rational actor, historic analogie and groupthink iraq 1990
TRANSCRIPT
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POLS 425 US Foreign PolicyProfessor Lim
explaining foreign policy
us decision-making & the persian gulf war
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a brief video introduction
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introduction: questionsWhy did Germany invade the Soviet Union in World War II?
Why did Pakistan support the U.S.-led war on terrorism
following the devastating September 11, 2001 terrorist
attacks on the World Trade Center and the Pentagon?
How did the United States make the decision to
imposed tariffs on imported steel in 2002?How did the United States make the decision thattook it to war in the Persian Gulf in 1991, and why
did it choose war? (p. 1)
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introduction: questions
How does the author address such questions in
general and the question about the US
decision to choose war against Iraqin 1991 more specically?
discuss
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introduction: more questions how would you describe the authors basic approach to the
study of foreign policy? How does his approach relate to
what weve studied in class? what are the authors central arguments?
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introduction: central argumentsRAM: explains many things, but not everything about the
decision to go to warindividuals matter: focus on president bush
the interplay of the domestic and international: the best
explanation requires an examination of how domestic
and international forces comes together to produce
particular decisions and outcomes
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introduction: central argumentsRAM: explains many things, but not everything about the
decision to go to war illuminates the broader context of the crisis and of US-Iraq strategic
interaction, but only partly informs us about how decisions were made non-rational behavior was prominent
cognitive and group-centered factors must be considered
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introduction: central argumentsindividuals matter: focus on president bush war
Bush played a key role: his decisions were affected by cognitivefactors (analogical reasoning, cognitive dissonance)
Bush played key leadership role in shaping and decreasingchallenges to group consensus
Bush had personal attributes and good luck; must considerSaddams attitudes and perceptions, too
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introduction: central argumentsthe interplay of the domestic and international:
both an outside-in and inside-out approach are too limited:systemic pressures and incentives can shape the broad contours of
government behavior, but they are too broad to explain specicactions, or to explain a range of behaviors that appear irrational or are
motivated by non-national interests like individual, group, or
institutional goals
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the united states, iraq, and the crisiswhat were the key points from this chapter? consider the
following terms and events twin pillar strategy
Reagan doctrine iran-iraq war and the aftermath of the war
saddams meeting with april glaspie invasion of kuwait
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the united states, iraq, and the crisisalternative pasts and futures?
was the U.S.-led attack on Iraq a natural, logicalextension of Iraqs invasion of Kuwait and
subsequent developments? what other trajectories were possible?
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the united states, iraq, and the crisisalternative pasts and futures?
it is quite possible to fathom other trajectories in the historical
process. Saddam could have been offered a clandestine or public
carrot to withdraw from Kuwait, or U.N. economic sanctions against
Iraq could have been put in place much longer before moving to war
. Or the United States could have practiced punitive containment orsporadic bombing campaigns short of war. Saddam, for his part,
could have withdrawn partly from Kuwait, thus undermining U.S.-led
efforts to use force against him.why is the consideration of alternatives important?
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the rational actor model (RAM) the author tells us that the RAM is a faceless model that
black boxes what occurs inside states: what does
he mean and why are these observations signicant? what are the two essential components ofthe RAM model?
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the rational actor model (RAM)two essential components
decision-theoretic componentgame-theoretic component
decision-theoretic component
refers to how one actor selects
among various alternatives be
weighing the costs and benets
and by trying to choose the
alternative that maximizes utilitygame-theoretic component
assumes the same logic, but with
the added presumption that the
best alternative depends on what
other actors do: strategic
interaction
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the rational actor model (RAM)Thinkers who subscribe knowingly or unknowingly to the RAMs
assumptions will try to explain government behavior by asking
these questions: What were the objective facts of the situation?
What perceived national interests did behavior serve? How did the actor seek to maximize benets over costs compared
to other alternative approaches? What was the nature and effect ofstrategic interaction?
lets consider some of these questions
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the rational actor model (RAM)keypoints
the oil factor (and saudi arabia) fashioning a new era (the post-cold war period)
slow escalation: the arab formula
global diplomatic and economic pressure
drawing a line in the sand coalition vulnerability (iraqi maneuvers)
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the rational actor model (RAM)keypoints
nuclear, biological and chemical weapons edgling democracies
ramadan and strategic planning
unyielding iraqthe u.s. clearly had signicant interests at stake and, seemingly, a range of policy options
were tried (and failed): in this scenario, war seemed inevitable or predictable but
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the rational actor model (RAM) some critical questions remained unanswered
why did iraq not back down? why did iraq and the u.s. not prefer an alternative
other than war?
why, in other words, did the trajectories of iraqi
and u.s. preferences never cross? why was their bargaining range so limited?
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the cognitive compassWhile the RAM and cognitive perspectives are not mutually exclusive,
they do differ in key ways, thus offering a different lens through
which to view events (p. 58)
so, how do the RAM and cognitive perspectives differ?
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the cognitive compass what are the key elements of the authors argumentin this chapter? what, in other words, does the author
focus on in his discussion of cognitive factors in the
decision-making process?historical analogies
munich analogy vietnam analogy
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the cognitive compasshistorical analogies
how do you measure the effects of analogicalreasoning on the decision-making process?
does Yetiv provide way of doing this? does Yetiv provide a convincing case that
analogical reasoning mattered?
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constructing the threatthe domestic politics perspective
RAM and cognitive perspectives each tell us something important,butwe cannot assume that either perspectiveor both in
combinationfully explain the behavior of the Bush administration we must also consider the possibility that the Bush administration
purposely dramatized the Iraqi threat for political effect, or to meet
personal goals or goals having to do with domestic policy
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constructing the threatthe domestic politics perspective: key points
explains how domestic political concerns affect the plausibility of decisionalternatives as those alternatives are being generated, or at any later date
underscores the political motivations for some of the governsbehaviors that we observe
highlights the potential for non-consideration of alternatives at anypoint in the decision-making process
emphasizes that prior decisions and actions have lagged effects thatinuence the way that future decisions are made
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explaining foreign policyus decision-making & the persian gulf war
constructing the threatthe domestic politics perspective: assumptions
decision-makers place a high premium on domestic-level goals,
and in particular two types of goals:TYPE 1 GOALS: personal goals such as image enhancement and
electability; also includes institutional goals, for instance, party politics or
benets related to the military-industrial complexTYPE 2 GOALS: promotional goalsrevolve around preparing for or
promoting a potentially favored alternative or one already chosen: focus is
on selling a policy
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constructing the threatthe domestic politics perspective: assumptions
decision makers see the construction of international issues as useful in
achieving type 1 and 2 goals; in other words, much of what policy
makers do is to intentional construct the reality they would like
others to seeefforts to construct an event to meet either type 1 or 2 goals will
produce lagged effects (that is, they will continue to affect
the policy making environment even if the decision makerschange course)
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constructing the threatthe domestic politics perspective: assumptions
domestic considerations may inuence how decisions
are made at anytime this is a critical assumption: basically says that certain alternatives may be
rejected if they fail to meet a key domestic goal even while satisfying other,
seemingly more important goals
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constructing the threatthe domestic politics perspective
what is key argument in the chapter? why does the author title the chapter, constructingthe threat? is the author using a social constructivist
framework in this chapter?
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constructing the threatthe domestic politics perspective
is it clear that the Bush administration was stronglyconcerned with domestic goals?
did the Bush administration actually constructa new reality? did the author make a strong case on both
questions? what was his evidence?
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elements of groupthink the groupthink approach is important because, even a combination
of the three other perspectives (RAM, cognition, and DPM) still
leave potentially important gaps. one of these gaps can be found in
the decision-making process within the inner circle
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elements of groupthink it is important to recognize that inner circles do, in fact, exist: alladministrations have an inner circle of select decision-makers who
meet regularly and who clearly had an inuence on policy the key question, then, is whether the dynamics of the decision-
making process itself (i.e., groupthink) within the group had amaterial affect on the decisions made by the group
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elements of groupthinkin the theory of groupthink, it is important to understand, there are specic
criteria that need to be met for the process of groupthink to actually take
shape. these include: Strong group cohesiveness
Group insulation from outside sources of information and opinion thatwould challenge group beliefs
Lack of tradition ofimpartial leadership Lack of norms requiring methodical decision-making procedures
for considering evidence and alternative options Homogeneityof the members social backgrounds and ideology
In addition to these conditions, groupthink theory emphasizesthe importance of a provocative situational contexti.e., a crisis
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symptoms of groupthink overestimation of the group (illusion of invulnerability, belief in inherent
morality of the group) close mindedness (collective rationalizations, stereotyping of out-
groups) pressures toward uniformity (self-censorship, illusion of unanimity,
direct pressure on dissenters, self-appointed mind guards)
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symptoms of defective decision-making group does not adequately discuss alternatives (the most vital)
incomplete survey of objectives failure to explore the risks of decisions
inability to reappraise alternatives and others
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groupthink: conclusionThe theory of groupthink helps explain how President Bush could advance
the war option in a setting where key military ofcials, core members ofCongress, foreign leaders, signicant elements of the public, and
members of Bushs inner circle believed that other alternatives should be
given greater consideration does author make a compelling argument in this chapter?
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mirror, mirror on the wall what is this chapter all about?
whats with the title of the chapter?
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mirror, mirror on the wallkey points
the chapter provides a nice perspective from which to assess the benets ofusing an explicitly integrative approach to studying a major
foreign policy decision the authors approach forces us to evaluate our explanation in a systematicmanner: we examine a major foreign policy decision through a variety of
lenses searching for ways in which each of the ve perspectives tell us
something that one or a combination
of others do not
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mirror, mirror on the wallkey points
in a strongly related vein, this chapter tells us that there may not be onecorrect explanation of any major foreign policy decision, even when different
perspectives all offer, in their own ways,
plausible accounts the author demonstrates this by testing each of the ve approaches in his
integrative framework: he shows that, with the exception of the government
politics, each approach is right; but this also means that no one approach
can provide a complete explanation all by itself
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threading the talekey points
this is a very useful chapter in that it brings us face to face with one ofthe biggest questions in the study of American foreign policy, namely,
how important is the individual policy maker, especially
the president?
how does the author answer this question?
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threading the talehow important is the the president?
to answer this question, the author tells us we need to begin by focusingon a few basic questions: to what extent, did the president
Manifest special personal characteristics and capabilities? Take critical initiatives ahead of others?
Face and overcome opposition? Act over and above what his/her role or the situation required?
Surmount historical chance circumstances and factors?