reflective practice and nursing
TRANSCRIPT
Reflective practice and nursing
Peter Jarvis
Keflective practice is a frequently used but in-frequently defined concept in nursing at the present time. Part of the reason for the lack of definition lies in the fact that there is no theory of practice. This paper lays the foundations for a theory of practice and paves the way for one useful way in which the relationship between theory and practice can be understood. It is suggested that thoughtful practice is often mistaken for reflective practice, but that the latter can only exist where practice is not taken for granted and so the outcome of practice is more learning from experience. The paper also maintains that for reflective practice to be practised within the profession it is necessary both to have the structures within which it can be encouraged and the theoretical foundation whereby efficient practice need not only be judged in terms of ‘value for money’.
Ever since the popularisation of Schon’s (1983) seminal book, reflective practice has been a
constant theme among some groups of pro-
fessionals, which is not surprising since they had
lost some confidence in themselves as a result of
the attacks on the professions in the 1970s by
such writers as Illich (1977). Yet reflection was no new idea when Schon wrote his book; Dewey (Wirth 1979) had emphasised it and Freire
(1972), Habermas (1972) and Mezirow (1981), for example, had all been writing about it before this work was published. Freire, for instance, discussed the relationship between reflection and action and argued that congruence between the two was a form of praxis and there are certain similarities here to Argyris’ and Schon’s (1974) espoused theory and theory in use: Habe- rmas had explored reflection in a variety of forms in his ‘Knowledge and Human Interests’ in
Peter Jarvis PhD University of Surrey, Dept of Educational Studies, Guildford GU2 5XH. UK (Requests for offprints to PJ) Manuscript accepted 20 November 1991
174
which he argued that self-reflection is a form of science, and here he combined critical sociology
with Freudian analyses: Mezirow was inHuenced by Habermas and he produced a typology of
refection with seven different levels. Yet it was
Schon’s book, focusing as it does on the profes-
sions and professional practice, which attracted a tremendous amount of attention - an important
study which has raised so many ideas about retlection as a result.
It might even be claimed that the idea of reflective praclice is a bandwagon, upon which
many professionals have jumped because it pro- vides a rationale for their practice. At the same time it has not really helped to solve the problem of the relationship between theory and practice, even though some had hoped that it would. For others, the ideas provide justification for their practice, as if it is something unique. Cervero (1988), for instance, claims that
. . to reflect-in-action, is the core of pro- fessional artistry. Professionals reflect in the midst of action without interruption; their
NURSE EI)L’(:A-I-ION TOD.i\’ 175
thinking shapes what they are doing whilst
they are doing it. The goal of‘ reflection-in-
action is to change indeterminate situations
into determinate ones, and the key to success-
fully completing this problem-setting activity
is to bring past experience to bear on current
action’ (p 44).
But consider this statement:
‘Kepetitive thinking and praxis can be seen as
disengagement in that our capabilities are thus
liberated so that they can be applied to the
solution of‘tasks which can only be tackled via
inventive praxis (or thinking)’ (Heller 1984, p
12’If).
In very dif’ferent language, Heller seems to be
communicating a very similar set of‘ sentiments
IO those of‘ Cervero - the idea is to reflect in
action in order to problem solve. Cervero may be
a little easier to understand - and he is writing
about the professions; Heller is certainly more
difficult, more technical - only she is writing
about everyday lif‘e!
The point is that both of‘ them are writing
about action, or pref’ormance, and they are
doing so from very different perspectives. That
they are writing about the same phenomenon -
action - is significant in itself‘. It does point to the
fact that, while there is not yet a theory of
prof’essional practice, there has been consider-
able research into action which might f’orm the
basis of’such a theory. Before one is formulated.
howe\,er, it is impossible to discuss in a meaning-
ful rnanner the relationship between theory and
practice, since neither term is clearly dehned.
The purpose of this paper, therefore, is
3-f’old: first ot’all to discuss a theory of’ practice.
then to ask what is reflective practice and, finally.
to ask whether reflective practice can exist in a
profession.
TOWARDS A THEORY OF PRACTICE
Perhaps the most significant thing about the two
quotations f’rom Cervero and Heller is that they
were both writing about action. Professional
practice is about action in a specihc type of
location, and everyday life is also about action
which can occur in any location. Therefore, in
order to understand professional practice it is
necessary to understand action-it is necessary to
have a theory of action in order to hate a theor\,
of professional practice. Indeed. Schutz (1972)
uses the idea of‘meaningful social action and this
might be considered to be an adequate descrip-
tion of professional practice. Mariv t+.riters havr
expounded theories of action (Rerger &
Luckmann 1967; Giddens 1979 inter alia; Gof’f-
man 1959: Merton 1968: Parsons 195 1; Schut/
1970, 1972) and it would he impossible to
explore them all here. However, SOII~C of‘ thr
ideas are taken here in order IO fornrulale A
theory of practice. Once it is accepted that it is
essential to have a theory of‘action. it mlust also be
recognised that it is also necessar) to understand
why actions do not occur in professional prac-
tice, and so it is necessary also to have a ttieor,k of
non-action. Unfortunately. fewer scholars have
explored non-action, but it is also ;I social
phenomenon wllich is as w,orthy of 4tudF ;IS is the
study of action.
Understanding action does not onI!, ret’er to
the type of‘ action or non-action which is
occuring; a number of‘ other factors enter the
equation including - the relationship betiveen
thought and action. the level of‘consciousness of
the actor, the social context within which the
action is perf’ormed. and also such phenomena
as the intended outcome of‘the action. and so tm.
Thus it ma)- be seen that to de\,isc a theory of
practice is a complicated process and that it is not
possible within this paper to work it out f‘ullv.
S&ice to note that the theoretical basis of this
has been de\,eloped more thoroughlv in ‘Prcrcr-
done.\ of L~rt~ir~~~‘ (Jarvis. in press) which starts
f’rom the theoretic,al perspectil,e of ‘Ad/t// Lrcrr~
2?lg 111 !/w SOCW/ Conl~/’ (Jar\ih 1937) and
develops this aspect much more full). However,
in the f’ollowing paragraphs this position is
outlined.
Berger and Luckmann (1967) claim that all
‘human action is subject to habitualisation’, that
is that when actions are repeated they become
more taken l’or granted. There in <III almost
176 NURSE EDUCATION TODAY
predetermined order through which the actors move as the following sequence suggests:
1.
2.
3.
4.
5.
creative/experimental actions (which are new and being worked out in practice),
repetitive acts (which are acts that are
thoughtfully repeated during the normal process of’ living),
presumption (where actors presume upon the situation and act almost unthinkingly),
ritualism (where actors merely go through the motions mindlessly) and,
alientation (where the mindless repetition
of actions becomes self-destructive).
Berger and Luckmann claim that all actors
habitualise their activity and in professional
practice there is a sense in which professionals do
repeat many of‘ their performances and so they may feel compelled to habitualise many of their
actions, so that these five forms of‘ action may become the first stage of a theory. In addition, there are at least three forms of non-action:
anemic, when actors do not know how to respond,
prohibited, when they are prevented from responding by other people or circum-
stances
non-response, when actors just do not respond for whatever reason.
Schutz (1970) seeks to relate action to the
thought processes. In the first instances many actions are planned so that actors have a picture
in their mind’s eye about what they want to do (Schutz 1970) and these, Heller (1984) suggests, are based upon probability, that is ‘acting with sufficient ground’. Now this is significant in professional practice because it still occurs even though the practitioner has considerable know- ledge and experience. Indeed, there is always a probability f‘actor in planning but its level is diminished as a result of that knowledge and experience. Herein lies a relationship between theory and practice - it is a pragmatic relation- ship rather than a deterministic one - that is, that
theory may be learned in a classroom situation
and then it constitutes part of the biography that an actor brings to the planning stage of
thoughtful action. Here it is used by the actor in
planning professional perf’ormance, which takes
into consideration the situation within which the
action is performed, the known theory and other
contingencies, and the probability that the action
will achieve the desired results. Theory is valid, then, if’ it can be operationalised reasonably
successfully, but there should never be precise
congruence because action is always based on levels of‘ probability. Even if’ actors feel certain
that their actions will produce specific outcomes, there is always a possibility that this will not
occur. During action itself’there is also a fi)rm of ‘reflexive monitoring of‘ action’ (Giddens 1979),
that is that the actors are consciously aware of
what they are perfbrming and of what is happen- ing, and at the end of‘ an act there is a fbrm of
retrospection (Schutz 1970) which is a review of
what has gone before. However, the level of attention, or conscious-
ness, given to an action can vary from almost zero to a very high level of‘concentration. All of
these factors enter into any discussion about a theory of‘action and Table 1 outlines some ofthe
possibilities that there are for understanding different forms of‘ action.
It may be seen from Table 1 that any theory of
action is extremely complicated and that this is
but one stage towards constructing it. However, it is important to see that thus far in the theory the idea of‘reflection has not yet entered into the discussion. Professional practice is about meaningful conscious action in a specific field and seeking to learn from practice and so
improve it constantly, and so become experts. Experts are those who have acted f’requently within a specified field of practice and know that the level of‘ probability in their practice is recog- nised but restricted because of‘ their own know- ledge and expertise. Even so, the dangers of habitualisation fbr experts may be greater than for many novices in the field, f’or the latter are still performing experimental and repetitive actions; they are still learning to become pro- fessional practitioners but, by contrast, the experts have done it all many times before.
KL’RSE EI)L’(:A-I‘ION l‘ODA1 177
Table 1 A theoretical analysis of conscious action
Category of action
Non-action Anemic Prohibited Non-response
Action Experimental Repetitive Presumptive Ritualistic Alienating
Level of consciousness
Planning
None Low-High None-High
High High-None None-Low None None
Monitoring Retrospecting
None High None None-High None None-High
High High High-Low High-None None-Low None None-Low None-High None-Low None-High
TOWARDS AN UNDERSTANDING OF REFLECTIVE PRACTICE
Professional practice - note the term pruclice -
does mean just that. It is an occupational field in
which actions are repeatedly practised! Exper-
tise is gained through successful practice.
Howe\ier, all actions are subject to habituali-
sation and run the danger of degenerating into
presumption, ritualism and, eventually. alie-
nation. This is certainly true when actions are
perfijrmed in isolation or even upon things - but
it should not occur when there is interaction
between people because people are unique and
inter-personal relationships should mean that
people interact in a unique and humanistic
manner, so that all actions should be carefully
planned and monitored-even though they have
been perf’ormed many times previously. The
danger, however. is when people become cases
they become almost dehumanised in the minds
of‘ the practitioner, and this occured most easily
when professionals were taught, as they used to
be, to be detached from their clients (patients) in
order to protect themselves psychologically and
emotionally, and to treat their clients as cases.
When people become objects then the danger of
actions moving f‘rom the carefully planned to the
taken-f’or-granted is enhanced but. by contrast,
wherl prof’essionals treat their patients as unique
human beings then the danger of the practice
becoming mindless decreases and the level of
consciousness required by practice remains
high.
The idea of’reflection has not vet entered into
this discussion and, perhaps, what many people
mean when they discuss the idea of reflective
practice has already been covered in this discuss-
ion: that is, actions are carefull) planned in
relation to the theory known to the professional
and consciouslv monitored, so that the outcomes
of the action will be beneficial to the patient. But
the question must be asked whether this is
sufficient? What happens when the actions
which are being monitored seem tt) be going
wrong, or when retrospection indicaes that the
action has not produced the anticipated out-
come? Perhaps, then, the theory described above
is no more than the basis upon which thoughtf‘ul
practice can be performed. Schucy. (1970) sug-
gests that:
‘Men [sic] stop and think onlv when the
sequence of’ doing is interrupted, and the
disjunction in the f’orm of‘ 3 problem forces
them to stop and rehearse alternative ways -
over, around or through - which their pat
experience in collision with this problem sug-
gest’ (p 13-3).
Keflection then, occurs when the monitoring
or the retrospecting indicates that the probabi-
lity factor had been greater than was anticipated.
The anticiapted outcome has not materialised.
The practitioners are f’orced to inquire why this
is so and a new potential learning situation has
arisen t‘rom which they can learn new knowledge
and new skills. Additionally, reflection can occur
as a result of’ practitioners analysing the expec-
178 NURSE EDUCATION TODAY
ted outcomes of action to see whether they could
have been achieved more efficiently, although this is probably less likely to occur because it
always seem harder to ask why actions have been successful than to investigate why they have
failed to achieve their anticipated ends. Now it has been argued elsewhere fJarvis
1987) that all learning begins from the disjunc-
ture that occurs between people’s biography and
experience, so that the potential new learning situations are created wherever this disjuncture occurs. All learning in practice starts from this
point: paradoxically, reffective practice may
begin at the point where the taken for granted is questioned so that a potential learning situation
is generated. However, that problem need not
only be induced by the experience, by the tact that the anticipated outcome has not occurred, it
can be self-induced or other-induced. In other words, a colleague or a good manager can pose a question that leads a taken for granted situation
to be transformed into a problem and into another potential learning situation. Good man-
agers, then, do not need to supervise in an
oppressive manner, but they do need to be able to recognise when professional performance is
in danger of becoming presumptive or ritualistic
and then they need the ability to create a
situation where reflection can occur - but this calls for specific professional knowledge and
skills from management! In addition, the good reHective practitioners can also ask questions of
themselves and about the taken-fbr-granted in
and reflective knowledge stem f&m disjuncture, that is - from questioning why the outcome has
occurred. Table 2 shows the different types of
learning that may occur. KeHective knowledge is the process of learning
new knowledge from the experience, which is adding to the body of‘ theory, while reHective
skills is creative/experimental action. New skills, new ways ot’doing things are tried out as a result
of‘ reflecting upon why a performance has achieved the outcome it has. This means that the professional performances will consistently be
experimental and creative but this does not
necessarily mean that they will be innovative, because reflective learning can demonstrate the
validity of’ the procedure and the knowledge as
easily as it can show that there are new and better ways of doing things.
Reflective practice then is more than just thoughtful practice, it is the process of‘ turning thoughtful practice into a potential learning
situation and, significantly enough, it is the utilisation of’ good theory in practice in what
must always be a situation of probability - but the professional reflective practitioner is always trying to ensure that the outcome of’any action is
close to what is anticipated by the theory and the
previous experience combined.
REFLECTIVE PRACTICE IN THE PROFESSION
_ their practice which can lead to new learning.
This, then, is where reflective practice begins - The question might be posed as to whether a
where practitioners are problematising their profession, like nursing, can have reflective
practice and learning afresh about both the
knowledge and the skills and attitudes that their Table 2
practice demands. A typology of learning
In contrast, it may be seen that the bad Category of learning
manager seeks conformity of practice, expects Non-learning presumptive or even ritualistic actions and the procedures of practice may result in action being prevented. It is, therefore, necessary to examine a theory of learning in practice at this point. Naturally, this must be experiential - an
approach to learning that has become popular in recent years. However. Jarvis’s (1987) research into learning demonstrated how reflective skills
Type of learning
Presumption Non consideration Rejection
Non-reflective Pre-conscious learning Skills
Memorisation Reflective learning Contemplation
Reflective skills Experimental knowledge
Each of the reflective forms of learning can have two possible outcomes - conformity or change
K\‘URSE EDt~(:Al‘IO~ 'I-'ODAI 179
practice. Jarvis (1983) distinguished between the
structures of‘ the professions and the pro-
fessionals who practise within them. No profes-
sion can be said to have reflective practice,
whatever claims the profession may wish to make
to the contrary - that would be merely a form of
public relations - something to be believed only
af’ter considerable research! Prof’essionals, by
contrast, can practise reflectively. This does not
mean that they all will, only that the possibility
exists that they all might! By contrast, it might be
said of‘ a profession that it has the structures
within which it is possible to practise reflectively,
or even thoughtfully, or that there are pro-
cedures laid down that encourage reHective or
thoughtf’ul practice. This is rather dif’ferent
from claiming that nursing is a fbrm of‘reflective
practice - good nursing might well be - but not
all nurses are necessarily good nurses, nor are all
managers good managers, and so on.
What then is needed to have reHective prac-
tice? In the first instance, it could be claimed that
the ability to reflect is essential. In a major piece
of’ research in America, Carnevale and col-
leagues discovered that learning to learn was
identified as the first new basic skill required in
the workplace (Cheren 1990). Now, everybody
has the natural ability to learn but what they
rnight not have is the opportunity or the
encouragement to learn. Cheren suggests that,
while traditional educational jargon might be
discounted, the significant f’actors include help-
ing practitioners to read more purposef‘ully and
also helping them manage their own learning.
~I‘his is something that managers, if’ they are
aware. could do and it is also something that
nurse educators should also be doing (Jar+
1991). Indeed, if‘practitioners do not learn in the
situation of’ professional practice, those non-
learning situations might also lead to mere
ritualism in the professional performance, and
this might actually move into situations of non-
action. because the practitioners do not know
what to do in specific situations.
Naturally, to have thoughtf‘ul and reHective
practice takes time. Heidegger (1968) has a
wonderf’ul example in his book on /hinki~~~ t‘rom
which this discussion might commence:
‘A cabinetmaker’s apprentice. someone who is
learning to build cabinets and the like. will
serve as an example. His learning is not mere
practice, to gain facility in the use ol‘tools. Nor
does he merely gather knowledge about the
customary forms of‘the things he is to build. 1 f
he is to be a true cabinetmaker, he makes
himself’ answer and respond above all to the
different kinds of wood and to the shapes
slumbering within wood - to wood .:IS it enters
into man’s dwelling with all the hidden riches
of‘its nature. In fact, the relatedness to wood is
what maintains the whole craft. Without that
relatedness, the craf’t will nevrr bt’ anything
but empty busywork, an)’ occupation with it
will be determined exclusiveI\ b\, business
concerns. Every handicraf‘t, ail human
dealings are constantly in that tlanger
Whether or not a cabinetmaker’:, appren-
tice, while he is learning, will come to respond
to wood and wooden things, depends obvi-
ously on the presence of‘some teacher who can
make tfleapprenticecomprehend’(pp 14-1.5).
He goes on to explain why teaching is more
difficult than learning since il requires the
teacher- to create a situation in which the learner-
learns. so that it might be argued that. the
management of practice is a highly skilled
occupation. Two other things in this passage
seem most important about ref1ectii.e practice:
the first is that there must be time to perform the
craft and set’ the possibilities that lie v+ithin the
wood or else it will be merely ‘busvI\ork’ and the
second is that, il’ there is not time. it will be an
occupation determined exclusiveI\, bv business
concerns. Here then are elemerlts about the
structure ofthe occupation, not onI\ does it need
people trained to help others learn ir practice
but it requires the time to alloy, practitioners IO
do so or else it will mereh be likt% some other
business.
KeHective practice t.akes time, but todav’s prac-
tice often appears to be conducted in an ethos
which encourages both the perfi)rmanc-e of
‘correct’ procedures and ef’ficiencv. E.f‘ficiency
sometimes seems to be equated with trleating as
man! patients as possible within specified period
180 NURSE EDUCATION TODAY
of time, rather than taking time to consider all the possibilities of‘ care. Both procedures and CONCLUSION
efficiency appear to demand a form of action which is closer to presumption or ritualistism
The purpose of this paper has been to address
than to experimental practice. The occupational two questions - what is reflective practice and
structures within which much nursing, and can it exist within a profession? Keflective prac-
teaching and other professions, are conducted tice is something more than thoughtful practice.
today seem to preclude the opportunity for It is that form of‘ practice which seeks to prob-
reflective practice. Nursing is, therefore, faced lematise many situations of professional per-
with a dilemma - it wants to encourage reflective formance so that they can become potential
practice, even to claim that it has it but, like some learning situations and so the practitioners can
other professions, the structures within which it continue to learn, grow and develop in and
is conducted seem to inhibit regular reflection in through their practice. Can this exist within a
practice. profession? What should exist are the structures
One might, therefore, ask how nursing can within which this reflective practice can occur
introduce the structures which encourage reflec- and is encouraged - trained and aware man-
tive practice. Two elements seem significant: agers and mentors, educators who understand
firstly, nursing needs its own theory of practice the relationship between theory and practice
and, secondly, it needs to train both mentors and and who can assist practitioners to learn in
managers to help students and qualified staff’ to practice, and the time and opportunity for
take the time to question and to reflect upon practitioners to think. If’ these are all in place,
their own practice. Clearly there are implications then reflective practice may become a frequent
here - economic, political and others, that lie 0ccurrence’
beyond the scope of‘ this paper, but they do need to be recognised since all aspects of practice have wider implications. It is not the purpose of this
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