pwc surveillance survey 2019 · surveillance data and technology – partner m: +44 (0)7889 644672...
TRANSCRIPT
![Page 1: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/1.jpg)
![Page 2: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/2.jpg)
![Page 3: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/3.jpg)
![Page 4: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/4.jpg)
![Page 5: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/5.jpg)
![Page 6: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/6.jpg)
![Page 7: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/7.jpg)
![Page 8: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/8.jpg)
![Page 9: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/9.jpg)
![Page 10: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/10.jpg)
![Page 11: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/11.jpg)
![Page 12: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/12.jpg)
![Page 13: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/13.jpg)
![Page 14: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/14.jpg)
![Page 15: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/15.jpg)
![Page 16: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/16.jpg)
![Page 17: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/17.jpg)
![Page 18: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/18.jpg)
![Page 19: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/19.jpg)
![Page 20: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/20.jpg)
![Page 21: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/21.jpg)
![Page 22: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/22.jpg)
![Page 23: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/23.jpg)
![Page 24: PwC Surveillance Survey 2019 · Surveillance data and technology – Partner M: +44 (0)7889 644672 E: graham.ure@pwc.com Anne-Marie Edmonds Market abuse regulation – Director M:](https://reader035.vdocuments.mx/reader035/viewer/2022063014/5fd130cf1231b15591174c1d/html5/thumbnails/24.jpg)
Contacts
pwc.co.uk
This content is for general information purposes only, and should not be used as a substitute for consultation with professional advisors.
© 2019 PricewaterhouseCoopers LLP. All rights reserved. PwC refers to the UK member firm, and may sometimes refer to the PwC network. Each member firm is a separate legal entity. Please see www.pwc.com/structure for further details.
190321-151012-JF-OS
Graham UreSurveillance data and technology – Partner
M: +44 (0)7889 644672E: [email protected]
Anne-Marie EdmondsMarket abuse regulation – Director
M: +44 (0)7808 020659E: [email protected]
Mark ChoppingSurveillance data and technology – Director
M: +44 (0)7889 645115E: [email protected]
Rukshan PermalMarket abuse regulation – Partner
M: +44 (0)7595 611533E: [email protected]
Alex WestMarket abuse regulation – Director
M: +44 (0)7841 567371E: [email protected]