quality assurance performance improvement: 12 steps to excellence!

123
Quality Assurance Performance Improvement: 12 Steps To Excellence! Harmony University The Provider Unit of Harmony Healthcare International, Inc. (HHI) Presented by: Beckie Dow, RN, RAC-MT Director of MDS and Nursing Education & Training

Upload: harmony-healthcare-international

Post on 07-May-2015

629 views

Category:

Healthcare


3 download

DESCRIPTION

Provisions set forth in the Affordable Care Act (ACA) require the Centers for Medicare and Medicaid Services (CMS) to broaden quality improvement activities in nursing homes. Although the mandatory implementation date for nursing homes to provide evidence of a systematic Quality Assurance and Performance Improvement (QAPI) program has been delayed, but facilities should not delay in implementing a detailed and well-documented QAPI program. This presentation moves beyond the five elements of a QAPI and begins to drill down to practical concepts for “beefing up” an existing Quality Improvement program to meet QAPI standards. Learn how to objectively assess where your facility is in the QAPI journey, and gain a deeper insight into how practical implementation of QAPI activities can be a part of the culture of excellence that is part of all successful nursing homes. 1. Learn to detail the five elements of QAPI and correlate the five elements to the twelve step action plan for QAPI implementation. 2. Learn to articulate the steps to evaluating their facilities progress in QAPI efforts. 3. Understand Performance Improvement Projects (PIPs). 4. Learn the five steps of Root Cause Analysis (RCA) and learn how to apply the RCA process to adverse events in their facility routinely.

TRANSCRIPT

Page 1: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Quality Assurance Performance Improvement:

12 Steps To Excellence!Harmony University

The Provider Unit ofHarmony Healthcare International, Inc.

(HHI)

Presented by:

Beckie Dow, RN, RAC-MTDirector of MDS and Nursing Education & Training

Page 2: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Speaker Bio

Over 20 Years Experience in Long-term CareClinical and Reimbursement Accuracy in AssessmentsQuality Assurance ActivitiesInterrelation between MDS, Care Planning, QA, and Clinical Excellence at the BedsideAANAC Master Teacher

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 2

Page 3: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Quality Assurance Performance Improvement: 12 Steps to Excellence

Disclosures: The planners and presenter of this educational activity have no relationship with commercial entities or conflicts of interest to disclosePlanners:

Elisa Bovee, MS, OTR/LDiane Buckley, BSN, RN, RAC-CTBeckie Dow, RN, RAC-MT

Presenter:Beckie Dow, RN, RAC-MT

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 3

Page 4: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Criteria for Successful Completion

Complete Sign-in and Sign-Out on Attendance FormAttendance for entire sessionCompletion and submission of speaker evaluation form

Copyright © 2013 All Rights Reserved 4

Page 5: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Program Objectives

Detail the five elements of QAPI and relate the five elements to the twelve action steps of QAPIDiscuss the QAPI demonstration projectArticulate how existing quality improvement programs in SNFs and other settings can benefit from the QAPI materials

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 5

Page 6: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Program Objectives

Discuss problem solving models, including Root Cause Analysis, Directed Plan of Correction, Plan Do Study ActList three tools that the facility can use to prepare for the implementation of QAPI

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 6

Page 8: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The CMS Nursing Home Action Plan: A Three Part Aim

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 8

Page 9: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

The CMS Nursing Home Action Plan: Five Approaches

Enhance consumer engagement Strengthen survey processes, standards, and enforcement Promote quality improvementCreate strategic approaches through partnershipsAdvance quality through innovation and demonstration

Copyright © 2013 All Rights Reserved 9

Page 10: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

F520 - Quality Assessment and Assurance (QAA)

The facility has an ongoing QAA committee that includes designated key members and that meets at least quarterly; and The committee identifies quality deficiencies and develops and implements plans of action to correct these quality deficiencies, including monitoring the effect of implemented changes and making needed revisions to the action plans

Copyright © 2013 All Rights Reserved 10

Page 11: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI Timeline

March 2010—Affordable Care Act passedApril 2011—QAPI announcedSeptember 2011—prototype QAPI program launched to test QAPI tools and resourcesMay 2012—QAPI questionnaireJuly 2012—Panel of experts assembled to discuss the prototype tools and questionnaire results

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 11

Page 12: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI Timeline

December 2012—QAPI at a Glance guide introduced in draft formJune 2013—Final version of QAPI at a Glance publishedJune 2013—Announced that wave one NHQI questionnaire results would be available “in the near future”TBD—wave two of the NHQI questionnaire

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 12

Page 13: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

The QAPI “Elevator Speech”

QAPI is a comprehensive program by which an organization identifies problems or issues early on, develops a plan to address the root causes of problems and prevent adverse events throughout the system, and involves the entire team in using data to understand quality and work to improve performance

Copyright © 2013 All Rights Reserved 13

Page 14: Quality Assurance Performance Improvement: 12 Steps to Excellence!

What is QAPI?

The merger of two complimentary approaches to quality management:

Quality Assessment – determining where things are going well and where opportunity to improve existsPerformance Improvement – the reaction to the opportunity to improve

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 14

Page 15: Quality Assurance Performance Improvement: 12 Steps to Excellence!

What is QAPI?

Quality Assurance Performance Improvement

Motivation Measuring compliance with standards

Continuously improving processes to meet standards

Means Inspection Prevention

Attitude Required , reactive Chosen, proactive

Focus Outliers: “bad apples” Individuals

Processes or Systems

Scope Medical provider Resident care

Responsibility Few All

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 15

Page 16: Quality Assurance Performance Improvement: 12 Steps to Excellence!

What is QAPI?

“QAPI is about critical thinking. It involves figuring out what is

causing certain problems, and implementing interventions and solutions that address the root causes of the problems, rather

than just the symptoms”

Karen SchoenemanPast Technical Director, CMS Division of Nursing

HomesCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 16

Page 17: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Challenge…

“Not all change is improvement, but all

improvement is change”

Donald Berwick, MDFormer CMS Administrator

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 17

Page 18: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Goal of QAPI and/or Other Quality Improvement Models

The Goal: Meet or exceed the expectations of our customersMeeting customer expectations = meeting the mission!Who are the customers?

External customers: The reason the organization existsInternal customers: Anyone within the organization

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 18

Page 19: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Goal of QAPI and/or Other Quality Improvement Models

Nursing homes are in the best position to assess, evaluate, and improve their care and services, because each home has first-hand knowledge of their own organizational systems, culture, and historyEffective QAPI leverages this knowledge to maximize the return on investments made in care improvement

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 19

Page 20: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Goal of QAPI and/or Other Quality Improvement Models

QAPI will take many nursing homes into a new realm in quality:

SystematicComprehensiveData-drivenProactive

Performance Management and Improvement

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 20

Page 21: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Goal of QAPI and/or Other Quality Improvement Models

When nursing home leaders promote the QAPI philosophy the results may:

Prevent adverse eventsPromote safety and qualityReduce risk for residentsReduce risk for caregivers

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 21

Page 22: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Goal of QAPI and/or Other Quality Improvement Models

The goal of QAPI is not to merely meet

minimum standards—it is about continually

aiming HIGHER!

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 22

Page 23: Quality Assurance Performance Improvement: 12 Steps to Excellence!

A Culture of Caring

“I take care of my staff, and they take care of the patients,” said one DON. “If I treat them badly, they will treat the patients badly.”

Source: Beyond Unloving Care by Susan Eaton, June 2000

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 23

Page 24: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI?

QAPI principles are not new to healthcareQAPI builds on our existing QAA regulationsYour facility may already be participating in QAPI activities, and can use existing activities as a foundation for QAPI

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 24

Page 25: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI?

Does your facility…Create systems to provide care and achieve compliance with nursing home regulation?Investigate problems and try to prevent their recurrence?Track and report adverse events?Compare the quality of your home to that of other homes in your state or company?

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 25

Page 26: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI?

Does your facility…Receive and investigate complaints?Seek feedback from residents and front-line caregivers?Set targets for quality?Strive to achieve improvement in specific goals related to pressure ulcers, falls, restraints, or permanent caregiver assignment, or other areas (Advancing Excellence campaign)

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 26

Page 27: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI?

Does your facility…Have a commitment to balancing a safe environment with resident choice?Strive for deficiency-free surveys?

All of these activities are part of QAPI

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 27

Page 28: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI…But Could “Take it to the Next Level?”

Some QAPI components are new for many nursing homesQAPI emphasizes quality care for residents and an improved work environment for caregiversQAPI uses a systems approach to actively pursue quality, not just respond to external requirements

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 28

Page 29: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI…But Could “Take it to the Next Level?”

Use data to identify quality problems, opportunities for improvement, and setting priorities for actionBuilding on residents’ own goals for health, quality of life, and daily activitiesBuilding meaningful resident and family voices into setting goals and evaluating progressCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 29

Page 30: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI…But Could “Take it to the Next Level?”

Incorporating caregivers broadly in a shared QAPI missionDeveloping Performance Improvement Project (PIP) teams with specific “charters”Performing a Root Cause Analysis (RCA) to get to the heart of the reason for a problem

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 30

Page 31: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Are You Already Doing QAPI…But Could “Take it to the Next Level?”

Undertaking systemic change to eliminate problems at the sourceDeveloping feedback and monitoring systems to sustain continuous improvement

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 31

Page 32: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI: The Five Elements

Your QAPI program should contain all five elements, which are closely relatedYour QAPI plan will be based on your own center’s needs, current programs, and unique residents

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 32

Page 33: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI: The Five Elements

1. Design and Scope2. Governance and Leadership3. Feedback, Data Systems and

Monitoring4. Performance Improvement

Projects (PIPs)5. Systematic Analysis and

Systemic Action

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 33

Page 34: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The 12 Action Steps to QAPI

The 12 steps do not need to be achieved sequentially, but each step builds on other QAPI principlesThe most important aspect of QAPI is effective implementation

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 34

Page 35: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 1: Leadership Responsibility and Accountability

Support “from the top” is essential, and that support should foster the active participation of every caregiverExecutive leadership sets the tone and provides resourcesExecutive leaders help other leadership flourish in the nursing homeBe available for residents & caregivers, tour and meet where they work

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 35

Page 36: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 1: Leadership Responsibility and Accountability

Develop a steering committee to provide QAPI leadershipProvide resources for QAPI—equipment, training, and staff timeClimate of open communication and respect (“just culture”)Understand the culture of your homeExpect and build effective teamworkCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 36

Page 37: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 2: Develop a Deliberate Approach to Teamwork

Teamwork is a central concept to an effective QAPI programAn effective team has a clear purpose, defined roles for each member to play, and each member is committed to active engagement in the team’s activities

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 37

Page 38: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 2: Develop a Deliberate Approach to Teamwork

Characteristics of an effective team include the following:

Having a clear purposeHaving defined roles for each team member to playHaving commitment to active engagement from each memberThe roles of team workers may grow out of their original discipline or their defined job responsibilities

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 38

Page 39: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 3: Take your QAPI “pulse” with a Self-Assessment

Self-assessment tool is provided in the QAPI at a Glance guideCan be used at the beginning of the QAPI journey, and then for semi- or annual evaluation thereafterThe results will direct you to areas you need to work on to effectively establish QAPI in your organizationCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 39

Page 40: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 3: Take your QAPI “pulse” with a Self-Assessment

See Handouts for the Self-assessment ToolThis should be an honest assessment and reflection of your organizations progressHelps you to determine how you know whether QAPI is taking hold

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 40

Page 41: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 4: Identify your Organization’s Guiding Principles

Establishing a purpose and guiding principle will unify the organizationMany caregivers do not know the guiding principles of the organization!Taking time to articulate your organizations purpose will assist your organization to develop a written QAPI planSee Handouts for the guide

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 41

Page 42: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 4: Identify your Organization’s Guiding Principles

1. Locate or develop your organization’s vision statement

2. Locate or develop your organization’s mission statement

3. Develop a purpose statement for QAPI

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 42

Page 43: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 4: Identify your Organization’s Guiding Principles

4. Establish guiding principles5. Define the scope of QAPI in your

organization6. Assemble the Document

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 43

Page 44: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 5: Develop your QAPI Plan

Your plan will assist you in achieving what you have identified as your organizations purpose, guiding principles, and scopeTailor-made program that is a living, breathing documentAmend or change your plan as your organization changes and growsSee HandoutsCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 44

Page 45: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 6: Conduct a QAPI Awareness Campaign

Let everyone know about your QAPI plan - often and in multiple waysOngoing and varied caregiver trainingEnsure that consultants and outside agencies that work within your organization are aware of your QAPI programDiscuss the hard questionsCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 45

Page 46: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 6: Conduct a QAPI Awareness Campaign

This is your opportunity to convey the positive message of QAPI and let caregivers from all disciplines know that their participation is key to successIf systems don’t exist, they may need to be developedIf systems impede quality, they must be changed

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 46

Page 47: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 6: Conduct a QAPI Awareness Campaign

All residents and families should be made aware that their views are sought, valued, and considered in facility decision-making and process improvementsMake announcements in resident and family council or other communication venues

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 47

Page 48: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 7: Develop a Strategy for Collecting and Using QAPI Data

QAPI includes the routine monitoring of data from multiple sourcesSet targets for performance in the areas you are monitoringIdentify benchmarks for performanceDevelop a plan for the data you collect to ensure it is used, not just collectedYou are already collecting valuable data

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 48

Page 49: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 7: Develop a Strategy for Collecting and Using QAPI Data

Data sources you may already have:

Clinical care areas (falls, ulcers, infections)Medications (antipsychotics, narcotics)Complaints from residents and familiesHospitalizations and other service useResident satisfactionCaregiver satisfaction

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 49

Page 50: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 7: Develop a Strategy for Collecting and Using QAPI Data

Data sources you may already have:

Resident and caregiver experiences living and working in the settingState survey results and deficienciesResults from MDS assessmentsBusiness and administrative processes (finances, caregiver turnover, staffing patterns, sick calls, staff injuries)Admissions and dischargesCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 50

Page 51: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 7: Develop a Strategy for Collecting and Using QAPI Data

Use your data to set benchmarksEvery facility is unique, so individual benchmarks based on your own performance are keyThis data will require systematic organization and interpretation in order to achieve meaningful reporting and action

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 51

Page 52: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 8: Identify your Gaps and Opportunities

Review your sources of information to determine if gaps or patterns existThese gaps may result in quality problems (“quality themes”)Look for areas where there is opportunity for improvementTake notice of things you are doing wellSet priorities for Performance Improvement Projects (PIPs)

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 52

Page 53: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 9: Prioritize Quality Opportunities and Charter PIPs

Prioritizing opportunities for improvement is a key step in the process of translating data to actionConsider areas that are high risk, high frequency, and/or problem prone, or may affect the psychological well-being and comfort of residentsCharter a PIP teamCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 53

Page 54: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 9: Prioritize Quality Opportunities and Charter PIPs

The term “charter” is used in conjunction with the PIP to indicate that it is more than just a casual effortThe PIP will entail a specific written mission to look into a problem areaThe PIP will include people in a position to explore the problem (caregivers, discipline specific)Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 54

Page 55: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Performance Improvement Projects (PIPs)

What do we target?Any area – even if things are going well, there may be the opportunity to improve

Identify opportunities to optimize:EffectivenessEfficiencySafety

Copyright © 2013 All Rights Reserved 55

Page 56: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Performance Improvement Projects (PIPs)

Essential steps/elements of a PIP:Define the nature of the problemDevelop change ideasDetermine your actionsTest the actionsDetermine if change has occurred and if it is an improvement

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 56

Page 57: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Performance Improvement Projects (PIPs)

Team activitiesMeet regularlyDevelop the pilot studyOnce the successful change is determined, roll it out organization-wideContinue to monitor and ensure sustained improvement

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 57

Page 58: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Performance Improvement Projects (PIPs)

What should the PIP team expect?3-6 month commitmentManagement and staff supportBe prepared to participate in the organization-wide implementation of the change

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 58

Page 59: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 9: Prioritize Quality Opportunities and Charter PIPs

Caregivers on a PIP should be empowered to view their participation as a valuable assignment that the team takes seriouslyCaregivers should have the PIP meetings built into their assignment for the dayMake sure floor duties are covered

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 59

Page 60: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 10: Plan, Conduct, and Document PIPs

Focus your PIP by defining the scope, so the team does not get overwhelmedIdentify the information the PIP team needs and a timeline for completionIdentify and request any materials or supplies neededResidents’ perspective is keyUse a problem-solving model, like PDSA

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 60

Page 61: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

The PDSA Model for Improvement

Copyright © 2013 All Rights Reserved 61

Page 62: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 10: Plan, Conduct, and Document PIPs

Plan: The team learns more about the problem, plans for how improvement would be measured, and plans for any changes that might be implementedDo: The plan is carried out, including the measures that are selected

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 62

Page 63: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 10: Plan, Conduct, and Document PIPs

Study: The team summarizes what was learnedAct: The team and leadership determine what should be done next, which could include adapting (and re-studying), adopting (perhaps expanded to other areas), or abandoning

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 63

Page 64: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 11: Getting to the “Root” of the Problem

No problem can be effectively addressed without thoroughly exploring the problemThe problem may involve multiple factors and may affect several departmentsRoot Cause Analysis (RCA) is a systemic process for identifying contributing causal factors that underlie variations in performance

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 64

Page 65: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 11: Getting to the “Root” of the Problem

There is danger in starting with a solution without thoroughly exploring the problemMultiple factors may have contributed, and/or the problem ma be a symptom of a larger issueWhat seems like a simple issue may involve a number of departments

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 65

Page 66: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

RCA requires a systematic, intensive, and in-depth review to learn the most basic reasons for the adverse eventFormal logic and defined methodologyGoal is to understand the problem in sufficient depth to effectively eliminate the risk of future injurySee HandoutsCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 66

Page 67: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

Where Traditional Methods will:

Root Cause Analysis will:

Expected staff to perform flawlessly 24/7 and blamed individuals when they didn’t

Encourages the development of systems that are designed to compensate for human limitations and looks to system fixes when an error occurs

Expected staff to adapt their practice to available equipment and regular procedures

Stresses the development of equipment and procedures that are designed for safety

Relied on a chain of command in a facility to investigate errors and impose corrections

Relies on teamwork among all staff to analyze problems and to propose and implement solutions

Punished errors Stresses learning from errors

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc.

Source: Oregon Patient Safety Commission

67

Page 68: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

RCA also recognizes that adverse events usually result from a number of factors that are all part of the normal process of providing care and serviceAdverse events are rarely a single error made by one personRCA process examines the various contributing factors that led to the adverse event happeningCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 68

Page 69: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

RCA helps you look at the safeguards in your systems or process of care to determine how and why and adverse event happened, and helps you plan to improve those systems to decrease the chances of a similar event happening againIdentifies how systems have failed to keep the resident safe

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 69

Page 70: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

The purpose of RCA event investigation is to indentify which imperfections in your safety systems had a role in the adverse event, and then strengthen the protections so that future providers and resident will not be caught in the same set of circumstances

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 70

Page 71: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Prepare for Success with RCA

Make sure that you clearly understand the facts surrounding the issue, complaint, or concern/allegation at handSuspend any judgment about how or why it may have happened until you have gathered the factsStart with a “clean slate” attitude

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 71

Page 72: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Prepare for Success with RCA

Inquire with those that might have informationMake a sample list of what you hope to learn from each of these sourcesGather documentation that may be relevant and note any personal observations of equipment, general conditions, etc that will contribute to your understandingCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 72

Page 73: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Prepare for Success with RCA

Set aside a time and a place to talk to people privatelyBe clear about what you want to say and how you want to approach themAddress fears that the person may have, such as how the information will be used and what may happen as a result of the information they provideCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 73

Page 74: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Prepare for Success with RCA

Take time to gather all resources you will need in order to have successful interviewsAcknowledge that the RCA process builds on your current investigation approach, but with several key differences

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 74

Page 75: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Root Cause Analysis

Step 1 – Gather initial informationStep 2 – Fill in the gapsStep 3 – AnalysisStep 4 – Action plan developmentStep 5 – Evaluation of results

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 75

Page 76: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 1 – Gather Initial Information

Immediate data gathering; get the facts first Focus on what happened, not “who did it” Keep an open-minded attitude

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 76

Page 77: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 1 – Gather Initial Information

What to watch out for:Emotions of grief and fear altering perceptions during interviewsRote responses assigning blame or denying responsibilityMaking assumptions about the cause

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 77

Page 78: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 2 – Fill in the Gaps

Discuss the incidence as a teamIdentify gaps and reconcile differences of viewsGather more informationInvestigate the scene of the incident and any involved equipment

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 78

Page 79: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 2 – Fill in the Gaps

What to watch out for:Leaving gaps in informationRote responses assigning blame or denying responsibilityMaking assumptions about the cause

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 79

Page 80: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 2 – Fill in the Gaps

Create a “safe table” for interviewTell the interviewee you will take notes. These notes can be copied and given to the interviewee if he/she would like a copy.Do not use information obtained during the interview for disciplinary action. This should be a separate process if the RCA identifies it as an actual or contributing cause.

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 80

Page 81: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 2 – Fill in the Gaps

Create a “safe table” for interviewBe unbiased and nonjudgmentalDo not interview more than one person at a timeDo not discuss who else will be interviewed or what other interviewees have said

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 81

Page 82: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 3 - Analysis

Ask why until you can’t ask it anymore!Review contributing factorsDocumentConduct the “Common Sense Test” on the conclusions or the investigation

Described using specific/objective words?If you eliminate this cause will it go away?Is human error really the cause?If procedure was violated, why?

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 82

Page 83: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 3 - Analysis

Focus on finding the most fundamental reasons (the root cause!) for the eventCreate conclusion or findings statements that link the causes to the effect or resultUse statements that lead to strong action plans

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 83

Page 84: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 3 - Analysis

What to watch out for:Easy answers that don’t address the fundamental causesStopping at the first or second answer to the question “why”Omitting findings because “we can’t do anything about that”—create an action plan

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 84

Page 85: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 4 – Action Plan Development

Develop an immediate plan as well as (if needed) a long or short term planUse the S.M.A.R.T.S. system for action plansDocument the planImplement the planConsider the application of the plan to others

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 85

Page 86: Quality Assurance Performance Improvement: 12 Steps to Excellence!

A “SMARTS” Action Plan

SpecificMeasurable AttainableRealisticTimelySupported

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc.

Source: Oregon Patient Safety Commission

86

Page 87: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 4 – Action Plan Development

Focus on the most fundamental reasons (the root causes!) for the eventDevelop physical and natural protections/safety systems as much as possibleDevelop preventative actions that keep a different person from the same or similar adverse event

Source: Oregon Patient Safety CommissionCopyright © 2013 All Rights Reserved 87

Page 88: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 4 – Action Plan Development

What to watch out for:Setting policies that rely on individuals “trying harder” or “paying more attention”Trying to change people

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 88

Page 89: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 5 – Evaluation of Results

Track the implementation How are other residents affected?Measure how each plan is doing and how you will track and trendCelebrate success Did you identify & solve an organizational/system problem?

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 89

Page 90: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Root Cause AnalysisStep 5 – Evaluation of Results

What to watch out for:Slippage over time as people return to their old routine Not providing feedback to staff on progressTiring of the measurement

Source: Oregon Patient Safety Commission

Copyright © 2013 All Rights Reserved 90

Page 91: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Implement changes that will result in improvement or reduce the chance of an event recurringChoose actions that are tightly linked to the root cause and lead to a system or process changeCorrective action should target the elimination of the root cause

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 91

Page 92: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Pilot test the change in one area of your facility before launching facility-widePilot testing gives the team the opportunity to correct unintended consequences of the changeChoose strong methods of corrective action for facility policy to increase success

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 92

Page 93: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Weak corrective actions rely on staff to remember their training or what is written in policy

Double-checksWarnings/labelsNew policies/procedures/memorandaTraining/educationAdditional study

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 93

Page 94: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Intermediate corrective actions are somewhat dependent on staff remembering to do the right thing, but they provide tools to help staff to remember or to promote clear communication

Decreased workloadSoftware enhancements/modifications

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 94

Page 95: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Intermediate corrective actions (Cont.)

Eliminate/reduce distractionChecklists/cognitive aids/triggers/promptsEliminate look alike and sound alikeRead backEnhanced documentation/communicationBuild in redundancy

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 95

Page 96: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Strong corrective actions do not depend on staff to remember to do the right thing

Change or re-design the processDetect and warn so there is an opportunity to correct before the error reaches the patientHard stops which will not allow the process to continue unless something is corrected

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 96

Page 97: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Step 12: Take Systemic Action

Strong corrective actions (Cont.)Physical changes in environmentForcing functions or constraints (different connection ports so only the correct line will connect)Electronic Medical Records (cannot proceed until all fields filled in)Simplifying (unit dose packaging)

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 97

Page 98: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Group Activity

See Handouts for the Group Activity ScenarioUse the Goal Setting Worksheet in your Handouts to make a plan for quality improvementWork in small groupsBe creative! There are no wrong answers!

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 98

Page 99: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI Principles Summarized

QAPI may not be new for you—build on what you haveQAPI leadership starts at the top with executive management, Board of Directors, Owners or Trustees and includes top management in each homeSystems, Systems, Systems

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 99

Page 100: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI Principles Summarized

Involve the people directly working in a process in order to improve that processOrganization-wide inclusion to truly understand what is going onContinuous communication about QAPI throughout the organization, and built-in to an educational effort that involves caregivers, residents, and familiesCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 100

Page 101: Quality Assurance Performance Improvement: 12 Steps to Excellence!

QAPI Principles Summarized

Residents’ perspective is key in setting QAPI priorities for PIPsTwo key activities are setting priorities and chartering PIPs, and everyone should have the opportunity to participate in bothCreate a log of your QAPI activitiesCelebrate and reward success!

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 101

Page 102: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Benefits of a QAPI Program

Competencies that equip you to solve quality problems and prevent their recurrenceCompetencies that allow you to seize opportunities to reach new goalsFulfillment for caregivers, as they become active partners in performance improvement (“buy in”)Better care and quality of life

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 102

Page 103: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The Demonstration Project States

CaliforniaFloridaMassachusetts Minnesota

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 103

Page 104: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Demonstration Activities

Develop and implement QAPI plansParticipate in virtual and in-person meetingsReceive tools and resourcesOffer feedbackGenerate best practice ideas

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 104

Page 105: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Demonstration Activities

Expectations of the demonstration participants:

Implement all elements of QAPIProvide an environment that encourages quality improvementDevelop systems to identify problems and address themConduct quality improvement projects

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 105

Page 106: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Demonstration Activities

Benefits to participants:A liaison to assist each facilityTechnical assistanceOn-line instructionLearning collaborative Early access to tools

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 106

Page 107: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Getting Ready for QAPI

Nursing Homes can use a variety of resources to select their Performance Improvement GoalsMany tools are available online, free of chargeThese tools can be used to develop a facility-specific plan

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 107

Page 108: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Advancing Excellence in America’s Nursing Homes Goals

The Advancing Excellence in America’s Nursing Homes campaign is designed to improve the quality of life for both nursing home residents and the staff who serve themTo participate, a nursing home will voluntarily pledge to work on three or more goalsGoals were updated August 2013Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 108

Page 109: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Advancing Excellence in America’s Nursing Homes Goals

Process Goals:Increasing Use of Consistent AssignmentSafely Reducing HospitalizationsIncreasing Person-Centered Care Planning and Decision MakingImproving Staff Stability

Copyright © 2013 All Rights Reserved 109

Page 110: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Advancing Excellence in America’s Nursing Homes Goals

Clinical Outcomes Goals:Preventing and Managing Infections Safely (C. diff)Using Medications AppropriatelyIncreasing Resident MobilityDecreasing Symptoms of Pain Reducing the Prevalence of Pressure Ulcers

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 110

Page 111: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Advancing Excellence in America’s Nursing Homes Goals

The Advancing Excellence campaign uses a model called The Circle of SuccessSee HandoutsAspects of this model correlate well with the QAPI 12 StepsFacilities can begin their QAPI journey by participating in the Advancing Excellence campaign

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 111

Page 112: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare International, Inc.

Advancing Excellence in America’s Nursing Homes - Goals for 2012

Check the Excellence in America’s Nursing Homes Web site for updated tools to assist you in your efforts: www.nhqualitycampaign.org

Copyright © 2013 All Rights Reserved 112

Page 113: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Consider Quality Indicator Survey (QIS) Tools as QAPI Data Sources

Available at www.QTSO.org Use tools consistently and without biasGo beyond Stage I toolsStage II tools help ensure in-depth investigation

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 113

Page 114: Quality Assurance Performance Improvement: 12 Steps to Excellence!

The DPOC Model:Great for Problem Solving

DPOC = Directed Plan of CorrectionAssessment of causative factorsSteps/interventions undertakenTriggers/parameters to signal an evolving problemHow the facility will measure the success of its efforts

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 114

Page 115: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Final Thoughts…

“Excellence is an art won by training and habituation. We do not act rightly because we have

virtue or excellence, but we rather have those because we have acted

rightly. We are what we repeatedly do. Excellence, then, is

not an act but a habit.”

-AristotleCopyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 115

Page 116: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Final Thoughts…

The goal of providing the best possible quality of care and life for those entrusted to our care does not changeSuccess depends on us evolving and always striving to redefine and achieve excellenceSuccessful QAPI will not be a department, it will be a way of life in the organization Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 116

Page 117: Quality Assurance Performance Improvement: 12 Steps to Excellence!

References

Nursing Home Quality Assurance & Performance Improvement (CMS) website http://www.cms.gov/Medicare/Provider-Enrollment-and-Certification/QAPI/NHQAPI.html CMS Advancing Excellence In America’s Nursing Homes website http://www.nhqualitycampaign.org/

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 117

Page 120: Quality Assurance Performance Improvement: 12 Steps to Excellence!

References

QAPI at a Glance guide http://newsmanager.commpartners.com/fhca/downloads/SC13-05%2002_%20attach_QAPI%20at%20a%20glance%204.pdfS&C Letter dated 12-14-12 http://www.cms.gov/Medicare/Provider-Enrollment-and-Certification/SurveyCertificationGenInfo/Policy-and-Memos-to-States-and-Regions-Items/Survey-and-Cert-Letter-13-05.html

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 120

Page 122: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Questions/Answers

Beckie Dow, RN, [email protected] Healthcare International1 (800) 530 – 4413www.Harmony-Healthcare.com

Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 122

Page 123: Quality Assurance Performance Improvement: 12 Steps to Excellence!

Harmony Healthcare InternationalHave you Considered a Customized Complimentary

HARMONY(HHI) MEDICARE PROGRAM EVALUATION

or CASE MIX ANALYSIS

for your Facility?Perhaps your facility has potential for additional

revenue Benchmark your facility against key indicators and

national norms 

Email us at for more [email protected]

Analysis is cost & obligation freeHarmony Healthcare International, Inc.Copyright © 2013 All Rights Reserved Harmony Healthcare International, Inc. 123