance. Nadine Stern The College of New Jersey. Laws and regulatory mandates. FERPA – new rules in 2009 Directory information issues –personally identifiable information –such as net-id - PowerPoint PPT Presentation

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Page 1: Regulatory Pressures, Accountability and  Compliance

Nadine SternThe College of New Jersey

Page 2: Regulatory Pressures, Accountability and  Compliance

FERPA – new rules in 2009◦ Directory information issues –personally

identifiable information –such as net-id◦ How to deal with outsourced data – TCNJ found the

need to develop a template: SERVICE PROVIDER REQUIREMENTS

HEOA Act ◦ Financial Aid regulations PLUS◦ P2P compliance ◦ Text books ◦ Public Safety and reporting◦ All college areas affected

◦U.S. Census data collection

Page 3: Regulatory Pressures, Accountability and  Compliance

Gramm-Leach Bliley: protection of consumer information –applied broadly to Colleges

FTC: Red Flag Rule – identification of identity theft

HIPAA

Yellow Ribbon Program

PCI Compliance: credit card processing

Page 4: Regulatory Pressures, Accountability and  Compliance

Business Continuity Planning◦Disaster recovery

Critical Incident Planning Data/record retention E-discovery Information Security Compliance

◦Information/security breach notification requirements

Identity Theft prevention and reporting

Page 5: Regulatory Pressures, Accountability and  Compliance

Reaction to Spellings report Student Learning Outcomes VSA – Voluntary System of Accountability

◦ CLA : Collegiate Learning Assessment◦ Collegiate Assessment of Academic Proficiency◦ MAP: Measure of Academic Proficiency◦ NSSE: National Survey of Student Engagement◦ FSSE: Faculty Survey of Student Engagement◦ BCSSE: Beginning College Survey of Student

Engagement

Page 6: Regulatory Pressures, Accountability and  Compliance

Working Relationship with General Counsel Compliance Ethics – vendor relations

Financial Aid regulations NACUA –National Association of College and

University Attorneys

Page 7: Regulatory Pressures, Accountability and  Compliance

General Counsel – taking central role in compliance and regulatory issues

Separating IT responsibility from general college responsibilities

Enhanced emphasis on compliance and accountability