rational actor, historic analogie and groupthink iraq 1990

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    POLS 425 US Foreign PolicyProfessor Lim

    explaining foreign policy

    us decision-making & the persian gulf war

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    a brief video introduction

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    explaining foreign policyus decision-making & the persian gulf war

    introduction: questionsWhy did Germany invade the Soviet Union in World War II?

    Why did Pakistan support the U.S.-led war on terrorism

    following the devastating September 11, 2001 terrorist

    attacks on the World Trade Center and the Pentagon?

    How did the United States make the decision to

    imposed tariffs on imported steel in 2002?How did the United States make the decision thattook it to war in the Persian Gulf in 1991, and why

    did it choose war? (p. 1)

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    introduction: questions

    How does the author address such questions in

    general and the question about the US

    decision to choose war against Iraqin 1991 more specically?

    discuss

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    introduction: more questions how would you describe the authors basic approach to the

    study of foreign policy? How does his approach relate to

    what weve studied in class? what are the authors central arguments?

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    explaining foreign policyus decision-making & the persian gulf war

    introduction: central argumentsRAM: explains many things, but not everything about the

    decision to go to warindividuals matter: focus on president bush

    the interplay of the domestic and international: the best

    explanation requires an examination of how domestic

    and international forces comes together to produce

    particular decisions and outcomes

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    explaining foreign policyus decision-making & the persian gulf war

    introduction: central argumentsRAM: explains many things, but not everything about the

    decision to go to war illuminates the broader context of the crisis and of US-Iraq strategic

    interaction, but only partly informs us about how decisions were made non-rational behavior was prominent

    cognitive and group-centered factors must be considered

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    explaining foreign policyus decision-making & the persian gulf war

    introduction: central argumentsindividuals matter: focus on president bush war

    Bush played a key role: his decisions were affected by cognitivefactors (analogical reasoning, cognitive dissonance)

    Bush played key leadership role in shaping and decreasingchallenges to group consensus

    Bush had personal attributes and good luck; must considerSaddams attitudes and perceptions, too

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    explaining foreign policyus decision-making & the persian gulf war

    introduction: central argumentsthe interplay of the domestic and international:

    both an outside-in and inside-out approach are too limited:systemic pressures and incentives can shape the broad contours of

    government behavior, but they are too broad to explain specicactions, or to explain a range of behaviors that appear irrational or are

    motivated by non-national interests like individual, group, or

    institutional goals

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    explaining foreign policyus decision-making & the persian gulf war

    the united states, iraq, and the crisiswhat were the key points from this chapter? consider the

    following terms and events twin pillar strategy

    Reagan doctrine iran-iraq war and the aftermath of the war

    saddams meeting with april glaspie invasion of kuwait

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    explaining foreign policyus decision-making & the persian gulf war

    the united states, iraq, and the crisisalternative pasts and futures?

    was the U.S.-led attack on Iraq a natural, logicalextension of Iraqs invasion of Kuwait and

    subsequent developments? what other trajectories were possible?

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    explaining foreign policyus decision-making & the persian gulf war

    the united states, iraq, and the crisisalternative pasts and futures?

    it is quite possible to fathom other trajectories in the historical

    process. Saddam could have been offered a clandestine or public

    carrot to withdraw from Kuwait, or U.N. economic sanctions against

    Iraq could have been put in place much longer before moving to war

    . Or the United States could have practiced punitive containment orsporadic bombing campaigns short of war. Saddam, for his part,

    could have withdrawn partly from Kuwait, thus undermining U.S.-led

    efforts to use force against him.why is the consideration of alternatives important?

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM) the author tells us that the RAM is a faceless model that

    black boxes what occurs inside states: what does

    he mean and why are these observations signicant? what are the two essential components ofthe RAM model?

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM)two essential components

    decision-theoretic componentgame-theoretic component

    decision-theoretic component

    refers to how one actor selects

    among various alternatives be

    weighing the costs and benets

    and by trying to choose the

    alternative that maximizes utilitygame-theoretic component

    assumes the same logic, but with

    the added presumption that the

    best alternative depends on what

    other actors do: strategic

    interaction

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM)Thinkers who subscribe knowingly or unknowingly to the RAMs

    assumptions will try to explain government behavior by asking

    these questions: What were the objective facts of the situation?

    What perceived national interests did behavior serve? How did the actor seek to maximize benets over costs compared

    to other alternative approaches? What was the nature and effect ofstrategic interaction?

    lets consider some of these questions

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM)keypoints

    the oil factor (and saudi arabia) fashioning a new era (the post-cold war period)

    slow escalation: the arab formula

    global diplomatic and economic pressure

    drawing a line in the sand coalition vulnerability (iraqi maneuvers)

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM)keypoints

    nuclear, biological and chemical weapons edgling democracies

    ramadan and strategic planning

    unyielding iraqthe u.s. clearly had signicant interests at stake and, seemingly, a range of policy options

    were tried (and failed): in this scenario, war seemed inevitable or predictable but

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    explaining foreign policyus decision-making & the persian gulf war

    the rational actor model (RAM) some critical questions remained unanswered

    why did iraq not back down? why did iraq and the u.s. not prefer an alternative

    other than war?

    why, in other words, did the trajectories of iraqi

    and u.s. preferences never cross? why was their bargaining range so limited?

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    the cognitive compassWhile the RAM and cognitive perspectives are not mutually exclusive,

    they do differ in key ways, thus offering a different lens through

    which to view events (p. 58)

    so, how do the RAM and cognitive perspectives differ?

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    explaining foreign policyus decision-making & the persian gulf war

    the cognitive compass what are the key elements of the authors argumentin this chapter? what, in other words, does the author

    focus on in his discussion of cognitive factors in the

    decision-making process?historical analogies

    munich analogy vietnam analogy

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    the cognitive compasshistorical analogies

    how do you measure the effects of analogicalreasoning on the decision-making process?

    does Yetiv provide way of doing this? does Yetiv provide a convincing case that

    analogical reasoning mattered?

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective

    RAM and cognitive perspectives each tell us something important,butwe cannot assume that either perspectiveor both in

    combinationfully explain the behavior of the Bush administration we must also consider the possibility that the Bush administration

    purposely dramatized the Iraqi threat for political effect, or to meet

    personal goals or goals having to do with domestic policy

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective: key points

    explains how domestic political concerns affect the plausibility of decisionalternatives as those alternatives are being generated, or at any later date

    underscores the political motivations for some of the governsbehaviors that we observe

    highlights the potential for non-consideration of alternatives at anypoint in the decision-making process

    emphasizes that prior decisions and actions have lagged effects thatinuence the way that future decisions are made

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective: assumptions

    decision-makers place a high premium on domestic-level goals,

    and in particular two types of goals:TYPE 1 GOALS: personal goals such as image enhancement and

    electability; also includes institutional goals, for instance, party politics or

    benets related to the military-industrial complexTYPE 2 GOALS: promotional goalsrevolve around preparing for or

    promoting a potentially favored alternative or one already chosen: focus is

    on selling a policy

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective: assumptions

    decision makers see the construction of international issues as useful in

    achieving type 1 and 2 goals; in other words, much of what policy

    makers do is to intentional construct the reality they would like

    others to seeefforts to construct an event to meet either type 1 or 2 goals will

    produce lagged effects (that is, they will continue to affect

    the policy making environment even if the decision makerschange course)

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective: assumptions

    domestic considerations may inuence how decisions

    are made at anytime this is a critical assumption: basically says that certain alternatives may be

    rejected if they fail to meet a key domestic goal even while satisfying other,

    seemingly more important goals

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective

    what is key argument in the chapter? why does the author title the chapter, constructingthe threat? is the author using a social constructivist

    framework in this chapter?

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    explaining foreign policyus decision-making & the persian gulf war

    constructing the threatthe domestic politics perspective

    is it clear that the Bush administration was stronglyconcerned with domestic goals?

    did the Bush administration actually constructa new reality? did the author make a strong case on both

    questions? what was his evidence?

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    elements of groupthink the groupthink approach is important because, even a combination

    of the three other perspectives (RAM, cognition, and DPM) still

    leave potentially important gaps. one of these gaps can be found in

    the decision-making process within the inner circle

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    elements of groupthink it is important to recognize that inner circles do, in fact, exist: alladministrations have an inner circle of select decision-makers who

    meet regularly and who clearly had an inuence on policy the key question, then, is whether the dynamics of the decision-

    making process itself (i.e., groupthink) within the group had amaterial affect on the decisions made by the group

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    explaining foreign policyus decision-making & the persian gulf war

    elements of groupthinkin the theory of groupthink, it is important to understand, there are specic

    criteria that need to be met for the process of groupthink to actually take

    shape. these include: Strong group cohesiveness

    Group insulation from outside sources of information and opinion thatwould challenge group beliefs

    Lack of tradition ofimpartial leadership Lack of norms requiring methodical decision-making procedures

    for considering evidence and alternative options Homogeneityof the members social backgrounds and ideology

    In addition to these conditions, groupthink theory emphasizesthe importance of a provocative situational contexti.e., a crisis

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    explaining foreign policyus decision-making & the persian gulf war

    symptoms of groupthink overestimation of the group (illusion of invulnerability, belief in inherent

    morality of the group) close mindedness (collective rationalizations, stereotyping of out-

    groups) pressures toward uniformity (self-censorship, illusion of unanimity,

    direct pressure on dissenters, self-appointed mind guards)

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    symptoms of defective decision-making group does not adequately discuss alternatives (the most vital)

    incomplete survey of objectives failure to explore the risks of decisions

    inability to reappraise alternatives and others

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    explaining foreign policyus decision-making & the persian gulf war

    groupthink: conclusionThe theory of groupthink helps explain how President Bush could advance

    the war option in a setting where key military ofcials, core members ofCongress, foreign leaders, signicant elements of the public, and

    members of Bushs inner circle believed that other alternatives should be

    given greater consideration does author make a compelling argument in this chapter?

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    mirror, mirror on the wall what is this chapter all about?

    whats with the title of the chapter?

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    mirror, mirror on the wallkey points

    the chapter provides a nice perspective from which to assess the benets ofusing an explicitly integrative approach to studying a major

    foreign policy decision the authors approach forces us to evaluate our explanation in a systematicmanner: we examine a major foreign policy decision through a variety of

    lenses searching for ways in which each of the ve perspectives tell us

    something that one or a combination

    of others do not

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    explaining foreign policyus decision-making & the persian gulf war

    mirror, mirror on the wallkey points

    in a strongly related vein, this chapter tells us that there may not be onecorrect explanation of any major foreign policy decision, even when different

    perspectives all offer, in their own ways,

    plausible accounts the author demonstrates this by testing each of the ve approaches in his

    integrative framework: he shows that, with the exception of the government

    politics, each approach is right; but this also means that no one approach

    can provide a complete explanation all by itself

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    threading the talekey points

    this is a very useful chapter in that it brings us face to face with one ofthe biggest questions in the study of American foreign policy, namely,

    how important is the individual policy maker, especially

    the president?

    how does the author answer this question?

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    threading the talehow important is the the president?

    to answer this question, the author tells us we need to begin by focusingon a few basic questions: to what extent, did the president

    Manifest special personal characteristics and capabilities? Take critical initiatives ahead of others?

    Face and overcome opposition? Act over and above what his/her role or the situation required?

    Surmount historical chance circumstances and factors?