public records act - washington...this public policy and to assure that the public interest will be...
TRANSCRIPT
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Public Records Act
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History of Public Disclosure
Freedom of Information Act
Initiative 276
Creating Chapter 42.56 RCW
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Public Policy
People do not yield their sovereignty to the agencies which serve them.
The people do not give public servants the right to decide what is good for the people to know.
The people insist on remaining informed so that they may maintain control over the instruments that they have created.
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Construction of PRA
“The Act shall be liberally construed and its exemptions narrowly construed to promote this public policy and to assure that the public interest will be fully protected.”
“In the event of conflict between the provisions of the Act and any other act, the provisions of the Act shall govern.”
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Main Elements of the PRA
Upon request, an agency shall promptly respond to and disclose public records,
unless a record falls within a specified exemption.
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Who Must Comply?
“State agency” includes every state office, department, division, bureau, board, commission, or other state agency
“Local agency” includes every county, city, town, municipal corporation, quasi-municipal corporation, or special purpose district, or any office, department, division, bureau, board, commission, or agency thereof, or other local public agency
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What is a “public record”?
Any writing that contains information relating to the conduct of government or the performance of any governmental function
The writing was prepared, owned, used or retained by the agency
The writing is in any “physical form”
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What is a request?
Identifiable public record
No particular form needed
No particular words needed
No statutory cite needed
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What is a “prompt response”?
Within 5 business days, an agency must:
Provide the records;
Acknowledge receipt and provide reasonable estimate of response time. Seek clarification if needed; or
Deny the request
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When is Additional Time Needed?
Additional time may be based upon the need to: Clarify the intent of the request
Locate and assemble the records
Notify third persons or agencies affected by the request
Determine whether any of the records requested are exempt and that a denial should be made as to all or part of the request
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Denials
Identify each record denied
State why record is exempt
Cite the statute that is the
basis for the denial
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Exemptions
Over 300 exemptions
Found in chapter 42.56 RCW, other RCW chapters and federal law
Narrow construction of exemptions required
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Partial List of Exemptions
Records relevant to a controversy that
would not be disclosable in litigation
(including “attorney work product”)
Personal information (students,
employees, taxpayers)
Bank and financial information
Investigative, law enforcement, and
crime victim information
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Partial List of Exemptions
Continued
Employment application and some personal information of employees (e.g. residential addresses, social security numbers, personal telephone numbers and email addresses)
Preliminary drafts, notes, intra-agency memos
Many types of financial, commercial, and proprietary information
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Prohibition
The Act prohibits the disclosure of lists of individuals for commercial purposes.
“Commercial purposes” has been broadly interpreted.
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Remedies
Court action may be instituted
Fines up to $100 a day for each day denied
Attorney fees and costs
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Public Disclosure v. Records Retention
Public records shall not be destroyed except pursuant to an approved records retention schedule
Agencies should follow retention schedules set by records retention committee
If a public records request is made at a time when a record exists but is scheduled for destruction in the near future, the agency shall retain possession of the record, and may not destroy it
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Charges for Requests
No fees for inspecting public records
No fees for locating public records
A reasonable charge for providing copies of records and for the use of agency equipment to copy records, which shall not exceed the amount necessary to reimburse the agency
Default charge – up to $.15/page
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Recent Court Cases
Yousoufian v. Sims
Rental Housing Authority v. Des Moines
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Yousoufian v. Office of Ron Sims
168 Wn. 2d 444 (2010)
How Should Penalties for Public Records Act violations
be determined?
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Factors to Consider
Clarity of the public records request
Promptness of agency’s response (including requester’s need for the records)
Strict compliance with procedures and exemptions
Training and supervision of staff
Reasonableness of explanation for noncompliance
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Factors to Consider continued
Agency attitude: helpful, negligent, reckless, dishonest, or acted in bad faith
Agency’s tracking procedures
Potential for harm, including economic loss and loss of government accountability
Deterrence effect of penalty based on size of the agency
Specific facts of the case
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Rental Housing Authority v. Des Moines
165 Wn.2d 525 (2009)
At a minimum, an exemption log should contain the following information:
1. Type of document/description of document
2. Date
3. Author/Sender
4. Recipient (including CCs) if applicable
5. Statutory exemption and brief explanation for withholding
6. Number of pages
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Conclusion
Provide public full access to information concerning the conduct of government
Protect individual’s privacy rights
Preserve the efficient administration of government