qualcomm, inc. · qualcomm, inc. -. --.. isin us7475251036 meeting date ticker qcom deadline date...

Proxy Voting Summary

Qualcomm, Inc. - . -- ..

ISIN US7475251036 Meeting Date

Ticker QCOM Deadline Date

Country United States Record Date

Blocking No Vote Date

1A Elect Barbara T. Alexander Management

18 Ele!'( Donald G. Cruickshank Management

1C Elect Raymond V. Dittamore . Management

10 Elect Susan Hockfield Management

1E Elect Thomas W. Horton Management

1F Elect Paul E. Jacobs Management

1G Elect Sherry Lansing Management

1H Elect Duane A. Nelles Management

11 Elect Francisco Ros Management

1J Elect Brent Scowcroft Management

1K Elect Marc I. Stem Management

02 Amendment to the 2006 Long~Term Incentive Plan Management

03 Ratification of Auditor Management

04 Advisory Vote on Executive Compensation Management

17-Apr-13

05-Mar-13

04-Mar-13

07-Jan-13

01-Mar-13

.eport Date Range: 01-Jan-13 to 31-Mar-13

- --·- ·- -.

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

21 of 31 0 :.p

~


17-Apr-13

JPMorgan

Totals

Report Date Range: 01-Jan-13 to 31-Mar-13

13,500

13,500

01-Mar-13

22 of31

::u .s::. ~

I··

Proxy Voting Summary . eport Date Range: 01-Jan-13 to 31-Mar-13

Joy Global, Inc.

!SIN US4811651086 Meeting Date 05-Mar-13

Ticker JOY Deadline Date 04-Mar-13

Country United States Record Date 04-Jan-13

Blocking No Vote Date 01-Mar-13

1.1 Elect Steven L. Gerard Management For For For

1.2 Elect John T. Gremp Management For For For

1.3 Elect John N. Hanson Management For For For

1.4 Elect Gale E. Klappa Management For For For

1.5 Elect Richard B. Loynd Management For For For

1.6 Elect P. Eric Siegert Management For For For

1.7 Beet Michael W. Sutherlin Management For For For

1.8 Elect James H. Tate Management For For For

2. Ratification of Auditor Management For For For

3. Advisory Vote on Executive Compensation Management For For For

4. Advisory Vote on the Adoption of Majority Vote for Election Management For NJA of Directors

17-Apr-13 23 of 31 0

6

ProxyVoting Summary

17-Apr-13

JPMorgan

Totals

Report Date Range: 01-Jan-13 to ·31-Mar-13 ·

3,200 01-Mar-13

3,200

24 Of 31

~ 'Ji


Walt Disney Co. •. -

ISIN US2546872050 Meeting Date

Ticker DIS Deadline Date

Country United states Record Date

Blocking No Vote Date

1A. Elect Susan E. Arnold Management

1B. Elect John S. Chen Management

1C. Elect Judith L Estrin Management

10. Elect Robert A. lger Management

1E. Beet Fred H. Langhammer Management

1F. Beet Aylwin B. Lewis Management

1G. Elect Monica C. Lozano Management

1H. Elect Robert W. Matschullat Management

11. Elect Sheryl Sandberg Management

1J. Elect Orin C. Smith Management

2. Ratification of Audttor Management

3. Amendment to the 2002 Executive Performance Plan Management

4. Advisory Vote on Executive Compensation Management

5. Shareholder Proposal Regarding Proxy Access Shareholder

6. Shareholder Proposal Regarding Separation of Chairman Shareholder and CEO

17-Apr-13

06-Mar-13

05-Mar-13

07-Jan-13

01-Mar-13

.eport Date Range: 01-Jan-13 to 31-Mar-13

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

Against Against For

Against Against For

25 of 31 Qj 0) (~

Proxy Voting Summary·

17-Apr-13

JPMorgan

Totals

Report Date Range: 01-Jan-13 to 31-Marc13

18,700

18,700

01-Mar-13

26 of 31

)!_)

':~


Samsung Electronics

!SIN

Ticker

Country

Blocking

1

2.1.1

·2.1.2

2.1.3

2.2.1

2.2.2

22.3

2.3.1

2.3.2

3

CMMT

17-Apr-13

·-- ... ~ -···-----~--- ··---------·- ······----· · US7960508882

Korea, Republic of

No

Accounts and Allocation of Profits/Dividends

Elect LEE In Ho

Elect SONG Kwang Soo

Elect KIM Eun Mee

Elect YOON Boo Keun

Elect SHIN Jong Kyun

Elect LEE Sang Hoon

Election of Audit Committee Members: LEE In Ho

Election of Audit Committee Members: SONG Kwang Soo

Directors' Fees

Non-Voting Meeting Note

Meeting Date

Deadline Date

Record Date

Vote Date

Management

Management

Management

Management

Management

Management

Management

fy'lanagement

Management

Management

Non-Voting

JPMorgan

Totals

15-Mar-13

28-Feb-13

31-Dec-12

04-Mar-13

eport Date Range: 01-Jan-13to 31-Mar-13

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

. For For For

NIA

127

27 of 31 (2) (.,\l ~·

~ Proxy Voting Summary Report Date Range: 01-Jan-13 to 31-Mar-13

Covidien Pie .. ·-· -- -..... ·. ,_ ·- .... --~ ·-·-·····

ISIN IEOOB3QN1 M21 Meeting Date 20-Mar-13

Ticker cov Deadline Date 19-Mar-13

Country Ireland Record Date 10-Jan-13

Blocking No Vote Date 14-Mar-13

1A) Elect Jose E. Almeida Management For For For

18) Elect Joy A Amundson Management For For For

1C) Beet Craig Arnold Management For For For

1D) Beet Robert H. Brust Management For For For

1E) Elect John M. Connors, Jr. Management For For For

1F) Elect Christopher J. Coughlin Management For For For

1G) Elect Randall J. Hogan, Ill Management For For For

1H) Elect Martin D. Mada us Management For For For

11) Elect Dennis H. Reilley Management For For For

1J) Elect Joseph A. Zaccagnino Management For For For

2 Appointment of Auditor and Authority to Set Remuneration Management For For For

3 Advisory Vote on Executive Compensation Management For For For

4 Amendment to the Stock and Incentive Plan Management For For For

5 Authority to Repurchase Shares Management For For For

S6 Authority to Reissue Treasury Shares Management For For For

S7 Amendments to Articles to Update Share Transfer Management For For For Procedures

17-Apr-13 -- 28 of31


8

17-Apr-13

Advisory.Vote on the Reduction Of Share Premium Account Management in Connection with Spin Off

JPMor9an

Totals

r

.eport Date. Range: 01-Jari-13 to 31-Mar-13

For

8,690

8,690

For For

14-Mar-13

29 0131 Q; y: -·

D

Proxy Voting Summary Report Date Range: 01..Jan-13 to 31-Mar-13 ~

Salesforce.Com Inc - . ·-·····- -·- - -·-- - --·-. ···-- -- ... -· - ...

ISIN US79466L3024 Meeting Date 20-Mar-13

Ticker CRM' Deadline Date . 19-Mar-13

Country United States Record Date 08-Feb-13

Blocking No V.ote Date 18-Mar-13

1 .. Increase of Authorized Common Stock Management For For For

Totals 1,410

. 17-Apr-13 30 of 31


Showa Denko K K *• ••• ·-· - .. " . . ·- . . .. ··-· .

!SIN JP3368000000

Ticker

Country. Japan

Blocking No

1 Non-Voting·Meeting Note

Allocation of Profits/Dividends

·2.1 El~ct Kyohei Takahashi

2.2 Elect Hideo Ichikawa

2.3 Beet Akira Koinuma

2.4 Elect Yoshikazu Sakai

2;5 Elect Shunji Fukuda

2.6 Elect Hirokazu Iwasaki

2.7 Elect Masaru Amano

2.8 Sect Tomofumi Akiyama

2.9 Elect.Akiyoshi Morita

17-Apr-13

Meeting Date

Deadline Date

Record Date

Vote Date

Non-Voting

Management

Management

Mana9ement

Management

Management

Management

Management

Manag_ement

Management

Management

JPMorgan ·

Totals

27-Mar-13

10-Mar-13

31-Dec-12

15-Mar-13

Report Date Range: 01-Jan-13 to 31-Mar-13

NIA

For For For

For For For

For For . For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

50,000 .

31 of 31 ~ , ..:f'J


The Mosaic Company

ISIN

Ticker

Country

Blocking

1A

1B.

1C.

10.

2.

3.

4.

03-Jan-13

US61945C1036

MOS

United States

No

Beet Phyllis Cochran

Beet Gregory Ebel

Beet Robert Lumpkins

Beet William Monahan

Elect Harold MacKay

Ratificatior:i of Auditor

Atj,visory Vote on Executive Compensation

Meeting Date

Deadline Date

Record Date

Vote Date

. Management

Management

Management

Management

Management

Management

Managem~nt

JPMorgan

Totals

04-0et-12

03-0ct-12

1:i-i\ug-12

29-Sep-12

.eport Date Range: 01-0ct-12 to 31-Dec-12

For

For

For

For

For

For

For

11.000

11,000

For

For

For.

For

For

For

For

For

For

For.

For

For

For

For

29-Sep-12

1of17 1'J (}


BHP Billiton pie

ISIN

Ticker

Country

Blocking

1

2

3.

4

5

6

7

8

9

10

j1.

12

13

03-Jan-13

GB0000566504

United Kingdom

No

Accounts and Reports (BHP Billiton pie & BHP Billiton Limited)

Elect PatDavies (BHP Billiton pie & BHP Billiton Limited)

Elect Malcolm Broomhead (BHP Billiton pie & BHP Billiton Limited)

Elect Sir John Buchanan (BHP Billiton pie & BHP Billiton Limited)

Bee! Carlos Cordeiro (BHp Billiton pie & BHP Billiton Limited)

Elect David Crawford· (BHP Billiton pie & BHP Billiton Limited)

· Elect Carolyn Hewson (BHP Billiton pie & BHP Billiton Limited)

Beet Marius Kioppers (BHP Billiton pie & BHP Billiton Limited)

Elect Lindsay Maxsted (BHP Billiton pie & BHP Billiton Limited)

Meeting Date

Deadline Date

Record Date

Vote Date

Management

Managenient

Management

Management

Management

Maria9ement

Manag~ment

Man~gement

Management

Elect Wayne Murdy (BHP Billiton pie & BHP Billiton Limited) Management

Beet Keith Rumble (BHP Billiton pie & BHP Billiton Limited). Management

Beet John Schubert (BHP Billtlon pie & BHP Billiton Management Limited)

Beet Shriti Vaci.era (BHP Billiton pie & BHP Billiton Limited) Management

-

25-0ct-12

08-0ct-12

23-0ct-12

14-0ct-12

Report Date Range: 01-0ct-J2 to 31-Dec-12

For For For

For For For

For For For

F6r For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

For For For

2of 17

{J

U,l 0

Proxy Voting Summary eport Date Range: 01-0ct-12 to 31-Dec-12

14 Elect Jacques Nasser (BHP Billiton pie & BHP Billiton Management For For For Limited)

15 Appointment of Auditor and Authority to Set Fees (BHP Billiton pie)

Manageinent For . For For

16 Authority to Issue Shares w/ Preemptive Rights (BHP Management For For For Billiton pie)

17 Authority to Issue Shares w/o Preemptive Rights (BHP Management For For For Billiton pie)

18 Authority to Repurchase Shares (BHP Billiton pie) Management For ·For For

19-c Directors' Remuneration Report Management For For For

20 Approve Equity Grant (CEO Marius Kloppers) Management For For For

JPMorgan 14-0ct-12

Totals 9,213

lJ 03-Jan-13 3of17

l:'


Eaton Corp. ·--· .. -

ISIN US2780581029

Ticker ETN

Country. United States

Blocking No

1. Merger/Acquisition

2. Reduction in Share PrerTiium Account to Create Distributable Reserves

3. Advisory Vote on Gold.en Parachutes

4. Right to Adjourn Meeting

03-Jan-13

- -- -- ------ /

Meeting Date

Deadline Date

Record Date

Vote Date

~anagement

Management

Management

Management

JPMorgan

Totals

M

Report Date Range: 01-0ct-12 to 31-Dec-12

" I

~

.. ··- ·. ~ ·- ,_

26-0ct-12

25-0ct-12

13-Sep-12

11-0ct~12

For For For

For For_ For

For For For

For For For

7,600 11-0ct-12

7,600

4of 17


Banco Santander(Brazil)SA . ········-·-- --- - ···- -··. -· ...

ISIN BRSANBCDAM13

Ticker BSBR

Country Brazil

Blocking No

Election of Directors (Slate)

II Long-Term Incentive Units f='.lan

03-Jan-13

Meeting Date

Deadline Date

Record Date

Vote Dat.e

Management

Management

JPMorgan

Totals.

31-0ct-12

29-0ct-12·

11-0ct-12

26-0ct-12

:eport Date Range: 01-0ct-12 to 31-Dec-12 ·

51,300

51,300

For

For

NIA

NIA

26-0ct-12

5of17 ~·


Coach, Inc.

!SIN

Ticker

Country

Blocking

1.

1.

1.

1.

1.

1:

1.

1.

2.

.3.

03-Jan-13

US18975410.41

COH

United States

No

Elect Lew Frahkfort

Beet Susan Kropf

Elect Gary Loveman

Elect Ivan Menezes

Elect Irene Ruth Miller

Elect Michael Murphy

Elect Stephanie Tileriius

Elect Jide Zeitlin

Ratification of Auditor

Advisory Vote on Executive Compensation

" ~·'-·''···

Meeting Date 07-Nov-12

De.adline Date 06-Nav~12

Record Date 10-Sep-12

Vote Date 06-Nov-12

Management

Management

Managem_ent

Management

Management

Management

Management

Management

Management

Management

JPMorgan

Totals

Report Date Range: 01-0ct-12 to 31-Dec-12

For

For

For

For

For

For

For

For

For

F.or

2,250

2,250

For

For

For

For

For

For

For

For

For

For

·For

For,

For

For

For

For

·For

For

For

· FOr

06-Nov-12

6of 17

)j "()'

qualcomm, inc. · qualcomm, inc. -. --.. isin us7475251036 meeting date ticker qcom deadline date...

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