projecting state prison populations: an ncrp innovationan ncrp innovation april 5, 2017 authors:...
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Copyright © 2016, Abt Associates Inc.
Projecting State
Prison Populations:
An NCRP InnovationApril 5, 2017
Authors: Christopher Cutler, William
Rhodes, Gerry Gaes
Disclaimer: The analyses and conclusions presented
here are those of the authors and do not necessarily
represent the views and opinions of the Bureau of
Justice Statistics or the U.S. Department of Justice.
Abt Associates | pg 2
Copyright © 2016, Abt Associates Inc.
Acknowledgment
This work was supported by Grant No. 2015-R2-CX-
K135 awarded by the Bureau of Justice Statistics,
Office of Justice Programs, U.S. Department of Justice
to Abt Associates. Points of view in this presentation
are those of the presenters and do not represent the
official position of the U.S. Department of Justice.
Abt Associates | pg 3
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Presentation Roadmap
Methodology
Examples
Feedback
Abt Associates | pg 4
Copyright © 2016, Abt Associates Inc.
Presentation Roadmap
Methodology
Examples
Feedback
Abt Associates | pg 5
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Prison Population Projections
Generate 1 - 5 year prison stock and
admission projections
Data requirements – 5+ years of data in
NCRP
Full methodology available on ncrp.info
Abt Associates | pg 6
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Methodology Flow Chart
Goal: 2020 Stock Estimate
Abt Associates | pg 7
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Abt Associates | pg 8
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Regress time since admission on 2011-2015
admissions
Abt Associates | pg 9
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Regress time since admission on 2011-2015
admissions
Flow-based Estimate
Abt Associates | pg 10
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Regress offense type and % sentence served on the
stock in 2010
Abt Associates | pg 11
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Stock-based Estimate
Regress offense type and % sentence served on the
stock in 2010
Abt Associates | pg 12
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Methodology Flow Chart
Goal: 2020 Stock Estimate
2 Components
Admissions after 2015
Stock in 2015
Regress time since admission on 2011-2015
admissions
Flow-based Estimate
Stock-based Estimate
Regress offense type and % sentence served on the
stock in 2010
Abt Associates | pg 13
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Subpopulation Estimation
Group similar offenders to better observe
trends
Offenders grouped by:
– Offense seriousness
– Observed incarceration history
Abt Associates | pg 14
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Prediction Strata
Offense Seriousness
1(Least)
2 3 4 5 6 7(Most)
8(Drug)
Inca
rce
rati
on
His
tory 0
1
2
3
Abt Associates | pg 15
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Offense Seriousness
Related to time served and sentence length
More serious offense --> longer period of
incarceration
Abt Associates | pg 16
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Offense Seriousness
Seven groups (1 – least serious; 7 most
serious)
– First 3 groups - ~20 % of admissions each
– Last 4 groups - ~10 % of admissions each
Drug offenses treated as separate group
– Eighth group
Abt Associates | pg 17
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Offense Seriousness Categories
2000 – 2015 AZ Admissions
Abt Associates | pg 18
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Offense Seriousness Categories
2015 AZ Stock
Abt Associates | pg 19
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Incarceration History
Recency of prior prison stay approximates
offender risk score
Abt Associates | pg 20
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Incarceration History
Years Since Previous Prison Release
0 1 2 3 4 5 6 7
No Prior Incarcerations
0 1 2 3
Abt Associates | pg 21
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Flow-based Assumptions
Trends in admissions and releases continue
into future
Time served for new admissions is consistent
with observed time served for admissions in
2011 – 2015
Abt Associates | pg 22
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Stock-based Assumptions
Proportion of 2010 stock remaining in 2015
stock is the same as the proportion of 2015
stock remaining in 2020 stock
Abt Associates | pg 23
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Additional Considerations
Some shifts in policy are important for
projections
Adjustment factors allow for modification with
outside information
Abt Associates | pg 24
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Presentation Roadmap
Methodology
Examples
Feedback
Abt Associates | pg 25
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Presentation Roadmap
Methodology
Examples
AZ Admission Projections
Feedback
Abt Associates | pg 26
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AZ Admission Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 1,791 1,739 1,626 1,501 1,388 1,343
2 1,815 1,767 1,751 1,718 1,685 1,658
3 2,740 2,782 2,794 2,790 2,780 2,770
4 2,188 2,084 2,087 2,092 2,086 2,078
5 912 945 960 982 1,005 1,022
6 1,772 1,866 1,911 1,937 1,962 1,986
(Most Serious) 7 1,866 1,867 1,860 1,855 1,839 1,824
(Drug Offenses) 8 6,947 7,275 7,474 7,628 7,759 7,871
Total 20,031 20,325 20,464 20,504 20,504 20,553
Change from 2015 1.5% 2.2% 2.4% 2.4% 2.6%
Abt Associates | pg 27
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AZ Admission Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 1,791 1,739 1,626 1,501 1,388 1,343
2 1,815 1,767 1,751 1,718 1,685 1,658
3 2,740 2,782 2,794 2,790 2,780 2,770
4 2,188 2,084 2,087 2,092 2,086 2,078
5 912 945 960 982 1,005 1,022
6 1,772 1,866 1,911 1,937 1,962 1,986
(Most Serious) 7 1,866 1,867 1,860 1,855 1,839 1,824
Total 20,031 20,325 20,464 20,504 20,504 20,553
Change from 2015 1.5% 2.2% 2.4% 2.4% 2.6%
Admissions Decreasing
Abt Associates | pg 28
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AZ Admission Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 1,791 1,739 1,626 1,501 1,388 1,343
2 1,815 1,767 1,751 1,718 1,685 1,658
3 2,740 2,782 2,794 2,790 2,780 2,770
4 2,188 2,084 2,087 2,092 2,086 2,078
5 912 945 960 982 1,005 1,022
6 1,772 1,866 1,911 1,937 1,962 1,986
(Most Serious) 7 1,866 1,867 1,860 1,855 1,839 1,824
(Drug Offenses) 8 6,947 7,275 7,474 7,628 7,759 7,871
Total 20,031 20,325 20,464 20,504 20,504 20,553
Change from 2015 1.5% 2.2% 2.4% 2.4% 2.6%
Admissions Increasing
Abt Associates | pg 29
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AZ Admission Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 1,791 1,739 1,626 1,501 1,388 1,343
2 1,815 1,767 1,751 1,718 1,685 1,658
3 2,740 2,782 2,794 2,790 2,780 2,770
4 2,188 2,084 2,087 2,092 2,086 2,078
5 912 945 960 982 1,005 1,022
6 1,772 1,866 1,911 1,937 1,962 1,986
(Most Serious) 7 1,866 1,867 1,860 1,855 1,839 1,824
Total 20,031 20,325 20,464 20,504 20,504 20,553
Change from 2015 1.5% 2.2% 2.4% 2.4% 2.6%
Overall Admissions Increasing
Abt Associates | pg 30
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AZ Observed and Predicted Yearly
Admission Counts
16,500
17,000
17,500
18,000
18,500
19,000
19,500
20,000
20,500
21,000
2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
# o
f A
dm
issi
on
s
Year
Abt Associates | pg 31
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AZ Observed and Projected Monthly
Admission Counts
10
01
50
20
02
50
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 1
Abt Associates | pg 32
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AZ Observed and Projected Monthly
Admission Counts
12
01
40
16
01
80
20
0
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 2
Abt Associates | pg 33
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AZ Observed and Projected Monthly
Admission Counts
15
02
00
25
03
00
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 3
Abt Associates | pg 34
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AZ Observed and Projected Monthly
Admission Counts
10
01
50
20
02
50
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 4
Abt Associates | pg 35
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AZ Observed and Projected Monthly
Admission Counts
50
60
70
80
90
10
0
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 5
Abt Associates | pg 36
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AZ Observed and Projected Monthly
Admission Counts
12
01
40
16
01
80
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 6
Abt Associates | pg 37
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AZ Observed and Projected Monthly
Admission Counts
12
01
40
16
01
80
20
02
20
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 7
Abt Associates | pg 38
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AZ Observed and Projected Monthly
Admission Counts
30
04
00
50
06
00
70
0
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Category 8
Abt Associates | pg 39
Copyright © 2016, Abt Associates Inc.
AZ Observed and Projected Monthly
Admission Counts
14
00
15
00
16
00
17
00
18
00
19
00
# o
f A
dm
s
Dec
10
Dec
12
Dec
14
Dec
16
Dec
18
Dec
20
Month
Total
Abt Associates | pg 40
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Presentation Roadmap
Methodology
Examples
AZ Year-end Stock Projections
Feedback
Abt Associates | pg 41
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AZ Year-end Stock Projections –
Flow-based ComponentOffense Seriousness Category 2016 2017 2018 2019 2020
(Least serious) 1 1,027 1,492 1,689 1,761 1,803
2 930 1,232 1,365 1,455 1,518
3 1,918 3,021 3,681 4,137 4,447
4 1,544 2,545 3,159 3,624 3,943
5 769 1,283 1,610 1,858 2,021
6 1,471 2,529 3,237 3,799 4,208
(Most Serious) 7 1,636 3,012 4,218 5,234 6,085
(Drug Offenses) 8 4,891 7,339 8,671 9,664 10,428
Total 14,186 22,452 27,628 31,534 34,455
Abt Associates | pg 42
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AZ Year-end Stock Projections –
Flow-based ComponentOffense Seriousness Category 2016 2017 2018 2019 2020
(Least serious) 1 1,027 1,492 1,689 1,761 1,803
2 930 1,232 1,365 1,455 1,518
3 1,918 3,021 3,681 4,137 4,447
4 1,544 2,545 3,159 3,624 3,943
5 769 1,283 1,610 1,858 2,021
6 1,471 2,529 3,237 3,799 4,208
(Most Serious) 7 1,636 3,012 4,218 5,234 6,085
(Drug Offenses) 8 4,891 7,339 8,671 9,664 10,428
Total 14,186 22,452 27,628 31,534 34,455
Contribution to Stock Population Increasing
Abt Associates | pg 43
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AZ Year-end Stock Projections –
Stock-based ComponentOffense Seriousness Category 2016 2017 2018 2019 2020
(Least serious) 1 1,184 656 378 210 114
2 983 654 495 387 319
3 2,973 1,860 1,206 763 454
4 3,223 2,246 1,687 1,236 961
5 1,250 784 524 337 228
6 3,108 2,104 1,460 998 691
(Most Serious) 7 10,963 9,651 8,472 7,408 6,489
(Drug Offenses) 8 5,083 2,985 2,050 1,316 812
Total 28,766 20,939 16,272 12,655 10,067
Abt Associates | pg 44
Copyright © 2016, Abt Associates Inc.
AZ Year-end Stock Projections –
Stock-based ComponentOffense Seriousness Category 2016 2017 2018 2019 2020
(Least serious) 1 1,184 656 378 210 114
2 983 654 495 387 319
3 2,973 1,860 1,206 763 454
4 3,223 2,246 1,687 1,236 961
5 1,250 784 524 337 228
6 3,108 2,104 1,460 998 691
(Most Serious) 7 10,963 9,651 8,472 7,408 6,489
(Drug Offenses) 8 5,083 2,985 2,050 1,316 812
Total 28,766 20,939 16,272 12,655 10,067
Contribution to Stock Population Decreasing
Abt Associates | pg 45
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AZ Year-end Stock Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 2,259 2,211 2,148 2,067 1,971 1,917
2 2,012 1,913 1,887 1,860 1,842 1,837
3 4,832 4,891 4,880 4,887 4,900 4,900
4 4,768 4,767 4,791 4,846 4,861 4,904
5 1,926 2,019 2,067 2,134 2,195 2,249
6 4,503 4,579 4,632 4,697 4,797 4,899
(Most Serious) 7 12,526 12,599 12,662 12,689 12,642 12,574
(Drug Offenses) 8 9,542 9,973 10,323 10,721 10,980 11,240
Total 42,368 42,952 43,392 43,900 44,189 44,522
Change from 2015 1.4% 2.4% 3.6% 4.3% 5.1%
Abt Associates | pg 46
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AZ Year-end Stock Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 2,259 2,211 2,148 2,067 1,971 1,917
2 2,012 1,913 1,887 1,860 1,842 1,837
3 4,832 4,891 4,880 4,887 4,900 4,900
4 4,768 4,767 4,791 4,846 4,861 4,904
5 1,926 2,019 2,067 2,134 2,195 2,249
6 4,503 4,579 4,632 4,697 4,797 4,899
(Most Serious) 7 12,526 12,599 12,662 12,689 12,642 12,574
(Drug Offenses) 8 9,542 9,973 10,323 10,721 10,980 11,240
Total 42,368 42,952 43,392 43,900 44,189 44,522
Change from 2015 1.4% 2.4% 3.6% 4.3% 5.1%
Stock Population Decreasing
Abt Associates | pg 47
Copyright © 2016, Abt Associates Inc.
AZ Year-end Stock Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 2,259 2,211 2,148 2,067 1,971 1,917
2 2,012 1,913 1,887 1,860 1,842 1,837
3 4,832 4,891 4,880 4,887 4,900 4,900
4 4,768 4,767 4,791 4,846 4,861 4,904
5 1,926 2,019 2,067 2,134 2,195 2,249
6 4,503 4,579 4,632 4,697 4,797 4,899
(Most Serious) 7 12,526 12,599 12,662 12,689 12,642 12,574
(Drug Offenses) 8 9,542 9,973 10,323 10,721 10,980 11,240
Total 42,368 42,952 43,392 43,900 44,189 44,522
Change from 2015 1.4% 2.4% 3.6% 4.3% 5.1%
Stock Population Increasing
Abt Associates | pg 48
Copyright © 2016, Abt Associates Inc.
AZ Year-end Stock Projections
Offense Seriousness Category 2015 2016 2017 2018 2019 2020
(Least serious) 1 2,259 2,211 2,148 2,067 1,971 1,917
2 2,012 1,913 1,887 1,860 1,842 1,837
3 4,832 4,891 4,880 4,887 4,900 4,900
4 4,768 4,767 4,791 4,846 4,861 4,904
5 1,926 2,019 2,067 2,134 2,195 2,249
6 4,503 4,579 4,632 4,697 4,797 4,899
(Most Serious) 7 12,526 12,599 12,662 12,689 12,642 12,574
(Drug Offenses) 8 9,542 9,973 10,323 10,721 10,980 11,240
Total 42,368 42,952 43,392 43,900 44,189 44,522
Change from 2015 1.4% 2.4% 3.6% 4.3% 5.1%
Overall Stock Population Increasing
Abt Associates | pg 49
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37,000
38,000
39,000
40,000
41,000
42,000
43,000
44,000
45,000
2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
# in
Ye
ar-e
nd
Sto
ck
Year
AZ Observed and Predicted Year-
end Stocks
Abt Associates | pg 50
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Observations from Projections in
Other States
In total, we…
– Predicted population growth for 12 states
– Predicted population decline for 15 states
– Predicted inflection in growth for 12 states
Abt Associates | pg 51
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Presentation Roadmap
Methodology
Examples
Feedback
Abt Associates | pg 52
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Additional Feedback?
Would our projections be beneficial for your
state?
Any considerations we missed?
Comments/suggestions?
Abt Associates | pg 53
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Contacts
Christopher Cutler, Analyst, Abt AssociatesEmail: [email protected]: 617-520-2441
Tom Rich, Project Director, Abt AssociatesEmail: [email protected]: 617-520-2753
Josh Markman, Program Manager, Bureau of Justice Statistics
Email: [email protected]: 202-616-1718
Thank You!