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Psychological Review 1969, Vol. 76, No. 4, 387-404 LINGUISTIC PROCESSES IN DEDUCTIVE REASONING 1 HERBERT H. CLARK* Carnegie-Mellon University The present paper develops a theory to specify in part how a person stores and searches through information retained from sentences. The theory states that (a) functional relations, like the abstract subject-predicate relation which underlies sentences, are more available from memory than other, less basic kinds of information; (6) certain "positive" adjectives, like long, are stored in memory in a less complex and more accessible form than their oppo- sites, like short; and (c) listeners can only retrieve, from memory, informa- tion which is congruent at a deep level to the information they are searching for. The present theory, unlike previous ones, correctly predicts the prin- cipal differences in the solution times of 8 types of two-term series problems and 32 types of three-term series problems (e.g., // John isn't as bad as Pete, and Dick isn't as good as Pete, then who is worst?). It also accounts for previous observations on children solving these problems and explains other phenomena in deductive reasoning. Deductive reasoning has often been stud- ied in particular types of reasoning problems. The strategies suggested for their solution have therefore often been of limited gen- erality : they apply in one kind of problem and that kind alone. The present paper pro- poses, instead, that reasoning is accomplished mainly through certain very general lin- guistic processes, the same mental operations that are used regularly in understanding language. Furthermore, the present paper demonstrates in several experiments that these processes, rather than the strategies proposed in the past, correctly account for the difficulties in a variety of reasoning problems. When a person has comprehended a sen- tence, he is said to "know what it means." It is this knowledge that is at the heart of the theory developed here. The theory spe- cifies in part both the form this knowledge takes in memory and the process by which '•The research reported here was supported in part by United States Public Health Service Re- search Grant MH-07722 from the National Insti- tute of Mental Health. The author wishes to thank many colleagues, especially Daryl J. Bern, Stuart K. Card, Eve V. Clark, and William C. Watt, for their constructive comments on the paper, and Joel Gordon and Stephen H. Ellis for their assistance in running the experiments. 2 Requests for reprints should be sent to Herbert H. Clark, who is now at Stanford University, De- partment of Psychology, Stanford, California 94305. it is later retrieved for other purposes. Knowledge of this kind is presumed to be quite abstract. Thus, to answer a question about the content of a sentence, one must know more than the phonological shape of the sentence: one must have come to an interpretation of it. The distinction here is the same as that in the linguistic concepts of "surface" and "deep" structure (Chom- sky, 1965; Postal, 1964). The surface struc- ture of a sentence is the structure which allows it to take on phonological shape; but it is the more abstract deep structure which is necessary for its interpretation. The abstract entities one is presumed to know after interpreting a sentence, then, are closely related to certain linguistic facts about deep structure and the lexicon. And it is at this abstract level that a search for previous in- formation is carried out. For their study of reasoning, many inves- tigators (Burt, 1919; DeSoto, London, & Handel, 1965; Donaldson, 1963; Handel, DeSoto, & London, 1968; Hunter, 1957; Huttenlocher, 1968) have chosen the so- called three-term series problem, which con- sists of two propositions and a question, e.g., // John is better than Dick, and Pete is worse than Dick, then -who is best? The wording of these problems is critical. In all past stud- ies, for example, the above problem has been easier than the following one: // Dick is worse 387

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  • Psychological Review1969, Vol. 76, No. 4, 387-404

    LINGUISTIC PROCESSES INDEDUCTIVE REASONING1

    HERBERT H. CLARK *Carnegie-Mellon University

    The present paper develops a theory to specify in part how a person storesand searches through information retained from sentences. The theory statesthat (a) functional relations, like the abstract subject-predicate relationwhich underlies sentences, are more available from memory than other, lessbasic kinds of information; (6) certain "positive" adjectives, like long, arestored in memory in a less complex and more accessible form than their oppo-sites, like short; and (c) listeners can only retrieve, from memory, informa-tion which is congruent at a deep level to the information they are searchingfor. The present theory, unlike previous ones, correctly predicts the prin-cipal differences in the solution times of 8 types of two-term series problemsand 32 types of three-term series problems (e.g., // John isn't as bad asPete, and Dick isn't as good as Pete, then who is worst?). It also accountsfor previous observations on children solving these problems and explainsother phenomena in deductive reasoning.

    Deductive reasoning has often been stud-ied in particular types of reasoning problems.The strategies suggested for their solutionhave therefore often been of limited gen-erality : they apply in one kind of problemand that kind alone. The present paper pro-poses, instead, that reasoning is accomplishedmainly through certain very general lin-guistic processes, the same mental operationsthat are used regularly in understandinglanguage. Furthermore, the present paperdemonstrates in several experiments thatthese processes, rather than the strategiesproposed in the past, correctly account forthe difficulties in a variety of reasoningproblems.

    When a person has comprehended a sen-tence, he is said to "know what it means."It is this knowledge that is at the heart ofthe theory developed here. The theory spe-cifies in part both the form this knowledgetakes in memory and the process by which

    'The research reported here was supported inpart by United States Public Health Service Re-search Grant MH-07722 from the National Insti-tute of Mental Health. The author wishes tothank many colleagues, especially Daryl J. Bern,Stuart K. Card, Eve V. Clark, and William C.Watt, for their constructive comments on thepaper, and Joel Gordon and Stephen H. Ellis fortheir assistance in running the experiments.

    2 Requests for reprints should be sent to Herbert

    H. Clark, who is now at Stanford University, De-partment of Psychology, Stanford, California 94305.

    it is later retrieved for other purposes.Knowledge of this kind is presumed to bequite abstract. Thus, to answer a questionabout the content of a sentence, one mustknow more than the phonological shape ofthe sentence: one must have come to aninterpretation of it. The distinction hereis the same as that in the linguistic conceptsof "surface" and "deep" structure (Chom-sky, 1965; Postal, 1964). The surface struc-ture of a sentence is the structure whichallows it to take on phonological shape; butit is the more abstract deep structure whichis necessary for its interpretation. Theabstract entities one is presumed to knowafter interpreting a sentence, then, are closelyrelated to certain linguistic facts about deepstructure and the lexicon. And it is at thisabstract level that a search for previous in-formation is carried out.

    For their study of reasoning, many inves-tigators (Burt, 1919; DeSoto, London, &Handel, 1965; Donaldson, 1963; Handel,DeSoto, & London, 1968; Hunter, 1957;Huttenlocher, 1968) have chosen the so-called three-term series problem, which con-sists of two propositions and a question, e.g.,// John is better than Dick, and Pete is worsethan Dick, then -who is best? The wordingof these problems is critical. In all past stud-ies, for example, the above problem has beeneasier than the following one: // Dick is worse

    387

  • 388 HERBERT H. CLARK

    than John, and Dick is better than Pete,then who is best? The difference occurseven though both problems present exactlythe same information, at least superficially.Despite the importance of wording in theseproblems, however, past accounts of reason-ing have neglected to deal directly with thelogically prior process of how the languageof the problems is itself understood. In oneway or another, the past accounts all havethe subjects (5s) solving the problems withsomething less than an abstract interpreta-tion of the propositions. The experiments tobe reported here, then, besides lending sup-port to the present theory, also appear to dis-confirm the earlier explanations. The con-tradictory evidence comes mainly from apreviously untouched set of three-term seriesproblems in which the customary proposi-tions, like John is better than Pete, are re-placed by new ones, like John isn't as badas Pete. Although these two propositionshave a superficially similar appearance andseem almost synonymous, they have radicallydifferent abstract interpretations. Becauseof this property, they allow strong tests ofthe previous theories as well as of the presentone.

    The present theory will be formulated asthree principles: two specify what it is thatthe listener knows of a sentence he hasheard and a third specifies how he searcheshis memory for the wanted knowledge.These three principles will then be used asa basis for predicting the relative times ittakes 5"s to solve two-term series problems(e.g., // John is better than Pete, then whois worse?} and three-term series problems.Finally, the theory will be applied to pre-vious data on three-term series problems aswell as to other, less directly related phe-nomena in deductive reasoning.

    THE THREE PRINCIPLESPrinciple of the Primacy ofFunctional Relations

    Functional relations are the primitive con-ceptual relations out of which sentences areconstructed. Chomsky (1965) lists foursuch relations which he claims are universal:Subject-of, Predicate-of, Direct-object-of,

    and Main-verb-of. For example, in bothJohn watched the monkey and The monkeywas watched by John, a listener knows thatJohn, watch, and monkey are in the relationsubject, verb, and direct object: it was Johnwho watched, what John did was watch, andit was the monkey which was watched. Butthe listener also knows that the theme ofthe first sentencewhat the sentence is about(Halliday, 1967)is John, whereas thetheme of the second is the monkey; thisinformation, of a quite different sort, is notto be found in the functional relations thatunderlie a sentence. The principle of theprimacy of functional relations asserts sim-ply that functional relations, like those ofsubject, verb, and direct object, are stored,immediately after comprehension, in a morereadily available form than other kinds ofinformation, like that of theme.

    This principle, first proposed by Miller(1962) in the language of an earlier lin-guistic theory, is formally related to twodifferent kinds of information present in thedeep structure of a sentence. In one gen-erative grammar of English (similar toChomsky's, 1965), deep structure, a productgenerated by the rules of the "base compo-nent" of the grammar, consists of (a) so-called base strings, like John Past watch themonkey, which fully specify functional rela-tions, and (b) directions for the eventualtransformation of these strings into a sur-face structure, like the passive The monkeybe + Past watch + en by John. The prin-ciple proposed here specifies that the infor-mation of a is more available than the in-formation of b. Significantly, there is onlya small number of functional relations andpossible base stringslinguists differ as tothe actual numberbut there is a greatnumber of transformations available to shapethem into numerous different surface forms.

    Miller's (1962) proposal was that a sen-tence is understood and stored in memoryas two kinds of independent informationbase strings and transformations. In subse-quent research, Miller and others (Gough,1965, 1966; McMahon, 1963; Mehler, 1963;Miller & McKean, 1964; Savin & Percho-nock, 1965) have concentrated on demon-strating that a sentence requiring more trans-

  • LINGUISTIC PROCESSES IN REASONING 38Qformations in mapping deep onto surfacestructure is more complex psychologically,taking more time to understand and morespace in immediate memory. The general-ity of this relationship has recently beenquestioned by Fodor and Garrett (1966)(cf., however, Watt, in press). In con-trast, the emphasis in the present paper ison the importance of the base strings them-selves: they constitute the essential part ofthe interpretation of a sentence and shouldtherefore play an important part wheneverthe interpretation is needed at a later time.Evidence for their importance is found es-pecially in the experiments of McMahon(1963), Clifton, Kurcz, and Jenkins (1965),Clifton and Odom (1966), and Clark andBegun (1968).Principle of Lexical Marking

    According to the principle of lexical mark-ing, the senses of certain "positive" adjec-tives, like good and long, are stored in mem-ory in a less complex form than the sensesof their opposites. This principle is derivedfrom certain linguistic facts relevant to thelexical component of English, that part ofthe grammar which defines the senses ofwords; these words, when inserted in thebase component, give phonological shape tothe abstract characterizations of the base.It is the lexicon that specifies that bird issuperordinate to oriole, that man is ani-mate, that good and bad are antonymous,and so on.

    Antonymous adjectives, like good and bad,and long and short, are often found, on closescrutiny, to be asymmetric (Bierwisch, 1967;Greenberg, 1966; Lyons, 1963, 1968; Sapir,1944; Vendler, 1968). The first piece ofevidence for this is that the "positive" mem-ber of many such pairs can be neutralizedin certain contexts. A speaker asking "Howgood is the food ?" can merely be asking foran evaluation of the food. He will be satis-fied whether he is told the food is good orbad. But the speaker asking "How bad isthe food?" is implying something more:rightly or wrongly, he is pronouncing thefood to be bad and is asking about theextent of its badness. Since good can be

    neutralized and bad cannot, good is said tobe "unmarked" and bad "marked." Otherunmarked-marked pairs by the same cri-terion are long-short, wide-narrow, andinteresting-uninteresting; in the last pair,the marking is made explicit morphologically.

    The second piece of evidence, obviouslyrelated to the first, is that the unmarkedmember of each pair also serves as the nameof the full scale. The names of the good-bad and long-short scales are goodness andlength; badness and shortness name onlyhalf of their respective scales. Also, insentences like The board is six feet long,long names the dimension to be measuredand nothing more; six feet long is exactlyparaphrased by six feet in length. The longin six feet long obviously is in the sameclass with other dimensional names, likewide, deep, thick, and highother unmarkedadjectives-and not with its opposite short:the sentence *The board is six feet shortsis unacceptable to English speakers.

    In sum, the unmarked adjective has twosenses, but the marked only one. The senseof good in the noncommittal how good? andthat of long in the noncommittal how long?or in six feet long will be called their "nomi-nal" senses, for in these instances only thescale name is indicated. The other sensesof good, bad, long, and short, as in the simpleThis board is long, will be called "contras-tive." Contrastive long and short, for ex-ample, specify length in relation to someimplicit standard and contrast with eachother. One property of nominal and con-trastive senses is that they can occur to-gether, as in The short board is six feet long,although two different contrastive senses(without qualification) cannot, as in theunacceptable *The short board is long. An-other property is that the nominal sense issemantically presupposed in the contrastivesenses. Note that contrastive long and shortmean "much in length" and "little in length";both definitions presume that the measureddimension is lengthboth presume nominallong. Yet the nominal sense of long carriesno presupposition about comparative length.

    8 An asterisk indicates that the following sen-

    tence is generally unacceptable in English.

  • 390 HERBERT H. CLARK

    This linguistic evidence suggests thatnominal and contrastive senses of adjectivesought to have different codings in memory(cf. also Clark & Stafford, 1969). The cod-ing difference is formalized in the principleof lexical marking: (a) a nominal sense isstored as one less entity than its corre-sponding contrastive senses, hence (&) thenominal sense is stored and retrieved frommemory more quickly than the contrastivesenses. To indicate this in a notation (seeBierwisch, 1967), nominal good would becoded as [+Evaluative[Polar]], and con-trastive good as [+Evaluative[+Polar]].The semantic feature [+ Evaluative] meansthat an evaluation is being made in bothcases. The lack of a sign before the featurePolar in the nominal case means that theend of the scale is not specified; the plussign in the contrastive case means that thepositive pole of the scale is specified. Theonly sense of bad, similarly, is coded as[+Evaluative[ Polar]]. Stated in termsof this notation, the principle states that[+Evaluative[Polar]] alone is easier tostore and retrieve than the more complex[+Evaluative[ Polar] ] .

    The principle of lexical marking has indi-rect support from several previous studies.Greenberg (1966) and Marshall (1968)proposed that the extra specification of themarked adjective should be more easilydropped than added in free association; thedata they examine support this proposal.Clark and Card (1969) have shown a similarloss of the additional feature in the memoryfor comparative sentences containing an-tonymous adjectives. Both kinds of resultsare consistent with the greater simplicityof the memory coding for unmarked adjec-tives in their nominal sense.

    Principle 0} CongruenceAnswering a question requires more of a

    listener than a mere understanding of thequestion itself. He must "search" his mem-ory for the wanted information and formu-late that information in an answer. It isproposed here that his search is guided bythe principle of congruence. What he seeksfrom his previous knowledge is informationcongruent, at the level of functional rela-

    tions, with the information asked for in thequestion. He cannot answer the questionuntil he finds congruent information, or un-til he reformulates the question so that heis able to do so.

    Application of the Principles toComparative Sentences

    The role these three principles play intwo- and three-term series problems de-pends first on the role they play in thesentences that make up these problems. Thesentences of interest are comparative con-structions, such as John is better than Pete,negative equative constructions, such as Johnisn't as bad as Pete, and questions such aswho is best? The three principles will beexamined in turn for their application tothese types of sentences.

    Principle of the primacy of functional re-lations. By this principle, the informationmost readily available from an interpretationof a sentence is its underlying functionalrelations. But what are the functional rela-tions in comparative and negative equativeconstructions? Lees (1961), Smith (1961),Huddleston (1967), and Doherty andSchwartz (1967) argue that both types ofconstructions are generated linguisticallyfrom two primitive base strings. UnderlyingJohn is better than Dick are the base strings,John is good and Dick is good. It is here inthe base strings that the subject-predicaterelations of John and good and of Dick andgood are found. The two strings are alsodesignated in the base component as partsof a comparative construction. After thefirst transformations, there is a result thatreads, roughly, John is more good than Dickis good. By a further transformation thelast redundant good is dropped; and finally,more good is changed to better to form Johnis better than Dick is or, simpler still, Johnis better than Dick. Had the two basestrings been the door is wide and the deskis long, the resulting sentence would havebeen The door is wider than the desk islong; in this case, the second adjective couldnot be deleted, since it was not identical tothe first. The positive equative constructionJohn is as good as Dick, as well as the nega-tive John isn't as good as Dick, are derived

  • LINGUISTIC PROCESSES IN REASONING 391

    analogously, with as-as in place of more-than,

    Comparative sentences then contain,roughly, two kinds of information: (a) thefunctional relations, as in John is bad, and(b) the comparison more than. Applied tothe comparative, the principle of the primacyof functional relations asserts that a is moreavailable than b. In John is worse thanPete, the listener realizes that John and Peteare bad more readily than that John is moreextreme than Pete in badness. To empha-size the functional relations in a convenientnotation, the present paper will representJohn is worse than Pete as (John is bad+;Pete is bad), John isn't as bad as Pete as(John is bad; Pete is bad+~), and who isworst? as (X is bad+ + ). One + is onedegree more extreme than none, and two+'s indicate the most extreme.

    An important, but surprising, consequenceof this linguistic analysis is that John isbetter than Pete and Pete is worse thanJohn do not impart the same information,as a logician might suggest. The compre-hension of each sentence brings with it dif-ferent kinds of immediate knowledge. Thisdifference will be shown to affect how wellsomeone can use the knowledge in deductivereasoning.

    Principle of lexical marking. This princi-ple asserts that the nominal sense of goodthe sense found in noncommittal how good?questionsis stored in a less complex andmore available form than the contrastivesenses of good and bad. But in which senseare we to interpret the goods underlyingJohn is better than Pete and the bads under-lying Pete is worse than John? It will beargued that the goods can be either nominalor contrastive, but the bads must be con-trastive. Evidence for this is found in threekinds of examples which show a parallelbetween comparative sentences and howgood? type questions, whose properties havealready been demonstrated.

    First, both How good is John? and Johnis better than Pete are ambiguous. If weknow nothing about John or Pete, both sen-tences would normally be interpreted as im-plying nothing about John or Pete. Butwhen prefaced by I know that John and

    Pete are good but, they are no longer non-committal and therefore contain the con-trastive good. Note that How good isJohn?, with a stress on how, is understoodin its contrastive sense. How bad is John?and Pete is worse than John, however, un-ambiguously imply negative evaluations ofPete and John. Second-order comparativequestions show the same neutralization phe-nomenon. How much better is John thanPete? can be noncommittal or positive, butHow much worse is John than Pete? is al-ways negative. Pertinent to this point isDeSoto et al.'s (1965) anecdote about thedisgruntled baseball fan who was watchingtwo baseball greats playing a bad game."I came to see which of you two guys wasbetter," he yelled at one of them. "Instead,I'm seeing which is worse."

    Second, unmarked adjectives can be usedin ways that marked adjectives cannot.Consider the following examples, remem-bering that intelligent is unmarked andstupid is marked:

    1. This genius is more intelligent thanthat genius.

    2. This idiot is more intelligent thanthat idiot.

    3. *This genius is stupider than thatgenius.

    4. This idiot is stupider than that idiot.If it is assumed that stupid and intelligentare being used in only their contrastivesenses, then Sentences 2 and 3 should bothbe unacceptable sentences. The reason isthat their respective base strings, *idiots areintelligent and *geniuses are stupid, are un-acceptable. However, Sentence 2 is clearlyacceptable, although Sentence 3 is not (ex-cept in an ironic sense). The intelligentunderlying Sentence 2 must therefore benominal, so that the base string this idiotis intelligent really only means "this idiothas measurable intelligence." Sentence 3remains unacceptable because the markedstupid cannot assume a nominal sense. Thereare four parallel examples of the how intelli-gent? type questions, and of these, the onlyunacceptable one*How stupid is the gen-ius fis the counterpart of Sentence 3,

  • 392 HERBERT H. CLARK

    Third, the parallel between how good?type questions and comparative sentences ismore than superficial, for they both havemuch the same structure. How good isJohn? can be written as John is (how)good, and John is better than Pete as Johnis (more in extent than Pete is good) good(cf. Chomsky, 1965; Doherty & Schwartz,1967). The comparative is a type of quanti-fication on the unadorned adjective, just assix feet is on simple long. The parallel inthe semantic properties of the two is there-fore not surprising. In summary, unmarkedadjectives in comparatives, just as in howgood? type questions, can be interpretedeither nominally or contrastively, whereastheir marked counterparts can only be inter-preted contrastively.

    The principle of lexical marking, then,has direct application to sentences that con-tain better, worse, isn't as good as, or isn'tas bad as. From the above, we know thatthe good underlying John is better thanPete can be interpreted either nominally orcontrastively. From the principle of lexicalmarking, however, it follows that since thecontrastive sense takes longer to store andretrieve, this good will usually be inter-preted in its simpler nominal sense. Thebad underlying Dick is worse than Jack, ofcourse, can only be interpreted contrastively.This agrees with intuition, leaving John isbetter than Pete normally noncommittal intone, but Dick is worse than Jack clearlynegative in tone. The principle predicts thatbetter and isn't as good as propositions willbe more quickly registered and retrievedthan worse and isn't as bad as propositions.

    Principle of congruence. By this prin-ciple, information cannot be retrieved froma sentence unless it is congruent in its func-tional relations with the information that isbeing sought. This can be illustrated in thefollowing two-term series problem: // Johnis better than Pete, then who is best? (Al-though this question is "bad English" bygrammar school standards, it was used inthe experiments that follow because good,better, and best, and bad, worse, and worst,all have different phonological forms andbecause the three-term series problem usesthe same form of questions; as expected, no

    6" objected to it.) The proposition providesthe information, (John is good+; Pete isgood). The question requests an X so that(X is good+ + ) ; that is, it requires a searchfor the term with the most-plussed good.The underlying form of the question is con-gruent with that of the proposition, so thesolution is immediately forthcoming"Johnis best" or just "John." But when who isbest? is replaced with who is worst?, aquestion requesting information not con-gruent with the proposition's information,then the problem solver will search for themost-plussed bad term and, finding none,implicitly reformulate the question to readwho is least good? So (X is bad+ + ) be-comes (X is good ), in which the min-uses direct the search for the term with theleast-plussed good. In this search, the 5"will find congruent information and willformulate the solution "Pete is worst" or"Pete." The principle of congruence im-plies, then, that retrieving an answer shouldtake less time when propositions and ques-tions are congruent in their base stringsthan when they are incongruent.

    Two- AND THREE-TERM SERIES PROBLEMSImplicit in the previous three principles

    is a process by which people solve problemsin deductive reasoning. Its identifiablestages are (a) comprehension of the propo-sitions; (b) comprehension of the question;(c) search for information asked for in thequestion; and (d) construction of an an-swer. The three principles affect the out-come of this process at one or more ofits stages. It is convenient, then, to exam-ine the application of the principles to theprocess as it is supposed to occur in two-term series problems. These problems con-sist of eight types, the ones formed whenone of four simple propositions (A is betterthan B, B is worse than A, A isn't as bad asB, and B isn't as good as A) is each fol-lowed by one of two questions (who is best?and who is worst f ) .

    The first two stagescomprehending theproposition and questionentail setting upa representation like (A is good+; B isgood) and (X is good+ + ), by the princi-ple of the primacy of functional relations.

  • LINGUISTIC PROCESSES IN REASONING 393

    At these stages and later on, the principleof lexical marking predicts that the base-string pair (A is good+; B is good) shouldbe more quickly registered and retrievedthan (B is bad+ ; A is bad), since the mem-ory coding for bad is more complex thanthat for good. At the third stage, that ofsearching for information asked for in thequestion, 5" carries out the instructions im-plicit in the question. It is at this stage thatthe principle of congruence comes into play.Whenever the question is congruent withthe propostion, 5" should take little time; ifhe needs to reinterpret the question to makeit congruent, he will take more time.

    Experiment I: The Two-TermSeries Problem

    The four propositions of the two-termseries problems, shown in Table 1, can bematched on superficial or deep structure.Proposition I, A is better than B, has thesame order of terms in surface structure asI', A isn't as bad as B. In both proposi-tions, A is the subject, B is the term in thepredicate, and the relation between the termsmeans "strictly greater in goodness than."But Proposition I does not have the samedeep-structure as T. Proposition I is gen-erated from base strings containing good,as indicated in the "Analysis" column,whereas I' is generated from base stringscontaining bad. In deep structure, Proposi-tion I is like II', B isn't as good as A. Thefour propositions, then, allow an orthogonalcomparison of order in surface structureand of deep structure: pairs I and I', andII and II', have the same order in surfacestructure; pairs I and II', and II and I', aresimilar in deep structure. By the threeprinciples, it is claimed that the solutiontimes of the eight problem types should beaffected mainly by the proposition'sandthe question'sdeep structure.

    Method. Four examples of each of the eightproblem types were constructed using as termscommon English four-letter men's names, no pairof which occurred together in more than one prob-lem. Each of the 32 problems was typed in onecontinuous line on the middle of a blank IBM cardin the following form: If Pete isn't as bad as John,then who is best? The problems were arranged in

    TABLE 1MEAN TIME TO SOLVE TWO-TERM SERIES PROBLEMS

    Form of problem

    I A better than B

    11 B worse than A

    I' A not as bad as B

    II' B not as good as A

    Analysis

    A is good

    B is good

    A is bad

    B is bad

    A is bad

    B is bad

    A is good

    B is good

    Form ofquestion

    Best?

    .61

    1.00

    1.73

    1.17

    Worst?

    .68

    .62

    1.58

    1.47

    M

    .64

    .81

    1.66

    1.32

    Note.-Mean time is in seconds.

    four blocks of eight, each block containing oneproblem of each type. The order within eachblock was random and different for each 6". Thefirst block was considered practice and was laterdiscarded.

    The S, at a signal, turned over a card, read theproblem aloud, and gave an answer as quickly ashe could consistent with high accuracy. He wastimed from the first signal to his answer in hun-dredths of a second. After attempting all 32 prob-lems in this manner, he repeated the procedure,omitting the answer. The time duration on thefirst go-round, minus the time duration on the sec-ond, was taken as the solution time for each of the32 problems; this procedure was meant to correctfor possible differences in the reading times of theproblems.

    For each S, the problem of each type with thelongest solution time was taken out and the analy-sis was done on the two remaining ones; this pro-cedure eliminates the effect of the occasional verylong solution time resulting from wandering atten-tion or other extraneous factors. Problems withincorrect answers (6% of the nonpractice prob-lems) were also discarded before analysis. The 205"s were students from an introductory psychologycourse fulfilling a course requirement.

    Results. The mean solution times for thetwo-term series problems are shown in Ta-ble 1; arithmetic means were used in placeof the more generally used geometric means,because it was possible here to have null ornegative solution times. The predictions

  • 394 HERBERT H. CLARK

    made by the foregoing theory are clearlyconfirmed by these solution times.

    First, the principle of the primacy offunctional relations predicts that solutiontimes will correlate with underlying, ratherthan superficial, structure. It was foundthat Problem Type I took less time thanII. If this difference had been the resultof the superficial order and meaning of theterms, then I' should take less time than II';but if it had been the result of their differentunderlying base strings, then II' shouldtake less time than I'. The data clearlysupport the second interpretation: I and II'had significantly shorter solution times thanII and I', F = 8.79, df = 1/19, p < .01, andthere was no significant interaction.

    The principle of lexical marking predictsthat problems with underlying good willtake less time than those with underlyingbad. This is confirmed by the same evi-dence as above. First, note that the prin-ciple of primacy of functional relations wouldalso have been supported if I and II' hadhad longer solution times than II and I',respectively; support for this principle re-quires only that the two problems with simi-lar deep structure be consistently differentin the same direction from the other twoproblems. But the results are quite spe-cific : overall, the good problems, I and II',took significantly less time than the badones, II and I'. This supports lexical mark-ing.

    Finally, the principle of congruence pre-dicts that questions congruent with a propo-sition in their underlying base strings willbe answered more quickly than incongruentquestions. This was supported, F = 11.32,df = 1/19, p < .005, with no other signifi-cant interactions. The question who isbest?, rather than who is worst?, had theshorter solution times for Problem Types Iand IF, built on an underlying good, butthe longer solution times for Problem TypesII and I', built on an underlying bad.

    Deep structure was clearly dominant overthe order of terms in surface structure. InTypes I and II, the subject term of theproposition was more quickly retrieved thanthe term in the predicate. But this was nottrue for Types I' and II'. For them, the

    terms in the predicate were more quicklyretrieved. Order in surface structure, there-fore, is of no detectable importance in theseproblems.

    A final result is that the problems withcomparative propositions were more quicklysolved than those with negative equativepropositions, F = 18.65, df = 1/19, p S"s have difficultiesunder certain instructions in placing a mov-able object, like a block, in relation to afixed one (Huttenlocher, Eisenberg, &Strauss, 1968; Huttenlocher & Strauss,1968). Given the instruction, "Make it sothat the red block is under the blue block,"children find it easy if the red block is inhand and the blue block is fixed, but difficultif the blue block is in hand and the red blockis fixed. To summarize their results, ar-ranging objects from an instruction is easyonly when the movable object is the logicalsubject of a transitive verb or the gram-matical subject of a "relational" sentence.

    The imagerial counterparts of these manip-ulations, the theory states, should show thesame difficulties. Consider a Type Ib prob-lem, B is better tlmn C, and A is better thanB. The first proposition fixes the terms Band C in mind, B above C. The third termof this array, A, is now the "movable" termto be placed in relation to B and C. Since Ais the subject of the second proposition, a"relational" sentence, the task is easy and Ibis quickly solved. It is not so easy to solve aType la problem, A is better than B, and Bis better than C. Here A and B are firstfixed in mind with A above B, then the thirdterm, C, is placed in relation to A and B. In

  • 402 HERBERT H. CLARK

    this case, the "movable" term C is not thesubject of the second proposition, so it ishard to place C in order to solve the prob-lem. Just as Ib should be easier than la, libshould be easier than Ha, Ilia than IVb, andIII6 than IVo. The data in Huttenlocher(1968), the present Experiment II, andClark (1969b) all confirm these predictions.

    The critical comparison of Huttenlocher'sspatial image theory and the present one,however, is found in the problems contain-ing isn't as good as and isn't as bad as. Bythe former theory, a Type I'b problem, Bisn't as bad as C, and A isn't as bad as B,like a Type Ib problem, should be easy. InI'b, the third term, A, to be placed relativeto the two fixed terms B and C, is the sub-ject of the second proposition, hence itsplacement is easy. But in I'a, A isn't as badas B, and B isn't as bad as C, as in la, thethird term C is difficult to place since it is thepredicate of the second proposition. By thesame analysis, II'b should be easier than Il'a,III1 a than IV'b, and Ill'b than IV'a. Thepresent theory and analysis predict exactlythe opposite. Compressing information fromthe first proposition for use in the second, asdiscussed above, should make I'a easier thanI'b, and Il'a easier than II'b. Also, by theprinciple of congruence, IV should be easierthan III', overall, rather than the reverse.Each of the four possible comparisons in theresults of Experiment II and Clark (1969b)support the present theory and run counterto the theory of constructing spatial images;the appropriate significance tests have beenpresented previously. Thus the latter theoryis disconfirmed as a general explanation ofreasoning in three-term series problems.

    It does not follow from the disconfirmationof these two theories of spatial imagery, ofcourse, that imagery does not occur in solv-ing three-term series problems. It certainlydoes occur, although only 49% of the 5s inClark (1969b) claimed that they used spatialimagery. The only firm conclusion we candraw at this time is that it has not beendemonstrated that the use of spatial imagerydifferentially affects the solution of three-term series problems.

    OTHER KINDS OF REASONINGTo be of use, the present explanation for

    certain processes in deductive reasoning musthave generality. It should not be restrictedto three-term series problems alone or toproblems containing comparative proposi-tions. Several examples of another kind ofreasoning problem will serve to illustrate thewider applicability of the theory proposedhere.

    The reasoning problem to be examined re-quires 5s to judge the truth or falsity ofpositive or negative statements. In Wasonand Jones (1963), 5s were presented sen-tences like 29 is not an odd number and wererequired to reply "true" or "false" while theywere timed. In Gough (1965, 1966), 5slistened to sentences like The boy didn't hitthe girl, examined a picture of either a boyhitting a girl or a girl hitting a boy, thenpressed a "true" or "false" button while theywere timed. The main result of interest isthe interaction between the truth and positiv-ity of the sentence: true positive and falsenegative sentences took less time, respec-tively, than false positive and true negativesentences.

    When these tasks are viewed as reasoningproblems, the present theory provides at leasta partial explanation for the results. Wasonand Jones' task can be thought of as con-sisting of a proposition and a question. Theproposition is some previously known factfor example, 29 is an odd numberand thequestion is implicit in the presented sentence,Is it true that 29 is not an odd number?The underlying structure of the propositionis simply (29 is odd), whereas that of thequestion is something like (is it true that (itis false that (29 is o d d ) ) ) . The four truthand positivity questions, then, can be repre-sented as: (a) true positive, (is it true that(29 is odd)) ; (b) false positive, (is it truethat (29 is even)); (c) true negative, (is ittrue that (it is false that (29 is even))); and(d) false negative (is it true that (it is falsethat (29 is odd))). By the principle of con-gruence, 5s will answer more quickly whenthe functional relations underlying these ques-tions are congruent with (29 is odd), thefunctional relations of the proposition. Con-

  • LINGUISTIC PROCESSES IN REASONING 403

    gruence is found for a, but not b, so truepositives should take less time than falsepositives. This agrees with the results.Congruence is also found for d, but not c, sofalse negatives should take less time thantrue negatives. This is also supported by theresults. In Wason and Jones' study, 5~s alsomade more errors on true negatives (c) thanon anything else; they gave "false" sooften presumably because a preliminary com-parison showed that the functional relationsof the proposition and question were differ-ent. Cough's (1965, 1966) tasks, analyzedin a similar way, further confirm these pre-dictions; the present explanation, in fact, isessentially the same as one of the alternativeshe offered for his results.

    The principle of lexical marking, however,accounts for yet another part of Wason andJones' (1963) and Cough's (1965, 1966)results. The question in the above analysiswas always formulated as (is it true that(such and such is so)). It contained true,not false. The reason, of course, is that trueis unmarked and false marked: is it true? im-plies no presuppositions about the answerit could be either "true" or "false"but isit jalse? implies that the answer is expectedto be "false" (cf. also Fillenbaum, 1968).Thus, to answer false questions, -S" must re-formulate his representation in memory toread (if is false that (such and such is so)),before he can give the answer, eliptically,as "false"; true questions are already in thecorrect form. This reformulation shouldtake time, causing false questions to takemore time overall than true questions. Thisprediction is confirmed in Wason (1961),Wason and Jones (1963), and Cough (1965,1966).

    CONCLUSION

    In the past, deductive reasoning has oftenbeen studied as if it were an isolated processeven as if it were specific to a certain kindof task, such as the solution of three-termseries problems. The processes described inthe present paper, on the other hand, arequite general. They are not meant to ex-plain the solution of two- and three-termseries problems alone, but to account for cer-

    tain linguistic processes in understandingstatements and answering questions whereverthey occur. The most important demonstra-tion here has been that the principal difficul-ties inherent in many reasoning problems arenot due to cognitive processes specific tothese problems, but to the very language inwhich the problems are stated. Linguisticprocesses like these arise in every situation inwhich a problem is stated in linguistic terms.

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