breathe ecigs corp v. breathe llc

23
1 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF TENNESSEE KNOXVILLE DIVISION BREATHE ECIGS CORP, ) ) Plaintiff, ) ) v. ) Civil Action No. ________________ ) BREATHE LLC, ) ) Defendant. ) ) COMPLAINT Plaintiff Breathe eCigs Corp (hereinafter “Plaintiff”), in support of its claims against Defendant Breathe LLC (hereinafter “Defendant”), alleges the following: PARTIES 1. Plaintiff, Breathe eCigs Corp, is a corporation of the State of Nevada having its principal place of business at 9921 Lani Lane, Knoxville, Tennessee 37932. 2. On information and belief, Defendant, Breathe LLC, is a Florida limited-liability company having a principal place of business located at 3050 Dyer Boulevard, No. 106, Kissimmee, Florida 34741. On information and belief, Defendant also maintains places of business at 8167 Main Street, Suite 206, Ellicott City, Maryland 21043, and 1400 Mount Jefferson Road, Suite 7, West Jefferson, North Carolina, 28694. JURISDICTION AND VENUE 3. This is an action for trademark infringement arising under common law, for unfair competition arising under 15 U.S.C. § 1125(a) and at common law, for a Declaratory Judgment Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 1 of 11 PageID #: 1

Upload: diannedawn

Post on 10-Apr-2016

70 views

Category:

Documents


1 download

TRANSCRIPT

Page 1: Breathe eCigs Corp v. Breathe LLC

1

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF TENNESSEE

KNOXVILLE DIVISION BREATHE ECIGS CORP, ) )

Plaintiff, ) )

v. ) Civil Action No. ________________ )

BREATHE LLC, ) )

Defendant. ) )

COMPLAINT Plaintiff Breathe eCigs Corp (hereinafter “Plaintiff”), in support of its claims against

Defendant Breathe LLC (hereinafter “Defendant”), alleges the following:

PARTIES

1. Plaintiff, Breathe eCigs Corp, is a corporation of the State of Nevada having its

principal place of business at 9921 Lani Lane, Knoxville, Tennessee 37932.

2. On information and belief, Defendant, Breathe LLC, is a Florida limited-liability

company having a principal place of business located at 3050 Dyer Boulevard, No. 106,

Kissimmee, Florida 34741. On information and belief, Defendant also maintains places of

business at 8167 Main Street, Suite 206, Ellicott City, Maryland 21043, and 1400 Mount

Jefferson Road, Suite 7, West Jefferson, North Carolina, 28694.

JURISDICTION AND VENUE

3. This is an action for trademark infringement arising under common law, for unfair

competition arising under 15 U.S.C. § 1125(a) and at common law, for a Declaratory Judgment

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 1 of 11 PageID #: 1

Page 2: Breathe eCigs Corp v. Breathe LLC

2

that United States Trademark Registration No. 4,633,887 is not infringed by Plaintiff, and for

cancellation of United States Trademark Registration No. 4,633,887.

4. This Court has subject matter jurisdiction over Plaintiff’s claims for trademark

infringement, unfair competition, declaratory judgment, and cancellation pursuant to 15 U.S.C. §

1119 and 1121, and 28 U.S.C. § 1331, 1332, 1338, 2201, and 2202.

5. On information and belief, Defendant has advertised and sold products within this

judicial district. Accordingly, this Court has personal jurisdiction over the Defendant.

6. Venue is proper in this judicial district pursuant to 28 USC § 1391.

STATEMENT OF FACTS

7. Plaintiff is in the business of developing, manufacturing, and selling electronic

cigarettes, propylene glycol and vegetable glycerin based liquid for electronic cigarettes, and

other related accessories for electronic cigarettes. Since at least as early as May of 2013,

Plaintiff, and/or its predecessors in interest, has marketed and sold its electronic cigarettes and

related products in interstate commerce using the trademark “BREATHE.”

8. Plaintiff is the owner of the domain name “breathecig.com” and advertises and

sells its products via an internet web page located at http://www.breathecig.com. A printout of

Plaintiff’s website, showing Plaintiff’s “BREATHE” trademark, is attached hereto as Exhibit A.

9. Plaintiff has spent considerable time, effort, and expense promoting, advertising,

and popularizing its “BREATHE” trademark throughout the United States, with the result that

the purchasing public has come to know, rely upon, and recognize Plaintiff’s “BREATHE”

trademark as an indicator of the source of the goods offered and sold thereunder. Plaintiff has

established valuable goodwill in its “BREATHE” trademark. Accordingly, Plaintiff has

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 2 of 11 PageID #: 2

Page 3: Breathe eCigs Corp v. Breathe LLC

3

developed common law trademark rights in its “BREATHE” trademark, and such trademark is

lawfully entitled to a broad ambit of protection against infringing uses.

10. On information and belief, Defendant is a direct competitor of Plaintiff. More

specifically, on information and belief, Defendant is in the business of selling propylene glycol

and vegetable glycerin based liquid for electronic cigarettes.

11. On information and belief, Defendant is the owner of the domain name

“breatheic.com” and advertises and sells its products via an internet web page located at

http://www.breatheic.com under the mark “BREATHE INTELLIGENT CIGARETTE &

Design” and/or similar variations thereof. A printout of Defendant’s website, showing

Defendant’s “BREATHE INTELLIGENT CIGARETTE & Design” mark, is attached hereto as

Exhibit B.

12. On information and belief, Defendant is the owner of United States Trademark

Registration No. 4,633,887, which was registered on November 4, 2014. A copy of United

States Trademark Registration No. 4,633,887 (hereinafter “the ‘887 Registration”) is attached

hereto as Exhibit C. The ‘887 Registration issued from U.S. Application Serial No. 86/076,790

(hereinafter “the ‘790 Application”), an intent-to-use federal trademark application filed on

September 27, 2013.

13. The ‘790 Application was filed subsequent to the first use of Plaintiff’s

“BREATHE” trademark. Accordingly, Plaintiff has superior priority in its “BREATHE”

trademark over any constructive use afforded to Defendant’s “BREATHE INTELLIGENT

CIGARETTE & Design” mark by virtue of the September 27, 2013 filing date of the ‘790

Application. Furthermore, the ‘887 Registration indicates Defendant’s “BREATHE

INTELLIGENT CIGARETTE & Design” mark was first used in interstate commerce on April

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 3 of 11 PageID #: 3

Page 4: Breathe eCigs Corp v. Breathe LLC

4

22, 2014, after the first-use date of Plaintiff’s “BREATHE” trademark in interstate commerce.

Thus, the first use of Plaintiff’s “BREATHE” trademark predates both Defendant’s constructive

use and Defendant’s actual first use of “BREATHE INTELLIGENT CIGARETTE & Design,”

and Plaintiff has superior trademark rights in its “BREATHE” trademark over Defendant’s

“BREATHE INTELLIGENT CIGARETTE & Design” mark.

14. Defendant’s “BREATHE INTELLIGENT CIGARETTE & Design” mark

incorporates a phonetically identical variation of Plaintiff’s “BREATHE” trademark and is

confusingly similar to Plaintiff’s “BREATHE” trademark.

15. Defendant’s goods associated with the “BREATHE INTELLIGENT

CIGARETTE & Design” mark and the goods set forth in the ‘887 Registration, namely,

“Cartridges sold filled with propylene glycol for electronic cigarettes; cartridges sold filled with

vegetable glycerin for electronic cigarettes,” are confusingly similar to Plaintiff’s goods.

16. Defendant’s goods are likely to be purchased by the same consumers who

purchase and/or use Plaintiff’s goods.

17. Defendant’s unauthorized use of its “BREATHE INTELLIGENT CIGARETTE

& Design” mark, a mark which is confusingly similar to Plaintiff’s “BREATHE” trademark, in

connection with the sale of products which are confusingly similar to Plaintiff’s products, is

likely to cause confusion among consumers and misrepresents the origin of the goods and

services offered by the Defendant. Purchasers, potential purchasers and others are likely to

mistakenly believe that the Defendant’s goods offered under the mark “BREATHE

INTELLIGENT CIGARETTE & Design” are produced, sponsored, endorsed, or approved by

Plaintiff, or are in some way affiliated, connected, or associated with Plaintiff, causing damage

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 4 of 11 PageID #: 4

Page 5: Breathe eCigs Corp v. Breathe LLC

5

and injury to Plaintiff. Such conduct by the Defendant has irreparably harmed, and continues to

irreparably harm, Plaintiff.

18. On or about August 5, 2015, Plaintiff received a letter dated July 21, 2015 from

counsel for Defendant alleging that Plaintiff is infringing Defendant’s trademark. On

information and belief, in this letter, Defendant, by and through its counsel, alleges that

Plaintiff’s use of its “BREATHE” trademark constitutes infringement of alleged trademark rights

held by Defendant in its “BREATHE INTELLIGENT CIGARETTE & Design” mark. A copy

of this letter is attached hereto as Exhibit D.

19. In the letter, Defendant demanded, among other things, that Plaintiff provide “a

full accounting of all monies associated with your business” and that Plaintiff

“remove/deactivate your website.” Such demands were backed by the threat of litigation.

Accordingly, an actual case or controversy exists between the parties.

20. Continued registration of the “BREATHE INTELLIGENT CIGARETTE &

Design” mark would confer upon Defendant statutory presumptions to which it is not entitled in

view of Plaintiff’s prior use of its “BREATHE” trademark, resulting in further damage and

injury to the Plaintiff.

COUNT I

TRADEMARK INFRINGEMENT

21. The allegations of paragraphs 1 through 20 above are restated and incorporated

herein by reference.

22. Defendant’s unauthorized use of marks which incorporate phonetically identical

variations of Plaintiff’s “BREATHE” trademark, and/or which are confusingly similar to

Plaintiff’s “BREATHE” trademark (i.e. “BREATHE INTELLIGENT CIGARETTE & Design”

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 5 of 11 PageID #: 5

Page 6: Breathe eCigs Corp v. Breathe LLC

6

and/or similar variations thereof), in connection with the sale of products which are confusingly

similar to Plaintiff’s products, is likely to cause confusion of purchasers and the public in

general, to cause mistake and to deceive the purchasing public and others. These acts constitute

infringement of Plaintiff’s trademark rights in its “BREATHE” trademark arising under common

law.

23. On information and belief, Defendant’s acts of trademark infringement were

committed with the willful and knowing intent to cause confusion and mistake and to deceive the

public.

24. Defendant’s acts of trademark infringement have irreparably damaged Plaintiff.

25. It would be difficult to ascertain the amount of compensation which could afford

Plaintiff adequate relief for such acts. Accordingly, Plaintiff’s remedy at law is not adequate to

compensate it for injuries threatened.

COUNT II

UNFAIR COMPETITION

26. The allegations of paragraphs 1 through 25 above are restated and incorporated

herein by reference.

27. Defendant’s unauthorized use of marks which incorporate phonetically identical

variations of Plaintiff’s “BREATHE” trademark, and/or which are confusingly similar to

Plaintiff’s “BREATHE” trademark (i.e. “BREATHE INTELLIGENT CIGARETTE & Design”

and/or similar variations thereof), in connection with the sale of products which are confusingly

similar to Plaintiff’s products, constitutes a false designation of origin which is likely to cause

confusion, to cause mistake, and to deceive the public and potential customers as to the

affiliation, connection or association of Defendant with Plaintiff and as to the origin,

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 6 of 11 PageID #: 6

Page 7: Breathe eCigs Corp v. Breathe LLC

7

sponsorship, or approval of Defendant’s goods and/or services by Plaintiff. These acts are in

violation of 15 U.S.C. § 1125(a), in that Defendant has used in connection with goods and

services a false designation of origin and a false or misleading description and representation of

fact which is likely to cause confusion, and to cause mistake, and to deceive as to the affiliation,

connection, or association of Defendant with Plaintiff and as to the origin, sponsorship, and

approval of Defendant’s goods, services and commercial activities by Plaintiff. Such activities

by Defendant also constitute acts of common law unfair competition.

28. Defendant’s acts of federal and common law unfair competition were committed

with the intent to cause confusion and mistake and to deceive the public.

29. Defendant’s acts of federal and common law unfair competition have damaged

Plaintiff.

30. It would be difficult to ascertain the amount of compensation which could afford

Plaintiff adequate relief for such acts. Accordingly, Plaintiff’s remedy at law is not adequate to

compensate it for injuries threatened.

COUNT III

DECLARATORY JUDGMENT OF NON-INFRINGEMENT OF ‘887 REGISTRATION

31. The allegations of paragraphs 1 through 30 above are restated and incorporated

herein by reference.

32. As a result of the aforementioned letter, Plaintiff has a reasonable fear and

apprehension that trademark infringement litigation will be brought against it by the Defendants.

An actual justiciable controversy therefore exists between the parties.

33. Plaintiff has not infringed any valid trademark rights owned by Defendant with

regard to Defendant’s “BREATHE INTELLIGENT CIGARETTE & Design” mark. In this

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 7 of 11 PageID #: 7

Page 8: Breathe eCigs Corp v. Breathe LLC

8

regard, Plaintiff has superior trademark rights in its “BREATHE” trademark over Defendant’s

“BREATHE INTELLIGENT CIGARETTE & Design” mark.

34. The allegations of Defendant that Plaintiff has infringed alleged trademark rights

held by Defendant in its “BREATHE INTELLIGENT CIGARETTE & Design” mark are

frivolous, and Plaintiff is entitled to a Declaration and Judgment that Plaintiff has not infringed,

and is not infringing, any trademark rights of Defendant with regard to the “BREATHE

INTELLIGENT CIGARETTE & Design” mark.

35. This is an exceptional case within the meaning of 15 U.S.C. §1117 entitling

Plaintiff to an award of its attorney fees and costs of this litigation.

COUNT IV

CANCELLATION OF THE ‘887 REGISTRATION

36. The allegations of paragraphs 1 through 36 above are restated and incorporated

herein by reference.

37. The “BREATHE INTELLIGENT CIGARETTE & Design” mark and the goods

set forth in the ‘887 Registration so resemble Plaintiff’s “BREATHE” trademark and goods as to

be likely to be confused therewith and mistaken therefor.

40. The “BREATHE INTELLIGENT CIGARETTE & Design” mark set forth in the

‘887 Registration so resembles Plaintiff’s “BREATHE” trademark as to be likely, when used on

or in connection with the goods identified in the ‘887 Registration, to cause confusion, mistake,

or deception among purchasers, potential purchasers and others. Purchasers, potential purchasers

and others are likely to mistakenly believe that the Defendant’s goods/services offered under the

“BREATHE INTELLIGENT CIGARETTE & Design” mark are produced, sponsored, endorsed

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 8 of 11 PageID #: 8

Page 9: Breathe eCigs Corp v. Breathe LLC

9

or approved by Plaintiff, or are in some way affiliated, connected or associated with Plaintiff,

causing damage and injury to Plaintiff.

41. Further, continued registration of the “BREATHE INTELLIGENT CIGARETTE

& Design” mark would confer upon Defendant statutory presumptions to which it is not entitled

in view of Plaintiff’s prior use of its “BREATHE” trademark, resulting in further damage and

injury to the Plaintiff.

42. Therefore, the ‘887 Registration should be cancelled pursuant to 15 U.S.C. §§

1052(d) and 1064.

WHEREFORE, Plaintiff prays for judgment against Defendant as follows:

A. That Defendant and all of Defendant’s agents, servants, employees, officers,

attorneys, successors and assigns and all other persons in active concert or participation with it,

and/or controlled by it, be temporarily, preliminarily, and permanently enjoined from:

i. using Plaintiff’s trademarks, including without limitation “BREATHE”, any

colorable imitations thereof, and/or any trademarks, service marks, trade names and/or

domain names confusingly similar thereto including without limitation “BREATHE

INTELLIGENT CIGARETTE & Design”;

ii. otherwise offering products for sale in a misleading manner, or misrepresenting

Defendant’s affiliation with Plaintiff or otherwise unfairly competing with Plaintiff

and/or infringing Plaintiff’s trademarks.

B. That Defendant be directed to file with the Court and serve upon Plaintiff, within

thirty (30) days after issuance of any injunction, a written report setting forth in detail the manner

and form in which Defendant has complied with the injunction.

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 9 of 11 PageID #: 9

Page 10: Breathe eCigs Corp v. Breathe LLC

10

C. That Defendant be required to account to Plaintiff for any and all profits derived

by Defendant from the sale of their goods and/or services and for all damages sustained by

Plaintiff by reason of said acts of infringement and unfair competition complained of herein.

D. That Plaintiff be awarded its damages, including corrective advertising damages,

for Defendant’s infringement and unfair competition, and the profits derived by Defendant

pursuant to 15 U.S.C. § 1117 and the common laws of Tennessee.

E. That Plaintiff be awarded treble damages pursuant to 15 U.S.C. § 1117 in view of

Defendant’s willful, knowing, and intentional conduct.

F. That the Court find this to be an exceptional case and award Plaintiff its

reasonable attorney’s fees pursuant to 15 U.S.C. § 1117.

G. That Plaintiff be awarded punitive damages for intentional common law

trademark infringement and unfair competition.

H. That Plaintiff be awarded its costs of this action pursuant to 15 U.S.C. § 1117.

I. That the Court enter an Order permanently enjoining Defendant and all of

Defendant’s agents, servants, employees, officers, attorneys, successors and assigns and all other

persons in active concert or participation with it, and/or controlled by it, from making further

allegations or claims that Plaintiff has infringed any trademark rights in the “BREATHE

INTELLIGENT CIGARETTE & Design” mark.

J. That the ‘887 Registration be cancelled and that registration of the mark for the

goods therein specified be deemed invalid.

K. That Plaintiff be awarded such other and further relief that the Court deems just

and proper.

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 10 of 11 PageID #: 10

Page 11: Breathe eCigs Corp v. Breathe LLC

11

Respectfully submitted, BREATHE ECIGS CORP

/JACOB G. HORTON/ Robert E. Pitts (Tenn. BOPR# 01610) [email protected] Andrew C. Lake (Tenn. BOPR# 29952) [email protected] Jacob G. Horton (Tenn. BOPR# 25467) [email protected] Raymond E. Stephens (Tenn. BOPR# 15037) [email protected] PITTS & LAKE, P.C. P.O. Box 51295 Knoxville, Tennessee 37950-1295 Phone: (865) 584-0105 Fax: (865) 584-0104 Attorneys for Plaintiff

Case 3:15-cv-00345-TAV-HBG Document 1 Filed 08/10/15 Page 11 of 11 PageID #: 11

Page 12: Breathe eCigs Corp v. Breathe LLC

EXHIBIT A   

Case 3:15-cv-00345-TAV-HBG Document 1-1 Filed 08/10/15 Page 1 of 3 PageID #: 12

Page 13: Breathe eCigs Corp v. Breathe LLC

Home Breathe eCigs

Breathe eCigsALL CATEGORIES

FLAVOR PROFILES

$18.95

$16.95

Breathe Starter KitOriginal & Secret Flavors

$18.95

$16.95

Breathe Starter KitMenthol & Secret Flavors

Breathe eCigs (3)

Refill Kits (3)

Original

Woodsy tobacco

with a bright finish

Menthol

Revitalizing mint

with robust finish

Secret

Spicy and

mysterious notes

with a clean finish

FREEUSPS SHIPPINGFor Consumers

Page 1 of 2Breathe eCigs

8/10/2015https://shop.breathecig.com/index.php/breatheecigs.html

Case 3:15-cv-00345-TAV-HBG Document 1-1 Filed 08/10/15 Page 2 of 3 PageID #: 13

Page 14: Breathe eCigs Corp v. Breathe LLC

$18.95

$16.95

Breathe Starter KitDouble Secret Flavors

GRAND OPENING SPECIALAll Breathe Starter Kits are

$2.00 OFF!

Page 2 of 2Breathe eCigs

8/10/2015https://shop.breathecig.com/index.php/breatheecigs.html

Case 3:15-cv-00345-TAV-HBG Document 1-1 Filed 08/10/15 Page 3 of 3 PageID #: 14

Page 15: Breathe eCigs Corp v. Breathe LLC

EXHIBIT B   

Case 3:15-cv-00345-TAV-HBG Document 1-2 Filed 08/10/15 Page 1 of 2 PageID #: 15

Page 16: Breathe eCigs Corp v. Breathe LLC

Case 3:15-cv-00345-TAV-HBG Document 1-2 Filed 08/10/15 Page 2 of 2 PageID #: 16

Page 17: Breathe eCigs Corp v. Breathe LLC

EXHIBIT C   

Case 3:15-cv-00345-TAV-HBG Document 1-3 Filed 08/10/15 Page 1 of 3 PageID #: 17

Page 18: Breathe eCigs Corp v. Breathe LLC

Case 3:15-cv-00345-TAV-HBG Document 1-3 Filed 08/10/15 Page 2 of 3 PageID #: 18

Page 19: Breathe eCigs Corp v. Breathe LLC

Case 3:15-cv-00345-TAV-HBG Document 1-3 Filed 08/10/15 Page 3 of 3 PageID #: 19

Page 20: Breathe eCigs Corp v. Breathe LLC

EXHIBIT D   

Case 3:15-cv-00345-TAV-HBG Document 1-4 Filed 08/10/15 Page 1 of 2 PageID #: 20

Page 21: Breathe eCigs Corp v. Breathe LLC

1

BROWN & ROSEN LLC Attorneys At Law

100 State Street, Suite 900

Boston, MA 02109

617-728-9111 (T)

617-695-3202 (F)

www.brownrosen.com

July 21, 2015

Via email only

Joshua Kimmel and

Chris Clark

Breathe eCigs Corp

9921 Lani Lane

Knoxville, TN 37932

[email protected]

RE: Trademark Infringement Breathe LLC

Dear Mr Kimmel and Mr. Clark:

This office is legal counsel to Breathe LLC (“Breathe”). Breathe is an electronic

cigarette company with a registered trademark with the United States Trademark Office.

Breathe’s website can be visited at www.breatheic.com.

Breathecig.com and your company, Breathe eCigs Corp. (“Corp”) are presently

infringing on the trademark of Breathe and wrongfully interfering with the business of

Breathe. At this time a full accounting of all monies associated with your business is

hereby demanded and you shall remove/deactivate your website today.

Failure to comply will lead to litigation forthwith. If you have any questions, do

not hesitate to contact me.

Sincerely,

Brown & Rosen LLC

By:

________________________

Christopher L. Brown

Case 3:15-cv-00345-TAV-HBG Document 1-4 Filed 08/10/15 Page 2 of 2 PageID #: 21

Page 22: Breathe eCigs Corp v. Breathe LLC

OJS 44 (Rev. 11/04) CIVIL COVER SHEETThe JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as providedby local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the purpose of initiatingthe civil docket sheet. (SEE INSTRUCTIONS ON THE REVERSE OF THE FORM.)

I. (a) PLAINTIFFS DEFENDANTS

(b) County of Residence of First Listed Plaintiff County of Residence of First Listed Defendant(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)

NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF THE LAND INVOLVED.

(c) Attorney’s (Firm Name, Address, and Telephone Number) Attorneys (If Known)

II. BASIS OF JURISDICTION (Place an “X” in One Box Only) III. CITIZENSHIP OF PRINCIPAL PARTIES(Place an “X” in One Box for Plaintiff(For Diversity Cases Only) and One Box for Defendant)

’ 1 U.S. Government ’ 3 Federal Question PTF DEF PTF DEFPlaintiff (U.S. Government Not a Party) Citizen of This State ’ 1 ’ 1 Incorporated or Principal Place ’ 4 ’ 4

of Business In This State

’ 2 U.S. Government ’ 4 Diversity Citizen of Another State ’ 2 ’ 2 Incorporated and Principal Place ’ 5 ’ 5Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State

Citizen or Subject of a ’ 3 ’ 3 Foreign Nation ’ 6 ’ 6 Foreign Country

IV. NATURE OF SUIT (Place an “X” in One Box Only)CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES

’ 110 Insurance PERSONAL INJURY PERSONAL INJURY ’ 610 Agriculture ’ 422 Appeal 28 USC 158 ’ 400 State Reapportionment’ 120 Marine ’ 310 Airplane ’ 362 Personal Injury - ’ 620 Other Food & Drug ’ 423 Withdrawal ’ 410 Antitrust’ 130 Miller Act ’ 315 Airplane Product Med. Malpractice ’ 625 Drug Related Seizure 28 USC 157 ’ 430 Banks and Banking’ 140 Negotiable Instrument Liability ’ 365 Personal Injury - of Property 21 USC 881 ’ 450 Commerce’ 150 Recovery of Overpayment ’ 320 Assault, Libel & Product Liability ’ 630 Liquor Laws PROPERTY RIGHTS ’ 460 Deportation

& Enforcement of Judgment Slander ’ 368 Asbestos Personal ’ 640 R.R. & Truck ’ 820 Copyrights ’ 470 Racketeer Influenced and’ 151 Medicare Act ’ 330 Federal Employers’ Injury Product ’ 650 Airline Regs. ’ 830 Patent Corrupt Organizations’ 152 Recovery of Defaulted Liability Liability ’ 660 Occupational ’ 840 Trademark ’ 480 Consumer Credit

Student Loans ’ 340 Marine PERSONAL PROPERTY Safety/Health ’ 490 Cable/Sat TV(Excl. Veterans) ’ 345 Marine Product ’ 370 Other Fraud ’ 690 Other ’ 810 Selective Service

’ 153 Recovery of Overpayment Liability ’ 371 Truth in Lending LABOR SOCIAL SECURITY ’ 850 Securities/Commodities/ of Veteran’s Benefits ’ 350 Motor Vehicle ’ 380 Other Personal ’ 710 Fair Labor Standards ’ 861 HIA (1395ff) Exchange

’ 160 Stockholders’ Suits ’ 355 Motor Vehicle Property Damage Act ’ 862 Black Lung (923) ’ 875 Customer Challenge’ 190 Other Contract Product Liability ’ 385 Property Damage ’ 720 Labor/Mgmt. Relations ’ 863 DIWC/DIWW (405(g)) 12 USC 3410’ 195 Contract Product Liability ’ 360 Other Personal Product Liability ’ 730 Labor/Mgmt.Reporting ’ 864 SSID Title XVI ’ 890 Other Statutory Actions’ 196 Franchise Injury & Disclosure Act ’ 865 RSI (405(g)) ’ 891 Agricultural Acts

REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS ’ 740 Railway Labor Act FEDERAL TAX SUITS ’ 892 Economic Stabilization Act’ 210 Land Condemnation ’ 441 Voting ’ 510 Motions to Vacate ’ 790 Other Labor Litigation ’ 870 Taxes (U.S. Plaintiff ’ 893 Environmental Matters’ 220 Foreclosure ’ 442 Employment Sentence ’ 791 Empl. Ret. Inc. or Defendant) ’ 894 Energy Allocation Act’ 230 Rent Lease & Ejectment ’ 443 Housing/ Habeas Corpus: Security Act ’ 871 IRS—Third Party ’ 895 Freedom of Information’ 240 Torts to Land Accommodations ’ 530 General 26 USC 7609 Act’ 245 Tort Product Liability ’ 444 Welfare ’ 535 Death Penalty ’ 900Appeal of Fee Determination’ 290 All Other Real Property ’ 445 Amer. w/Disabilities - ’ 540 Mandamus & Other Under Equal Access

Employment ’ 550 Civil Rights to Justice’ 446 Amer. w/Disabilities - ’ 555 Prison Condition ’ 950 Constitutionality of

Other State Statutes’ 440 Other Civil Rights

V. ORIGINTransferred fromanother district(specify)

Appeal to DistrictJudge fromMagistrateJudgment

(Place an “X” in One Box Only)’ 1 Original

Proceeding’ 2 Removed from

State Court’ 3 Remanded from

Appellate Court’ 4 Reinstated or

Reopened’ 5 ’ 6 Multidistrict

Litigation’ 7

VI. CAUSE OF ACTIONCite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity): Brief description of cause:

VII. REQUESTED IN COMPLAINT:

’ CHECK IF THIS IS A CLASS ACTIONUNDER F.R.C.P. 23

DEMAND $ CHECK YES only if demanded in complaint:JURY DEMAND: ’ Yes ’ No

VIII. RELATED CASE(S) IF ANY (See instructions): JUDGE DOCKET NUMBER

DATE SIGNATURE OF ATTORNEY OF RECORD

FOR OFFICE USE ONLY

RECEIPT # AMOUNT APPLYING IFP JUDGE MAG. JUDGE

Case 3:15-cv-00345-TAV-HBG Document 1-5 Filed 08/10/15 Page 1 of 2 PageID #: 22

Page 23: Breathe eCigs Corp v. Breathe LLC

JS 44 Reverse (Rev. 11/04)

INSTRUCTIONS FOR ATTORNEYS COMPLETING CIVIL COVER SHEET FORM JS 44

Authority For Civil Cover Sheet

The JS 44 civil cover sheet and the information contained herein neither replaces nor supplements the filings and service of pleading or other papers as requiredby law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the useof the Clerk of Court for the purpose of initiating the civil docket sheet. Consequently, a civil cover sheet is submitted to the Clerk of Court for each civil complaintfiled. The attorney filing a case should complete the form as follows:

I. (a) Plaintiffs-Defendants. Enter names (last, first, middle initial) of plaintiff and defendant. If the plaintiff or defendant is a government agency, use onlythe full name or standard abbreviations. If the plaintiff or defendant is an official within a government agency, identify first the agency and then the official, givingboth name and title.

(b) County of Residence. For each civil case filed, except U.S. plaintiff cases, enter the name of the county where the first listed plaintiff resides at the timeof filing. In U.S. plaintiff cases, enter the name of the county in which the first listed defendant resides at the time of filing. (NOTE: In land condemnation cases,the county of residence of the “defendant” is the location of the tract of land involved.)

(c) Attorneys. Enter the firm name, address, telephone number, and attorney of record. If there are several attorneys, list them on an attachment, notingin this section “(see attachment)”.

II. Jurisdiction. The basis of jurisdiction is set forth under Rule 8(a), F.R.C.P., which requires that jurisdictions be shown in pleadings. Place an “X” in oneof the boxes. If there is more than one basis of jurisdiction, precedence is given in the order shown below.

United States plaintiff. (1) Jurisdiction based on 28 U.S.C. 1345 and 1348. Suits by agencies and officers of the United States are included here.

United States defendant. (2) When the plaintiff is suing the United States, its officers or agencies, place an “X” in this box.

Federal question. (3) This refers to suits under 28 U.S.C. 1331, where jurisdiction arises under the Constitution of the United States, an amendment to theConstitution, an act of Congress or a treaty of the United States. In cases where the U.S. is a party, the U.S. plaintiff or defendant code takes precedence, and box1 or 2 should be marked.

Diversity of citizenship. (4) This refers to suits under 28 U.S.C. 1332, where parties are citizens of different states. When Box 4 is checked, the citizenship of thedifferent parties must be checked. (See Section III below; federal question actions take precedence over diversity cases.)

III. Residence (citizenship) of Principal Parties. This section of the JS 44 is to be completed if diversity of citizenship was indicated above. Mark this sectionfor each principal party.

IV. Nature of Suit. Place an “X” in the appropriate box. If the nature of suit cannot be determined, be sure the cause of action, in Section VI below, is sufficientto enable the deputy clerk or the statistical clerks in the Administrative Office to determine the nature of suit. If the cause fits more than one nature of suit, selectthe most definitive.

V. Origin. Place an “X” in one of the seven boxes.Original Proceedings. (1) Cases which originate in the United States district courts.

Removed from State Court. (2) Proceedings initiated in state courts may be removed to the district courts under Title 28 U.S.C., Section 1441. When the petitionfor removal is granted, check this box.

Remanded from Appellate Court. (3) Check this box for cases remanded to the district court for further action. Use the date of remand as the filing date.

Reinstated or Reopened. (4) Check this box for cases reinstated or reopened in the district court. Use the reopening date as the filing date.

Transferred from Another District. (5) For cases transferred under Title 28 U.S.C. Section 1404(a). Do not use this for within district transfers or multidistrictlitigation transfers.

Multidistrict Litigation. (6) Check this box when a multidistrict case is transferred into the district under authority of Title 28 U.S.C. Section 1407. When this boxis checked, do not check (5) above.

Appeal to District Judge from Magistrate Judgment. (7) Check this box for an appeal from a magistrate judge’s decision.

VI. Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional statutesunless diversity. Example: U.S. Civil Statute: 47 USC 553

Brief Description: Unauthorized reception of cable service

VII. Requested in Complaint. Class Action. Place an “X” in this box if you are filing a class action under Rule 23, F.R.Cv.P.Demand. In this space enter the dollar amount (in thousands of dollars) being demanded or indicate other demand such as a preliminary injunction.Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded.

VIII. Related Cases. This section of the JS 44 is used to reference related pending cases if any. If there are related pending cases, insert the docket numbersand the corresponding judge names for such cases.

Date and Attorney Signature. Date and sign the civil cover sheet.

Case 3:15-cv-00345-TAV-HBG Document 1-5 Filed 08/10/15 Page 2 of 2 PageID #: 23