Product ID Fund Family Symbol Fund Name* Share Cusip Short Term Redemption Fee Days Short Term Redemption Fee Rate

88278 361 AMFQX MANAGED FUTURES STRATEGY FUND INVESTOR CLASS 46141834590749 1919 SBFAX FINANCIAL SERVICES FUND CLASS A 89832P87992210 13D DDDAX ACTIVIST FUND CLASS A 66537V252 30 0.0250305 AB ALCAX MUNI INCOME FUND CALIFORNIA PORTF CLASS A 18642306

42 AB ALTFX GLOBAL THEMATIC GROWTH FUND CLASS A 1878010690750 AB ACIAX TAX-MGD CONSERVATIVE WLTH STRAT FD CLASS A 01877F87292424 AB AGSAX UNCONSTRAINED BOND FUND CLASS A 01859N10993528 AB ASLAX SELECT US LONG/SHORT FUND CLASS A 01878T10393696 AB ABWAX BALANCED WEALTH STRATEGY FUND CLASS A 01877F65894401 AB ABNAX BOND INFLATION STRATEGY FUND CLASS A 1852857065557 AB ABIAX INTERNATIONAL VALUE FUND CLASS A 1891310395729 AB ABVAX VALUE FUND CLASS A 1891510895865 AB AMTAX ALL MARKET REAL RETURN PORTFOLIO CLASS A 1852843071630 AB ABASX DISCOVERY VALUE FUND CLASS A 1891410145088 AB CABDX GROWTH & INCOME FUND CLASS A 1859710445089 AB QUASX SMALL CAP GROWTH FUND CLASS A 1.88E+11045533 AB AGDAX HIGH INCOME FUND CLASS A 01859M10146221 AB ANAGX GLOBAL BOND FUND CLASS A 01853W10547481 AB AGRFX GROWTH FUND CLASS A 01877F40147494 AB AWPAX INTERNATIONAL GROWTH FUND CLASS A 01879X10347617 AB APGAX LARGE-CAP GROWTH FUND CLASS A 01877C10148093 AB CHCLX DISCOVERY GROWTH FUND CLASS A 1863610048299 AB CABNX GLOBAL RISK ALLOCATION FUND CLASS A 1852510548350 AB AREAX GLOBAL REAL ESTATE INVESTMENT FUND CLASS A 01877G10248596 AB AGIAX TAX-MGD BALANCED WEALTH STRATEGY FD CLASS A 01877F70851025 AB AUIAX EQUITY INCOME FUND CLASS A 1879110386481 AB AWAAX WEALTH APPRECIATION STRATEGY FUND CLASS A 01877F69087256 AB AIDAX INTERMEDIATE DIVERSIFIED MUNI PORT CLASS A 8556877287325 AB ABQUX INTERMEDIATE BOND FUND CLASS A 1852871187917 AB ABTHX HIGH INCOME MUNICIPAL FUND CLASS A 1864275187918 AB AUNAX MUNICIPAL BOND INFLATION STRAT FD CLASS A 1852848988487 AB ABPAX CONSERVATIVE WEALTH STRATEGY FUND CLASS A 01877F61792057 ABERDEEN GLLAX GLOBAL EQUITY FUND CLASS A 302031096100 ABERDEEN GIGAX INTERNATIONAL EQUITY FUND CLASS A 301944566809 ABERDEEN MLSAX EQUITY LONG SHORT FUND CLASS A 302037766975 ABERDEEN GSXAX U.S. SMALL CAP EQUITY FUND CLASS A 302071668475 ABERDEEN BJBGX TOTAL RETURN BOND CLASS A 04315J10071281 ABERDEEN GGNAX GLOBAL NATURAL RESOURCES FUND CLASS A 301971873049 ABERDEEN BJBHX GLOBAL HIGH INCOME FUND CLASS A 04315J87873618 ABERDEEN GOPAX CHINA OPPORTUNITIES FUND CLASS A 301910646708 ABERDEEN WVCCX INTERNATIONAL SMALL CAP FUND CLASS A 302182188715 ABERDEEN GXXAX US MULTI-CAP EQUITY FUND CLASS A 302142588961 ABERDEEN GEGAX EMERGING MARKETS FUND CLASS A 302125062314 ABERDEEN SELECT BJBIX INTERNATIONAL EQUITY FUND CLASS A 04315J40766268 ABERDEEN SELECT JETAX INTL EQUITY FUND II CLASS A 04315J845

105691 ABR ABRTX DYNAMIC BLEND EQUITY & VOLATILITY INVESTOR CLASS 34984Y77367284 ABSOLUTE ASFAX STRATEGIES FUND CLASS R 34984T70967498 AC ALIAX ALTERNATIVES EQUITY MARKET NEUTRAL CLASS A 02507M75866464 AC ALHIX ALTERNATIVES EQUITY MARKET NEUTRAL INVESTOR CLASS 02507M69186209 ADAPTIVE ALLOCATION AAXAX ADAPTIVE ALLOCATION FUND CLASS A 66537V534 90 0.02

107563 ADVISORONE AIMNX HORIZON ACTIVE INCOME FUND CLASS N 44053A887107564 ADVISORONE ARANX HORIZON ACTIVE RISK ASSIST FUND CLASS N 44053A606108486 ADVISORS PREFERRED TRUST QACAX QUANTIFIED ALL CAP EQUITY FUND ADVISOR CLASS 00771F772108487 ADVISORS PREFERRED TRUST QALAX QUANTIFIED ALT INVESTMENT FUND ADVISOR CLASS 00771F756

108488 ADVISORS PREFERRED TRUST QBDAX QUANTIFIED MGD INCOME FUND ADVISOR CLASS 00771F780108489 ADVISORS PREFERRED TRUST QMLAX QUANTIFIED MARKET LEADERS FUND ADVISOR CLASS 00771F764108490 ADVISORS PREFERRED TRUST QSTAX QUANTIFIED STF FUND ADVISOR CLASS 00771F731

92821 ADVISORS PREFERRED TRUST QBDSX QUANTIFIED MANAGED INCOME FUND INV CLASS 00771F40092822 ADVISORS PREFERRED TRUST QACFX QUANTIFIED ALL-CAP EQUITY FUND INV CLASS 00771F50992823 ADVISORS PREFERRED TRUST QMLFX QUANTIFIED MARKET LEADERS FUND INV CLASS 00771F60892824 ADVISORS PREFERRED TRUST QALTX QUANTIFIED ALTERNATIVE INV FUND INV CLASS 00771F707

106259 ADVISORS PREFERRED TRUST QSTFX QUANTIFIED STF FUND INVESTOR CLASS 00771F74991952 ADVISORS PREFERRED TRUST QGLDX THE GOLD BULLION STRATEGY FUND 00771F20294808 ADVISORY RESEARCH INFRX MLP & ENERGY INCOME FUND CLASS A 461418543 90 0.0261601 AIG SUNAMERICA SHNAX HIGH YIELD BOND FUND CLASS A 86691873369813 AIT ARROW DWAFX DWA BALANCED FUND CLASS A 42765404 30 0.0185931 AIT ARROW DWTFX DWA TACTICAL FUND CLASS A 42765701 30 0.0173036 AIT ARROW ASFFX ALTERNATIVE SOLUTIONS FUND CLASS A 4276510791786 ALGER SPEGX GREEN FUND CLASS A 1556640962718 ALGER ALMAX SMID CAP GROWTH FUND CLASS A 1556573246352 ALGER ALGAX INT'L GROWTH FUND CLASS A 1556585646382 ALGER SPECX SPECTRA FUND CLASS A 1556610246487 ALGER ALBAX BALANCED FUND CLASS A 1556583146489 ALGER AMGAX MID CAP GROWTH FUND CLASS A 1556586446490 ALGER ALSAX SMALL CAP GROWTH FUND CLASS A 1556587221199 ALGER ACAAX CAPITAL APPRECIATION FUND CLASS A 1556584984258 ALGER AHSAX HEALTH SCIENCES FUND CLASS A 1556576595998 ALGER AGIFX GREEN FUND CLASS I 1556660772773 ALGER ALSRX SMALL CAP GROWTH FUND CLASS I 1557010473519 ALGER ASIMX SMIDCAP GROWTH FUND CLASS I 1556546849757 ALLIANZGI PGFAX FOCUSED GROWTH FUND ADMIN CLASS 1891830060834 ALLIANZGI PALAX GLOBAL ALLOCATION FUND CLASS A 01900C77191962 ALLIANZGI AZNAX INCOME & GROWTH FUND CLASS A 1892049692570 ALLIANZGI AWTAX GLOBAL WATER FUND CLASS A 01900A10693923 ALLIANZGI GUCAX ULTRA MICRO CAP FUND CLASS A 01880B64566630 ALLIANZGI RAGTX TECHNOLOGY FUND CLASS A 1891947267496 ALLIANZGI PNEAX DIVIDEND VALUE FUND CLASS A 1891824398369 ALLIANZGI RGSAX GLOBAL SMALL CAP FUND CLASS A 1891952298370 ALLIANZGI AOTAX EMERGING MARKETS OPP FUND CLASS A 1892062973671 ALLIANZGI ARMAX GLOBAL NATURAL RESOURCES FUND CLASS A 1892071047343 ALLIANZGI PGWAX FOCUSED GROWTH FUND CLASS A 1891831849676 ALLIANZGI PQNAX MID-CAP VALUE FUND CLASS A 1891864984825 ALLIANZGI PNBAX LARGE CAP VALUE FUND CLASS A 1891845885319 ALLIANZGI AFJAX INTERNATIONAL VALUE FUND CLASS A 1892070286496 ALLIANZGI ANZAX CONVERTIBLE FUND CLASS A 01900C68086815 ALLIANZGI AYBAX HIGH YIELD BOND FUND CLASS A 01900C61574275 ALPS RED ROCKS LPEFX LISTED PRIVATE EQUITY FUND CLASS A 317609816 90 0.0288706 ALPS/CORECOMMODITY MGMT JCRAX COMPLETE COMMODITIES SM STRAT FUND CLASS A 317609675 30 0.0293279 ALTEGRIS ELSAX EQUITY LONG SHORT FUND CLASS A 66537Y371 30 0.0188416 ALTEGRIS EVOAX FUTURES EVOLUTION STRATEGY FUND CLASS A 66537Y629 30 0.0186146 ALTEGRIS MFTAX MANAGED FUTURES STRATEGY FUND CLASS A 66537V351 30 0.0188321 ALTEGRIS MCRNX MACRO STRATEGY FUND CLASS N 66537Y603 30 0.0198105 ALTEGRIS MULNX MULTI STRATEGY ALTERNATIVE FUND CLASS N 66537Y165 30 0.0198608 ALTEGRIS FXDNX FIXED INCOME LONG SHORT FUND CLASS N 66537Y132 30 0.0160551 AMANA AMAGX GROWTH FUND 2286520847224 AMANA AMANX INCOME FUND 2286510986297 AMANA AMDWX DEVELOPING WORLD FUND 2286530792976 AMERICAN BEACON AVASX LARGE CAP VALUE FUND ADVISOR CLASS 02368A35695602 AMERICAN BEACON SHOAX SIM HIGH YIELD OPPORTUNITIES FUND CLASS A 24524324 90 0.02

96178 AMERICAN BEACON ALVAX LARGE CAP VALUE FUND CLASS A 2452474661598 AMERICAN BEACON LHGFX HOLLAND LARGE CAP GROWTH FUND INV CLASS 2452550361948 AMERICAN BEACON AVPAX SMALL CAP VALUE FUND INV CLASS 02368A62093146 AMERICAN BEACON AMPAX MID-CAP VALUE FUND INV CLASS 02368A29996343 AMERICAN BEACON BWLIX BRIDGEWAY LARGE CAP VALUE FUND INV CLASS 2452411846665 AMERICAN BEACON AABPX BALANCED FUND INV CLASS 02368A82846666 AMERICAN BEACON AAGPX LARGE CAP VALUE FUND INV CLASS 02368A81088749 AMERICAN BEACON STSGX STEPHENS SMALL CAP GROWTH FUND INVESTOR CLASS 02368A13394402 AMERICAN BEACON SHYPX SIM HIGH YIELD OPPORTUNITIES FUND INVESTOR CLASS 2452427494562 AMERICAN BEACON AZSPX ZEBRA SMALL CAP EQUITY FUND INVESTOR CLASS 2452464745773 AMERICAN BEACON AAIPX INTERNATIONAL EQUITY FUND INVESTOR CLASS 02368A79450468 AMERICAN CENTURY TWAVX SHORT TERM GOVT FUND ADV CLASS 2508184550473 AMERICAN CENTURY ACTEX ZERO COUPON 2020 FUND ADV CLASS 2493586850474 AMERICAN CENTURY ACTVX ZERO COUPON 2025 FUND ADV CLASS 2493585091180 AMERICAN CENTURY ADFAX DIVERSIFIED BOND FUND CLASS A 2493250192335 AMERICAN CENTURY ACSQX SHORT DURATION FUND CLASS A 2493247794259 AMERICAN CENTURY APOAX SHORT DURATION INFL PROT BD FD CLASS A 2493275896135 AMERICAN CENTURY ACLAX MID CAP VALUE FUND CLASS A 2507663996828 AMERICAN CENTURY AYMAX HIGH YIELD MUNICIPAL FUND CLASS A 2493486197717 AMERICAN CENTURY MMBAX LONG-TERM TAX-FREE FUND CLASS A 2493473970419 AMERICAN CENTURY ANOAX SMALL CAP GROWTH FUND CLASS A 2508322150420 AMERICAN CENTURY TCRAX GROWTH FUND CLASS A 2508340350421 AMERICAN CENTURY ATHAX HERITAGE FUND CLASS A 2508376750422 AMERICAN CENTURY TWCAX SELECT FUND CLASS A 2508380950423 AMERICAN CENTURY TWUAX ULTRA FUND CLASS A 2508385850426 AMERICAN CENTURY AEMMX EMERGING MARKETS FUND CLASS A 2508685150427 AMERICAN CENTURY AGGRX GLOBAL GROWTH FUND CLASS A 2508682850428 AMERICAN CENTURY ACIDX INT'L DISCOVERY FUND CLASS A 2508680250429 AMERICAN CENTURY TWGAX INT'L GROWTH FUND CLASS A 2508640650430 AMERICAN CENTURY ACGGX GLOBAL GOLD FUND CLASS A 02507M20450437 AMERICAN CENTURY ACVAX STRATEGIC ALLOCATION: AGGRESSIVE CLASS A 2508588750439 AMERICAN CENTURY ACCAX STRATEGIC ALLOCATION: CONSERVATIVE CLASS A 2508530950441 AMERICAN CENTURY ACOAX STRATEGIC ALLOCATION: MODERATE CLASS A 2508560650442 AMERICAN CENTURY BEQAX EQUITY GROWTH FUND CLASS A 02507M70950443 AMERICAN CENTURY TWEAX EQUITY INCOME FUND CLASS A 2507640750444 AMERICAN CENTURY AMADX INCOME & GROWTH FUND CLASS A 02507M40250445 AMERICAN CENTURY ALPAX LARGE COMPANY VALUE FUND CLASS A 2507678750446 AMERICAN CENTURY ASQAX SMALL COMPANY FUND CLASS A 02507M82450448 AMERICAN CENTURY ACCVX CAPITAL VALUE FUND CLASS A 2508342950449 AMERICAN CENTURY TWADX VALUE FUND CLASS A 2507680350451 AMERICAN CENTURY AREEX REAL ESTATE FUND CLASS A 2507686050455 AMERICAN CENTURY AHYVX HIGH YIELD FUND CLASS A 2493288150462 AMERICAN CENTURY AIBDX INTL BOND FUND CLASS A 2508220750464 AMERICAN CENTURY BGNAX GINNIE MAE FUND CLASS A 2508183750465 AMERICAN CENTURY AIAVX INFLATION ADJUSTED BOND FUND CLASS A 2508182950467 AMERICAN CENTURY ABTAX GOVT BOND FUND CLASS A 2508186088075 AMERICAN CENTURY AFDAX FUNDAMENTAL EQUITY FUND CLASS A 2508313044437 AMERICAN CENTURY BEGBX INT'L BOND FUND INV CLASS 2508210851220 AMERICAN CENTURY ASVIX SMALL CAP VALUE FUND INV CLASS 2507685244426 AMERICAN CENTURY TWIEX INT'L GROWTH FUND INV CLASS 25086109 60 0.0261051 AMERICAN CENTURY ASQIX SMALL COMPANY FUND INV CLASS 02507M840

1288 AMERICAN CENTURY TWCUX ULTRA FUND INV CLASS 2508388291930 AMERICAN CENTURY AGAVX GLOBAL ALLOCATION FUND INV CLASS 2508569762191 AMERICAN CENTURY ALVIX LARGE COMPANY VALUE FUND INV CLASS 2507679562255 AMERICAN CENTURY AIOIX INTL OPPORTUNITIES FUND INV CLASS 25086745 60 0.02

62686 AMERICAN CENTURY ACITX INFLATION ADJ BOND FUND INV CLASS 2508170492979 AMERICAN CENTURY ARYIX ONE CHOICE 2035 PORTFOLIO FUND INV CLASS 02507F88693874 AMERICAN CENTURY ARWIX ONE CHOICE 2025 PORTFOLIO INV CLASS 02507F50694413 AMERICAN CENTURY ARBVX ONE CHOICE 2020 PORTFOLIO INV CLASS 02507F696

6489 AMERICAN CENTURY BTTTX ZERO COUPON 2020 FUND INV CLASS 2493550466955 AMERICAN CENTURY ACTIX CAPITAL VALUE FUND INV CLASS 2508339511085 AMERICAN CENTURY BGEIX GLOBAL GOLD FUND INV CLASS 02507M105 60 0.0144414 AMERICAN CENTURY TWCGX GROWTH FUND INV CLASS 2508310644416 AMERICAN CENTURY TWCIX SELECT FUND INV CLASS 2508350244422 AMERICAN CENTURY TWHIX HERITAGE FUND INV CLASS 2508379144424 AMERICAN CENTURY TWBIX BALANCED FUND INV CLASS 2508374244425 AMERICAN CENTURY TWVLX VALUE FUND INV CLASS 2507650644432 AMERICAN CENTURY BGNMX GINNIE MAE FUND INV CLASS 2508160544433 AMERICAN CENTURY TWUSX SHORT TERM GOV'T FUND INV CLASS 2508150644435 AMERICAN CENTURY BULIX UTILITIES FUND INV CLASS 02507M88145585 AMERICAN CENTURY BIGRX INCOME & GROWTH FUND INV CLASS 02507M30345835 AMERICAN CENTURY BTTRX ZERO COUPON 2025 FUND INV CLASS 2493560345928 AMERICAN CENTURY CPTNX GOV'T BOND FUND INV CLASS 2508130845961 AMERICAN CENTURY BEQGX EQUITY GROWTH FUND INV CLASS 02507M60046426 AMERICAN CENTURY TWEIX EQUITY INCOME FUND INV CLASS 2507610046668 AMERICAN CENTURY TWSCX STRATEGIC ALLOCATION: CONSERVATIVE INV CLASS 2508510146669 AMERICAN CENTURY TWSMX STRATEGIC ALLOCATION: MODERATE INV CLASS 2508540846670 AMERICAN CENTURY TWSAX STRATEGIC ALLOCATION: AGGRESSIVE INV CLASS 2508570546672 AMERICAN CENTURY BCHYX CA HIGH YIELD MUNICIPAL FUND INV CLASS 2507520146675 AMERICAN CENTURY BCITX CA INTERM-TERM TAX-FREE BOND FUND INV CLASS 2507550846677 AMERICAN CENTURY BCLTX CA LONG-TERM TAX FREE FUND INV CLASS 2507560747396 AMERICAN CENTURY REACX REAL ESTATE FUND INV CLASS 2507688647806 AMERICAN CENTURY ABHIX HIGH YIELD FUND INV CLASS 2493280848170 AMERICAN CENTURY TWEGX INT'L DISCOVERY FUND INV CLASS 25086505 60 0.0248779 AMERICAN CENTURY TWMIX EMERGING MARKETS FUND INV CLASS 25086885 60 0.0251743 AMERICAN CENTURY ADFIX DIVERSIFIED BOND FUND INV CLASS 2493240284244 AMERICAN CENTURY ACFOX LEGACY FOCUSED LARGE CAP FUND INV CLASS 02507H50284274 AMERICAN CENTURY AONIX ONE CHOICE FUND INV CLASS 02507F75325013 AMERICAN CENTURY TWTIX INTERM-TERM TAX-FREE BOND FUND INV CLASS 2493450788094 AMERICAN CENTURY AOGIX ONE CHOICE PORT AGGRESSIVE FUND INV CLASS 02507F72088304 AMERICAN CENTURY AOVIX ONE CHOICE PORT VERY AGG FUND INV CLASS 02507F71288307 AMERICAN CENTURY AOCIX ONE CHOICE PORT CONSERVATIVE FUND INV CLASS 02507F74695910 AMERICAN CENTURY AROIX ONE CHOICE 2045 PORTFOLIO INVESTOR CLASS 02507F84595911 AMERICAN CENTURY ADSIX DISCIPLINED GROWTH FUND INVESTOR CLASS 02507M67597715 AMERICAN CENTURY ACLVX LONG-TERM TAX FREE FUND INVESTOR CLASS 2493475498071 AMERICAN CENTURY ACDJX DISCIPLINED GROWTH PLUS FUND INVESTOR CLASS 02507M38698209 AMERICAN CENTURY ARDVX ONE CHOICE 2040 FUND INVESTOR CLASS 02507F61398210 AMERICAN CENTURY AREVX ONE CHOICE 2055 PORTFOLIO INVESTOR CLASS 02507F42398211 AMERICAN CENTURY ARFVX ONE CHOICE 2050 PORTFOLIO INVESTOR CLASS 02507F56398212 AMERICAN CENTURY ARTOX ONE CHOICE IN RETIREMENT FUND INVESTOR CLASS 02507F79598701 AMERICAN CENTURY ARYVX GLOBAL REAL ESTATE FUND INVESTOR CLASS 2507646473585 AMERICAN CENTURY ACMVX MID CAP VALUE FUND INVESTOR CLASS 2507665448719 AMERICAN CENTURY TWGGX GLOBAL GROWTH FUND INVESTOR CLASS 25086844 60 0.0284401 AMERICAN CENTURY APOIX S/T DURATION INFLATION PROT BD FD INVESTOR CLASS 2493277486116 AMERICAN CENTURY ARFIX ONE CHOICE 2015 PORTFOLIO INVESTOR CLASS 02507F10096180 AMERICAN FUNDS GWPFX GROWTH PORTFOLIO CLASS F1 02630R75796721 AMERICAN FUNDS FAUTX 2040 TARGET DATE RETIREMENT FUND CLASS F1 02631C68496858 AMERICAN FUNDS DWGFX DEVELOPING WORLD GR & INCOME FUND CLASS F1 02630F40798336 AMERICAN FUNDS FAQTX 2035 TARGET DATE RETIREMENT FUND CLASS F1 02631C73498565 AMERICAN FUNDS BFIFX INFLATION LINKED BOND FUND CLASS F1 02630D402

62440 AMERICAN FUNDS AHTFX HIGH INCOME FUND CLASS F-1 2654740662441 AMERICAN FUNDS BFAFX BOND FUND OF AMERICA CLASS F-1 9787340062442 AMERICAN FUNDS AEGFX EUROPACIFIC GROWTH FUND CLASS F-1 29870640962443 AMERICAN FUNDS GFAFX GROWTH FUND OF AMERICA CLASS F-1 39987440362444 AMERICAN FUNDS IBFFX INTERMEDIATE BOND FUND OF AMERICA CLASS F-1 45880940762445 AMERICAN FUNDS AICFX INVESTMENT COMPANY OF AMERICA CLASS F-1 46130840562447 AMERICAN FUNDS ANFFX NEW ECONOMY FUND CLASS F-1 64382240662448 AMERICAN FUNDS NWFFX NEW WORLD FUND CLASS F-1 64928040162449 AMERICAN FUNDS SCWFX SMALLCAP WORLD FUND CLASS F-1 83168140862450 AMERICAN FUNDS WSHFX WASHINGTON MUTUAL INVESTORS FUND CLASS F-1 93933040393074 AMERICAN FUNDS BLPFX BALANCED PORTFOLIO FUND CLASS F-1 02630Y23265520 AMERICAN FUNDS AFIFX FUNDAMENTAL INVESTORS FUND CLASS F-1 36080240968015 AMERICAN FUNDS AMPFX AMCAP FUND CLASS F-1 2337540568757 AMERICAN FUNDS IFAFX INCOME FUND OF AMERICA CLASS F-1 45332040069389 AMERICAN FUNDS CIBFX CAPITAL INCOME BUILDER CLASS F-1 14019340069410 AMERICAN FUNDS BALFX AMERICAN BALANCED FUND CLASS F-1 2407140969411 AMERICAN FUNDS ABHFX HIGH-INCOME MUNICIPAL BOND FUND CLASS F-1 2654540069412 AMERICAN FUNDS AMFFX AMERICAN MUTUAL FUND CLASS F-1 2768140269413 AMERICAN FUNDS WBFFX CAPITAL WORLD BOND FUND CLASS F-1 14054140069415 AMERICAN FUNDS CWGFX CAPITAL WORLD GROWTH & INCOME CLASS F-1 14054340669417 AMERICAN FUNDS LTXFX LTD TERM TAX-EX BD FUND OF AMERICA CLASS F-1 53272640369419 AMERICAN FUNDS ASBFX SHORT-TERM BOND FUND OF AMERICA CLASS F-1 82524A40969420 AMERICAN FUNDS AFTFX TAX-EXEMPT BOND FUND OF AMERICA CLASS F-1 87690240469421 AMERICAN FUNDS UGSFX U.S. GOVERNMENT SECURITIES FUND CLASS F-1 2630040072597 AMERICAN FUNDS TECFX TAX EXEMPT FUND OF CALIFORNIA CLASS F-1 02630B40685709 AMERICAN FUNDS IGIFX INTERNATIONAL GROWTH & INCOME FUND CLASS F-1 45956T40287040 AMERICAN FUNDS GBLEX GLOBAL BALANCED FUND CLASS F-1 02629W40369418 AMERICAN FUNDS NPFFX NEW PERSPECTIVE FUND CLASS F-1 648018406

106108 AMERICAN FUNDS RWIAX CAPITAL WORLD GROWTH & INC FUND CLASS R-1 140543877107663 AMERICAN FUNDS RMFAX AMERICAN MUTUAL FUND CLASS R-1 27681873

85304 AMERICAN FUNDS RFNAX FUNDAMENTAL INVESTORS FUND CLASS R-1 36080287085403 AMERICAN FUNDS RAJTX TARGET DATE RETIREMENT 2015 CLASS R-1 02630T80385404 AMERICAN FUNDS RACTX TARGET DATE RETIREMENT 2020 CLASS R-1 02630T83785405 AMERICAN FUNDS RAETX TARGET DATE RETIREMENT 2030 CLASS R-1 02630T69685406 AMERICAN FUNDS RAKTX TARGET DATE RETIREMENT 2040 CLASS R-1 02630T56385467 AMERICAN FUNDS RWMAX WASHINGTON MUTUAL INVESTORS FUND CLASS R-1 93933087462114 AMERICAN FUNDS RGABX GROWTH FUND OF AMERICA CLASS R-2 39987486660499 AMERICAN FUNDS RWMCX WASHINGTON MUTUAL INVESTORS FUND CLASS R-3 93933085860710 AMERICAN FUNDS RGACX GROWTH FUND CLASS R-3 39987485860711 AMERICAN FUNDS RMFCX AMERICAN MUTUAL FUND CLASS R-3 2768185760712 AMERICAN FUNDS RNGCX NEW ECONOMY FUND CLASS R-3 64382285160720 AMERICAN FUNDS RBFCX THE BOND FUND OF AMERICA CLASS R-3 9787385591400 AMERICAN FUNDS RGVCX U.S. GOVERNMENT SECURITIES FUNDS CLASS R-3 2630085591401 AMERICAN FUNDS RICCX INVESTMENT COMPANY OF AMERICA FUND CLASS R-3 46130885091402 AMERICAN FUNDS RWICX CAPITAL WORLD GROWTH AND INC FUND CLASS R-3 14054385191759 AMERICAN INDEPENDENCE FNIHX US INFLATION INDEXED FUND CLASS A 2676223773487 AMG MHHAX MANAGERS HIGH YIELD FUND INV CLASS 00170M10591931 AMG MMAVX FQ GLOBAL RISK-BALANCED FUND INV CLASS 00170J80591934 AMG GWETX GW&K SMALL CAP CORE FUND INV CLASS 00170K88562622 AMG MFDAX GW&K ENHANCED CORE BOND FUND INV CLASS 00170M60093637 AMG GWMTX GW&K MUNICIPAL BOND FUND INV CLASS 00170K30793989 AMG MPAFX MANAGERS CADENCE CAP APPREC FUND INV CLASS 00170L10796646 AMG GWMNX GW&K MUNI ENHANCED YIELD FUND INV CLASS 00170K60473482 AMG FQUAX FQ US EQUITY FUND INV CLASS 00170J86273483 AMG MSYAX SYSTEMATIC LARGE CAP VALUE FUND INV CLASS 00170K778

74974 AMG MBRSX MANAGERS ESSEX SM/MICRO CAP GR FUND INV CLASS 00170K10984763 AMG SYAMX SYSTEMATIC MID CAP VALUE FUND INV CLASS 00170K81089038 AMG MCMAX MANAGERS CADENCE MID CAP FUND INV CLASS 00170L60298190 AMG MFQAX FQ TAX MANAGED US EQUITY FUND INVESTOR CLASS 00170J870

105641 AMG MBEAX CEP BALANCED FUND INVESTOR CLASS 00170M30346561 AMG MGGBX MANAGERS GLOBAL INCOME OPPTY FUND NO LOAD 00170L82675376 AMG TMDPX TIMESQUARE MID CAP GROWTH FUND PREMIER CLASS 00170K75250804 AMG MSSCX FRONTIER SMALL CAP GROWTH FUND SERVICE CLASS 00170J77195784 AMG MMASX FQ GLOBAL RISK BALANCED FUND SERVICE CLASS 00170J88895785 AMG GWESX GW&K SMALL CAP CORE SERVICE CLASS 00170K87798516 AMG MCFYX MANAGERS CADENCE CAP APPRCTN FUND SERVICE CLASS 00170L20644405 AMG MMCFX MANAGERS EMERGING OPPTYS FUND SERVICE CLASS 00170J75546182 AMG MGSEX MANAGERS SPECIAL EQUITY FUND SERVICE CLASS 00170L86746967 AMG MGFIX MANAGERS BOND FUND SERVICE CLASS 00170L84261215 AMG MGSDX MANAGERS SHORT DURATION GOV'T FUND 00170M86561866 AMG BWAFX MANAGERS BRANDYWINE MID CAP GR RD 00170J10262415 AMG MRESX MANAGERS REAL ESTATE SECURITIES FD 00170J74862681 AMG SKSEX MANAGERS SKYLINE SPECIAL EQ FUND 00170K208 30 0.0267614 AMG MGIDX MANAGERS INTERM DURATION GOV'T FD 00170M87396194 ANFIELD AFLEX UNIVERSAL FIXED INCOME FUND CLASS A 90213U85990686 ANGEL OAK ANGLX MULTI-STRATEGY INCOME FUND CLASS A 03463K30789758 API TRUST APIUX EFFICIENT FRONTIER INCOME FUND CLASS A 2883788891992 API TRUST APITX EFFICIENT FRONTIER GROWTH FUND CLASS L 2883710291993 API TRUST YCVTX EFFICIENT FRONTIER VALUE FUND CLASS L 2883760796770 API TRUST AFMMX EFFICIENT FRONTIER CORE INCOME FD CLASS L 2883783996772 API TRUST AFFIX EFFICIENT FRONTIER INCOME FUND CLASS L 2883784785121 AQR AQMNX MANAGED FUTURES STRATEGY FUND CLASS N 00203H84286124 AQUILA ATGAX THREE PEAKS OPPTY GROWTH FUND CLASS A 03839M102 90 0.0295763 AR CAPITAL ARIAX REAL ESTATE INCOME FUND CLASS A 75607610595961 AR CAPITAL BDCAX BDC INCOME FUND CLASS A 75607640287435 ARBITRAGE AEDFX EVENT DRIVEN FUND CLASS R 03875R304 30 0.0260350 ARBITRAGE FUND ARBFX CLASS R 03875R106 30 0.0246848 ARIEL CAAPX APPRECIATION FUND 4033720646981 ARIEL ARGFX ARIEL FUND 4033710786900 ARROW MFTFX MANAGED FUTURES STRATEGY FUND CLASS A 42765875 30 0.0193558 ASCENDANT AEQAX DEEP VALUE CONVERTIBLES FUND CLASS A 66537Y710 30 0.0267497 ASTON ARSVX RIVER ROAD SMALL CAP VALUE CLASS N 00078H12590790 ASTON AMBEX ANCHOR CAP ENHANCED EQUITY FUND CLASS N 00080Y75191370 ASTON ARLSX RIVER ROAD LONG SHORT FUND CLASS N 00080Y62991535 ASTON MOBAX MONTAG & CALDWELL BALANCED FUND CLASS N 00078H27398744 ASTON ARSMX RIVER ROAD SELECT VALUE FUND CLASS N 00080Y80144440 ASTON MCGFX MONTAG & CALDWELL GROWTH FUND CLASS N 00078H29992708 ASTON MCRGX MONTAG & CALDWELL GROWTH FUND CLASS R 00078H41448451 ASTON/CORNERSTONE RVALX LARGE CAP VALUE FUND CLASS N 00078H84450181 ASTON/FAIRPOINTE CHTTX MID CAP FUND CLASS N 00078H31598022 ASTON/LAKE PARTNERS ALSNX LASSO ALTERNATIVES FUND CLASS N 00080Y68698021 ASTON/LMCG ACWDX SMALL CAP GROWTH FUND CLASS N 00080Y65291534 ASTON/RIVER ROAD ADVTX DIVIDEND ALL CAP VALUE II FUND CLASS N 00080Y49686456 ASTON/RIVER ROAD ARIVX INDEPENDENT VALUE FUND CLASS N 00080Y61187161 ASTON/RIVER ROAD ARDEX DIVIDEND ALL CAP VALUE FUND CLASS N 00078H13390904 ATAC ATACX INFLATION ROTATION FUND INVESTOR CLASS 56166Y818 90 0.0295275 ATAC BROTX BETA ROTATION FUND INVESTOR CLASS 56166Y461 90 0.0270648 AVE MARIA AVEMX CATHOLIC VALUES FUND 80853020871194 AVE MARIA AVEDX RISING DIVIDEND FUND 80853060471196 AVE MARIA AVEGX GROWTH FUND 808530307

71197 AVE MARIA AVESX OPPORTUNITY FUND 808530703105659 AVENUE ACSAX CREDIT STRATEGIES FUND INVESTOR CLASS 05358F103 60 0.02

88262 AZZAD ADJEX ETHICAL FUND 55060206 90 0.0295766 BABSON BXFAX GLOBAL FLOATING RATE FUND CLASS A 05617X10195767 BABSON BXIAX GLOBAL CREDIT INCOME OPPTYS FUND CLASS A 05617X50795414 BAIRD BMBSX INTERMEDIATE MUNI BOND FUND INVESTOR CLASS 5707150885532 BAIRD BCOSX CORE PLUS BOND FUND INVESTOR CLASS 5707188888895 BAIRD BAGSX AGGREGATE BOND FUND INVESTOR CLASS 57071862

108615 BLACKROCK MENJX NEW JERSEY MUNICIPAL BOND FUND CLASS A 09253A70690117 BLACKROCK CIGAX US GOVERNMENT BOND FUND CLASS A 9192854960639 BLACKROCK BGPAX GNMA FUND CLASS A 9192974561034 BLACKROCK MDBAX BASIC VALUE FUND CLASS A 09251G10191062 BLACKROCK MDGRX NATURAL RESOURCES TRUST FUND CLASS A 09252H10891063 BLACKROCK BAICX MULTI-ASSET INCOME FUND CLASS A 09256H35161058 BLACKROCK MDLTX LATIN AMERICA FUND CLASS A 09250X10561065 BLACKROCK MDLOX GLOBAL ALLOCATION FUND CLASS A 09251T10361143 BLACKROCK MDDVX EQUITY DIVIDEND FUND CLASS A 09251M10891161 BLACKROCK LPRAX LIFEPATH RETIREMENT FUND CLASS A 6692270961188 BLACKROCK MDEFX EUROFUND CLASS A 09251N10661265 BLACKROCK MDRFX MID CAP VALUE OPPORTUNITIES FUND CLASS A 09255V10491283 BLACKROCK BROAX GLOBAL OPPORTUNITIES FUND CLASS A 9193724391284 BLACKROCK MDEGX LONG-HORIZON EQUITY FUND CLASS A 09251W10661342 BLACKROCK MDPCX PACIFIC FUND CLASS A 09252J10491849 BLACKROCK BLADX INVESTMENT GRADE BOND PORTFOLIO CLASS A 9193721961862 BLACKROCK MDDCX EMERGING MARKETS FUND CLASS A 09251J10561892 BLACKROCK MDWIX WORLD INCOME FUND CLASS A 09252X10362241 BLACKROCK MDLVX LARGE CAP VALUE FUND CLASS A 09250J85862369 BLACKROCK BCBAX CORE BOND PORTFOLIO CLASS A 9192872192425 BLACKROCK BGCAX GLOBAL LONG/SHORT CREDIT FUND CLASS A 9193675792560 BLACKROCK MDIIX INTERNATIONAL INDEX FUND CLASS A 09253F30962720 BLACKROCK BHYAX HIGH YIELD BOND FUND CLASS A 9192967962762 BLACKROCK MDSPX VALUE OPPORTUNITIES FUND CLASS A 09252L10962787 BLACKROCK BMCAX FLEXIBLE EQUITY FUND CLASS A 9192878893274 BLACKROCK BABDX GLOBAL DIVIDEND INCOME CLASS A 09256H38595215 BLACKROCK BMPAX US MORTGAGE PORTFOLIO CLASS A 56165650595575 BLACKROCK BMSAX SECURED CREDIT FUND CLASS A 09256H24565646 BLACKROCK MDFGX CAPITAL APPRECIATION FUND CLASS A 09251R10765914 BLACKROCK BLDAX LOW DURATION BOND FUND CLASS A 9192826766178 BLACKROCK SHSAX HEALTH SCIENCES OPPTYS FUND CLASS A 9193757396245 BLACKROCK MDFOX FOCUS GROWTH FUND CLASS A 09251P10196246 BLACKROCK BGSAX SCIENCE & TECHNOLOGY OPPS CLASS A 9192957096323 BLACKROCK LIHAX LIFEPATH INDEX 2045 FUND CLASS A 6692372396913 BLACKROCK MELMX SHORT TERM MUNICIPAL FUND CLASS A 09253C86897372 BLACKROCK BTHAX MACRO THEMES FUND CLASS A 9193635197615 BLACKROCK MEPYX PENNSYLVANIA MUNICIPAL BOND FUND CLASS A 09253A75597681 BLACKROCK LIPAX LIFEPATH INDEX 2050 FUND CLASS A 6692368199636 BLACKROCK BAEDX EMERGING MKTS FLEX DYN BOND FUND CLASS A 09256H27899727 BLACKROCK LIVAX LIFEPATH INDEX 2055 PORTFOLIO CLASS A 6692365770160 BLACKROCK BREAX INTERNATIONAL OPPORTUNITIES FUND CLASS A 9192930774695 BLACKROCK MDLHX LARGE CAP GROWTH FUND CLASS A 09250J60174696 BLACKROCK MDLRX LARGE CAP CORE FUND CLASS A 09250J10674753 BLACKROCK MDCPX BALANCED CAPITAL FUND CLASS A 09251C10045311 BLACKROCK SSGRX ENERGY & RESOURCES PORTFOLIO CLASS A 9193752475369 BLACKROCK BPRAX INFLATION PROTECTED BOND PORTFOLIO CLASS A 91937722

106344 BLACKROCK BDMAX GLOBAL LONG/SHORT EQUITY FUND CLASS A 91936542

108097 BLACKROCK MDSWX SMALL CAP GROWTH FUND II CLASS A 09253J103108571 BLACKROCK BAGPX 60/40 TARGET ALLOCATION FUND CLASS A 91937136108572 BLACKROCK BAAPX 80/20 TARGET ALLOCATION FUND CLASS A 09256H799108573 BLACKROCK BCSAX COMMODITY STRATEGIES FUND CLASS A 91936682108574 BLACKROCK BDSAX DISCIPLINED SMALL CAP CORE FUND CLASS A 91936476108575 BLACKROCK BEEAX EMERGING MARKET ALLOCATION FUND CLASS A 91936443108576 BLACKROCK BACHX EMERGING MARKETS DIVIDEND FUND CLASS A 91936872108577 BLACKROCK BEFAX EMERGING MARKETS EQ STRATEGIES FUND CLASS A 09258N851108578 BLACKROCK BLSAX EMERGING MARKETS LONG/SHORT EQ FUND CLASS A 91936724108579 BLACKROCK BIRAX IMPACT US EQUITY FUND CLASS A 91936146108580 BLACKROCK BAPCX LIFEPATH ACTIVE 2020 FUND CLASS A 09256H617108581 BLACKROCK BAPDX LIFEPATH ACTIVE 2025 FUND CLASS A 09256H575108582 BLACKROCK BAPEX LIFEPATH ACTIVE 2030 FUND CLASS A 09256H542108583 BLACKROCK BAPGX LIFEPATH ACTIVE 2035 FUND CLASS A 09256H518108584 BLACKROCK BAPHX LIFEPATH ACTIVE 2040 FUND CLASS A 09256H476108585 BLACKROCK BAPJX LIFEPATH ACTIVE 2045 FUND CLASS A 09256H443108602 BLACKROCK BAPKX LIFEPATH ACTIVE 2050 FUND CLASS A 09256H419108603 BLACKROCK BAPLX LIFEPATH ACTIVE 2055 FUND CLASS A 09257E860108604 BLACKROCK BAPBX LIFEPATH ACTIVE RETIREMENT FUND CLASS A 09256H641108607 BLACKROCK BMMAX MULTI-MANAGER ALTERNATIVE STRAT FD CLASS A 91936385108608 BLACKROCK BAREX REAL ESTATE SECURITIES FUND CLASS A 91936617108609 BLACKROCK BSTAX STRATEGIC RISK ALLOCATION FUND CLASS A 91936518108610 BLACKROCK BACPX 20/80 TARGET ALLOCATION FUND CLASS A 91937177108611 BLACKROCK BAMBX ALTERNATIVE CAPITAL STRATEGIES FD CLASS A 91936278108612 BLACKROCK MECMX CALIFORNIA MUNICIPAL OPP FUND CLASS A 09252Y101108613 BLACKROCK BDHAX DYNAMIC HIGH INCOME FUND CLASS A 09257E829108614 BLACKROCK MDYHX HIGH YIELD MUNICIPAL FUND CLASS A 09253C785108616 BLACKROCK MENKX NEW YORK MUNICIPAL OPPORTUNITIES FD CLASS A 09253A821108617 BLACKROCK BDNAX DISCIPLINED INTERNATIONAL FUND CLASS A 66923525108618 BLACKROCK LPRCX LIFEPATH 2020 FUND CLASS A 66922865108626 BLACKROCK LPBAX LIFEPATH 2025 FUND CLASS A 66922352108627 BLACKROCK LPRDX LIFEPATH 2030 FUND CLASS A 66922840108628 BLACKROCK LPJAX LIFEPATH 2035 FUND CLASS A 66922295108629 BLACKROCK LPREX LIFEPATH 2040 FUND CLASS A 66922824108630 BLACKROCK LPHAX LIFEPATH 2045 FUND CLASS A 66922246108631 BLACKROCK LPRFX LIFEPATH 2050 FUND CLASS A 06739T549108632 BLACKROCK LPVAX LIFEPATH 2055 FUND CLASS A 66922188563778 BLACKROCK MDILX INTERNATIONAL FUND CLASS A 09248G107563779 BLACKROCK MDGCX GLOBAL SMALL CAP FUND CLASS A 09252A103

85361 BLACKROCK CSGEX SMALL CAP GROWTH EQUITY FUND CLASS A 9192830985487 BLACKROCK BACAX ALL-CAP ENERGY & RESOURCES FUND CLASS A 9193733485893 BLACKROCK BMEAX US OPPORTUNITIES PORT FUND CLASS A 9192981086559 BLACKROCK BMGAX MID CAP GROWTH EQUITY FUND CLASS A 9192884686677 BLACKROCK BALPX EVENT DRIVEN EQUITY FUND CLASS A 09250J75987068 BLACKROCK MDHQX TOTAL RETURN FUND CLASS A 09252M10788277 BLACKROCK MEMTX STRATEGIC MUNICIPAL OPPTYS FUND CLASS A 9.25E+10788283 BLACKROCK MDNLX NATIONAL MUNICIPAL FUND CLASS A 09253C60388284 BLACKROCK BFRAX FLOATING RATE INCOME FUND CLASS A 09256H21189233 BLACKROCK BASIX STRATEGIC INCOME OPPORTUNITIES FD CLASS A 09256H31089507 BLACKROCK PCBAX MANAGED VOLATILITY PORTFOLIO FUND CLASS A 9192782289832 BLACKROCK BAMPX 40/60 TARGET ALLOCATION FUND CLASS A 9193715198242 BLACKROCK MRDVX EQUITY DIVIDEND FUND CLASS R 09251M40585741 BLACKROCK MRLOX GLOBAL ALLOCATION FUND CLASS R 09251T40090375 BLACKROCK SHSSX HEALTH SCIENCES OPPORTUNITIES FUND INST'L CLASS 9193754090678 BLACKROCK CMVIX FLEXIBLE EQUITY FUND INST'L CLASS 91928812

61033 BLACKROCK MABAX BASIC VALUE FUND INST'L CLASS 09251G50761057 BLACKROCK MALTX LATIN AMERICA FUND INST'L CLASS 09250X40261137 BLACKROCK MADVX EQUITY DIVIDEND FUND INST'L CLASS 09251M50493516 BLACKROCK BIBDX GLOBAL DIVIDEND INCOME FUND INST'L CLASS 09256H32893883 BLACKROCK MAILX INTERNATIONAL FUND INST'L CLASS 09248G40493884 BLACKROCK MALVX LARGE CAP VALUE FUND INST'L CLASS 09250J81795396 BLACKROCK MALHX LARGE CAP GROWTH FUND INST'L CLASS 09250J87495403 BLACKROCK PBAIX MANAGED VOLATILITY FUND INST'L CLASS 9192784895404 BLACKROCK MADCX GLOBAL EMERGING MARKETS FUND INST'L CLASS 09251J40266740 BLACKROCK MASWX SMALL CAP GROWTH FUND II INST'L CLASS 09253J50996764 BLACKROCK BLSIX EMERGING MKTS LONG/SHORT EQUITY FD INST'L CLASS 9193669097318 BLACKROCK BDMIX GLOBAL LONG/SHORT EQUITY FUND INST'L CLASS 9193652697374 BLACKROCK BTHIX MACRO THEMES FUND INST'L CLASS 9193633667951 BLACKROCK MALOX GLOBAL ALLOCATION FUND INST'L CLASS 09251T50971277 BLACKROCK MAEFX EUROFUND INST'L CLASS 09251N50247032 BLACKROCK PSGIX SMALL CAP GROWTH EQUITY FUND INST'L CLASS 9192810184441 BLACKROCK MASPX VALUE OPPORTUNITY FUND INST'L CLASS 09252L50584443 BLACKROCK MAPCX PACIFIC FUND INST'L CLASS 09252J50084445 BLACKROCK MALRX LARGE CAP CORE FUND INST'L CLASS 09250J50284447 BLACKROCK MAFGX CAPITAL APPRECIATION FUND INST'L CLASS 09251R50384753 BLACKROCK SGLSX ENERGY & RESOURCES PORTFOLIO INST'L CLASS 9193753285181 BLACKROCK BISIX INT'L OPPORTUNITIES FUND INST'L CLASS 9192910985683 BLACKROCK BROIX GLOBAL OPPORTUNITIES FUND INST'L CLASS 9193726885684 BLACKROCK MAGCX GLOBAL SMALL CAP FUND INST'L CLASS 09252A50987360 BLACKROCK BMCIX US OPPORTUNITIES FUND INST'L CLASS 9192976089279 BLACKROCK BACIX ALL CAP ENERGY & RESOURCES FUND INST'L CLASS 91937284

108683 BLACKROCK MSNJX NEW JERSEY MUNICIPAL BOND FUND SERVICE CLASS 09253A839108684 BLACKROCK MSPYX PENNSYLVANIA MUNICIPAL BOND FUND SERVICE CLASS 09253A672

62777 BLACKROCK BHYSX HIGH YIELD BOND FUND SERVICE CLASS 9192964694405 BLACKROCK BGPSX GNMA FUND SERVICE CLASS 9192971195497 BLACKROCK MSDVX EQUITY DIVIDEND FUND SERVICE CLASS 09251M603

108633 BLACKROCK BACSX ALL-CAP ENERGY AND RESOURCES FUND SERVICE CLASS 91937292108634 BLACKROCK CMVSX FLEXIBLE EQUITY FUND SERVICE CLASS 91928796108641 BLACKROCK SHISX HEALTH SCIENCES OPPORTUNITIES FUND SERVICE CLASS 91937359108642 BLACKROCK BRESX INTERNATIONAL OPPORTUNITIES FUND SERVICE CLASS 91929208108649 BLACKROCK MSLRX LARGE CAP CORE FUND SERVICE CLASS 09250J726108650 BLACKROCK MSLHX LARGE CAP GROWTH FUND SERVICE CLASS 09250J866108674 BLACKROCK MSLVX LARGE CAP VALUE FUND SERVICE CLASS 09250J791108676 BLACKROCK PCBSX MANAGED VOLATILITY FUND SERVICE CLASS 91927830108677 BLACKROCK CMGSX MID-CAP GROWTH EQUITY FUND SERVICE CLASS 91928853108678 BLACKROCK BSTSX SCIENCE AND TECH OPPORTUNITIES FUND SERVICE CLASS 91929620108679 BLACKROCK BPRSX INFLATION PROTECTED BOND FUND SERVICE CLASS 91937730108681 BLACKROCK BNMSX NATIONAL MUNICIPAL FUND SERVICE CLASS 09253C751108705 BLACKROCK MSHQX TOTAL RETURN FUND SERVICE CLASS 09252M768108706 BLACKROCK PIGSX U.S. GOVERNMENT BOND FUND SERVICE CLASS 91928556

85898 BLACKROCK PCGEX SMALL CAP GROWTH EQUITY FUND SERVICE CLASS 9192820088129 BLACKROCK CMGBX LOW DURATION BOND FUND SERVICE CLASS 9192827588130 BLACKROCK CMCBX CORE BOND PORTFOLIO FUND SERVICE CLASS 9192873989278 BLACKROCK BMCSX U.S. OPPORTUNITIES PORTFOLIO FUND SERVICE CLASS 91929778

108738 BLACKSTONE ALTERNATIVE BXMDX MULTI-STRATEGY FUND CLASS D 09257V30046502 BMO FUNDS MRSCX SMALL-CAP GROWTH FUND CLASS Y 09658L61246943 BMO FUNDS MRVEX MID CAP VALUE FUND CLASS Y 09658L69546950 BMO FUNDS MASTX LARGE-CAP GROWTH FUND CLASS Y 09658L74546951 BMO FUNDS MSINX SHORT-TERM INCOME FUND CLASS Y 09658L56246952 BMO FUNDS MRMSX MID-CAP GROWTH FUND CLASS Y 09658L729

46955 BMO FUNDS MITFX INTERMEDIATE TAX-FREE FUND CLASS Y 09658L76046959 BMO FUNDS MRGIX MORTGAGE INCOME FUND CLASS Y 09658L81046961 BMO FUNDS MREIX LARGE-CAP VALUE FUND CLASS Y 09658L83688079 BMO FUNDS MCYBX TCH CORE PLUS BOND FUND CLASS Y 09658L87788080 BMO FUNDS MABYX AGGREGATE BOND FUND CLASS Y 09658L80292326 BOSTON PARTNERS BPRRX LONG/SHORT RESEARCH FUND INVESTOR CLASS 74925K57398609 BOSTON PARTNERS BPAVX ALL CAP VALUE FUND INVESTOR CLASS 74925512151161 BOSTON PARTNERS BPSCX SMALL CAP VALUE II FUND INVESTOR CLASS 74925533797249 BRANDES BEMAX EMERGING MARKETS FUND CLASS A 10526274597392 BRANDES BCPAX CORE PLUS FIXED INCOME FUND CLASS A 10526283697393 BRANDES BIEAX INTERNATIONAL EQUITY FUND CLASS A 10526276097394 BRANDES BGEAX GLOBAL EQUITY FUND CLASS A 10526277897395 BRANDES BCFAX CREDIT FOCUS YIELD FUND CLASS A 10526269597396 BRANDES BISAX INTERNATIONAL SMALL CAP FUND CLASS A 10526272993606 BROWN ADVISORY BAWAX SUSTAINABLE GROWTH FUND ADVISOR CLASS 115233405 14 0.0195913 BROWN ADVISORY BAUAX SMALL CAP FUNDAMENTAL VALUE ADVISOR CLASS 115233785 14 0.01

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95102 BROWN CAPITAL MANAGEMENT BCMSX MID-CAP FUND INVESTOR CLASS 11529180993155 BTS BTFAX TACTICAL FIXED INCOME FUND CLASS A 66538B602 30 0.0192059 BTS BDIAX HEDGED INCOME FUND CLASS A 66537Y231 30 0.0160032 BUFFALO BUFBX BALANCED FUND 119428100 60 0.0260640 BUFFALO BUFGX USA GLOBAL FUND 119826105 60 0.0260703 BUFFALO BUFEX LARGE CAP FUND 119628105 60 0.0261248 BUFFALO BUFMX MID CAP FUND 119530202 60 0.0294879 BUFFALO BUFIX INTERNATIONAL FUND 119530509 60 0.0270984 BUFFALO BUFTX DISCOVERY FUND 119530103 60 0.0260763 BUFFALO BUFHX HIGH YIELD FUND 119539104 180 0.0250895 BUFFALO BUFSX SMALL CAP FUND 119804102 180 0.0288926 BUFFALO BUFOX EMERGING OPPORTUNITIES FUND 119530301 180 0.0284242 BURNHAM BURFX FINANCIAL LONG/SHORT FUND CLASS A 122315872 30 0.0288436 BURNHAM BURKX FINANCIAL SERVICES FUND CLASS A 122315401 30 0.0290141 CALAMOS CBCAX BLUE CHIP FUND CLASS A 12811962560714 CALAMOS CVLOX GLOBAL GROWTH & INCOME FUND CLASS A 12811950061970 CALAMOS CHYDX HIGH YIELD FUND CLASS A 12811981597131 CALAMOS CVAAX OPPORTUNISTIC VALUE FUND CLASS A 12811966674783 CALAMOS CIGRX INTERNATIONAL GROWTH FUND CLASS A 12811957550879 CALAMOS CVGRX GROWTH FUND CLASS A 12811930250909 CALAMOS CCVIX CONVERTIBLE FUND CLASS A 12811940151000 CALAMOS CVSIX MKT NEUTRAL INCOME FUND CLASS A 12811920386117 CALAMOS CNWGX EVOLVING WORLD GROWTH FUND CLASS A 12811916186118 CALAMOS CAGEX GLOBAL EQUITY FUND CLASS A 12811948459889 CALAMOS CVTRX GROWTH & INCOME FUND CLASS A 12811910446413 CALVERT CFICX INCOME FUND CLASS A 13158220762286 CALVERT CMIFX CSIF ENHANCED EQUITY PORTFOLIO CLASS A 13161880362486 CALVERT CSDAX SHORT DURATION INCOME FUND CLASS A 13161T10493568 CALVERT CFWAX GLOBAL WATER FUND CLASS A 13161P79793605 CALVERT CCVAX SMALL CAP FUND CLASS A 13161P50898961 CALVERT CVMAX EMERGING MARKETS EQUITY FUND CLASS A 131649816

71184 CALVERT CGAEX GLOBAL ENERGY SOLUTIONS FUND CLASS A 13161P84772895 CALVERT CULAX ULTRA SHORT INCOME FUND CLASS A 13158261146160 CALVERT CCAFX CAPITAL ACCUMULATION FUND CLASS A 13164930346491 CALVERT CSIFX BALANCED PORTFOLIO CLASS A 13161810046492 CALVERT CSIBX BOND PORTFOLIO CLASS A 13161840746493 CALVERT CSIEX EQUITY PORTFOLIO CLASS A 13161830846495 CALVERT CWVGX WORLD VALUES INTL EQUITY FUND CLASS A 13164910546496 CALVERT CTTLX TAX-FREE RESPONSIBLE IMPACT BOND CLASS A 13162030485761 CALVERT CLDAX LONG TERM INCOME FUND CLASS A 13158271086664 CALVERT CAAAX AGGRESSIVE ALLOCATION FUND CLASS A 13161864787100 CALVERT CYBAX HIGH YIELD BOND FUND CLASS A 13158245488888 CALVERT CMAAX MODERATE ALLOCATION FUND CLASS A 13161873862325 CALVERT U.S. LARGE CAP CSXAX CORE RESPONSIBLE INDEX FUND CLASS A 13158278569622 CAMBIAR CAMOX OPPORTUNITY FUND INV CL 00758M26186490 CAMBIAR CAMAX AGGRESSIVE VALUE FUND INV CLASS 0075W0650 90 0.0288783 CAMBIAR CAMSX SMALL CAP FUND INV CLASS 0075W0817 90 0.0246919 CAPSTONE TRDFX STEWARD SMALL-MID CAP ENHANCED IND INDIVIDUAL CLASS 14066Y10787379 CAUSEWAY CIVVX INTERNATIONAL VALUE FUND INV CLASS 14949P109 90 0.0289548 CAUSEWAY CGAVX GLOBAL ABSOLUTE RETURN FUND INVESTOR CLASS 14949P50589839 CBRE CLARION CLSVX LONG/SHORT FUND INVESTOR CLASS 0075W0528 60 0.0288870 CHAMPLAIN CIPSX SMALL COMPANY FUND ADVISOR CLASS 00764Q40590155 CHAMPLAIN CIPMX MID CAP FUND ADVISOR CLASS 00764Q74467515 CHARLES SCHWAB SWHEX HEDGED EQUITY FUND 808509699 30 0.0272583 CHARLES SCHWAB SWFFX FINANCIAL SERVICES FUND 808509749 30 0.0271891 CHARLES SCHWAB SWDSX DIVIDEND EQUITY FUND 808509657 30 0.0267800 CHARLES SCHWAB SWANX CORE EQUITY FUND 808509806 30 0.0267893 CHARLES SCHWAB SWHFX HEALTH CARE FUND 808509731 30 0.0271890 CHARLES SCHWAB SWLSX LARGE CAP GROWTH FUND 808509517 30 0.0286232 CHARLES SCHWAB SWSCX SMALL CAP EQUITY FUND 808509673 30 0.0294868 CHARTWELL CWSVX SMALL CAP VALUE FUND CLASS A 46141837888131 CHASE CHAMX MID CAP GROWTH FUND CLASS N 7989627 60 0.0273676 CHESAPEAKE CHCGX CORE GROWTH FUND 36559B70894676 CITY NATIONAL ROCHDALE RIMIX EMERGING MARKETS FUND CLASS N 17800P40775545 CITY NATIONAL ROCHDALE RIMHX DIVIDEND & INCOME PORTFOLIO CLASS N 17800P70484597 CLEARBRIDGE SBMAX MID CAP FUND CLASS A 52469H76887611 CLOUGH CHNAX CHINA FUND CLASS A 317609733 30 0.0291943 CMG GEFAX GLOBAL EQUITY FUND CLASS A 66537X24188785 CMG SCOTX LONG/SHORT FUND CLASS A 66537Y43951280 COHEN & STEERS CSEIX REALTY INCOME FUND CLASS A 19191210484405 COHEN & STEERS IRFAX INTERNATIONAL REALTY FUND CLASS A 19248H10489656 COHEN & STEERS CPXAX PREFERRED SECURITIES & INCOME FUND CLASS A 19248X10989723 COHEN & STEERS CSFAX GLOBAL REALTY FUND CLASS A 19247N102

107314 COHEN & STEERS CPRRX PREFERRED SECURITIES & INCOME FUND CLASS R 19248X40694551 COLLINS CLLAX ALTERNATIVE SOLUTIONS FUND CLASS A 89833W14773728 COMMONWEALTH CNJFX JAPAN FUND 203042106 7 0.0246920 COMMONWEALTH INTL SERIES CNZLX AUSTRALIA/NEW ZEALAND FUND 203042205 14 0.0296393 CONGRESS CMIDX MID CAP GROWTH FUND RETAIL CLASS 74316J466 90 0.0187002 COPELAND TRUST CDGRX COPELAND RISK MGD DIVDEND GR FUND CLASS A 21724W20998455 COUNTERPOINT CPATX TACTICAL INCOME FUND CLASS A 66538G742

107629 COUNTERPOINT CPAEX TACTICAL EQUITY FUND CLASS A 66538G429108657 CRA CRATX QUALIFIED INVESTMENT FUND RETAIL CLASS 20368N301

98618 CREDIT SUISSE CHIAX FLOATING RATE HIGH INCOME FUND CLASS A 22540S87761074 CRM CRMMX MID CAP VALUE FUND INV CLASS 92934R77761075 CRM CRMSX SMALL CAP VALUE FUND INV CLASS 92934R79389578 CRM CRMAX SMALL/MID CAP VALUE FUND INVESTOR CLASS 92934R124

94292 CROW POINT AAIFX ALTERNATIVE INCOME FUND INV CL 66538B61090042 CULLEN CHDEX HIGH DIVIDEND EQUITY FUND RETAIL CLASS 230001208 7 0.0290043 CULLEN CIHDX INTERNATIONAL HIGH DIVIDEND FUND RETAIL CLASS 230001505 7 0.0290315 DAVIS RPEAX OPPORTUNITY FUND CLASS A 23910310446574 DAVIS RPFRX REAL ESTATE FUND CLASS A 23910330247318 DAVIS RPFCX APPRECIATION & INCOME FUND CLASS A 23910388047319 DAVIS RPFGX FINANCIAL FUND CLASS A 23910350047527 DAVIS NYVTX NEW YORK VENTURE FUND CLASS A 23908010446612 DELAWARE DFCIX SMID CAP GROWTH FUND CLASS A 24590610261297 DELAWARE DPDFX DIVERSIFIED INCOME FUND CLASS A 24624874461021 DELAWARE DEMAX EMERGING MKTS FUND CLASS A 24591484161090 DELAWARE DVEAX SELECT GROWTH FUND CLASS A 92893110492387 DELAWARE DDFAX DIVERSIFIED FLOATING RATE FUND CLASS A 24590866092412 DELAWARE FTNYX TAX-FREE NEW YORK FUND CLASS A 92892827494418 DELAWARE DEFFX TAX FREE MINNESOTA FUND CLASS A 92891810194854 DELAWARE DELIX TAX FREE PENNSYLVANIA FUND CLASS A 23321610065568 DELAWARE DEVLX SMALL CAP VALUE FUND CLASS A 24609710965916 DELAWARE DEEAX EXTENDED DURATION BOND FUND CLASS A 24590883598374 DELAWARE DCCAX SMALL CAP CORE FUND CLASS A 24610B88368601 DELAWARE DABAX GLOBAL VALUE FUND CLASS A 24591471869280 DELAWARE DHOAX HIGH YIELD OPPORTUNITIES FUND CLASS A 24590887669363 DELAWARE DDIAX DIVIDEND INCOME CLASS A 24610B10771351 DELAWARE CXHYX NATIONAL HIGH YIELD MUNI BOND FUND CLASS A 92892824174073 DELAWARE DDVAX VALUE FUND CLASS A 24610C88175074 DELAWARE DGCAX CORPORATE BOND FUND CLASS A 24590878587056 DELAWARE DMUSX TAX FREE USA INTERMEDIATE FUND CLASS A 24590930487755 DELAWARE DFBAX FOUNDATION MODERATE ALLOCATION CLASS A 24591850387954 DELAWARE DLHAX HEALTHCARE FUND CLASS A 2.46E+10588728 DELAWARE DUGAX US GROWTH FUND CLASS A 24591750544713 DEUTSCHE KUSAX STRATEGIC GOV'T SECURITIES FUND CLASS A 25155T56960304 DEUTSCHE RRRAX REAL ESTATE SECURITIES FUND CLASS A 25159L505 15 0.0260405 DEUTSCHE SERAX WORLD DIVIDEND FUND CLASS A 25156G863 15 0.0260492 DEUTSCHE SLANX LATIN AMERICA EQUITY FUND CLASS A 25156G756 15 0.0260510 DEUTSCHE SGDAX GOLD & PRECIOUS METALS FUND CLASS A 25159L679 15 0.0260511 DEUTSCHE SEKAX EMERGING MARKETS EQUITY FUND CLASS A 25156G103 15 0.0260512 DEUTSCHE SZEAX ENHANCED EMERGING MKTS FIXED INC FD CLASS A 25156A502 15 0.02

509 DEUTSCHE KHYAX HIGH INCOME FUND CLASS A 25155T668 30 0.0261253 DEUTSCHE DBISX GLOBAL EQUITY FUND CLASS A 25156G871 15 0.0265591 DEUTSCHE SGQAX GLOBAL GROWTH FUND CLASS A 25156A775 15 0.0266558 DEUTSCHE TISHX COMMUNICATIONS FUND CLASS A 25159L729 15 0.0269409 DEUTSCHE RRGAX GLOBAL REAL ESTATE SECURITIES FUND CLASS A 25159L109 15 0.0246804 DEUTSCHE KTCAX SCIENCE & TECHNOLOGY FUND CLASS A 25159L562 15 0.0247178 DEUTSCHE KGDAX GLOBAL SMALL CAP FUND CLASS A 25156A106 15 0.0250891 DEUTSCHE SUIAX CROCI INTERNATIONAL FUND CLASS A 25156G673 15 0.0251040 DEUTSCHE SZGAX ENHANCED GLOBAL BOND FUND CLASS A 25156A734 15 0.0288962 DEUTSCHE TOLLX GLOBAL INFRASTRUCTURE FUND CLASS A 25156A874 15 0.02

513 DEUTSCHE KTRAX GLOBAL INCOME BUILDER FUND CLASS A 25159K82091181 DEUTSCHE SELAX SELECT ALTERNATIVE ALLOCATION FUND CLASS A 25159K60691271 DEUTSCHE SUWAX CORE EQUITY FUND CLASS A 25157M72991272 DEUTSCHE BONDX U.S. BOND INDEX FUND CLASS A 25159R30491762 DEUTSCHE SFXAX CORE FIXED INCOME FUND CLASS A 25155T77561982 DEUTSCHE SDUAX ULTRA-SHORT DURATION FUND CLASS A 25155T83362532 DEUTSCHE SMCAX MID CAP GROWTH FUND CLASS A 25157M82894166 DEUTSCHE MIDVX MID CAP VALUE FUND CLASS A 25159G85294926 DEUTSCHE SGGAX LARGE CAP FOCUS GROWTH FUND CLASS A 25157M695

95902 DEUTSCHE SUHAX HEALTH AND WELLNESS FUND CLASS A 25159L620 15 0.0296249 DEUTSCHE AAAAX ALTERNATIVE ASSET ALLOCATION FUND CLASS A 25159K87996276 DEUTSCHE REFAX REAL ESTATE SECURITIES INCOME FUND CLASS A 25159L745 15 0.0296381 DEUTSCHE NOTAX STRATEGIC HIGH YIELD TAX FREE FD CLASS A 25158T10372585 DEUTSCHE SDGAX CAPITAL GROWTH FUND CLASS A 25157M10972625 DEUTSCHE KCTAX CALIFORNIA TAX-FREE INCOME FUND CLASS A 25158X10445952 DEUTSCHE KDHAX CROCI EQUITY DIVIDEND FUND CLASS A 25159G81146605 DEUTSCHE KDSAX SMALL CAP VALUE FUND CLASS A 25159G787 15 0.0249724 DEUTSCHE KDCAX LARGE CAP VALUE FUND CLASS A 25159G10050894 DEUTSCHE SMLAX MANAGED MUNICPAL BOND FUND CLASS A 25158T60851250 DEUTSCHE KSTAX UNCONSTRAINED INCOME FUND CLASS A 25155T51084707 DEUTSCHE SZMAX INTERMEDIATE TAX/AMT FREE FUND CLASS A 25159H10886041 DEUTSCHE PPIAX SHORT DURATION FUND CLASS A 25155T62786042 DEUTSCHE SZIAX CORE PLUS INCOME FUND CLASS A 25157W10786318 DEUTSCHE DFRAX FLOATING RATE FUND CLASS A 25157W60286301 DEUTSCHE SGINX GNMA FUND CLASS S 25155T684

1659 DEUTSCHE SCINX CROCI INTERNATIONAL FUND CLASS S 25156G715 30 0.0262061 DEUTSCHE KTCSX SCIENCE & TECHNOLOGY FUND CLASS S 25159L539 15 0.02

4002 DEUTSCHE SLAFX LATIN AMERICA EQUITY FUND CLASS S 25156G798 15 0.024201 DEUTSCHE SCEMX ENHANCED EMERGING MKTS FIXED INC FD CLASS S 25156A726 15 0.02

74059 DEUTSCHE SGHSX GLOBAL HIGH INCOME FUND CLASS S 25155T601 30 0.0247512 DEUTSCHE SCOBX GLOBAL GROWTH FUND CLASS S 25156A833 15 0.0222428 DEUTSCHE SCGEX WORLD DIVIDEND FUND CLASS S 25156G657 15 0.0284802 DEUTSCHE SKSRX ENHANCED COMMODITY STRATEGY FUND CLASS S 25159L844 15 0.0288345 DEUTSCHE SEMGX EMERGING MARKETS EQUITY FUND CLASS S 25156G400 15 0.0260335 DEUTSCHE DBPIX SHORT DURATION FUND CLASS S 25155T58590602 DEUTSCHE SCGSX CAPITAL GROWTH FUND CLASS S 25157M40691168 DEUTSCHE MIDTX MID-CAP VALUE FUND CLASS S 25159G886

1317 DEUTSCHE SCDGX CORE EQUITY FUND CLASS S 25157M67962049 DEUTSCHE KDCSX LARGE CAP VALUE FUND CLASS S 25159G40762707 DEUTSCHE KUSMX STRATEGIC GOV'T SECURITIES FUND CLASS S 25155T53693294 DEUTSCHE TOLSX GLOBAL INFRASTRUCTURE FUND CLASS S 25156A809 15 0.0295092 DEUTSCHE SELSX SELECT ALTERNATIVE ALLOCATION FD CLASS S 25159K40895259 DEUTSCHE SDUSX ULTRA SHORT DURATION FUND CLASS S 25155T86696388 DEUTSCHE RRREX REAL ESTATE SECURITIES FUND CLASS S 25159L885 15 0.0297694 DEUTSCHE SRMSX SHORT-TERM MUNICIPAL BOND FUND CLASS S 25158T80698198 DEUTSCHE DSOSX CROCI SECTOR OPPORTUNITIES FUND CLASS S 25159L82869358 DEUTSCHE RRGTX GLOBAL REAL ESTATE SECURITIES FUND CLASS S 25159L307 15 0.0271059 DEUTSCHE AAASX ALTERNATIVE ASSET ALLOCATION FUND CLASS S 25159K80415134 DEUTSCHE SCMTX INTERMEDIATE TAX/AMT FREE FUND CLASS S 25159H40546236 DEUTSCHE SCSBX CORE PLUS INCOME FUND CLASS S 25157W40447972 DEUTSCHE KTRSX GLOBAL INCOME BUILDER FUND CLASS S 25159K78819282 DEUTSCHE SCGDX GOLD & PRECIOUS METALS FUND CLASS S 25159L646 15 0.0250307 DEUTSCHE SCMAX MASSACHUSETTS TAX-FREE FUND CLASS S 25158X85686139 DEUTSCHE SMCSX MID CAP GROWTH FUND CLASS S 25157M86986431 DEUTSCHE DFRPX FLOATING RATE FUND CLASS S 25157W88386467 DEUTSCHE SCMBX MANAGED MUNICIPAL BOND FUND CLASS S 25158T84887913 DEUTSCHE SDCSX CALIFORNIA TAX-FREE INCOME FUND CLASS S 25158X40188255 DEUTSCHE KSTSX UNCONSTRAINED INCOME FUND CLASS S 25155T47888765 DEUTSCHE DDMSX DIVERSIFIED MARKET NEUTRAL FUND CLASS S 25159K84658851 DEUTSCHE SCQGX LARGE CAP FOCUS GROWTH FUND CLASS S 25157M74558852 DEUTSCHE SHYTX STRATEGIC HIGH YIELD TAX FREE FUND CLASS S 25158T40060692 DIAMOND HILL DHSCX SMALL CAP FUND CLASS A 25264S30467784 DIAMOND HILL DSIAX CORPORATE CREDIT FUND CLASS A 25264S88260691 DIAMOND HILL DIAMX LONG-SHORT FUND CLASS A 25264S403

60915 DIAMOND HILL DHLAX LARGE CAP FUND CLASS A 25264S50287286 DIAMOND HILL DHMAX SMALL MID CAP FUND CLASS A 25264S81772865 DIREXION DXCTX INDEXED COMMODITY STRATEGY FUND CLASS A 254939457 30 0.0199751 DIREXION HCYAX HILTON TACTICAL INCOME FUND CLASS A 254939176 30 0.0199752 DIREXION DXMAX INDEXED MGD FUTURES STRGY FUND CLASS A 254939291 30 0.0199755 DIREXION HCYIX HILTON TACTICAL INCOME FUND INST'L CLASS 25493916899756 DIREXION DXCIX INDEXED COMMODITY STRATEGY FUND INST'L CLASS 25493938299757 DIREXION DXMIX INDEXED MGD FUTURES STRATEGY FUND INST'L CLASS 25493927571301 DIREXION DXHLX MONTHLY CHINA BULL 2X FUND INV CL 25493951562174 DIREXION DXCLX MONTHLY NATURAL RES BULL 2X FUND INV CLASS 25493965565638 DIREXION DXELX MONTHLY EMERGING MKTS BULL 2X FUND INV CLASS 25493963066939 DIREXION DXSLX MONTHLY S&P 500 BULL 2X FUND INV CLASS 25493970566950 DIREXION DXZLX MONTHLY LATIN AMERICA BULL 2X FUND INV CLASS 254939507

107679 DIREXION DXHYX MONTHLY HIGH YIELD BULL 1.2X FUND INV CLASS 254939127108185 DIREXION DXNLX MONTHLY NASDAQ-100 BULL 1.25X FD INV CLASS 25460D101108186 DIREXION DXNSX MONTHLY NASDAQ-100 BEAR 1.25X FUND INV CLASS 25460D200

61499 DIREXION DXKSX MONTHLY 7-10 YR TREAS BEAR 2X FD INV CLASS 25493918461628 DIREXION PDHYX DYNAMIC HIGH YIELD BOND FUND INV CLASS 25493976262116 DIREXION DXKLX MONTHLY 7-10 YR TREAS BULL 2X FD INV CLASS 25493968966940 DIREXION DXSSX MONTHLY S&P 500 BEAR 2X FUND INV CLASS 25493921866945 DIREXION DXQLX MONTHLY NASDAQ 100 BULL 2X FUND INV CLASS 25493920048072 DIREXION DXRSX MONTHLY SMALL CAP BEAR 2X FUND INV CLASS 25493919294433 DIREXION DXCBX INDEXED CVT STRATEGY FUND INVESTOR CLASS 25493923447228 DIREXION DXRLX MONTHLY SMALL CAP BULL 2X FUND 25493983895895 DOMINI DOMAX SOCIAL EQUITY FUND CLASS A 257132886 30 0.0260906 DOMINI DSBFX SOCIAL BOND FUND INV SHARES 257132209 30 0.0247325 DOMINI DSEFX SOCIAL EQUITY FUND INV SHARES 257132100 30 0.0270675 DOMINI DOMIX INTERNATIONAL SOCIAL EQUITY FUND INVESTOR CLASS 257132704 30 0.0292298 DOUBLELINE DLFRX FLOATING RATE FUND CLASS N 258620830 90 0.0185695 DOUBLELINE DLTNX TOTAL RETURN BOND FUND CLASS N 25862020286113 DOUBLELINE DLENX EMERGING MKTS FIXED INCOME FD CLASS N 25862060886115 DOUBLELINE DLFNX CORE FIXED INCOME FUND CLASS N 25862040091261 DREMAN DRSVX CONTRARIAN SMALL CAP VALUE FUND RETAIL CLASS 92046L650 60 0.0197612 DREYFUS DISAX INTERNATIONAL STOCK FUND CLASS A 86271F78460097 DREYFUS DPLTX HIGH YIELD FUND CLASS A 26198078361420 DREYFUS DTMGX TAX MANAGED GROWTH FUND CLASS A 26197838191885 DREYFUS PTEBX MUNI BOND OPPORTUNITY FUND CLASS A 26201Y10792077 DREYFUS DEQAX GLOBAL EQUITY INCOME FUND CLASS A 26198061993984 DREYFUS DTCAX THIRD CENTURY FUND CLASS A 2.62E+10567282 DREYFUS DLTSX CORE EQUITY FUND CLASS A 26197821767617 DREYFUS DNLAX NATURAL RESOURCES FUND CLASS A 26202P85767844 DREYFUS AVGAX DYNAMIC TOTAL RETURN FUND CLASS A 756510498517 DREYFUS DGLAX GLOBAL STOCK FUND CLASS A 86271F83468860 DREYFUS FRSDX MIDCAP GROWTH FUND CLASS A 26200179572955 DREYFUS DIEAX INTERNATIONAL EQUITY FUND CLASS A 26201F10845608 DREYFUS DAGVX STRATEGIC VALUE FUND CLASS A 26200C20546506 DREYFUS DRFMX EMERGING MARKETS FUND CLASS A 26201H104 60 0.0246641 DREYFUS DMCVX OPPORTUNISTIC MIDCAP VALUE FUND CLASS A 26200C30446963 DREYFUS DNLDX ACTIVE MIDCAP FUND CLASS A 86271F107

107346 DREYFUS DQIAX EQUITY INCOME FUND CLASS A 261980650107347 DREYFUS DPSAX STRUCTURED MIDCAP FUND CLASS A 26200C726

47611 DREYFUS DTGRX TECHNOLOGY GROWTH FUND CLASS A 26200C88249536 DREYFUS DRITX INTERMED TERM INCOME FUND CLASS A 26196720259934 DREYFUS PGROX WORLDWIDE GROWTH FUND CLASS A 26198910746940 DREYFUS DSIGX ULTRA SHORT INCOME FUND CLASS Z 261919104

46956 DREYFUS DREQX RESEARCH GROWTH FUND CLASS Z 26203H10218823 DREYFUS DGAGX APPRECIATION FUND INVESTOR CLASS 26197010751730 DREYFUS DBMIX BOND MARKET INDEX FUND INVESTOR CLASS 26197888646949 DREYFUS DGRIX GROWTH & INCOME FUND 26194210660060 DREYFUS DISSX SMALL CAP STOCK INDEX FUND 26200Q204

8510 DREYFUS DRGBX U.S. TREASURY LONG TERM FUND 26195610645197 DREYFUS DSCVX OPPORTUNISTIC SMALL CAP FUND 26200C40345582 DREYFUS DDSTX DISCIPLINED STOCK FUND 26197834046220 DREYFUS DREVX DREYFUS FUND 26200310646420 DREYFUS PESPX MIDCAP INDEX FUND 71222310662317 EAGLE HRCVX GROWTH & INCOME FUND CLASS A 26958A10465906 EAGLE HRSCX SMALL CAP GROWTH FUND CLASS A 26985810696288 EAGLE EGEAX SMALLER COMPANY FUND CLASS A 26985864347204 EAGLE HRCPX CAPITAL APPRECIATION FUND CLASS A 26945A10051516 EAGLE HMCAX MID CAP STOCK FUND CLASS A 26985886651545 EAGLE HAGAX MID CAP GROWTH FUND CLASS A 26985881744548 EMERALD HSPGX GROWTH FUND CLASS A 317609287

105963 EMERALD EFCAX INSIGHTS FUND CLASS A 31761R831105965 EMERALD ELASX SMALL CAP VALUE FUND CLASS A 31761R682

51264 EMERALD HSSAX BANKING & FINANCE FUND CLASS A 317609246105960 EMERALD FFBFX BANKING AND FINANCE FUND INVESTOR CLASS 317609220105961 EMERALD FGROX GROWTH FUND INVESTOR CLASS 317609253105964 EMERALD EFCIX INSIGHTS FUND INVESTOR CLASS 31761R815105968 EMERALD LSRIX SMALL CAP VALUE FUND INVESTOR CLASS 31761R658

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62651 FIDELITY ADVISOR FNITX NEW INSIGHTS FUND CLASS T 31607130793998 FIDELITY ADVISOR FTASX ASSET MANAGER 70% FUND CLASS T 31606948394000 FIDELITY ADVISOR FIATX INT'L CAPITAL APPRECIATION FUND CLASS T 315920827 30 0.01

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47866 FIDELITY ADVISOR FSCTX SMALL CAP FUND CLASS T 31580566348258 FIDELITY ADVISOR FDGTX DIVIDEND GROWTH FUND CLASS T 31580563048431 FIDELITY ADVISOR FGITX GROWTH & INCOME FUND CLASS T 31580582050668 FIDELITY ADVISOR FAHIX MUNICIPAL INCOME FUND CLASS T 31591620550677 FIDELITY ADVISOR FSJHX STOCK SELECTOR ALL CAP FUND CLASS T 31606679484811 FIDELITY ADVISOR FAVTX EQUITY VALUE FUND CLASS T 31580535884814 FIDELITY ADVISOR FHETX REAL ESTATE FUND CLASS T 31591831884815 FIDELITY ADVISOR FTVFX VALUE FUND CLASS T 31591673486003 FIDELITY ADVISOR FLFTX LATIN AMERICA FUND CLASS T 31618H663 90 0.01586868 FIDELITY ADVISOR FGETX GLOBAL CAPITAL APPRECIATION FUND CLASS T 315920587 30 0.0189111 FIDELITY ADVISOR FDTFX FREEDOM 2020 FUND CLASS T 31579282010335 FIRST EAGLE SGOVX OVERSEAS FUND CLASS A 32008F10160762 FIRST EAGLE SGGDX GOLD FUND CLASS A 32008F408 60 0.0290886 FIRST EAGLE FEHAX HIGH YIELD FUND CLASS A 32008F73960951 FIRST EAGLE FEVAX US VALUE FUND CLASS A 32008F887

1310 FIRST EAGLE SGENX GLOBAL FUND CLASS A 32008F50773273 FIRST EAGLE FEFAX FUND OF AMERICA CLASS A 32008F85347443 FIRST EAGLE FEAFX FUND OF AMERICA CLASS Y 32008F83893413 FIRST INVESTORS FITAX TAX EXEMPT INCOME FUND CLASS A 32060M10193414 FIRST INVESTORS EIITX TAX EXEMPT OPPORTUNITIES FUND CLASS A 30157P30099244 FIRST TRUST FDHAX SHORT DURATION HIGH INCOME FUND CLASS A 33738F601

105644 FIRST TRUST FPEAX PFD SECURITIES AND INCOME FUND CLASS A 33738A10751182 FRANKLIN FSGRX SMALL CAP GROWTH FUND CLASS A 35471362090134 FRANKLIN FRRAX REAL RETURN FUND CLASS A 35361272460336 FRANKLIN FAFRX FLOATING RATE DAILY ACCESS FUND CLASS A 353612823

353 FRANKLIN FKRCX GOLD & PRECIOUS METALS FUND CLASS A 353535107909 FRANKLIN TEPLX TEMPLETON GROWTH FUND CLASS A 880199104

61089 FRANKLIN FBDIX BIOTECH DISCOVERY FUND CLASS A 35471384461991 FRANKLIN FMTIX MODERATE ALLOCATION FUND CLASS A 35472P307

3721 FRANKLIN TEGOX GLOBAL OPPORTUNITIES TRUST FUND CLASS A 8.80E+10493986 FRANKLIN FGRRX GLOBAL REAL ESTATE FUND CLASS A 35353379795464 FRANKLIN FBLAX BALANCED FUND CLASS A 35361268267857 FRANKLIN FFALX FOUNDING FUNDS ALLOCATION FUND CLASS A 35472P84474876 FRANKLIN FMVAX MIDCAP VALUE FUND CLASS A 35514881845047 FRANKLIN FREEX REAL ESTATE SEC FUND CLASS A 35460210445207 FRANKLIN TEDIX MUTUAL GLOBAL DISCOVERY FUND CLASS A 62838085945286 FRANKLIN FISEX EQUITY INCOME FUND CLASS A 35361240175459 FRANKLIN FLDAX LOW DURATION TOTAL RETURN FUND CLASS A 35361269075549 FRANKLIN FKBAX TOTAL RETURN FUND CLASS A 35361285645751 FRANKLIN TEMIX MUTUAL EUROPEAN FUND CLASS A 62838083445857 FRANKLIN FRDPX RISING DIVIDENDS FUND CLASS A 35382510245877 FRANKLIN FKGRX CUSTODIAN GROWTH FUND CLASS A 35349650845882 FRANKLIN FRVLX SMALL CAP VALUE FUND CLASS A 35514830545883 FRANKLIN TFSIX MUTUAL FINANCIAL SERVICES FUND CLASS A 35402610646121 FRANKLIN FRNRX NATURAL RESOURCES FUND CLASS A 35471360446830 FRANKLIN FRSTX STRATEGIC INCOME FUND CLASS A 35471350546911 FRANKLIN TEBIX MUTUAL BEACON FUND CLASS A 62838087547046 FRANKLIN TEQIX MUTUAL QUEST FUND CLASS A 62838080047060 FRANKLIN FISAX ADJ US GOVT SEC FUND CLASS A 353612302

48091 FRANKLIN FGTIX GROWTH ALLOCATION FUND CLASS A 35472P50585734 FRANKLIN FTCIX CONSERVATIVE ALLOCATION FUND CLASS A 35472P10986824 FRANKLIN FTCOX COREFOLIO ALLOCATION FUND CLASS A 35472P78686857 FRANKLIN FINGX INDIA GROWTH FUND CLASS A 35361F85786858 FRANKLIN FCEQX FOCUSED CORE EQUITY FUND CLASS A 35471344857924 FRANKLIN FISCX CONVERTIBLE SEC FUND CLASS A 35361210457927 FRANKLIN FRSGX SMALL-MID CAP GROWTH FUND CLASS A 35471310958449 FRANKLIN TESIX MUTUAL SHARES FUND CLASS A 628380602

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94880 GUGGENHEIM GURAX RISK MANAGED REAL ESTATE FUND CLASS A 40168W38497179 GUGGENHEIM SSUAX SMALL CAP VALUE FUND CLASS A 40168W855

8981 GUGGENHEIM SECUX STYLEPLUS MID GROWTH FUND CLASS A 40168W43472840 GUGGENHEIM RYMTX MANAGED FUTURES STRATEGY FUND CLASS A 78356A51775215 GUGGENHEIM RYLBX MANAGED COMMODITIES STRATEGY FUND CLASS A 78356A244

107447 GUGGENHEIM TVMAX RBP LARGE-CAP MARKET FUND CLASS A 89386C50650656 GUGGENHEIM SIHAX HIGH YIELD FUND CLASS A 40168W69951583 GUGGENHEIM SEVAX MID CAP VALUE FUND CLASS A 40168W74925162 GUGGENHEIM SECEX STYLEPLUS LARGE CAP CORE FUND CLASS A 40168W10385671 GUGGENHEIM RYDOX EVENT DRIVEN & DISTRESSED STRAT FD CLASS A 78356C80287935 GUGGENHEIM GIOAX MACRO OPPORTUNITIES FUND CLASS A 40168W61687936 GUGGENHEIM GIFAX FLOATING RATE STRATEGIES FUND CLASS A 40168W73187937 GUGGENHEIM GIBAX TOTAL RETURN BOND FUND CLASS A 40168W54188212 GUGGENHEIM RYAMX LONG SHORT EQUITY FUND CLASS A 78355E51088922 GUGGENHEIM SIUSX INVESTMENT GRADE BOND FUND CLASS A 40168W65766978 GUGGENHEIM RYMSX MULTI-HEDGE STRATEGIES FUND CLASS P 78356A78069253 GUGGENHEIM RYMFX MANAGED FUTURES STRATEGY FUND CLASS P 78356A49185670 GUGGENHEIM RYDSX EVENT DRIVEN & DISTRESSED STRAT FD CLASS P 78356C40659734 GUGGENHEIM RYSRX LONG SHORT EQUITY FUND CLASS P 78355E83351738 GUINNESS ATKINSON IASMX ASIA FOCUS FUND 402031108 30 0.0287743 HANCOCK HORIZON HYBUX BURKENROAD SMALL CAP FUND CLASS D 41012R811

106179 HANLON HANAX MANAGED INCOME FUND CLASS A 90213U420107148 HANLON HTDAX TACTICAL DIVIDEND AND MOMENTUM FD CLASS A 90213U370

94443 HARBOR HRCAX CAPITAL APPRECIATION FUND ADMIN CLASS 41151182797463 HARBOR HRINX INTERNATIONAL FUND ADMIN CLASS 41151165286480 HARBOR HRBDX BOND FUND ADMIN CLASS 41151168662434 HARBOR HCAIX CAPITAL APPRECIATION FUND INV CLASS 41151181962112 HARBOR HILVX LARGE CAP VALUE FUND INV CLASS 41151174461476 HARBOR HIINX INT'L FUND INV CLASS 41151164588033 HARBOR HIMGX MID CAP GROWTH FUND INV CLASS 41151178589147 HARBOR HYFIX HIGH-YIELD BOND FUND INV CLASS 41151153860936 HARBOR HISVX SMALL CAP VALUE FUND INVESTOR CLASS 41151169497997 HARBOR HIMVX MID CAP VALUE FUND INVESTOR CLASS 41151173698229 HARBOR HGGIX GLOBAL GROWTH FUND INVESTOR CLASS 41151285887501 HARDING LOEVNER HLMNX INTERNATIONAL EQUITY FUND INV CLASS 412295503 90 0.0262274 HARTFORD ITHAX CAPITAL APPRECIATION FUND CLASS A 41664540666883 HARTFORD IHOAX INT'L OPPORTUNITIES FUND CLASS A 41664570371331 HARTFORD HCTAX GLOBAL CAPITAL APPRECIATION II FD CLASS A 41664859061435 HARTFORD HAHAX HIGH YIELD FUND CLASS A 41664548966631 HARTFORD HFLAX FLOATING RATE FUND CLASS A 41664855890492 HARTFORD HLEAX GLOBAL RESEARCH FUND CLASS A 41664L48490529 HARTFORD HBLAX BALANCED INCOME FUND CLASS A 41664824461431 HARTFORD HGOAX GROWTH OPPORTUNITIES FUND CLASS A 41652988191542 HARTFORD HBAAX BALANCED ALLOCATION FUND CLASS A 41664874961543 HARTFORD HGWAX GROWTH FUND CLASS A 41652969161780 HARTFORD HGHAX GLOBAL HEALTH FUND CLASS A 41664539861888 HARTFORD HSLAX SMALL CAP GROWTH FUND CLASS A 41652910562176 HARTFORD HNSAX INT'L SMALL COMPANY FUND CLASS A 41664515862828 HARTFORD HIPAX INFLATION PLUS FUND CLASS A 41664615693271 HARTFORD HSDAX SHORT DURATION FUND CLASS A 41664619895128 HARTFORD HAIAX DISCIPLINED EQUITY FUND CLASS A 41664567995912 HARTFORD HCVAX CONSERVATIVE ALLOCATION FUND CLASS A 41664871596274 HARTFORD HTIAX UNCONSTRAINED BOND FUND CLASS A 41664624866308 HARTFORD IHSAX SMALL COMPANY FUND CLASS A 41664510966313 HARTFORD ITTAX ADVISERS FUND CLASS A 416645810

66314 HARTFORD IHGIX DIVIDEND & GROWTH FUND CLASS A 41664584498152 HARTFORD HILAX INTERNATIONAL VALUE FUND CLASS A 41664M66451655 HARTFORD HFMCX MID CAP FUND CLASS A 41664571186847 HARTFORD HRLAX GLOBAL REAL ASSET FUND CLASS A 41664M58188401 HARTFORD HQIAX EQUITY INCOME FUND CLASS A 41664888988512 HARTFORD HNCAX INTERNATIONAL GROWTH FUND CLASS A 41664518289002 HARTFORD HRAAX GROWTH ALLOCATION FUND CLASS A 41664877289235 HARTFORD HWDAX WORLD BOND FUND CLASS A 41664M25089422 HARTFORD HCKAX CHECKS & BALANCES FUND CLASS A 41664L74089626 HARTFORD ITBAX TOTAL RETURN BOND FUND CLASS A 41664577889627 HARTFORD HMVAX MID CAP VALUE FUND CLASS A 41664610789628 HARTFORD HVOAX VALUE OPPORTUNITIES FUND CLASS A 41652978259971 HARTFORD HALAX GLOBAL GROWTH FUND CLASS A 41664553947138 HEARTLAND HRSVX SELECT VALUE FUND INV CLASS 422352807 10 0.02

1584 HEARTLAND HRTVX VALUE FUND INV CLASS 422359109 10 0.0295514 HEARTLAND HINVX INTERNATIONAL VALUE FUND INV CLASS 42235282345727 HEARTLAND HRVIX VALUE PLUS FUND INV CLASS 422352500 10 0.0273988 HENDERSON HFOAX INTERNATIONAL OPPORTUNITIES FUND CLASS A 42506784075025 HENDERSON HFGAX GLOBAL TECHNOLOGY FUND CLASS A 42506710584380 HENDERSON HFEAX EUROPEAN FOCUS FUND CLASS A 42506770985930 HENDERSON HFQAX GLOBAL EQUITY INCOME FUND CLASS A 425067717

107682 HENDERSON HFORX INTERNATIONAL OPPORTUNITIES FUND CLASS R 42506774161142 HENSSLER HEQFX EQUITY FUND 42689410161514 HIGHMARK PNMAX GENEVA MID CAP GROWTH FUND CLASS A 43111360467990 HILLMAN HAEAX ADVANTAGE EQUITY FUND CLASS A 43162P60390178 HOTCHKIS & WILEY HWHAX HIGH YIELD FUND CLASS A 44134R727 90 0.0260654 HOTCHKIS & WILEY HWLAX LARGE CAP VALUE FUND CLASS A 44134R10760655 HOTCHKIS & WILEY HWMAX MID CAP VALUE FUND CLASS A 44134R20660656 HOTCHKIS & WILEY HWSAX SMALL CAP VALUE FUND CLASS A 44134R30595493 HOTCHKIS & WILEY HWAAX VALUE OPPORTUNITIES FUND CLASS A 44134R79288198 HUNDREDFOLD SELECT SFHYX ALTERNATIVE FUND SERVICE CLASS 66538A60445817 ICON ICBMX NATURAL RESOURCES FUND CLASS S 44929K10145819 ICON ICCCX CONSUMER DISCRETIONARY FUND CLASS S 44929K30945822 ICON ICFSX FINANCIAL FUND CLASS S 44929K60645823 ICON ICENX ENERGY FUND CLASS S 44929K50745824 ICON ICHCX HEALTHCARE FUND CLASS S 44929K70545825 ICON ICLEX CONSUMER STAPLES FUND CLASS S 44929K80445826 ICON ICTEX INFORMATION TECHNOLOGY FUND CLASS S 44929K88745827 ICON ICTUX UTILITIES FUND CLASS S 44929K87945828 ICON ICTRX INDUSTRIALS FUND CLASS S 44929K86145830 ICON ICARX EMERGING MARKETS FUND CLASS S 44929K85345832 ICON ICNEX INTERNATIONAL EQUITY FUND CLASS S 44929K83888163 ICON IOLZX LONG/SHORT FUND CLASS S 44929K63088164 ICON IOEZX EQUITY INCOME FUND CLASS S 44929K64888167 ICON IOCZX RISK MANAGED BALANCED FUND CLASS S 44929K65588165 ICON FUND ICNZX CLASS S 44929K66392431 INNEALTA CAPITAL ICCNX COUNTRY ROTATION FUND CLASS N 66538A810 60 0.0291821 INNEALTA CAPITAL ICSNX SECTOR ROTATION FUND CLASS N 66538A786 60 0.0292687 INTREPID ICMYX INCOME FUND INV CLASS 461195307 30 0.0284680 INTREPID ICMAX SMALL CAP FUND INV CLASS 461195109 30 0.0285161 INTREPID ICMBX CAPITAL FUND INV CLASS 461195208 30 0.0260644 INVESCO IENAX ENERGY FUND CLASS A 00142F20490860 INVESCO SPIAX S&P 500 INDEX FUND CLASS A 00142J62860871 INVESCO ESMAX EUROPEAN SMALL COMPANY FUND CLASS A 887959560872 INVESCO IEGAX INTERNATIONAL SMALL COMPANY FUND CLASS A 8879561

60983 INVESCO IBVAX INTL CORE EQUITY FUND CLASS A 888266460984 INVESCO ITYAX TECHNOLOGY FUND CLASS A 00142F642

1172 INVESCO CHTRX CHARTER FUND CLASS A 141310361713 INVESCO VKMGX U.S. MORTGAGE FUND CLASS A 00888W619

1736 INVESCO AIIEX INTERNATIONAL GROWTH FUND CLASS A 88821022056 INVESCO AGOVX US GOVERNMENT FUND CLASS A 00142C847

62322 INVESCO IGDAX GOLD & PRECIOUS METALS FUND CLASS A 00142F85792795 INVESCO ATFAX LTD TERM MUNICIPAL INCOME FUND CLASS A 141980393100 INVESCO BRCAX BALANCED RISK COMMODITY STRGY FUND CLASS A 00888Y10293233 INVESCO VADAX EQUALLY-WEIGHTED S&P 500 FUND CLASS A 00142J81894215 INVESCO CAAMX CONSERVATIVE ALLOCATION FUND CLASS A 00141M31794700 INVESCO IAEMX EMERGING MARKETS FLEXIBLE BOND FUND CLASS A 00142R71166302 INVESCO ASMMX SUMMIT FUND CLASS A 141316066742 INVESCO VASCX SMALL CAP DISCOVERY FUND CLASS A 00142J21466981 INVESCO VSCAX SMALL CAP VALUE FUND CLASS A 00143M53967293 INVESCO LCEAX DIVERSIFIED DIVIDEND FUND CLASS A 141354167600 INVESCO IAUTX DIVIDEND INCOME FUND CLASS A 00142F53567821 INVESCO VVOAX VALUE OPPORTUNITIES FUND CLASS A 00143M398

7972 INVESCO AMHYX HIGH YIELD FUND CLASS A 00142C70669284 INVESCO ASRAX GLOBAL REAL ESTATE INCOME FUND CLASS A 00141A62871219 INVESCO VKLMX INTERM TERM MUNI INCOME FUND CLASS A 141959771295 INVESCO AUBAX INT'L TOTAL RETURN FUND CLASS A 00141V50771296 INVESCO AADAX GROWTH ALLOCATION FUND CLASS A 00141M54971297 INVESCO AINAX INT'L ALLOCATION FUND CLASS A 00141M19271298 INVESCO AGREX GLOBAL REAL ESTATE FUND CLASS A 00142C36772620 INVESCO AWSAX GLOBAL CORE EQUITY FUND CLASS A 00141L10372948 INVESCO VAFAX AMERICAN FRANCHISE FUND CLASS A 00142J57873620 INVESCO AACFX GREATER CHINA FUND CLASS A 00141T15545404 INVESCO VKMMX MUNICIPAL INCOME FUND CLASS A 141955545692 INVESCO AGGAX GLOBAL GROWTH FUND CLASS A 888230046252 INVESCO GTAGX MID CAP CORE EQUITY FUND CLASS A 00141M81246267 INVESCO GGHCX GLOBAL HEALTH CARE FUND CLASS A 00141T10646302 INVESCO GTSAX SMALL CAP GROWTH FUND CLASS A 00141M77046305 INVESCO GTNDX GLOBAL LOW VOLATILITY EQUITY YLD FD CLASS A 00141M57246360 INVESCO AEDAX EUROPEAN GROWTH FUND CLASS A 888285447366 INVESCO MSAVX AMERICAN VALUE FUND CLASS A 00143M84448366 INVESCO ASIAX ASIA PACIFIC GROWTH FUND CLASS A 888288848841 INVESCO ACEIX EQUITY & INCOME FUND CLASS A 00142J47921778 INVESCO AGAAX GLOBAL SMALL & MID CAP GROWTH FD CLASS A 888220122147 INVESCO ACGIX GROWTH & INCOME FUND CLASS A 00142J36284399 INVESCO ATDAX ENDEAVOR FUND CLASS A 00141T29685193 INVESCO AFRAX FLOATING RATE FUND CLASS A 00141A86785710 INVESCO SMEAX SMALL CAP EQUITY FUND CLASS A 887949687483 INVESCO ACCBX CORPORATE BOND FUND CLASS A 142185887512 INVESCO ABRZX BALANCED-RISK ALLOCATION FUND CLASS A 00141V74787971 INVESCO TNEAX BALANCED RISK RETIREMENT 2050 FUND CLASS A 00888U69669391 INVESCO ATIAX SELECT COMPANIES FUND CLASS A 00141T25450582 INVESCO ACTHX HIGH YIELD MUNICIPAL FUND CLASS A 141968861209 INVESCO IARAX REAL ESTATE FUND CLASS A 00142C56591294 INVESCO AFTAX BALANCED-RISK RET 2020 FUND CLASS A 00888U86091375 INVESCO IFOAX TECHNOLOGY SECTOR FUND CLASS A 00142F26191428 INVESCO ILSAX LEISURE FUND CLASS A 00142F75861429 INVESCO VGRAX MID CAP GROWTH FUND CLASS A 00143M59691754 INVESCO TGRAX PACIFIC GROWTH FUND CLASS A 00141V26792311 INVESCO AMKAX MODERATE ALLOCATION FUND CLASS A 00141M432

92561 INVESCO ALAAX INCOME ALLOCATION FUND CLASS A 00141M24296724 INVESCO LSQAX LONG/SHORT EQUITY FUND CLASS A 00888Y33496971 INVESCO MIZAX MULTI-ASSET INFLATION FUND CLASS A 00888W39546308 INVESCO GTDDX DEVELOPING MARKETS FUND CLASS A 00141T57785647 INVESCO CNSAX CONVERTIBLE SECURITIES FUND CLASS A 00888W40359122 INVESCO ACSTX COMSTOCK FUND CLASS A 00143M71189341 INVESCO ACPSX CORE PLUS BOND FUND CLASS A 00141A52989345 INVESCO PIAFX PREMIUM INCOME FUND CLASS A 00888Y80587890 INVESCO ATIRX SELECT COMPANIES FUND CLASS R 00141T22160982 INVESCO EGINX EUROPEAN GROWTH FUND INV CLASS 888274860987 INVESCO AGIVX US GOVERNMENT FUND INV CLASS 00142C615

4992 INVESCO FTCHX TECHNOLOGY FUND INV CLASS 00142F6595281 INVESCO FGLDX GOLD & PRECIOUS METALS FUND INV CLASS 00142F865

65701 INVESCO LCEIX DIVERSIFIED DIVIDEND FUND INV CLASS 141319410247 INVESCO FSTUX DIVIDEND INCOME FUND INV CLASS 00142F54350213 INVESCO IIBCX INT'L CORE EQUITY FUND INV CLASS 888267260944 INVESCO HYINX HIGH YIELD FUND INV CLASS 00142C63192318 INVESCO GTSIX SMALL CAP GROWTH FUND INV CLASS 00141M13516263 INVESCO FSTEX ENERGY FUND INV CLASS 00142F10562663 INVESCO GTHIX GLOBAL HEALTH CARE FUND INVESTOR CLASS 00141T171

106389 ISSACHAR LIONX ISSACHAR FUND CLASS N 6.65E+17287966 IVA IVWAX WORLDWIDE FUND CLASS A 45070A107 30 0.0290168 IVY IBNAX BALANCED FUND CLASS A 46589862591248 IVY IEYAX ENERGY FUND CLASS A 46600039561434 IVY WHIAX HIGH INCOME FUND CLASS A 46600066862829 IVY WASAX ASSET STRATEGY FUND CLASS A 46600075965691 IVY WLGAX LARGE CAP GROWTH FUND CLASS A 46600062767299 IVY WMGAX MID CAP GROWTH FUND CLASS A 46600057770091 IVY IGNAX GLOBAL NATURAL RESOURCES FUND CLASS A 46589742973749 IVY WSTAX SCIENCE & TECHNOLOGY FUND CLASS A 46600071885803 IVY IYIAX MUNICIPAL HIGH INCOME FUND CLASS A 46600184958176 IVY IPOAX EMERGING MARKETS EQUITY FUND CLASS A 46589786695346 IVY IECRX EMERG MKTS LOCAL CURRENCY DEBT FD CLASS R 46589917787439 IVY WMGRX MID CAP GROWTH FUND CLASS R 46600041165707 IVY WASYX ASSET STRATEGY FUND CLASS Y 46600072697976 IVY WLGYX LARGE CAP GROWTH FUND CLASS Y 46600058571214 IVY WSTYX SCIENCE & TECHNOLOGY FUND CLASS Y 46600067650391 IVY WSCYX SMALL CAP GROWTH FUND CLASS Y 46600080985747 IVY WHIYX HIGH INCOME FUND CLASS Y 46600063589748 IVY WMGYX MID CAP GROWTH FUND CLASS Y 46600054462539 JAMES ADVANTAGE GLRBX GOLDEN RAINBOW FUND RETAIL CLASS 47025910262352 JAMES ADVANTAGE JASCX SMALL CAP FUND 47025950896899 JAMES ALPHA JAREX GLOBAL REAL ESTATE INVSMTS PORT CLASS A 803431428 30 0.0296855 JAMES ALPHA JAIMX MULTI STRATEGY ALTERNATIVE INC FD CLASS I 803431378 30 0.0290449 JANUS JHYAX HIGH-YIELD FUND CLASS A 47103C59790915 JANUS JVTAX VENTURE FUND CLASS A 47103E42991612 JANUS JDBAX BALANCED FUND CLASS A 47103C50692167 JANUS JAIEX INTERNATIONAL EQUITY FUND CLASS A 47103A55996759 JANUS JFNAX GLOBAL LIFE SCIENCES FUND CLASS A 47102348196911 JANUS JUCAX GLOBAL UNCONSTRAINED BOND FUND CLASS A 47103D46275319 JANUS JDMAX ENTERPRISE FUND CLASS A 47103C82975322 JANUS JCNAX CONTRARIAN FUND CLASS A 47103C87875339 JANUS JDCAX FORTY FUND CLASS A 47103A67488953 JANUS JGMAX TRITON FUND CLASS A 47103C37389140 JANUS JDFAX FLEXIBLE BOND FUND CLASS A 47103C761

89269 JANUS JSHAX SHORT TERM BOND FUND CLASS A 47102326789272 JANUS JDGAX JANUS FUND CLASS A 47103C71289518 JANUS JDIAX OVERSEAS FUND CLASS A 47103C48075325 JANUS JCNRX CONTRARIAN FUND CLASS R 47103C84575315 JANUS JARTX FORTY FUND CLASS S 47103A63392964 JANUS JFNSX GLOBAL LIFE SCIENCES FUND CLASS S 47102345795411 JANUS JSIEX INTERNATIONAL EQUITY FUND CLASS S 47103A51875326 JANUS JGORX JANUS FUND CLASS S 47103C66275327 JANUS JGRTX ENTERPRISE FUND CLASS S 47103C77975328 JANUS JWGRX GLOBAL RESEARCH FUND CLASS S 47103C274 90 0.0275329 JANUS JABRX BALANCED FUND CLASS S 47103C88675330 JANUS JADFX FLEXIBLE BOND FUND CLASS S 47103C72075331 JANUS JIGRX OVERSEAS FUND CLASS S 47103C44975334 JANUS JADGX GROWTH & INCOME FUND CLASS S 47103C61375336 JANUS JORIX GLOBAL SELECT FUND CLASS S 47103C49845141 JANUS JAGIX GROWTH & INCOME FUND CLASS T 471023200

470 JANUS JANSX JANUS FUND CLASS T 47102310161369 JANUS JORNX GLOBAL SELECT FUND CLASS T 471023648

1512 JANUS JAWWX GLOBAL RESEARCH FUND CLASS T 4710233091513 JANUS JAVLX TWENTY FUND CLASS T 471023408

61929 JANUS JRMSX INTECH US CORE FUND CLASS T 47102355696490 JANUS JACTX FORTY FUND CLASS T 47103A625

7583 JANUS JAFIX FLEXIBLE BOND FUND CLASS T 4710236067729 JANUS JAENX ENTERPRISE FUND CLASS T 4710238048424 JANUS JAMRX RESEARCH FUND CLASS T 471023853

98467 JANUS JUCTX GLOBAL UNCONSTRAINED BOND FUND CLASS T 47103D39774979 JANUS JATTX TRITON FUND CLASS T 47102354945373 JANUS JAVTX VENTURE FUND CLASS T 47102350746203 JANUS JASBX SHORT TERM BOND FUND CLASS T 47102388747510 JANUS JAGTX GLOBAL TECHNOLOGY FUND CLASS T 47102366347667 JANUS JAGLX GLOBAL LIFE SCIENCES FUND CLASS T 47102367148094 JANUS JSVAX CONTRARIAN FUND CLASS T 47102365548150 JANUS JAHYX HIGH YIELD FUND CLASS T 47102376218669 JANUS JABAX BALANCED FUND CLASS T 47102387921782 JANUS JAOSX OVERSEAS FUND CLASS T 47102384686890 JANUS JSPGX GROWTH ALLOCATION FUND CLASS T 47102352386899 JANUS JSPMX MODERATE ALLOCATION FUND CLASS T 47102351560038 JENSEN JENSX QUALITY GROWTH FUND CLASS J 47631310198054 JOHCM JOHAX INTERNATIONAL SELECT FUND CLASS II 00770G83990345 JOHN HANCOCK JALRX LIFESTYLE CONSERVATIVE PORTFOLIO FD CLASS A 47803V41690352 JOHN HANCOCK JALMX LIFESTYLE MODERATE PORTFOLIO FUND CLASS A 47803V259

1263 JOHN HANCOCK JHFIX STRATEGIC INCOME FUND CLASS A 4102271021901 JOHN HANCOCK FRBAX REGIONAL BANK FUND CLASS A 409905106

62043 JOHN HANCOCK PZFVX CLASSIC VALUE FUND CLASS A 40990278092078 JOHN HANCOCK JGYAX GLOBAL SHAREHOLDER YIELD FUND CLASS A 47803U10392130 JOHN HANCOCK JCEAX MID CAP EQUITY FUND CLASS A 478032741

3769 JOHN HANCOCK TAUSX INVEST GRADE BOND FUND CLASS A 41014P1024949 JOHN HANCOCK JHNBX BOND FUND CLASS A 410223101

95573 JOHN HANCOCK JHUAX US EQUITY FUND CLASS A 47804B17996026 JOHN HANCOCK JEVAX EMERGING MARKETS FUND CLASS A 47804B21196193 JOHN HANCOCK GOIGX INTERNATIONAL GROWTH FUND CLASS A 47803T61966823 JOHN HANCOCK TAGRX LARGE CAP EQUITY FUND CLASS A 41013P10371122 JOHN HANCOCK JHTFX HIGH YIELD MUNI BOND FUND CLASS A 41013Y30271259 JOHN HANCOCK JCOAX GREATER CHINA OPPORTUNITIES FUND CLASS A 40990262471758 JOHN HANCOCK SVBAX BALANCED FUND CLASS A 47803P104

73866 JOHN HANCOCK USGLX US GLOBAL LEADERS GROWTH FUND CLASS A 40990283045810 JOHN HANCOCK JHGIX GOVT INCOME FUND CLASS A 41014P85445926 JOHN HANCOCK FIDAX FINANCIAL INDUSTRIES FUND CLASS A 40990550245931 JOHN HANCOCK SOVIX SOVEREIGN INV FUND CLASS A 47803P30284400 JOHN HANCOCK JGPAX GLOBAL OPPORTUNITIES FUND CLASS A 41013P79884832 JOHN HANCOCK JHIAX SMALL CAP INTRINSIC VALUE FUND CLASS A 41013P84885157 JOHN HANCOCK JFIAX FLOATING RATE INCOME FUND CLASS A 47804A73486038 JOHN HANCOCK JTCAX TECHNICAL OPPORTUNITIES FUND CLASS A 41015K85486185 JOHN HANCOCK JALGX LIFESTYLE GROWTH PORTFOLIO CLASS A 47803V33386240 JOHN HANCOCK JVMAX DISCIPLINED VALUE MID CAP FUND CLASS A 47803W50586669 JOHN HANCOCK JIEAX INTERNATIONAL VALUE EQUITY FUND CLASS A 47803U44286756 JOHN HANCOCK JVLAX DISCIPLINED VALUE FUND CLASS A 47803U67386758 JOHN HANCOCK RGROX RAINIER GROWTH FUND CLASS A 47803U71586759 JOHN HANCOCK GIDEX INTERNATIONAL CORE FUND CLASS A 47803T48687141 JOHN HANCOCK JCSAX SMALL COMPANY FUND CLASS A 47803W10987581 JOHN HANCOCK JALBX LIFESTYLE BALANCED PORTFOLIO CLASS A 47803V48188360 JOHN HANCOCK JIPAX STRATEGIC INCOME OPPTYS FUND CLASS A 47804A15588699 JOHN HANCOCK JAAAX ALTERNATIVE ASSET ALLOCATION FUND CLASS A 47804A18989232 JOHN HANCOCK JCUAX CURRENCY STRATEGIES FUND CLASS A 47803M17689455 JOHN HANCOCK JLJAX RETIREMENT LIVING THROUGH 2040 PORT CLASS A 47803M42489686 JOHN HANCOCK JHAAX GLOBAL ABSOLUTE RET STRATEGIES FUND CLASS A 47804M88696851 JOHN HANCOCK JRGTX SELECT GROWTH FUND CLASS T 47803U68185462 JOHN HANCOCK II JALAX LIFESTYLE AGGRESSIVE PORTFOLIO FUND CLASS A 47803V57296645 JP MORGAN PGSGX SMALL CAP GROWTH FUND A SHARES 4812C054896729 JP MORGAN OGEAX EQUITY INDEX FUND CLASS A 4812C152060393 JP MORGAN VHIAX GROWTH ADVANTAGE FUND CLASS A 62826M48391247 JP MORGAN OMBAX MORTGAGE BACKED SECURITIES FUND CLASS A 4812C120761505 JP MORGAN JAMCX MID CAP VALUE FUND CLASS A 33912830891571 JP MORGAN JVAAX VALUE ADVANTAGE FUND CLASS A 4812A263791851 JP MORGAN JIMAX INFLATION MANAGED BOND FUND CLASS A 48121A58962086 JP MORGAN JMNAX RESEARCH MARKET NEUTRAL FUND CLASS A 4812A167092360 JP MORGAN PSOAX SMALL CAP VALUE FUND CLASS A 4812C176992544 JP MORGAN JIAAX INTREPID AMERICA FUND CLASS A 4812A019392545 JP MORGAN JIOAX INTERNATIONAL OPPORTUNITIES FUND CLASS A 4812A046692546 JP MORGAN JSEAX INTERNATIONAL EQUITY FUND CLASS A 4812A050892547 JP MORGAN JFTAX INTREPID INTERNATIONAL FUND CLASS A 4812A083992548 JP MORGAN JPSAX U.S. DYNAMIC PLUS FUND CLASS A 4812A231492550 JP MORGAN JEDAX EMERGING MARKETS DEBT FUND CLASS A 4812A368492551 JP MORGAN JEEAX EMERGING ECONOMIES FUND CLASS A 4812A455992552 JP MORGAN URTAX REALTY INCOME FUND CLASS A 90450456092553 JP MORGAN JECAX EMERG MKTS LOCAL CURRENCY DEBT FD CLASS A 46637K83692692 JP MORGAN ONUAX LIMITED DURATION BOND FUND CLASS A 4812C141393149 JP MORGAN JIGAX INTREPID GROWTH FUND CLASS A 4812A022793448 JP MORGAN ONGAX INVESTOR GROWTH FUND CLASS A 4812C280993589 JP MORGAN OLVAX LARGE CAP VALUE FUND CLASS A 4812C156193909 JP MORGAN JDEAX DISCIPLINED EQUITY FUND CLASS A 4812A184594578 JP MORGAN JEIAX INTERNATIONAL EQUITY INCOME FUND CLASS A 48121A18394589 JP MORGAN JSIAX UNCONSTRAINED DEBT FUND CLASS A 48121A32494882 JP MORGAN UBVAX UNDISCOVERED MGRS BEHAVIORAL VAL FD CLASS A 90450458695595 JP MORGAN CBRAX CORPORATE BOND FUND CLASS A 46637K57095596 JP MORGAN JCMAX MID CAP EQUITY FUND CLASS A 4812A266065696 JP MORGAN ONGIX INVESTOR GROWTH & INCOME FUND CLASS A 4812C285865697 JP MORGAN JUEAX US EQUITY FUND CLASS A 4812A118395832 JP MORGAN JLTAX LATIN AMERICA FUND CLASS A 4812A351096451 JP MORGAN JTUAX US SMALL COMPANY FUND CLASS A 4812A4641

96992 JP MORGAN JMTAX TOTAL RETURN FUND CLASS A 4812A442797250 JP MORGAN SRJAX SMARTRETIREMENT 2035 FUND CLASS A 4812A315597252 JP MORGAN JTSAX SMARTRETIREMENT 2050 FUND CLASS A 4812A450098154 JP MORGAN SMTAX SMARTRETIREMENT 2040 FUND CLASS A 4812A384198586 JP MORGAN JTTAX SMARTRETIREMENT 2020 FUND CLASS A 4812A350244714 JP MORGAN VGRIX GROWTH & INCOME FUND CLASS A 4812A145647399 JP MORGAN VSCOX DYNAMIC SMALL CAP FUND CLASS A 4812A149847800 JP MORGAN VEUAX INTREPID EUROPEAN FUND CLASS A 4812A064950129 JP MORGAN PECAX INTREPID MID CAP FUND CLASS A 4812C148850176 JP MORGAN OEIAX INT'L RESEARCH ENHANCED EQUITY FD CLASS A 4812C184385938 JP MORGAN JFEAX INTL VALUE FUND CLASS A 4812A054086274 JP MORGAN PGBOX CORE BOND FUND CLASS A 4812C035786360 JP MORGAN JSOAX STRATEGIC INCOME OPPORTUNITIES FUND CLASS A 4812A438586422 JP MORGAN JFAMX EMERGING MKTS EQUITY FUND CLASS A 4812A060786493 JP MORGAN OHYAX HIGH YIELD FUND CLASS A 4812C077987070 JP MORGAN OGIAX INVESTOR BALANCED FUND CLASS A 4812C188487071 JP MORGAN JLCAX US LARGE CAP CORE PLUS FUND CLASS A 4812A241387207 JP MORGAN OGGAX GOVERNMENT BOND FUND CLASS A 4812C039987208 JP MORGAN ONIAX CORE PLUS BOND FUND CLASS A 4812C081187326 JP MORGAN OICAX INVESTOR CONSERVATIVE GROWTH FUND CLASS A 4812C240387985 JP MORGAN TXRAX TAX AWARE REAL RETURN FUND CLASS A 4812A252088276 JP MORGAN OLGAX LARGE CAP GROWTH FUND CLASS A 4812C050688730 JP MORGAN OIEIX EQUITY INCOME FUND CLASS A 4812C046489285 JP MORGAN JNBAX INCOME BUILDER FUND CLASS A 4812A328889751 JP MORGAN OSGIX MID CAP GROWTH FUND CLASS A 4812C168695459 JPMORGAN JHQAX HEDGED EQUITY FUND CLASS A 46637K31547376 JPMORGAN VSEAX SMALL CAP EQUITY FUND CLASS A 4812A136574291 KCM KCMTX MACRO TRENDS FUND CLASS R-1 66537T43067637 KEELEY KMCVX MID CAP VALUE FUND CLASS A 48730010567638 KEELEY KACVX ALL CAP VALUE FUND CLASS A 48730020437735 KEELEY KSCVX SMALL CAP VALUE FUND CLASS A 48730050172885 KEELEY KSMVX SMALL MID CAP VALUE FUND CLASS A 48730030366497 KINETICS KNPAX PARADIGM FUND ADVISOR A CLASS 494613854 30 0.0268789 KINETICS KMKAX MARKET OPPORTUNITIES FUND ADVISOR A CLASS 494613771 30 0.0269403 KINETICS KSOAX SMALL CAP OPPORTUNITIES FUND ADVISOR A CLASS 494613839 30 0.0285354 KINETICS KRXAX MEDICAL FUND ADVISOR A CLASS 494613847 30 0.0295862 KKM KKMAX ENHANCED U.S. EQUITY FUND CLASS A 66538F306 20 0.0267017 LAUDUS SWOIX INTL MARKETMASTERS FUND INV CLASS 808509889 30 0.0293532 LAZARD LEDOX EMERGING MARKETS DEBT FUND OPEN CLASS 52106N129 30 0.0147080 LAZARD LZCOX U.S. SMALL MID CAP EQUITY FUND OPEN CLASS 52106N780 30 0.0149740 LAZARD LZIOX INTL EQUITY PORT FUND OPEN CLASS 52106N830 30 0.0189091 LAZARD LDMOX DEV MARKETS EQUITY PORT FUND OPEN CLASS 52106N467 30 0.0161891 LAZARD LZSMX INTL SMALL CAP EQUITY FUND OPEN SHARES 52106N772 30 0.0168568 LAZARD LZHOX U.S. HIGH YIELD FUND OPEN SHARES 52106N681 30 0.0168569 LAZARD LZMOX U.S. MID CAP EQUITY FUND OPEN SHARES 52106N715 30 0.0145348 LAZARD LZOEX EMERGING MARKETS EQUITY PORTFOLIO OPEN SHARES 52106N764 30 0.0185169 LAZARD LISOX INT'L STRATEGIC EQUITY PORT FUND OPEN SHARES 52106N582 30 0.0194561 LAZARD LREOX US REALTY EQUITY PORT OPEN SHARES 52106N319 30 0.0195022 LAZARD LRIOX US REALTY INCOME PORT OPEN SHARES 52106N335 30 0.0197996 LAZARD GLFOX GLOBAL LISTED INFRASTRUCTURE FUND OPEN SHARES 52106N442 30 0.0197999 LAZARD LEVOX US EQUITY CONCENTRATED PORTFOLIO OPEN SHARES 52106N574 30 0.0198942 LAZARD EMBOX EMERGING MARKETS EQUITY BLEND FUND OPEN SHARES 52106N418 30 0.0166896 LEADER LCCMX SHORT TERM BOND FUND INV CLASS 66537T23294499 LEADER LCTRX TOTAL RETURN FUND INVESTOR CLASS 66537V32894436 LEGG MASON CFIPX QS GLOBAL EQUITY FUND CLASS A 52469H487

94900 LEGG MASON GOBAX BW GLOBAL OPPORTUNITIES BOND FUND CLASS A 52468638395121 LEGG MASON SBCPX QS DEFENSIVE GROWTH FUND CLASS A 52467P85396027 LEGG MASON LROAX BW ABSOLUTE RETURN OPPTYS FUND CLASS A 52468672296954 LEGG MASON LMAPX BW ALTERNATIVE CREDIT FUND CLASS A 52471E85297061 LEGG MASON LBGAX CBA MID CAP GROWTH FUND CLASS A 52467P56498137 LEGG MASON SCGRX QS MODERATE GROWTH FUND CLASS A 52467P81285283 LEGG MASON SCHAX QS GROWTH FUND CLASS A 52467P76289616 LEGG MASON SASMX CBA SMALL CAP GROWTH FUND CLASS A 52470H81590139 LEGG MASON LMOFX CAP MGMT OPPORTUNITY FUND CLASS FI 52470B40496421 LEGG MASON LWOFX LMBW INT'L OPPORTUNITIES BOND FUND CLASS FI 52468630098709 LEGG MASON LMGFX CLEARBRIDGE INTL GROWTH FUND CLASS FI 52468651690775 LEGG MASON BW GOBFX GLOBAL OPPORTUNITIES FOND FUND CLASS FI 52468632694482 LEGG MASON CLEARBRIDGE SBIEX INT'L ALL CAP OPPTY FUND CLASS A 52469X60794806 LEGG MASON CLEARBRIDGE SINAX LARGE CAP VALUE FUND CLASS A 52470J10067810 LEGG MASON CLEARBRIDGE SBLGX LARGE CAP GROWTH FUND CLASS A 52469H82673871 LEGG MASON CLEARBRIDGE SHRAX AGGRESSIVE GROWTH FUND CLASS A 52468C10974154 LEGG MASON CLEARBRIDGE SOPAX EQUITY INCOME BUILDER FUND CLASS A 52469H63674831 LEGG MASON CLEARBRIDGE SHAPX APPRECIATION FUND CLASS A 5.25E+10975155 LEGG MASON CLEARBRIDGE SHFVX ALL CAP VALUE FUND CLASS A 52469C10861821 LEGG MASON WESTERN ASSET SAHYX GLOBAL HIGH YIELD BOND FUND CLASS A 52469F46592586 LEGG MASON WESTERN ASSET WAYAX HIGH YIELD FUND CLASS A 95766339692681 LEGG MASON WESTERN ASSET WAPAX CORE PLUS BOND PORTFOLIO FUND CLASS A 95766346174155 LEGG MASON WESTERN ASSET SIGAX CORPORATE BOND FUND CLASS A 52469F31774157 LEGG MASON WESTERN ASSET SDSAX GLOBAL STRATEGIC INCOME FUND CLASS A 52469F75475358 LEGG MASON WESTERN ASSET SBSTX SHORT TERM BOND FUND CLASS A 52469E50075418 LEGG MASON WESTERN ASSET SHIAX SHORT DURATION HIGH INCOME FUND CLASS A 52469F63084717 LEGG MASON WESTERN ASSET ARMZX ADJUSTABLE RATE INCOME FUND CLASS A 52468A60884765 LEGG MASON WESTERN ASSET SHMGX CORE PLUS BOND FUND CLASS A 52468W10587279 LEGG MASON WESTERN ASSET SGVAX MORTGAGE BACKED SECURITIES FUND CLASS A 52469F36689477 LEGG MASON WESTERN ASSET LWEAX EMERGING MARKETS DEBT FUND CLASS A 52469L694

563794 LEGG MASON WESTERN ASSET WARIX ABSOLUTE RETURN PORTFOLIO CLASS FI 95766369346900 LEGG MASON WESTERN ASSET LCBPX CORPORATE BOND FUND CLASS P 52469L66073478 LEGG MASON WESTERN ASSET WACIX CORE PLUS BOND PORTFOLIO FINANCIAL INTERMEDIARY CLASS 95766360275041 LEGG MASON WESTERN ASSET WAPIX CORE BOND PORTFOLIO FINANCIAL INTERMEDIARY CLASS 957663404

107495 LJM LJMAX PRESERVATION AND GROWTH FUND CLASS A 90213U503 90 0.0198928 LOCORR LFMAX MANAGED FUTURES STRATEGY FUND CLASS A 540132107 30 0.0198930 LOCORR LCSAX LONG/SHORT COMMODITIES STRATEGY FD CLASS A 540132404 30 0.0198931 LOCORR LEQAX LONG/SHORT EQUITY FUND CLASS A 540132701 30 0.0198932 LOCORR LSPAX SPECTRUM INCOME FUND CLASS A 540132875 30 0.0198933 LOCORR LOTAX MARKET TREND FUND CLASS A 540132842 30 0.0198934 LOCORR LMUAX MULTI-STRATEGY FUND CLASS A 540132818 30 0.0195908 LONGBOARD WAVEX MANAGED FUTURES STRATEGY FUND CLASS A 66538A43085492 LOOMIS SAYLES LBFAX BOND FUND ADMIN CLASS 54349585760821 LOOMIS SAYLES NEFHX HIGH INCOME FUND CLASS A 54348738391500 LOOMIS SAYLES NEFLX LTD TERM GOV'T & AGENCY FUND CLASS A 54348735961685 LOOMIS SAYLES NEFZX STRATEGIC INCOME FUND CLASS A 54348728492265 LOOMIS SAYLES LABAX STRATEGIC ALPHA FUND CLASS A 63872T64694011 LOOMIS SAYLES LSVRX VALUE FUND CLASS A 54348850697101 LOOMIS SAYLES LGRRX GROWTH FUND CLASS A 54348712871282 LOOMIS SAYLES LGMAX GLOBAL EQUITY & INCOME FUND CLASS A 46602Q10775112 LOOMIS SAYLES NEFRX CORE PLUS BOND FUND CLASS A 63872R79860396 LOOMIS SAYLES LCGRX SMALL CAP GROWTH FUND RETAIL CLASS 54348768060552 LOOMIS SAYLES LSBRX BOND FUND RETAIL CLASS 54349583260772 LOOMIS SAYLES LIGRX INV GRADE BOND FUND RETAIL CLASS 54348714466542 LOOMIS SAYLES LSGLX GLOBAL BOND FUND RETAIL CLASS 543495774

85214 LOOMIS SAYLES LSCRX SMALL CAP VALUE FUND RETAIL CLASS 54349579090391 LORD ABBETT LVOAX VALUE OPPORTUNITIES FUND CLASS A 54400A10061784 LORD ABBETT LAMAX CAPITAL STRUCTURE FUND CLASS A 54391385961805 LORD ABBETT LRSCX SMALL CAP VALUE FUND CLASS A 54391330561990 LORD ABBETT ALFAX ALPHA STRATEGY FUND CLASS A 54391576362650 LORD ABBETT LDFVX FUNDAMENTAL EQUITY FUND CLASS A 54391586295141 LORD ABBETT LAGEX MULTI ASSET GLOBAL OPPORTUNITY FUND CLASS A 54390810795463 LORD ABBETT LGLAX GROWTH LEADERS FUND CLASS A 54391532666876 LORD ABBETT LICAX INTL CORE EQUITY FUND CLASS A 54391564997174 LORD ABBETT LDSAX DIVERSIFIED EQUITY STRATEGY FUND CLASS A 54391655572511 LORD ABBETT LRLCX CLASSIC STOCK FUND CLASS A 54391310745005 LORD ABBETT LAFFX AFFILIATED FUND CLASS A 54400110045760 LORD ABBETT LAGWX DEVELOPING GROWTH FUND CLASS A 54400610947515 LORD ABBETT LAIEX INT'L OPPORTUNITIES FUND CLASS A 54391585448589 LORD ABBETT LMGAX GROWTH OPPORTUNITIES FUND CLASS A 54400R10349645 LORD ABBETT LAVLX MID CAP STOCK FUND CLASS A 54391910485163 LORD ABBETT ISFAX MULTI-ASSET INCOME FUND CLASS A 54391666285165 LORD ABBETT LABFX MULTI-ASSET BALANCED OPPORTUNITY FD CLASS A 54391620985168 LORD ABBETT LWSAX MULTI-ASSET GROWTH FUND CLASS A 54391661388689 LORD ABBETT LIDAX INTERNATIONAL DIVIDEND INCOME FUND CLASS A 54391539192722 MAINGATE AMLPX MLP FUND CLASS A 56059910293531 MANNING & NAPIER EXTAX TAX MANAGED SERIES CLASS A 56382166966692 MANNING & NAPIER EXWAX WORLD OPPORTUNITIES SERIES CLASS A 56382154567181 MANNING & NAPIER EXEYX EQUITY SERIES CLASS A 563821602

105741 MANNING & NAPIER MTZKX TARGET 2055 SERIES FUND CLASS K 56382P260105742 MANNING & NAPIER MTYKX TARGET 2050 SERIES FUND CLASS K 56382P849105755 MANNING & NAPIER MTUKX TARGET 2045 SERIES FUND CLASS K 56382P310105783 MANNING & NAPIER MTTKX TARGET 2040 SERIES FUND CLASS K 56382P856105784 MANNING & NAPIER MTQKX TARGET 2035 SERIES FUND CLASS K 56382P351105785 MANNING & NAPIER MTPKX TARGET 2030 SERIES FUND CLASS K 56382P864105786 MANNING & NAPIER MTOKX TARGET 2025 SERIES FUND CLASS K 56382P393105855 MANNING & NAPIER MTNKX TARGET 2020 SERIES FUND CLASS K 56382P872105856 MANNING & NAPIER MTJKX TARGET 2015 SERIES FUND CLASS K 56382P443105858 MANNING & NAPIER MTDKX TARGET INCOME SERIES FUND CLASS K 56382P807108671 MANNING & NAPIER MTKKX TARGET 2060 FUND CLASS K 56382R779105859 MANNING & NAPIER MTKRX TARGET 2060 SERIES FUND CLASS R 56382R761105860 MANNING & NAPIER MTZRX TARGET 2055 SERIES FUND CLASS R 56382P252105862 MANNING & NAPIER MTYRX TARGET 2050 SERIES FUND CLASS R 56382P773105863 MANNING & NAPIER MTURX TARGET 2045 SERIES FUND CLASS R 56382P294105864 MANNING & NAPIER MTTRX TARGET 2040 SERIES FUND CLASS R 56382P781105865 MANNING & NAPIER MTQRX TARGET 2035 SERIES FUND CLASS R 56382P344105866 MANNING & NAPIER MTPRX TARGET 2030 SERIES FUND CLASS R 56382P799105867 MANNING & NAPIER MTORX TARGET 2025 SERIES FUND CLASS R 56382P385105868 MANNING & NAPIER MTNRX TARGET 2020 SERIES FUND CLASS R 56382P815105869 MANNING & NAPIER MTJRX TARGET 2015 SERIES FUND CLASS R 56382P435105871 MANNING & NAPIER MTDRX TARGET INCOME SERIES FUND CLASS R 56382P831105873 MANNING & NAPIER MNHRX PRO-BLEND MAX TERM SERIES FUND CLASS R 563821560105874 MANNING & NAPIER MNBRX PRO-BLEND EXTENDED TERM SER FUND CLASS R 563821446105875 MANNING & NAPIER MNMRX PRO-BLEND MODERATE TERM SER FUND CLASS R 563821487105876 MANNING & NAPIER MNCRX PRO-BLEND CONS TERM SERIES FUND CLASS R 563821628

96787 MANNING & NAPIER MNHYX HIGH YIELD BOND SERIES CLASS S 56382P58396791 MANNING & NAPIER MNEMX EMERGING MARKETS SERIES CLASS S 56382P56796793 MANNING & NAPIER MNREX REAL ESTATE SERIES CLASS S 56382P64197161 MANNING & NAPIER MSCBX STRATEGIC INC CONSERVATIVE TERM FD CLASS S 56382P23797162 MANNING & NAPIER MSMSX STRATEGIC INCOME MODERATE TERM FD CLASS S 56382P211

68231 MANNING & NAPIER MNBAX PRO BLEND EXTENDED TERM SERIES CLASS S 56382176868533 MANNING & NAPIER EXBAX PRO-BLEND MODERATE TERM SERIES CLASS S 56382177668534 MANNING & NAPIER EXHAX PRO-BLEND MAXIMUM TERM SERIES CLASS S 56382159473673 MANNING & NAPIER EXDAX PRO-BLEND CONSERVATIVE TERM SERIES CLASS S 56382165191429 MANNING & NAPIER EXITX INTERNATIONAL SERIES FUND CLASS S 56382152996786 MANNING & NAPIER EXCPX UNCONSTRAINED BOND SERIES CLASS S 56382120696792 MANNING & NAPIER MNGSX GLOBAL FIXED INCOME SERIES CLASS S 56382P179

105878 MANNING & NAPIER EXCRX CORE BOND SERIES FUND CLASS S 563821404105880 MANNING & NAPIER MDFSX DISCIPLINED VALUE SERIES FUND CLASS S 56382P476105881 MANNING & NAPIER MDOSX DYNAMIC OPPORTUNITIES SER FUND CLASS S 56382R308105884 MANNING & NAPIER MNESX EQUITY INCOME SERIES FUND CLASS S 56382R506105886 MANNING & NAPIER MNQSX QUALITY EQUITY SERIES FUND CLASS S 56382P534

98028 MARSICO MGLBX GLOBAL FUND RETAIL CLASS 57301260660913 MARSICO MXXIX 21ST CENTURY FUND 57301230960914 MARSICO MIOFX INTL OPP FUND 57301240848116 MARSICO MGRIX GROWTH FUND 57301220048789 MARSICO MFOCX FOCUS FUND 57301210185645 MARSICO MFCFX FLEXIBLE CAPITAL FUND 57301250786746 MATTHEW MXXVX 25 FUND 577119100 365 0.02

107515 MEEDER FLBDX TOTAL RETURN BOND FUND 58510R507107516 MEEDER FLSPX SPECTRUM FUND 58510R408107517 MEEDER FLDOX DIVIDEND OPPORTUNITIES FUND 58510R853

84233 MEEDER FLMFX MUIRFIELD FUND 58510R30987543 MEEDER FLDGX DYNAMIC GROWTH FUND 58510R87987545 MEEDER FLAGX AGGRESSIVE GROWTH FUND 58510R88787546 MEEDER FLFGX GLOBAL OPPORTUNITIES FUND 58510R60687547 MEEDER FLCGX QUANTEX FUND 58510R10187579 MEEDER FLDFX BALANCED FUND 58510R70598650 MERIDIAN MRAGX GROWTH FUND CLASS A 58961980867285 MERK MERKX HARD CURRENCY FUND INV CLASS 34984T40299365 METROPOLITAN WEST MWSTX STRATEGIC INCOME FUND CLASS M 59290583061428 METROPOLITAN WEST MWHYX HIGH YIELD BOND FUND CLASS M 59290587192427 METROPOLITAN WEST MWCRX UNCONSTRAINED BOND FUND CLASS M 59290575666543 METROPOLITAN WEST MWTRX TOTAL RETURN BOND FUND CLASS M 59290510366722 METROPOLITAN WEST MWLDX LOW DURATION BOND FUND CLASS M 59290520267597 METROPOLITAN WEST MWIMX INTERMEDIATE BOND FUND CLASS M 59290586386222 METROPOLITAN WEST MWUSX ULTRA SHORT BOND FUND CLASS M 59290581460039 MFS MIDAX INTL NEW DISCOVERY FUND CLASS A 55298188860860 MFS MHOAX HIGH YIELD OPPORTUNITIES FUND CLASS A 55298470060941 MFS MEDAX EMERGING MARKETS DEBT FUND CLASS A 55273E67391040 MFS MACFX CONSERVATIVE ALLOCATION FUND CLASS A 55273G82791064 MFS DIFAX DIVERSIFIED INCOME FUND CLASS A 55298283761216 MFS MGIAX INTL VALUE FUND CLASS A 5.53E+305

1737 MFS MFEGX GROWTH FUND CLASS A 5529851031871 MFS OTCAX MID CAP GROWTH FUND CLASS A 552987703

61971 MFS MAGWX GROWTH ALLOCATION FUND CLASS A 55273G73692092 MFS MRBFX TOTAL RETURN BOND FUND CLASS A 55272P81093127 MFS MFWVX WEST VIRGINIA MUNI BOND FUND CLASS A 55273N822

3109 MFS MFBFX CORPORATE BOND FUND CLASS A 55272P2085396 MFS MSFRX TOTAL RETURN FUND CLASS A 5529813005884 MFS MHITX HIGH INCOME FUND CLASS A 552984106

66307 MFS MAAGX AGGRESSIVE GROWTH ALLOCATION FUND CLASS A 55273G68638640 MFS MIGFX MASS INV GROWTH STOCK FUND CLASS A 57571910941042 MFS MQLFX LTD MATURITY FUND CLASS A 55272P10971340 MFS MDIDX INT'L DIVERSIFICATION FUND CLASS A 55273G330

73047 MFS MLMRX MID CAP VALUE FUND CLASS A 55272P38074659 MFS MAMAX MODERATE ALLOCATION CLASS A 55273G77744723 MFS MTLFX MUNI LTD MATURITY FUND CLASS A 55272P50545029 MFS MFRFX RESEARCH FUND CLASS A 55298110245488 MFS MITTX MASS INV TRUST FUND CLASS A 57573610345541 MFS MWOFX GLOBAL GROWTH FUND CLASS A 55298930345587 MFS MFGSX GOVT SEC FUND CLASS A 55298210046402 MFS MMUFX UTILITIES FUND CLASS A 55298630946620 MFS MGRAX INTL GROWTH FUND CLASS A 5.53E+10746621 MFS MWEFX GLOBAL EQUITY FUND CLASS A 55298650746622 MFS MFWTX GLOBAL TOTAL RETURN FUND CLASS A 55298610147631 MFS MRSAX RESEARCH INTL FUND CLASS A 55298351248019 MFS MNDAX NEW DISCOVERY FUND CLASS A 55298355348276 MFS MEIAX VALUE FUND CLASS A 55298380151132 MFS MFIOX STRATEGIC INCOME FUND CLASS A 55298910551635 MFS MFIAX MUNI INCOME FUND CLASS A 55273N57451662 MFS MTCAX TECHNOLOGY FUND CLASS A 55298346284798 MFS MSNYX NY MUNICIPAL BOND FUND CLASS A 55273N88986491 MFS MRGAX CORE EQUITY FUND CLASS A 55298388487062 MFS MVCAX MID CAP VALUE FUND CLASS A 55272P63889756 MFS MFSCX SOUTH CAROLINA MUNI BOND FUND CLASS A 55273N86345353 MFS MEMAX EMERGING MKTS EQUITY FUND CLASS A 55273E50994229 MFS MUEAX BLENDED RESEARCH CORE EQUITY FUND CLASS A 55273W40088364 MILLER MCFAX CONVERTIBLE BOND FUND CLASS A 60055P10287548 MILLER/HOWARD FLRUX INFRASTRUCTURE FUND RETAIL CLASS 58510R861

108701 MIRAE ASSET MAGDX GLOBAL DYNAMIC BOND FUND CLASS A 60462F614108702 MIRAE ASSET MGUAX GLOBAL GREAT CONSUMER FUND CLASS A 60462F572105830 MIRAE ASSET MALGX EMERGING MARKETS FUND CLASS A 60462F101105831 MIRAE ASSET MALAX ASIA FUND CLASS A 60462F408105832 MIRAE ASSET MECGX EMERGING MKTS GREAT CONSUMER CLASS A 60462F846105835 MIRAE ASSET MGCEX ASIA GREAT CONSUMER FUND CLASS A 60462F812

85838 MONETTA MYIFX YOUNG INVESTOR FUND 60934G70391583 MORGAN STANLEY CPOAX CAPITAL OPPORTUNITIES FUND CLASS A 61747T10695323 MORGAN STANLEY MTGAX MORTGAGE SECURITIES TRUST CLASS A 61696210696900 MORGAN STANLEY MSKLX MID CAP GROWTH PORTFOLIO CLASS L 61744016997736 MORGAN STANLEY MSQLX INTERNATIONAL EQUITY PORTFOLIO CLASS L 6.18E+252 30 0.0286737 MORGAN STANLEY ADVISORS DINAX FIXED INCOME OPPORTUNITIES FUND CLASS A 616961108

107035 MORGAN STANLEY INST'L FUND MGGLX GLOBAL OPPORTUNITY PORTFOLIO CLASS L 61756E66960136 NATIONWIDE NBDAX BOND FUND CLASS A 63867R100 7 0.0260476 NATIONWIDE NUSAX GOVT BOND FUND CLASS A 63867R373 7 0.0261600 NATIONWIDE NDMAX INV DESTINATIONS MOD AGGRESSIVE FD CLASS A 63867T65061603 NATIONWIDE NDAAX INV DESTINATIONS AGGRESSIVE FUND CLASS A 63867T85894378 NATIONWIDE NADMX INVESTOR DESTINATIONS MODERATE FD CLASS A 63867T72694390 NATIONWIDE GMXAX MID CAP MARKET INDEX FUND CLASS A 63867U83095830 NATIONWIDE NADCX INV DEST MOD CONS FUND CLASS A 63867T58596755 NATIONWIDE NWHZX GENEVA SMALL CAP GROWTH FUND CLASS A 63868B68296962 NATIONWIDE GGEAX GLOBAL EQUITY FUND CLASS A 63867V18471749 NATIONWIDE GBIAX BOND INDEX FUND CLASS A 63867R886 7 0.02

108662 NATIONWIDE GMRAX SMALL CAP INDEX FUND CLASS A 63867V70585162 NATIONWIDE MCAPX SHORT DURATION BOND FUND CLASS A 63867U285 7 0.0287338 NATIONWIDE NMEAX ENHANCED INCOME FUND CLASS A 63867R69693130 NATIONWIDE GENEVA NWHVX MID CAP GROWTH FUND CLASS A 63868B73293129 NATIONWIDE HIGHMARK NWJKX CA INTERM TAX FREE BOND FUND CLASS A 63868C50893128 NATIONWIDE ZIEGLER NWJCX NYSE ARCA TECH 100 INDEX FUND CLASS A 63868B37793132 NATIONWIDE ZIEGLER NWJWX WISCONSIN TAX EXEMPT FUND CLASS A 63868C797

60068 NATIXIS NEFSX U S MULTI-CAP EQUITY FUND CLASS A 63872R87190159 NATIXIS VNVAX VAUGHAN NELSON VALUE OPPORTUNITY FD CLASS A 63872T84498872 NATIXIS NEFOX OAKMARK FUND CLASS A 63872T10974627 NATIXIS GAFAX ASG GLOBAL ALTERNATIVES FUND CLASS A 63872T70387080 NATIXIS AMFAX ASG MANAGED FUTURES STRATEGY FUND CLASS A 63872T74589426 NATIXIS NEFJX VAUGHAN NELSON SMALL CAP VALUE FUND CLASS A 63872R75695116 NAVIGATOR NTBAX TACTICAL FIXED INCOME FUND CLASS A 66538B59460854 NEEDHAM NESGX SMALL CAP GROWTH FUND 63983V308 60 0.0268447 NEEDHAM NEAGX AGGRESSIVE GROWTH FUND 63983V209 60 0.0249559 NEEDHAM NEEGX GROWTH FUND 63983V100 60 0.0292732 NEIMAN NTAFX TACTICAL INCOME FUND CLASS A 64019360393048 NEUBERGER BERMAN NRBAX RISK BALANCED COMMOD STRATEGY FD CLASS A 64128R70793082 NEUBERGER BERMAN NREAX REAL ESTATE FUND CLASS A 64122Q76295603 NEUBERGER BERMAN NLSAX LONG SHORT FUND CLASS A 64128R40096391 NEUBERGER BERMAN NGQAX GLOBAL EQUITY FUND CLASS A 64122Q66396494 NEUBERGER BERMAN NMUAX MULTI CAP OPPORTUNITIES FUND CLASS A 64122Q10198019 NEUBERGER BERMAN NPNAX LARGE CAP VALUE FUND CLASS A 64122Q79698395 NEUBERGER BERMAN NINAX INTRINSIC VALUE FUND CLASS A 64122Q50784323 NEUBERGER BERMAN NRAAX SOCIALLY RESPONSIVE FUND CLASS A 64122417585311 NEUBERGER BERMAN NHIAX HIGH INCOME BOND FUND CLASS A 64128K70285767 NEUBERGER BERMAN NSTAX STRATEGIC INCOME FUND CLASS A 64128K77788969 NEUBERGER BERMAN NBHAX EQUITY INCOME FUND CLASS A 64122452246733 NEUBERGER BERMAN NBFCX FOCUS FUND TRUST CLASS 64091750646890 NEUBERGER BERMAN NBGTX GUARDIAN FUND TRUST CLASS 64091720967807 NEW CENTURY NCHPX ALTERNATIVE STRATEGIES FUND 64353H309 30 0.0267808 NEW CENTURY NCIPX BALANCED PORTFOLIO 961194206 30 0.0245713 NEW CENTURY NCCPX CAPITAL PORTFOLIO 961194107 30 0.0292428 NICHOLAS NNLEX LIMITED EDITION FUND CLASS N 65373820386476 NICHOLAS NNHIX HIGH INCOME FUND CLASS N 65374120792747 NILE AFRICA NAFAX FRONTIER & EMERGING FUND CLASS A 654124106 90 0.0249539 NORTHERN NHFIX HIGH YIELD FIXED INCOME FUND 665162699 30 0.0249805 NORTHERN NOIFX GLOBAL FIXED INCOME FUND 66516270762175 NORTHERN NSGRX SMALL CAP GROWTH FUND 66516266567921 NORTHERN NOIEX INCOME EQUITY FUND 66516220246177 NORTHERN NTCHX TECH FUND 66516279848029 NORTHERN NOIGX INT'L EQUITY FUND 665162509 30 0.0248101 NORTHERN NOSGX SMALL CAP VALUE FUND 66516240050727 NORTHERN NOLVX LARGE CAP VALUE FUND 66516263289701 NORTHERN NMHYX MULTI-MGR HIGH YLD OPPTY FUND 665162442 30 0.0294584 NUANCE NCAVX CONCENTRATED VALUE FUND INV CLASS 56166Y60292589 NUVEEN FMOTX MISSOURI MUNI BOND FUND CLASS A 67065R81297731 NUVEEN NCHAX CA HIGH YIELD MUNI BOND FUND CLASS A 67065N58971218 NUVEEN FOHTX OHIO MUNI BOND FUND CLASS A 67065R762

103823 NUVEEN NNJAX NEW JERSEY MUNI BOND FUND CLASS A 67065N753107896 NUVEEN FVATX VIRGINIA MUNI BOND FUND CLASS A 67065L690

48494 NUVEEN FKSTX KANSAS MUNI BOND FUND CLASS A 67065R10186560 NUVEEN FKYTX KENTUCKY MUNICIPAL BOND FUND CLASS A 67065R50787912 NUVEEN NCAAX CA MUNICIPAL BOND FUND CLASS A 67065N10090467 NUVEEN NSBAX SANTA BARBARA DIV GROWTH FUND CLASS A 67065W66290926 NUVEEN FDXAX MID CAP INDEX FUND CLASS A 67069080990166 NUVEEN NTEAX TRADEWINDS EMERGING MARKETS FUND CLASS A 67072540760889 NUVEEN NHMAX HIGH YIELD MUNI BOND FUND CLASS A 67065Q74960891 NUVEEN NNGAX LARGE-CAP VALUE FUND CLASS A 67064Y50391859 NUVEEN FLAAX ALL-AMERICAN MUNI BOND FUND CLASS A 67065Q88961986 NUVEEN FASEX MID CAP VALUE FUND CLASS A 670678853

62502 NUVEEN FRSLX MID CAP GROWTH OPPS FUND CLASS A 67069071862643 NUVEEN EMGRX SMALL CAP SELECT FUND CLASS A 67069083396028 NUVEEN FGIAX GLOBAL INFRASTRUCTURE FUND CLASS A 67069049496185 NUVEEN FAIPX INFLATION PROTECTED SECURITIES FUND CLASS A 67069034696292 NUVEEN FFEIX DIVIDEND VALUE FUND CLASS A 67067888796342 NUVEEN FALTX SHORT TERM BOND FUND CLASS A 67067869796402 NUVEEN FRGWX LARGE CAP GROWTH OPTTYS FUND CLASS A 67069065066808 NUVEEN FREAX REAL ESTATE SECURITIES FUND CLASS A 67067870596905 NUVEEN NVHAX SHORT DURATION HIGH YILD MUNI BD FD CLASS A 67065Q67397400 NUVEEN NCOAX SYMPHONY CREDIT OPPORTUNITIES FUND CLASS A 67066D75469356 NUVEEN NQVAX NWQ MULTI-CAP VALUE FUND CLASS A 67064Y79272886 NUVEEN NMBAX INTERMEDIATE DURATION MUNI-BOND CLASS A 67065Q20273859 NUVEEN NPSAX PREFERRED SECURITIES FUND CLASS A 67070010344721 NUVEEN FSCAX SMALL CAP VALUE FUND CLASS A 67067830945306 NUVEEN FLTDX LTD TERM MUNICIPAL BOND FUND CLASS A 67065Q848

105824 NUVEEN NCCAX SYMPHONY MID CAP CORE FUND CLASS A 67065W571106061 NUVEEN NBQAX INTERNATIONAL GROWTH FUND CLASS A 670725738

46435 NUVEEN FJSIX HIGH INCOME BOND FUND CLASS A 670678218107309 NUVEEN NRIAX REAL ASSET INCOME FUND CLASS A 670690171107365 NUVEEN FIGAX INERMEDIATE GOVT BOND FUND CLASS A 670690460107960 NUVEEN FSNAX STRATEGY GROWTH ALLOCATION FUND CLASS A 67074V812108224 NUVEEN NMAEX EQUITY MARKET NEUTRAL FUND CLASS A 670729763

48242 NUVEEN FAFIX CORE PLUS BOND FUND CLASS A 67067810184241 NUVEEN NSCAX NWQ SMALL CAP VALUE FUND CLASS A 67064Y75084243 NUVEEN NAIGX TRADEWINDS INT'L VALUE FUND CLASS A 67065W50684333 NUVEEN NVOAX TRADEWINDS VALUE OPPORTUNITIES FUND CLASS A 67064Y66985202 NUVEEN NWGAX TRADEWINDS GLOBAL ALL CAP FUND CLASS A 67065W79589175 NUVEEN NTMAX TACTICAL MARKET OPPORTUNITIES FUND CLASS A 67069022196893 OAK RIDGE ORILX LARGE CAP GROWTH FUND CLASS A 46141P18096994 OAK RIDGE ORIGX SMALL CAP GROWTH FUND CLASS A 46141P12390642 OAKSEED SEEDX OPPORTUNITY FUND INV CLASS 46141P10796864 OBERWEIS OBIOX INTERNATIONAL OPPORTUNITIES FUND 674375506 90 0.0267556 OBERWEIS OBCHX CHINA OPPORTUNITIES 674375407 90 0.0259811 OBERWEIS OBEGX EMERGING GROWTH FUND 674375100 90 0.0197076 OLSTEIN OFSAX STRATEGIC OPPORTUNITIES FUND CLASS A 68138330392554 ONTRACK OTRGX CORE FUND ADVISOR CLASS 00771F30148474 OPPENHEIMER QRAAX COMMODITY STRATEGY TOT RET FD CLASS A 68380Y10260268 OPPENHEIMER ODMAX DEVELOPING MARKETS FUND CLASS A 68397410960719 OPPENHEIMER OSMAX INTL SMALL-MID COMPANY FUND CLASS A 68380U100

148 OPPENHEIMER OPPEX CAPITAL INCOME FUND CLASS A 68379310360409 OPPENHEIMER OMSOX MAIN STREET SELECT FUND CLASS A 68380D876

646 OPPENHEIMER OPGSX GOLD & SPECIAL MINERALS FUND CLASS A 683910103647 OPPENHEIMER OPOCX DISCOVERY FUND CLASS A 683921100648 OPPENHEIMER OPPAX GLOBAL FUND CLASS A 683924104654 OPPENHEIMER OPSIX GLOBAL STRATEGIC INCOME FUND CLASS A 68380K102659 OPPENHEIMER OUSGX LIMITED TERM BOND FUND CLASS A 683810105

61700 OPPENHEIMER OOSAX SENIOR FLOATING RATE FUND CLASS A 68381K10161702 OPPENHEIMER OPMSX MAIN STREET MID CAP FUND CLASS A 68381F102

1859 OPPENHEIMER MSIGX MAIN STREET FUND CLASS A 68380D10893669 OPPENHEIMER OEMAX EMERGING MARKETS DEBT FUND CLASS A 68381C10965968 OPPENHEIMER OREAX REAL ESTATE FUND CLASS A 68382F10196019 OPPENHEIMER GLVAX GLOBAL VALUE FUND CLASS A 68380Q10967270 OPPENHEIMER OIDAX INTERNATIONAL DIVERSIFIED FUND CLASS A 68383C10797609 OPPENHEIMER OFIAX CORPORATE BOND FUND CLASS A 68381B10167853 OPPENHEIMER OSVAX DIVIDEND OPPORTUNITY FUND CLASS A 68382H107

98424 OPPENHEIMER EMIAX EMERGING MKTS INNOVATORS FUND CLASS A 68385F10868820 OPPENHEIMER OPGVX LTD TERM GOV'T FUND CLASS A 68380F10398835 OPPENHEIMER OARAX GLOBAL MULTI STRATEGIES FUND CLASS A 68379V10198836 OPPENHEIMER OGRAX GLOBAL REAL ESTATE FUND CLASS A 68385C10598837 OPPENHEIMER OSCAX MAIN STREET SMALL CAP FUND CLASS A 68385H10470149 OPPENHEIMER OPIGX CORE BOND FUND CLASS A 68396910941247 OPPENHEIMER OARDX RISING DIVIDENDS FUND CLASS A 68380H10971659 OPPENHEIMER LTNYX ROCHESTER LTD TERM NY MUNI FUND CLASS A 77174010744709 OPPENHEIMER QVGIX GLOBAL ALLOCATION FUND CLASS A 68380E40345281 OPPENHEIMER QVSCX SMALL & MID-CAP VALUE FUND CLASS A 68380E70045282 OPPENHEIMER QIVAX INTERNATIONAL VALUE FUND CLASS A 68380G10145779 OPPENHEIMER OPTFX CAPITAL APPRECIATION FUND CLASS A 68379A10746031 OPPENHEIMER OIGAX INTL GROWTH FUND CLASS A 68380L10047230 OPPENHEIMER OAEIX EQUITY INCOME FUND CLASS A 68381A10348664 OPPENHEIMER OPGIX GLOBAL OPPORTUNITIES FUND CLASS A 68394310449721 OPPENHEIMER QVOPX FUNDAMENTAL ALTERNATIVES FUND CLASS A 6.84E+11051358 OPPENHEIMER CGRWX VALUE FUND CLASS A 68380J30351646 OPPENHEIMER OEGAX DISCOVERY MID-CAP GROWTH FUND CLASS A 68379Y10522168 OPPENHEIMER OIBAX INTL BOND FUND CLASS A 68380T10385416 OPPENHEIMER OAAAX PORT SERIES ACTIVE ALLOCATION FUND CLASS A 68382P88586166 OPPENHEIMER OAMIX PORT SERIES MODERATE INVESTOR FUND CLASS A 68382P50588417 OPPENHEIMER OAAIX PORT SERIES EQUITY INVESTOR FUND CLASS A 68382P84458574 OPPENHEIMER OEQAX EQUITY FUND CLASS A 68380810995180 OPPENHEIMER OGLNX GLOBAL FUND CLASS R 68392450095903 OPPENHEIMER OIGNX INTERNATIONAL GROWTH FUND CLASS R 68380L50697531 OPPENHEIMER OLTNX LIMITED TERM GOVERNMENT FUND CLASS R 68380F50997532 OPPENHEIMER OSINX GLOBAL STRATEGIC INCOME FUND CLASS R 68380K60797533 OPPENHEIMER OMSNX MAIN STREET SELECT FUND CLASS R 68380D83574640 OPPENHEIMER CGRNX VALUE FUND CLASS R 68380J790

105882 OPPENHEIMER QGRNX GLOBAL ALLOCATION FUND CLASS R 68380E82589778 OPPENHEIMER ODVNX DEVELOPING MARKETS FUND CLASS R 68397440674641 OPPENHEIMER CSNXX CASH RESERVES CLASS R (GOVT) 68395340092332 OPPENHEIMER PORTFOLIO SERIES: OACIX CONSERVATIVE INVESTOR FUND CLASS A 68382P10994353 OPPENHEIMER ROCHESTER ORSTX SHORT TERM MUNI FUND CLASS A 68385Y10790582 OPPENHEIMER ROCHESTER OPCAX CALIFORNIA MUNICIPAL FUND CLASS A 68391210994352 OPPENHEIMER ROCHESTER ORRWX INTERMEDIATE TERM MUNI FUND CLASS A 68385T10865966 OPPENHEIMER ROCHESTER OPTAX AMT-FREE MUNICIPAL FUND CLASS A 68397710271624 OPPENHEIMER ROCHESTER OPITX LIMITED TERM MUNICIPAL FUND CLASS A 68395710491289 OPPENHEIMER STEELPATH MLPLX MLP ALPHA PLUS FUND CLASS A 85826883292421 OPPENHEIMER STEELPATH MLPDX MLP INCOME FUND CLASS A 85826860092524 OPPENHEIMER STEELPATH MLPAX MLP ALPHA FUND CLASS A 85826840287097 OPPENHEIMER STEELPATH MLPFX MLP SELECT 40 FUND CLASS A 85826810595033 ORINDA OIOAX INCOME OPPORTUNITIES FUND CLASS A 00770X782

1632 PACIFIC ADVISORS PASMX SMALL CAP VALUE FUND CLASS A 694336405 180 0.0286125 PACIFIC FINANCIAL PFGPX EXPLORER FUND INSTL CLASS 66537T76086126 PACIFIC FINANCIAL PFGQX CORE EQUITY FUND INSTL CLASS 66537T78686127 PACIFIC FINANCIAL PFGIX INTERNATIONAL FUND INSTL CLASS 66537T74589442 PACIFIC FINANCIAL PFLSX STRATEGIC CONSERVATIVE FUND INVESTOR CLASS 66537T73789459 PACIFIC FINANCIAL PFTLX TACTICAL FUND INVESTOR CLASS 66537T71189460 PACIFIC FINANCIAL PFLQX CORE EQUITY FUND INVESTOR CLASS 66537T79489467 PACIFIC FINANCIAL PFLPX EXPLORER FUND INVESTOR CLASS 66537T77887771 PALMER SQUARE PSQAX ABSOLUTE RETURN FUND CLASS A 46141846960126 PAX WORLD PXWGX GROWTH FUND INDIVIDUAL INVESTOR CLASS 70422340393024 PAX WORLD PXSCX SMALL CAP FUND INDIVIDUAL INVESTOR CLASS 70422382598947 PAX WORLD PXWEX ELLEVATE GLOBAL WOMENS INDEX FUND INDIVIDUAL INVESTOR CLASS 70422T208

47200 PAX WORLD PAXWX BALANCED FUND INDIVIDUAL INVESTOR CLASS 70422310689212 PEAR TREE QUSOX POLARIS FOREIGN VALUE SMALLCAP FUND ORDINARY CLASS 70472Q60965546 PEAR TREE QFVOX POLARIS FOREIGN VALUE FUND ORDINARY SHARES 70472Q70867487 PEAR TREE USBOX QUALITY FUND ORDINARY SHARES 70472Q20368547 PEAR TREE USBNX COLUMBIA SMALL CAP FUND ORDINARY SHARES 70472Q40168548 PEAR TREE QFFOX EMERGING MARKETS FUND ORDINARY SHARES 70472Q88092928 PERKINS JPPAX GLOBAL VALUE FUND CLASS A 47102344075321 PERKINS JDPAX MID CAP VALUE FUND CLASS A 47103C26687041 PERKINS JDSAX SMALL CAP VALUE FUND CLASS A 47103C21775335 PERKINS JMVIX MID CAP VALUE FUND CLASS S 47103C22560412 PERKINS JMCVX MID CAP VALUE FUND CLASS T 47102359865565 PERKINS JSCVX SMALL CAP VALUE FUND CLASS T 47102357245740 PERRITT PRCGX MICRO CAP OPPORTUNITIES FUND 714402203 90 0.0260198 PIMCO PMTAX TOTAL RETURN MORTGAGE FUND ADMIN CLASS 69339151860199 PIMCO PARRX REAL RETURN BOND FUND ADMIN CLASS 69339111260362 PIMCO PLGBX LONG TERM US GOVT FUND ADMIN CLASS 69339077560363 PIMCO PDFAX LOW DURATION II FUND ADMIN CLASS 69339066860564 PIMCO PSFAX SHORT TERM FUND ADMIN CLASS 69339073460677 PIMCO PLDAX LOW DURATION FUND ADMIN CLASS 69339076790865 PIMCO PMNAX MUNICIPAL BOND FUND ADMIN CLASS 69339164161283 PIMCO PCRRX COMMODITY REAL RETURN STRATEGY FD ADMIN CLASS 72200565962060 PIMCO PAALX ALL ASSET FUND ADMIN CLASS 72200561892456 PIMCO PIINX INCOME FUND ADMIN CLASS 72201F48293765 PIMCO PUBFX UNCONSTRAINED BOND FUND ADMIN CLASS 72201U51393766 PIMCO PFTAX FLOATING INCOME FUND ADMIN CLASS 72201F81395789 PIMCO PCKTX STOCKSPLUS SMALL FUND ADMIN CLASS 72201U21695896 PIMCO PRFAX TOTAL RETURN III FUND ADMIN CLASS 69339062749685 PIMCO PRADX TOTAL RETURN II FUND ADMIN CLASS 69339054449686 PIMCO PHYAX HIGH YIELD FUND ADMIN CLASS 69339065049687 PIMCO PFRAX FOREIGN BOND FUND ADMIN CLASS 69339069249688 PIMCO PADMX GLOBAL BOND FUND ADMIN CLASS 69339068449689 PIMCO PEBAX EMERGING MKTS BOND FUND ADMIN CLASS 69339156749705 PIMCO PTRAX TOTAL RETURN FUND ADMIN CLASS 69339072686577 PIMCO PEBLX EMERGING LOCAL BOND FUND ADMIN CLASS 72201F37587660 PIMCO PDRAX LOW DURATION FUND III ADMIN CLASS 69339061987708 PIMCO PDEVX EMERGING MARKETS CURRENCY FUND ADMIN CLASS 72201F82188326 PIMCO PGCAX INVESTMENT GRADE CORP BOND FUND ADMIN CLASS 72200559296037 PIMCO PMHAX EQS LONG/SHORT FUND CLASS A 72201T58160189 PIMCO PAGNX GNMA FUND CLASS A 69339147660296 PIMCO PAEMX EMERGING MKTS BOND FUND CLASS A 69339157560329 PIMCO PCRAX COMMODITY REAL RETURN STRATEGY FUND CLASS A 72200558460646 PIMCO PSHAX SHORT TERM FUND CLASS A 69339121190863 PIMCO PCMBX CA INTERMEDIATE MUNICIPAL BOND FUND CLASS A 69338978591003 PIMCO PYMAX HIGH YIELD MUNI BOND FUND CLASS A 72201F73091004 PIMCO PMLAX MUNI BOND FUND CLASS A 69339161791005 PIMCO ATMAX UNCONSTRAINED TAX MANAGED BOND FUND CLASS A 72201P73861123 PIMCO PETAX REAL EST REAL RTN STRATEGY FUND CLASS A 72200Q29961267 PIMCO PASAX ALL ASSET FUND CLASS A 72200Q71162014 PIMCO PFUAX FOREIGN BOND FUND (UNHEDGED) CLASS A 72200519662084 PIMCO PAIIX GLOBAL BOND II FUND CLASS A 69339034693154 PIMCO PIPAX STOCKSPLUS INT'L FUND (USD HEDGED) CLASS A 72200Q43093268 PIMCO PTOAX STOCKSPLUS ABSOLUTE RETURN FUND CLASS A 72200Q62093599 PIMCO PSSAX STOCKSPLUS SHORT FUND CLASS A 72201F76394196 PIMCO PEHAX REALRETIREMENT 2030 FUND CLASS A 72201F22796086 PIMCO PPUAX STOCKSPLUS INT'L FUND (UNHEDGED) CLASS A 72201F557

66460 PIMCO PDVAX DIVERSIFIED INCOME FUND CLASS A 72200Q66166624 PIMCO PLMAX EMERGING MARKETS CURRENCY FUND CLASS A 72201F10267753 PIMCO PFIAX FLOATING INCOME FUND CLASS A 72200516298687 PIMCO PTFAX RAE FUNDAMENTAL ADV PLUS FUND CLASS A 72201M16469796 PIMCO PIXAX RAE FUNDAMENTAL PLUS FUND CLASS A 72201F88874898 PIMCO PGSAX GLOBAL ADVANTAGE STRATEGY BOND FUND CLASS A 72201M32146401 PIMCO PFGAX LONG TERM US GOVT FUND CLASS A 69339118746600 PIMCO PHDAX HIGH YIELD FUND CLASS A 69339037947677 PIMCO PTTAX TOTAL RETURN FUND CLASS A 69339044548514 PIMCO PFOAX FOREIGN BOND FUND (USD HEDGED) CLASS A 69339124551293 PIMCO PRTNX REAL RETURN FUND CLASS A 69339112051515 PIMCO PSPAX STOCK PLUS FUND CLASS A 69339139384771 PIMCO PAUAX ALL ASSET ALL AUTHORITY FUND CLASS A 72200Q23285328 PIMCO PCKAX STOCKSPLUS SMALL FUND CLASS A 72201F69885409 PIMCO PGMAX GLOBAL MULTI ASSET FUND CLASS A 72201P40785455 PIMCO PSDAX SHORT DURATION MUNI INCOME FUND CLASS A 69338984385498 PIMCO PMRAX MORTGAGE BACKED SECURITIES FUND CLASS A 69339152685585 PIMCO PUBAX UNCONSTRAINED BOND FUND CLASS A 72201M47985693 PIMCO PONAX INCOME FUND CLASS A 72201F47486359 PIMCO PELAX EMERGING LOCAL BOND FUND CLASS A 72201F42586902 PIMCO PBDAX INVESTMENT GRADE CORP BOND FUND CLASS A 72200830787006 PIMCO PCLAX COMMODITIESPLUS STRATEGY FUND CLASS A 72201P15987115 PIMCO PHSAX HIGH YIELD SPECTRUM FUND CLASS A 72201W60059887 PIMCO PTLAX LOW DURATION FUND CLASS A 69339041189119 PIMCO PSRDX SENIOR FLOATING RATE FUND CLASS D 72201W774 30 0.0192049 PIMCO PPUDX STOCKSPLUS INT'L FUND (UNHEDGED) CLASS D 72201F53262505 PIMCO PFODX FOREIGN BOND (US DOLLAR HEDGE) CLASS D 69339166694552 PIMCO PCKDX STOCKSPLUS SMALL FUND CLASS D 72201F72295113 PIMCO PCLDX COMMODITIES PLUS STRATEGY FUND CLASS D 72201P13465582 PIMCO PHYDX HIGH YIELD FUND CLASS D 69339171695756 PIMCO PQTDX TRENDS MGD FUTURES STRATEGY FUND CLASS D 72201U47165936 PIMCO PTTDX TOTAL RETURN FUND CLASS D 69339167466354 PIMCO PCRDX COMMODITY REAL RETURN FUND CLASS D 72200555097526 PIMCO PCFDX RAE FUNDAMENTAL PLUS SMALL FUND CLASS D 72201U24067768 PIMCO PSPDX INV.MGMT SERVICE STOCK PLUS FUND CLASS D 69339170867896 PIMCO PLMDX EMERGING MARKETS CURRENCY FUND CLASS D 72201F30098000 PIMCO PDCRX CREDIT ABSOLUTE RETURN FUND CLASS D 72201W43698004 PIMCO PLGDX LONG TERM US GOVERNMENT FUND CLASS D 7.22E+30698006 PIMCO PRTDX REAL RETURN ASSET FUND CLASS D 72202E50098074 PIMCO PMZDX MORTGAGE OPPORTUNITIES FUND CLASS D 72201U61298408 PIMCO PMBDX MUNICIPAL BOND FUND CLASS D 69339174068895 PIMCO PLDDX LOW DURATION FUND CLASS D 69339173268896 PIMCO PEMDX EMERGING MARKETS BOND FUND CLASS D 72200579070421 PIMCO PDVDX DIVERSIFIED INCOME FUND CLASS D 72200Q63870741 PIMCO PASDX ALL ASSET FUND CLASS D 72200Q67971038 PIMCO PRRDX REAL RETURN CLASS D 69339168274822 PIMCO PUBDX UNCONSTRAINED BOND FUND CLASS D 72201M46175120 PIMCO PIPDX STOCKSPLUS INT'L FUND (USD HEDTED) CLASS D 72200Q39875147 PIMCO PGNDX GNMA FUND CLASS D 72200Q30784394 PIMCO PFSDX RAE FUNDAMENTAL ADVANTAGE PLUS FUND CLASS D 72201M14984419 PIMCO PAUDX ALL ASSET ALL AUTHORITY FUND CLASS D 72200Q19085175 PIMCO PLBDX EMERGING LOCAL BOND FUND CLASS D 72201F38385281 PIMCO PETDX REAL ESTATE REAL RETURN STRAT FUND CLASS D 72200Q26585301 PIMCO PSHDX SHORT TERM FUND CLASS D 69339169085375 PIMCO PGMDX GLOBAL MULTI-ASSET FUND CLASS D 72201P308

85826 PIMCO PFBDX FOREIGN BOND FUND (UNHEDGED) CLASS D 72200521285994 PIMCO PTMDX MORTGAGE BACKED SECURITIES FUND CLASS D 69339172486026 PIMCO PSTDX STOCKSPLUS ABSOLUTE RETURN FUND CLASS D 72200Q58886138 PIMCO PONDX INCOME FUND CLASS D 72201F45886750 PIMCO ATMDX UNCONSTRAINED TAX MGD BOND FUND CLASS D 72201P71287517 PIMCO PGBDX GLOBAL BOND FUND (UNHEDGED) CLASS D 72200525388124 PIMCO PBDDX INVESTMENT GRADE CORP BOND FUND CLASS D 72200850588655 PIMCO PSSDX STOCKSPLUS SHORT FUND CLASS D 72201F71488657 PIMCO PFIDX FLOATING INCOME FUND CLASS D 72200860488773 PIMCO PIXDX RAE FUNDAMENTAL PLUS FUND CLASS D 72201F86289118 PIMCO PHSDX HIGH YIELD SPECTRUM FUND CLASS D 72201W50189320 PIMCO PYMDX HIGH YIELD MUNICIPAL BOND FUND CLASS D 72201F74889571 PIMCO PONRX INCOME FUND CLASS R 72201F44189779 PIMCO PATRX ALL ASSET FUND CLASS R 72201F789

709 PIONEER PIOTX VALUE FUND CLASS A 72401010361221 PIONEER PIOBX BOND FUND CLASS A 723622106

1439 PIONEER PCGRX MID CAP VALUE FUND CLASS A 72375Q10891802 PIONEER PIMAX HIGH INCOME MUNICIPAL FUND CLASS A 72387N84691886 PIONEER PBMFX AMT-FREE MUNICIPAL FUND CLASS A 72387W70561881 PIONEER PSRAX STRATEGIC INCOME FUND CLASS A 72388410262047 PIONEER PGOFX SELECT MID-CAP GROWTH FUND CLASS A 72387W40862093 PIONEER PINDX DISCIPLINED GROWTH FUND CLASS A 72392210062287 PIONEER CVFCX FUNDAMENTAL VALUE FUND CLASS A 72387X10992362 PIONEER MAFRX MULTI-ASSET ULTRASHORT INCOME FUND CLASS A 72388E40794114 PIONEER STABX SHORT TERM INCOME FUND CLASS A 72387U10596156 PIONEER AOBLX CLASSIC BALANCED FUND CLASS A 72387P10666555 PIONEER GRAAX SOLUTIONS GROWTH FUND CLASS A 72355640366556 PIONEER PIALX SOLUTIONS BALANCED FUND CLASS A 72355610666557 PIONEER PIAVX SOLUTIONS CONSERVATIVE FUND CLASS A 72355687468513 PIONEER PGHYX GLOBAL HIGH YIELD FUND CLASS A 72369G10813377 PIONEER PEMFX EMERGING MARKETS FUND CLASS A 72366110447550 PIONEER PEQIX EQUITY INCOME FUND CLASS A 72366V10847634 PIONEER PIIFX INTERNATIONAL EQUITY FUND CLASS A 72370910148275 PIONEER PWREX REAL ESTATE FUND CLASS A 72384810748787 PIONEER PIODX FUND CLASS A 72368210049544 PIONEER TAHYX HIGH YIELD FUND CLASS A 72369B10987245 PIONEER FLARX FLOATING RATE FUND CLASS A 72387S10087513 PIONEER PMARX FLEXIBLE OPPORTUNITIES FUND CLASS A 72387S40788945 PIONEER PIGFX FUNDAMENTAL GROWTH FUND CLASS A 72369510261011 PNC PLEAX LARGE CAP CORE FUND CLASS A 69351J60361012 PNC PEWAX LARGE CAP GROWTH FUND CLASS A 69351J24992691 PNC PPCAX SMALL CAP FUND CLASS A 69351J29862721 PNC PLVAX LARGE CAP VALUE FUND CLASS A 69351K10573869 PNC PLWAX MULTI-FACTOR SMALL CAP GROWTH FUND CLASS A 69351J42173870 PNC PMRRX MULTI-FACTOR SMALL CAP VALUE FUND CLASS A 69351J26447428 PNC PMIEX INTERNATIONAL EQUITY FUND CLASS A 69351J30685810 PNC PLFAX LIMITED MATURITY BOND FUND CLASS A 69351J74492446 POWER PWRAX INCOME FUND CLASS A 66537V29493890 POWER PWDAX DIVIDEND INDEX FUND CLASS A 66538B834 30 0.0162743 PRAXIS MVIAX VALUE INDEX FUND CLASS A 74006E603 30 0.0290583 PRAXIS MGNDX GROWTH INDEX FUND CLASS A 74006E843 30 0.0292534 PRAXIS MPLAX INTERNATIONAL INDEX FUND CLASS A 74006E801 30 0.0251736 PRAXIS MIIAX INTERMEDIATE INCOME FUND CLASS A 74006E504 30 0.0284795 PRINCIPAL PEMGX MIDCAP FUND CLASS A 74254T44390041 PRINCIPAL PRGWX LARGE CAP GROWTH FUND CLASS A 74254T534

90224 PRINCIPAL PGBAX GLOBAL DIVERSIFIED INCOME FUND CLASS A 74254V22491061 PRINCIPAL SRHQX SHORT-TERM INCOME FUND CLASS A 74254V56291251 PRINCIPAL CMPGX GOVERNMENT & HIGH QUALITY BOND FUND CLASS A 74254V37261616 PRINCIPAL SAIPX SAM CONSERVATIVE BALANCED PORT CLASS A 74254V51362334 PRINCIPAL SAUPX SAM FLEXIBLE INCOME FUND CLASS A 74254V44862742 PRINCIPAL SAGPX SAM CONSERVATIVE GROWTH PORT FD CLASS A 74254V47192851 PRINCIPAL PCACX LARGE CAP VALUE FUND CLASS A 74254T62593822 PRINCIPAL PYHAX HIGH YIELD BOND FUND CLASS A 74255L49894532 PRINCIPAL PLLAX SMALLCAP BLEND FUND CLASS A 74254T36965519 PRINCIPAL SACAX SAM STRATEGIC GROWTH PORTFOLIO FD CLASS A 74254V41465615 PRINCIPAL CPHYX HIGH YIELD FUND II CLASS A 74254V66196812 PRINCIPAL PTCAX LIFETIME 2030 FUND CLASS A 74254U30996892 PRINCIPAL PALTX LIFETIME STRATEGIC INCOME FUND CLASS A 74254T13898018 PRINCIPAL PMDAX SMALL-MIDCAP DIVIDEND INCOME FUND CLASS A 74255L75398266 PRINCIPAL PPEAX LIFETIME 2050 FUND CLASS A 74254U70570087 PRINCIPAL PQIAX EQUITY INCOME FUND CLASS A 74254V86970088 PRINCIPAL PRWLX DIVERSIFIED INT'L FUND CLASS A 74254T32873324 PRINCIPAL CMIBX INCOME FUND CLASS A 74254V62073426 PRINCIPAL CMPIX INCOME FUND CLASS A 74254V638

106973 PRINCIPAL PMSAX GLOBAL MULTI-STRATEGY FUND CLASS A 74255L720107449 PRINCIPAL PTEAX TAX EXEMPT BOND FUND CLASS A 74254V802108254 PRINCIPAL PTDAX LIFETIME 2040 FUND CLASS A 74254U507108477 PRINCIPAL PGOHX GLOBAL OPPORTUNITIES EQUITY HEDGED CLASS A 742537392108478 PRINCIPAL PENAX LIFETIME 2010 FUND CLASS A 74254T120108479 PRINCIPAL PLGAX LARGECAP GROWTH I FUND CLASS A 74255L480108480 PRINCIPAL PVCAX MIDCAP VALUE III FUND CLASS A 742537301108481 PRINCIPAL PTBAX LIFETIME 2020 FUND CLASS A 74254U101108482 PRINCIPAL PSVAX SMALLCAP VALUE II FUND CLASS A 742537509108483 PRINCIPAL PFAFX INTERNATIONAL I FUND CLASS A 742537707108484 PRINCIPAL PGMMX MULTI-MANAGER EQUITY LONG/SHORT FD CLASS A 74256W675108504 PRINCIPAL POEYX ORIGIN EMERGING MARKETS FUND CLASS A 742537517108505 PRINCIPAL PRDYX REAL ESTATE DEBT INCOME FUND CLASS A 742537558108554 PRINCIPAL PAEDX REAL ESTATE ALLOCATION FUND CLASS A 742537533108555 PRINCIPAL PBLAX BLUE CHIP FUND CLASS A 74255L472108556 PRINCIPAL PGLAX GLOBAL OPPORTUNITIES FUND CLASS A 74255L449108557 PRINCIPAL PICAX INTERNATIONAL SMALL COMPANY FUND CLASS A 742537855108558 PRINCIPAL PITAX INFLATION PROTECTION FUND CLASS A 74254T146108559 PRINCIPAL PMOAX OPPORTUNISTIC MUNICIPAL FUND CLASS A 74255L639108560 PRINCIPAL PCEAX CREDIT OPPORTUNITIES EXPLORER FUND CLASS A 742537830108561 PRINCIPAL PDYAX DYNAMIC HIGH YIELD EXPLORER FUND CLASS A 742537814108562 PRINCIPAL SRCMX CALIFORNIA MUNICIPAL FUND CLASS A 74254V695

83991 PRINCIPAL PRRAX REAL ESTATE SECURITIES FUND CLASS A 74254T27884225 PRINCIPAL CMNWX CAPITAL APPRECIATION FUND CLASS A 74254V34985095 PRINCIPAL PPSAX PREFERRED SECURITIES FUND CLASS A 74254T25285581 PRINCIPAL PRIAX INTERNATIONAL EMERGING MARKETS FD CLASS A 74254T29487598 PRINCIPAL POSAX GLOBAL REAL ESTATE SEC FUND CLASS A 74254V29988378 PRINCIPAL PRBDX BOND & MORTGAGE SECURITIES FUND CLASS A 74254T24589363 PRINCIPAL PRDAX DIVERSIFIED REAL ASSET FUND CLASS A 74254V18250854 PRINICPAL SABPX SAM BALANCED PORTFOLIO FUND CLASS A 74254V54794234 PROBABILITIES FUND PROAX CLASS A 66538B72789329 PROFESSIONALLY MANAGED PORTFOLIOS CANGX CAN SLIM SELECT GROWTH FUND 742935448 30 0.0271071 PROFUNDS UBPIX ULTRA LATIN AMERICA FUND INV CL 74318X75271073 PROFUNDS UFPIX ULTRA SHORT LATIN AMERICA FUND INV CL 74318X76071818 PROFUNDS UHPIX ULTRASHORT CHINA PROFUND INV CL 74318X73771819 PROFUNDS UGPIX ULTRACHINA PROFUND INV CL 74318W846

60053 PROFUNDS LVPIX LARGE CAP VALUE FUND INV CLASS 74318A51360054 PROFUNDS LGPIX LARGE CAP GROWTH FUND INV CLASS 74318A48960067 PROFUNDS SOPIX SHORT NASDAQ 100 FUND INV CLASS 74318A57061113 PROFUNDS UIPIX ULTRA SHORT MID CAP FUND INV CLASS 74318A35661114 PROFUNDS UCPIX ULTRA SHORT SMALL CAP FUND INV CLASS 74318A33161115 PROFUNDS CYPIX CONSUMER SERVICES ULTRASECTOR INV CLASS 74318533261116 PROFUNDS CNPIX CONSUMER GOODS ULTRASECTOR INV CLASS 74318546461117 PROFUNDS IDPIX INDUSTRIALS ULTRASECTOR INV CLASS 74318522562062 PROFUNDS FYAIX ACCESS FLEX HIGH YIELD FUND INV CLASS 00433W10662187 PROFUNDS RTPIX RISING RATES OPP 10 INV CLASS 74318A26562223 PROFUNDS RDPIX RISING US DOLLAR FUND INV CLASS 74318A22462225 PROFUNDS FDPIX FALLING US DOLLAR FUND INV CLASS 74318A19062345 PROFUNDS AFBIX ACCESS FLEX BEAR HI YLD FUND INV CLASS 00433W88262808 PROFUNDS SNPIX SHORT OIL & GAS FUND INV CLASS 74318W65562810 PROFUNDS SRPIX SHORT REAL ESTATE FUND INV CLASS 74318W69766264 PROFUNDS SPPIX SHORT PRECIOUS METALS FUND INV CLASS 74318W67166794 PROFUNDS UKPIX ULTRASHORT JAPAN FUND INV CLASS 74318X10966795 PROFUNDS UUPIX ULTRAEMERGING MARKETS FUND INV CLASS 74318X86966796 PROFUNDS UNPIX ULTRAINTERNATIONAL FUND INV CLASS 74318X70366797 PROFUNDS UVPIX ULTRASHORT EMERGING MKTS INV CLASS 74318X84466798 PROFUNDS UXPIX ULTRASHORT INTERNATIONAL FUND INV CLASS 74318X88569295 PROFUNDS OEPIX OIL EQUIPMENT DISTRIBUTION INV CLASS 74318Q70846314 PROFUNDS URPIX ULTRA BEAR FUND INV CLASS 74318587846316 PROFUNDS BRPIX BEAR FUND INV CLASS 74318588646317 PROFUNDS ULPIX ULTRA BULL FUND INV CLASS 74318580346318 PROFUNDS BLPIX BULL FUND INV CLASS 74318570446423 PROFUNDS USPIX ULTRA-SHORT NASDAQ 100 FUND INV CLASS 74318584546430 PROFUNDS MPIXX GOVERNMENT MONEY MARKET PROFUND INV CLASS 74318585246571 PROFUNDS UOPIX ULTRA NASDAQ 100 FUND INV CLASS 74318586047253 PROFUNDS UEPIX EUROPE 30 INV CLASS 74318581148053 PROFUNDS UJPIX ULTRA JAPAN FUND INV CLASS 74318569648057 PROFUNDS UAPIX ULTRA SMALL CAP FUND INV CLASS 74318574648058 PROFUNDS UMPIX ULTRA MID CAP FUND INV CLASS 74318572048601 PROFUNDS BIPIX BIOTECH ULTRASECTOR FUND INV CLASS 74318548048603 PROFUNDS FNPIX FINANCIALS ULTRASECTOR INV CLASS 74318539948604 PROFUNDS HCPIX HEALTH CARE ULTRASECTOR INV CLASS 74318537348607 PROFUNDS WCPIX MOBILE TELECOMM ULTRASECTOR INV CLASS 74318528248608 PROFUNDS TCPIX TELECOM ULTRASECTOR FUND INV CLASS 74318524148609 PROFUNDS TEPIX TECH ULTRASECTOR FUND INV CLASS 74318526648610 PROFUNDS SMPIX SEMICONDUCTOR ULTRASECTOR FUND INV CLASS 74318544948611 PROFUNDS REPIX REAL ESTATE ULTRASECTOR FUND INV CLASS 74318553048614 PROFUNDS INPIX INTERNET ULTRASECTOR FUND INV CLASS 74318535749585 PROFUNDS PHPIX PHARMACEUTICALS ULTRA FUND INV CLASS 74318542349650 PROFUNDS OTPIX NASDAQ 100 FUND INV CLASS 74318515950358 PROFUNDS UTPIX UTILITIES ULTRASECTOR FUND INV CLASS 74318519151273 PROFUNDS BKPIX BANKS ULTRASECTOR FUND INV CLASS 74318Q30251315 PROFUNDS MLPIX MID CAP VALUE FUND INV CLASS 74318Q84951316 PROFUNDS SVPIX SMALL CAP VALUE FUND INV CLASS 74318Q87251395 PROFUNDS MGPIX MID CAP GROWTH FUND INV CLASS 74318Q83151500 PROFUNDS SLPIX SMALL CAP FUND INV CLASS 74318Q88051501 PROFUNDS MDPIX MID CAP FUND INV CLASS 74318Q85651542 PROFUNDS SGPIX SMALL CAP GROWTH FUND INV CLASS 74318Q86459834 PROFUNDS UDPIX ULTRA DOW 30 FUND INV CLASS 74318A53959840 PROFUNDS PMPIX PRECIOUS METALS ULTRA SECTOR FUND INV CLASS 74318531659858 PROFUNDS BMPIX BASIC MATERIALS ULTRASECTOR FUND INV CLASS 743185514

59864 PROFUNDS GVPIX US GOVT PLUS FUND INV CLASS 74318A62059896 PROFUNDS SHPIX SHORT SMALL CAP FUND INV CLASS 74318A55459918 PROFUNDS RRPIX RISING RATES OPPORTUNITY FUND INV CLASS 74318A59661908 PROFUNDS UWPIX ULTRASHORT DOW 30 FUND INVESTOR CLASS 74318A37248602 PROFUNDS ENPIX OIL & GAS ULTRASECTOR INVESTOR CLASS 74318517561118 PROFUNDS UIPSX ULTRA SHORT MID CAP FUND SERVICE CLASS 74318A34961119 PROFUNDS UCPSX ULTRA SHORT SMALL CAP FUND SERVICE CLASS 74318A32361120 PROFUNDS CYPSX CONSUMER SERVICES ULTRASECTOR SERVICE CLASS 74318532461121 PROFUNDS CNPSX CONSUMER GOODS ULTRASECTOR SERVICE CLASS 74318545661122 PROFUNDS IDPSX INDUSTRIALS ULTRASECTOR SERVICE CLASS 74318521762809 PROFUNDS SNPSX SHORT OIL & GAS FUND SERVICE CLASS 74318W66362811 PROFUNDS SRPSX SHORT REAL ESTATE FUND SERVICE CLASS 74318W70571072 PROFUNDS UBPSX ULTRA LATIN AMERICA FUND SVC CL 74318X78671074 PROFUNDS UFPSX ULTRA SHORT LATIN AMERICA FUND SVC CL 74318X77871816 PROFUNDS UGPSX ULTRACHINA FUND SVC CL 74318X74571817 PROFUNDS UHPSX ULTRASHORT CHINA FUND SVC CL 74318X72960051 PROFUNDS LGPSX LARGE CAP GROWTH FUND SVC CLASS 74318A47160052 PROFUNDS LVPSX LARGE CAP VALUE FUND SVC CLASS 74318A49761912 PROFUNDS UWPSX ULTRASHORT DOW 30 FUND SVC CLASS 74318A36462063 PROFUNDS FYASX ACCESS FLEX HIGH YIELD FUND SVC CLASS 00433W20562188 PROFUNDS RTPSX RISING RATES OPP 10 SVC CLASS 74318A25762224 PROFUNDS RDPSX RISING US DOLLAR FUND SVC CLASS 74318A21662226 PROFUNDS FDPSX FALLING US DOLLAR FUND SVC CLASS 74318A18262346 PROFUNDS AFBSX ACCESS FLEX BEAR HI YLD FUND SVC CLASS 00433W87466265 PROFUNDS SPPSX SHORT PRECIOUS METALS FUND SVC CLASS 74318W68966799 PROFUNDS UKPSX ULTRASHORT JAPAN FUND SVC CLASS 74318X20866800 PROFUNDS UUPSX ULTRAEMERGING MKTS FUND SVC CLASS 74318X85166801 PROFUNDS UNPSX ULTRAINTERNATIONAL FUND SVC CLASS 74318X80266802 PROFUNDS UVPSX ULTRASHORT EMERGING MKTS FUND SVC CLASS 74318X83666803 PROFUNDS UXPSX ULTRASHORT INTERNATIONAL FUND SVC CLASS 74318X87769288 PROFUNDS OEPSX OIL EQUIPMENT DISTRIBUTION SVC CLASS 74318Q80746124 PROFUNDS BLPSX BULL FUND SVC CLASS 74318510046153 PROFUNDS BRPSX BEAR FUND SVC CLASS 74318530846159 PROFUNDS UOPSX ULTRA NASDAQ 100 FUND SVC CLASS 74318550646315 PROFUNDS URPSX ULTRA BEAR FUND SVC CLASS 74318540746319 PROFUNDS ULPSX ULTRA BULL FUND SVC CLASS 74318520947218 PROFUNDS USPSX ULTRA-SHORT NASDAQ 100 FUND SVC CLASS 74318583747254 PROFUNDS UEPSX EUROPE 30 SVC CLASS 74318582948052 PROFUNDS UJPSX ULTRA JAPAN FUND SVC CLASS 74318563948059 PROFUNDS UAPSX ULTRA SMALL CAP FUND SVC CLASS 74318567048060 PROFUNDS UMPSX ULTRA MID CAP FUND SVC CLASS 74318565448615 PROFUNDS BIPSX BIOTECH ULTRASECTOR FUND SVC CLASS 74318547248616 PROFUNDS ENPSX OIL & GAS ULTRASECTOR SVC CLASS 74318516748617 PROFUNDS FNPSX FINANCIALS ULTRASECTOR SVC CLASS 74318538148619 PROFUNDS HCPSX HEALTH CARE ULTRASECTOR SVC CLASS 74318536548620 PROFUNDS INPSX INTERNET ULTRASECTOR FUND SVC CLASS 74318534048621 PROFUNDS REPSX REAL ESTATE ULTRASECTOR FUND SVC CLASS 74318552248622 PROFUNDS SMPSX SEMICONDUCTOR ULTRASECTOR FUND SVC CLASS 74318543148623 PROFUNDS TEPSX TECH ULTRASECTOR FUND SVC CLASS 74318525848624 PROFUNDS TCPSX TELECOM ULTRASECTOR FUND SVC CLASS 74318523348626 PROFUNDS WCPSX MOBILE TELECOMM ULTRASECTOR SVC CLASS 74318527448666 PROFUNDS PHPSX PHARMACEUTICAL ULTRASECTOR FUND SVC CLASS 74318541549752 PROFUNDS UTPSX UTILITIES ULTRASECTOR FUND SVC CLASS 74318518350357 PROFUNDS OTPSX NASDAQ 100 FUND SVC CLASS 74318514251259 PROFUNDS MLPSX MIDCAP VALUE FUND SVC CLASS 74318Q773

51260 PROFUNDS SVPSX SMALL CAP VALUE FUND SVC CLASS 74318Q81551275 PROFUNDS BKPSX BANKS ULTRA SECTOR SVC CLASS 74318Q40151289 PROFUNDS BMPSX BASIC MATERIALS ULTRASECTOR FUND SVC CLASS 74318549851444 PROFUNDS MGPSX MID CAP GROWTH FUND SVC CLASS 74318Q76551464 PROFUNDS SLPSX SMALL CAP FUND SVC CLASS 74318Q82351466 PROFUNDS MDPSX MID-CAP FUND SVC CLASS 74318Q78151559 PROFUNDS SGPSX SMALL CAP GROWTH FUND SVC CLASS 74318Q79959787 PROFUNDS SHPSX SHORT SMALL CAP FUND SVC CLASS 74318A54759788 PROFUNDS SOPSX SHORT NASDAQ 100 FUND SVC CLASS 74318A56259800 PROFUNDS GVPSX US GOVT PLUS FUND SVC CLASS 74318A61259801 PROFUNDS RRPSX RISING RATES OPPORTUNITY FUND SVC CLASS 74318A58859837 PROFUNDS PMPSX PRECIOUS METALS ULTRA SECTOR FUND SVC CLASS 74318529059839 PROFUNDS UDPSX ULTRA DOW 30 FUND SVC CLASS 74318A52185150 PRUDENTIAL PBSMX SHORT TERM CORPORATE BOND FUND CLASS A 74441R10248645 PRUDENTIAL PISAX INTL VALUE FUND CLASS A 74396950390605 PRUDENTIAL FRFAX FLOATING RATE INCOME FUND CLASS A 74439V60291373 PRUDENTIAL JDAAX GROWTH ALLOCATION FUND CLASS A 74437E68591414 PRUDENTIAL PTMAX QMA LARGE-CAP CORE EQUITY FUND CLASS A 74441J10092602 PRUDENTIAL PSIAX QMA STOCK INDEX FUND CLASS A 74441F10892933 PRUDENTIAL HYSAX SHORT DURATION HIGH YIELD INCOME FD CLASS A 74442J10994006 PRUDENTIAL PADAX ABSOLUTE RETURN BOND FUND CLASS A 74441J85294547 PRUDENTIAL PCGAX INCOME BUILDER FUND CLASS A 74442X10895462 PRUDENTIAL PDSAX SHORT DURATION MUNI HIGH INCOME FD CLASS A 74433683595871 PRUDENTIAL PAMGX QMA DEFENSIVE EQUITY FUND CLASS A 74442X86896049 PRUDENTIAL PIBAX BALANCED FUND CLASS A 74437E88351322 PRUDENTIAL PJRAX QMA INTL EQUITY FUND CLASS A 74396985985125 PRUDENTIAL SUVAX QMA STRATEGIC VALUE FUND CLASS A 74440K10885136 PRUDENTIAL PFSAX FINANCIAL SERVICES FUND CLASS A 74441P10685137 PRUDENTIAL PURAX GLOBAL REAL ESTATE FUND CLASS A 74433610885148 PRUDENTIAL PGVAX GOVT INCOME FUND CLASS A 74439V10785149 PRUDENTIAL PBHAX HIGH YIELD FUND CLASS A 74440Y10885151 PRUDENTIAL PDBAX TOTAL RETURN BOND FUND CLASS A 74440B10885152 PRUDENTIAL GTRAX GLOBAL TOTAL RETURN FUND CLASS A 74439A10385153 PRUDENTIAL PRNMX NATIONAL MUNI FUND CLASS A 74441U10588156 PRUDENTIAL PRHAX MUNI HIGH INCOME FUND CLASS A 74440M10498243 PRUDENTIAL PJERX JENNISON EQUITY INCOME FUND CLASS R 74441L79087892 PRUDENTIAL DTBRX TOTAL RETURN BOND FUND CLASS R 74440B80185129 PRUDENTIAL JENNISON PEEAX MID CAP GROWTH FUND CLASS A 74441C10585139 PRUDENTIAL JENNISON PBQAX BLEND FUND CLASS A 74441T10885141 PRUDENTIAL JENNISON PHLAX HEALTH SCIENCES FUND CLASS A 74441P50290162 PRUDENTIAL JENNISON SPQAX EQUITY INCOME FUND CLASS A 74441L80860203 PRUDENTIAL JENNISON PJFAX GROWTH FUND CLASS A 7.44E+11151720 PRUDENTIAL JENNISON PJIAX EQUITY OPPORTUNITY FUND CLASS A 74437E50385126 PRUDENTIAL JENNISON PTWAX 20/20 FOCUS FUND CLASS A 74440G10785127 PRUDENTIAL JENNISON TBDAX CONSERVATIVE GROWTH FUND CLASS A 74440V10485128 PRUDENTIAL JENNISON SPFAX SELECT GROWTH FUND CLASS A 74440K50485131 PRUDENTIAL JENNISON PBEAX VALUE FUND CLASS A 74440N10285134 PRUDENTIAL JENNISON PGOAX SMALL COMPANY FUND CLASS A 74441N10185143 PRUDENTIAL JENNISON PGNAX NATURAL RESOURCES FUND CLASS A 74441K10785146 PRUDENTIAL JENNISON PRUAX UTILITY FUND CLASS A 74441P85893757 PSI FXCAX CALENDAR EFFECTS FUND CLASS A 66538B842 30 0.0285866 PSI FXBAX TOTAL RETURN FUND CLASS A 66537V195 30 0.0285867 PSI FXTAX TACTICAL GROWTH FUND CLASS A 66537V179 30 0.0285868 PSI FXSAX STRATEGIC GROWTH FUND CLASS A 66537V187 30 0.0285869 PSI FXMAX ALL ASSET FUND CLASS A 66537V211 30 0.02

99256 PUTNAM PTNJX NEW JERSEY TAX EXEMPT INCOME FUND CLASS A 74691510746838 PUTNAM PCTEX CA TAX EXEMPT INCOME FUND CLASS A 74645A301

673 PUTNAM PCONX CONVERTIBLE SECURITIES FUND CLASS A 746476100681 PUTNAM PEQUX GLOBAL EQUITY FUND CLASS A 746772102684 PUTNAM PGGIX GLOBAL INCOME TRUST CLASS A 74677Q109685 PUTNAM PGRWX FUND FOR GROWTH & INCOME CLASS A 746761105693 PUTNAM PHSTX GLOBAL HEALTH CARE FUND CLASS A 746778109700 PUTNAM PHIGX HIGH YIELD TRUST FUND CLASS A 746782101705 PUTNAM PINVX INVESTORS FUND CLASS A 746809102755 PUTNAM PDINX DIVERSIFIED INCOME FUND CLASS A 746704105771 PUTNAM PVOYX VOYAGER FUND CLASS A 747012102

91044 PUTNAM PAPAX ASIA PACIFIC EQUITY FUND CLASS A 74676P30061314 PUTNAM PMVAX MULTI-CAP VALUE FUND CLASS A 74680251161315 PUTNAM PNSAX SMALL CAP GROWTH FUND CLASS A 746763549

1404 PUTNAM PNOPX MULTI-CAP GROWTH FUND CLASS A 7469161051485 PUTNAM PUGIX GLOBAL UTILITIES FUND CLASS A 746888106

91610 PUTNAM PEMWX EMERGING MARKET INCOME FUND CLASS A 74676A7581635 PUTNAM PAGVX AMERICAN GOVT INCOME FUND CLASS A 74644B102

91900 PUTNAM PSVEX STRAT VOL EQUITY FUND CLASS A 74676A58491902 PUTNAM PLVEX LOW VOL EQUITY FUND CLASS A 74676A642

1894 PUTNAM PEYAX EQUITY INCOME FUND CLASS A 74674510862313 PUTNAM PFLRX FLOATING RATE INCOME FUND CLASS A 74676348193028 PUTNAM PJMDX ABSOLUTE RETURN 500 FUND CLASS A 74676470395196 PUTNAM PXMAX MA TAX EXEMPT INCOME FUND CLASS A 74683H30995609 PUTNAM PMYAX MULTI-CAP CORE FUND CLASS A 74676P88895611 PUTNAM PPGAX GLOBAL SECTOR FUND CLASS A 74677R10795674 PUTNAM PXOHX OHIO TAX EXEMPT INCOME FUND CLASS A 746849306

7104 PUTNAM PINCX INCOME FUND CLASS A 7467921009071 PUTNAM PABAX DYNAMIC ASSET ALLOC BALANCED FUND CLASS A 746444306

11222 PUTNAM PEUGX EUROPE EQUITY FUND CLASS A 74674710412918 PUTNAM PHYIX HIGH YIELD ADVANTAGE FUND CLASS A 74678J10444344 PUTNAM EBERX GLOBAL NATURAL RESOURCES FUND CLASS A 746933100

104622 PUTNAM PEMMX EMERGING EQUITY FUND CLASS A 74676410945196 PUTNAM POVSX INTL EQUITY FUND CLASS A 7.47E+10575308 PUTNAM PDMAX ABSOLUTE RETURN 700 CLASS A 74676431545447 PUTNAM PTEIX NY TAX EXEMPT INCOME FUND CLASS A 74683Q30945522 PUTNAM PAEAX DYNAMIC ASSET ALLOC GROWTH FUND CLASS A 74644410845549 PUTNAM PNGAX INTERNATIONAL VALUE FUND CLASS A 74676320046831 PUTNAM PTHAX TAX FREE HIGH YIELD FUND CLASS A 74687240746833 PUTNAM PTEPX PA TAX EXEMPT INCOME FUND CLASS A 74685210246835 PUTNAM PXMNX MN TAX EXEMPT INCOME FUND CLASS A 74683M30846836 PUTNAM PGEOX GEORGE PUTNAM BALANCED FUND CLASS A 37252M10846840 PUTNAM PTAZX AZ TAX EXEMPT INCOME FUND CLASS A 74644110446841 PUTNAM PACAX DYNAMIC ASSET ALLOC CONSERV FUND CLASS A 74644450447392 PUTNAM PNVAX INTL CAP OPPORTUNITIES FUND CLASS A 74680285947497 PUTNAM POGAX GROWTH OPPORTUNITIES FUND CLASS A 74680280048673 PUTNAM PSLAX SMALL CAP VALUE FUND CLASS A 74680261048674 PUTNAM PNRAX RESEARCH FUND CLASS A 74680288318835 PUTNAM PPNAX AMT-FREE INS MUNI FUND CLASS A 74687230818886 PUTNAM PTAEX TAX EXEMPT INCOME FUND CLASS A 74687010449514 PUTNAM PCOAX CAP OPPORTUNITIES FUND CLASS A 74680269322561 PUTNAM PINOX INTERNATIONAL GROWTH FUND CLASS A 74680220684299 PUTNAM PVSAX CAPITAL SPECTRUM FUND CLASS A 74676P10285919 PUTNAM PTRNX ABSOLUTE RETURN 300 FUND CLASS A 74676437287025 PUTNAM PYSAX EQUITY SPECTRUM FUND CLASS A 74676P169

88258 PUTNAM PDREX DYNAMIC RISK ALLOCATION FUND CLASS A 74676424058726 PUTNAM PGSIX US GOVT INCOME FUND CLASS A 74688510288946 PUTNAM PARTX ABSOLUTE RETURN 100 FUND CLASS A 74676444860774 QUAKER QUAGX STRATEGIC GROWTH FUND CLASS A 74693586560775 QUAKER QMCVX MID CAP VALUE FUND CLASS A 74693579071015 QUAKER QUSVX SMALL-CAP VALUE FUND CLASS A 74693576672109 QUAKER QEAAX EVENT ARBITRAGE FUND CLASS A 74693519672554 RAINIER RIMMX MID CAP EQUITY PORTFOLIO CLASS O 75086988546185 RAINIER RIMEX LARGE CAP EQUITY FUND CLASS O 75086910945946 RAINIER RIMSX SMALL MID CAP EQUITY PORT FUND CLASS O 75086920897979 REINHART RPMMX PRIVATE MARKET VALUE FUND INV CLASS 56166Y84251247 RENAISSANCE IPOSX IPO PLUS AFTERMARKET FUND CLASS A 759937105 90 0.0246732 RICE HALL JAMES RHJMX SMALL CAP PORTFOLIO FUND INSTL CLASS 00758M19646611 RICE HALL JAMES RHJSX MICRO CAP FUND INSTL CLASS 00758M212 90 0.0261210 RIDGEWORTH SVIIX LARGE CAP VALUE EQUITY FUND CLASS A 76628R66493269 RIDGEWORTH SCGIX SMALL CAP GROWTH STOCK FUND CLASS A 76628R49095557 RIDGEWORTH STCIX LARGE CAP GROWTH STOCK FUND CLASS A 76628R73085330 RIDGEWORTH SAMVX MID CAP VALUE EQUITY FUND CLASS A 76628R59988822 RIDGEWORTH SAGAX AGGRESSIVE GROWTH STOCK FUND CLASS A 76628R20175410 RIDGEWORTH SEIX HYPSX SEIX HIGH YIELD FUND CLASS A 76628T63795556 RIDGEWORTH SEIX STGIX CORE BOND FUND CLASS A 76628T86869281 RIDGEWORTH SEIX SAHIX CLASSIC HIGH INCOME FUND CLASS A 76628T50495325 ROYCE RTRKX TOTAL RETURN CLASS K 78081160067839 ROYCE RYVPX SMALLER COMPANIES GROWTH FUND SERVICE CLASS 780905741 180 0.0169877 ROYCE RYVFX SMALL-CAP VALUE FUND SERVICE CLASS 780905733 180 0.0174580 ROYCE RGFAX HERITAGE FUND SERVICE CLASS 780905857 180 0.0145192 ROYCE RYLPX LOW PRICED STOCK FUND SERVICE CLASS 780905808 180 0.0186247 ROYCE RYPFX PENNSYLVANIA MUTUAL FUND SERVICE CLASS 780905386 180 0.0191948 ROYCE RPFFX PREMIER FUND SERVICE CLASS 780905634 179 0.0192870 ROYCE RSEFX SPECIAL EQUITY FUND SERVICE CLASS 780905527 180 0.0196544 ROYCE RYOHX SMALL-CAP LEADERS FUND SERVICE CLASS 780905519 180 0.0196587 ROYCE RSEMX SPECIAL EQUITY MULTI CAP FUND SERVICE CLASS 780811774 180 0.0196963 ROYCE RYOFX OPPORTUNITY FUND SERVICE CLASS 780905758 180 0.0168237 ROYCE RYFSX FINANCIAL SERVICES FUND SERVICE CLASS 780905469 180 0.0184277 ROYCE RYDVX DIVIDEND VALUE FUND SERVICE CLASS 780905436 180 0.0189403 ROYCE RMCFX MICRO CAP FUND SERVICE CLASS 780905659 179 0.0189684 ROYCE RYTFX TOTAL RETURN FUND SERVICE CLASS 780905642 180 0.0169306 RS GPSCX SMALL CAP CORE EQUITY CLASS A 74972K50060930 RS GPAFX LARGE CAP ALPHA FUND CLASS A 74972K88047333 RS RSNRX GLOBAL NATURAL RESOURCES FUND CLASS A 74972H70522604 RS RSIFX TECHNOLOGY FUND CLASS A 74972H60685549 RUSSELL RIFEX INTERNATIONAL DEVELOPED MARKETS FD CLASS E 78249321795391 RUSSELL RCLEX LIFEPOINTS CONSV STRATEGY FUND CLASS E 78249351485544 RUSSELL REAEX U.S. CORE EQUITY FUND CLASS E 78249329085545 RUSSELL REQEX U.S.QUANTITATIVE EQUITY FUND CLASS E 78249323385546 RUSSELL RSGEX U.S. GROWTH FUND CLASS E 78247883885547 RUSSELL RSVEX U.S. VALUE FUND CLASS E 78247878885548 RUSSELL REBEX U.S. SMALL & MID CAP FUND CLASS E 78249327485550 RUSSELL RGEEX GLOBAL EQUITY FUND CLASS E 78247812785551 RUSSELL REMEX EMERGING MARKETS FUND CLASS E 78249365485552 RUSSELL RTLEX TAX MANAGED U.S. LARGE CAP FUND CLASS E 78247887985553 RUSSELL RTSEX TAX MANAGED US MID & SMALL CAP FD CLASS E 78247888785554 RUSSELL RFCEX STRATEGIC BOND FUND CLASS E 78249316785555 RUSSELL RFAEX INVESTMENT GRADE BOND FUND CLASS E 78249318385556 RUSSELL RTBEX TAX EXEMPT BOND FUND CLASS E 782493316

85557 RUSSELL RREEX REAL ESTATE SECURITIES FUND CLASS E 78249364790466 RYDEX RYLVX S&P 500 PURE VALUE FUND CLASS A 7.84E+17590550 RYDEX RYAHX MID CAP 1.5X STRATEGY FUND CLASS A 78355E48690659 RYDEX RYINX INTERNET FUND CLASS A 7.84E+29290836 RYDEX RYLGX S&P 500 PURE GROWTH FUND CLASS A 7.84E+19362474 RYDEX RYMEX COMMODITIES STRATEGY FUND CLASS A 78356A30193382 RYDEX RYIEX EMERGING MARKETS BOND STRATEGY CLASS A 78356C65394354 RYDEX RYSOX S&P 500 FUND CLASS A 78356A65795894 RYDEX RYHEX HEALTH CARE FUND CLASS A 7.84E+30095959 RYDEX RYMNX PRECIOUS METALS FUND CLASS A 7.84E+26696314 RYDEX RYBOX BIOTECHNOLOGY FUND CLASS A 78355E35396628 RYDEX RYMGX S&P MIDCAP 400 PURE GROWTH FUND CLASS A 78355E74296843 RYDEX RYTHX TECHNOLOGY FUND CLASS A 7.84E+24366993 RYDEX RYWDX WEAKENING DOLLAR 2X STRATEGY CLASS A 78356A88997167 RYDEX RMQAX MONTHLY RE-BAL NASDAQ 100 2X STRAT CLASS A 78356C56267752 RYDEX RYLDX DOW 2X STRATEGY FUND CLASS A 78355Y88898373 RYDEX RYTSX TRANSPORTATION FUND CLASS A 7.84E+21798423 RYDEX RYLSX LEISURE FUND CLASS A 7.84E+27498458 RYDEX RYBMX BASIC MATERIALS FUND CLASS A 78355E36168496 RYDEX RYMVX S&P MIDCAP 400 PURE VALUE FUND CLASS A 7.84E+16798526 RYDEX RYUTX UTILITIES FUND CLASS A 7.84E+20169625 RYDEX RYHDX HIGH YIELD STRATEGY FUND CLASS A 78356A48369627 RYDEX RYILX INVERSE HIGH YIELD STRATEGY FUND CLASS A 78356A47569902 RYDEX RYENX ENERGY FUND CLASS A 78355E32069903 RYDEX RYESX ENERGY SERVICES CLASS A 7.84E+13470511 RYDEX RYSGX S&P SMALLCAP 600 PURE GROWTH FUND CLASS A 7.84E+15271906 RYDEX RYJSX JAPAN 2X STRATEGY FUND CLASS A 78356A36872088 RYDEX RYTMX INVERSE S&P 500 2X STRATEGY CLASS A 78355Y60772089 RYDEX RYTTX S&P 500 2X STRATEGY CLASS A 78355Y50873529 RYDEX RYSVX S&P SMALLCAP 600 PURE VALUE FUND CLASS A 7.84E+15974386 RYDEX RYRRX RUSSELL 2000 FUND CLASS A 78356A68174575 RYDEX RYABX GOVT LONG BOND 1.2X STRATEGY CLASS A 78355E46075040 RYDEX RYIUX INVERSE RUSSELL 2000 2X STRATEGY CLASS A 78356A72375359 RYDEX RYSDX STRENGTHENING DOLLAR 2X STRATEGY CLASS A 78356A60884691 RYDEX RYRUX RUSSELL 2000 2X STRATEGY FUND CLASS A 78356A75684695 RYDEX RYVLX NASDAQ 100 2X STRATEGY FUND CLASS A 78355Y70685497 RYDEX RYAQX INVERSE GOV'T LONG BOND STRATEGY CLASS A 78355E42985573 RYDEX RYREX REAL ESTATE FUND CLASS A 7.84E+25885778 RYDEX RYARX INVERSE S&P 500 STRATEGY CLASS A 78355E71886082 RYDEX RYWTX EMERGING MARKETS 2X STRATEGY CLASS A 78356C76086084 RYDEX RYWWX INVERSE EMERGING MKTS 2X STRATEGY CLASS A 78356C74586420 RYDEX RYATX NASDAQ-100 FUND CLASS A 78355E44586558 RYDEX RYELX ELECTRONICS FUND CLASS A 78355E33886645 RYDEX RYAPX INVERSE NASDAQ 100 STRATEGY FUND CLASS A 78355E43786814 RYDEX RYAEX EUROPE 1.25X STRATEGY FUND CLASS A 78355E69287105 RYDEX RYIDX INVERSE DOW 2X STRATEGY FUND CLASS A 78355Y87087106 RYDEX RYVTX INVERSE NASDAQ 100 2X STRATEGY FUND CLASS A 78355Y80560738 RYDEX RYMPX PRECIOUS METALS FUND CLASS H 78355E85861235 RYDEX RYAZX S&P SMALLCAP 600 PURE VALUE FUND CLASS H 78355E57761236 RYDEX RYWAX S&P SMALLCAP 600 PURE GROWTH FUND CLASS H 78355E55161237 RYDEX RYAVX S&P MIDCAP 400 PURE VALUE FUND CLASS H 78355E63561238 RYDEX RYBHX S&P MIDCAP 400 PURE GROWTH FUND CLASS H 78355E72661239 RYDEX RYZAX S&P 500 PURE VALUE FUND CLASS H 78355E67661240 RYDEX RYAWX S&P 500 PURE GROWTH FUND CLASS H 78355E65061241 RYDEX RYCVX DOW 2X STRATEGY FUND CLASS H 78355Y201

61242 RYDEX RYCWX INVERSE DOW 2X STRATEGY CLASS H 78355Y40961243 RYDEX RYSHX INVERSE RUSSELL 2000 STRATEGY CLASS H 78355E52861244 RYDEX RYMHX INVERSE MID CAP STRATEGY CLASS H 78355E59361245 RYDEX RYHRX REAL ESTATE FUND CLASS H 78355E38762478 RYDEX RYMBX COMMODITIES STRATEGY FUND CLASS H 78356A50962479 RYDEX RYSBX STRENGTHENING DOLLAR 2X STRATEGY CLASS H 78356A80662480 RYDEX RYWBX WEAKENING DOLLAR 2X STRATEGY CLASS H 78356A86393381 RYDEX RYGTX EMERGING MARKETS BOND STRATEGY CLASS H 78356C64696578 RYDEX RYHOX NASDAQ-100 FUND CLASS H 78356C61296579 RYDEX RYNHX NOVA FUND CLASS H 78356C63896580 RYDEX RYALX INVERSE NASDAQ 100 STRATEGY FUND CLASS H 78356C59696581 RYDEX RYUHX INVERSE S&P 500 STRATEGY FUND CLASS H 78356C62096582 RYDEX RYHJX INVERSE GOV'T LONG BOND STRATEGY CLASS H 78356C57096583 RYDEX RYHBX GOV'T LONG BOND 1.2X STRATEGY CLASS H 78356C58897166 RYDEX RMQHX MONTHLY RE-BAL NASDAQ 100 2X STRAT CLASS H 78356C54767165 RYDEX RYSPX S&P 500 FUND CLASS H 78356A63267166 RYDEX RYRHX RUSSELL 2000 FUND CLASS H 78356A66567167 RYDEX RYRSX RUSSELL 2000 2X STRATEGY FUND CLASS H 78356A73167168 RYDEX RYIRX INVERSE RUSSELL 2000 2X STRATEGY CLASS H 78356A69969626 RYDEX RYHGX HIGH YIELD STRATEGY FUND CLASS H 78356A44269628 RYDEX RYIHX INVERSE HIGH YIELD STRATEGY FD CLASS H 78356A43471903 RYDEX RYJHX JAPAN 2X STRATEGY FUND CLASS H 78356A29346087 RYDEX RYEAX ENERGY FUND CLASS H 78355476946088 RYDEX RYFAX FINANCIAL SVCS FUND CLASS H 78355472846089 RYDEX RYHAX HEALTH CARE FUND CLASS H 78355469446090 RYDEX RYTAX TECHNOLOGY FUND CLASS H 78355463746091 RYDEX RYBAX BASIC MATERIALS FUND CLASS H 78355485046092 RYDEX RYCAX CONSUMER PRODUCTS FUND CLASS H 78355481946093 RYDEX RYLAX LEISURE FUND CLASS H 78355467846094 RYDEX RYRAX RETAILING FUND CLASS H 78355465246095 RYDEX RYMAX TELECOMM FUND CLASS H 78355461146096 RYDEX RYPAX TRANSPORTATION FUND CLASS H 78355458746097 RYDEX RYVAX ENERGY SERVICES FUND CLASS H 78355474446098 RYDEX RYKAX BANKING FUND CLASS H 78355487646099 RYDEX RYOAX BIOTECH FUND CLASS H 78355483546100 RYDEX RYSAX ELECTRONICS FUND CLASS H 78355478548219 RYDEX RYIAX INTERNET FUND CLASS H 78355448848222 RYDEX RYAUX UTILITIES FUND CLASS H 78355446248351 RYDEX RYEUX EUROPE 1.25X STRATEGY CLASS H 78355444748425 RYDEX RYTNX S&P 500 2X STRATEGY FUND CLASS H 78355443948426 RYDEX RYTPX INVERSE S&P 500 2X STRATEGY CLASS H 78355442148427 RYDEX RYVYX NASDAQ-100 2X STRATEGY FUND CLASS H 78355441348428 RYDEX RYVNX INVERSE NASDAQ-100 2X STRATEGY CLASS H 78355439749675 RYDEX RYMKX RUSSELL 2000 1.5X STRATEGY CLASS H 78355438951179 RYDEX RYMDX MID CAP 1.5X STRATEGY CLASS H 78355E88286081 RYDEX SGI RYWVX EMERGING MARKETS 2X STRATEGY CLASS H 78356C79486083 RYDEX SGI RYWYX INVERSE EMERGING MKTS 2X STRATEGY CLASS H 78356C78660368 SALIENT KSRAX TACTICAL REAL ESTATE FUND CLASS A 34987A28561648 SALIENT KREAX REAL ESTATE FUND CLASS A 34987A51792487 SALIENT FTAGX TACTICAL GROWTH FUND CLASS A 34986P84696000 SALIENT KGIAX EM INFRASTRUCTURE FUND CLASS A 34987A25198525 SALIENT FLSLX TACTICAL MUNI STRATEGY FUND CLASS A 34991371571263 SALIENT KIRAX INTERNATIONAL REAL ESTATE FUND CLASS A 34987A21059919 SALIENT KIFAX SELECT INCOME FUND CLASS A 34987A31960445 SALIENT FFREX REAL ESTATE FUND INV CLASS 349913707

60928 SALIENT FFINX INTERNATIONAL DIVIDEND SIGNAL FUND INV CLASS 34991330191850 SALIENT FFXRX EM CORPORATE DEBT FUND INV CLASS 34991365767393 SALIENT PISRX INTERNATIONAL SMALL CAP FUND INV CLASS 34991383085439 SALIENT FLSRX TACTICAL MUNI STRATEGY FUND INV CLASS 34991347586375 SALIENT PGERX EM DIVIDEND SIGNAL FUND INV CLASS 34991379888067 SALIENT AHBIX HIGH YIELD FUND INV CLASS 34987A20288502 SALIENT FCOMX COMMODITY LONG/SHORT STRATEGY FUND INV CLASS 34986P81293783 SALIENT FFSLX SELECT INCOME FUND INVESTOR CLASS 34987A17898031 SALIENT FFIRX INTERNATIONAL REAL ESTATE FUND INVESTOR CLASS 34987A18698049 SALIENT FRONX FRONTIER STRATEGY FUND INVESTOR CLASS 34987A56687906 SALIENT ACSIX ADAPTIVE US EQUITY FUND INVESTOR CLASS 34991336889230 SALIENT FFTGX TACTICAL GROWTH FUND INVESTOR CLASS 34986P30989850 SALIENT AIAIX ADAPTIVE INCOME FUND INVESTOR CLASS 34987A69985644 SARATOGA STPAX TECHNOLOGY & COMMUNICATIONS FD CLASS A 803431691 30 0.0285362 SCHOONER SCNAX SCHOONER FUND CLASS A 89833W72595328 SCHRODER SCVEX INTERNATIONAL ALPHA FUND ADVISOR CLASS 808088710 60 0.0295607 SCHRODER SARVX ABSOLUTE RETURN EMD & CURRENCY FUND ADVISOR CLASS 80809064194904 SCHWAB SWASX GLOBAL REAL ESTATE FUND 808517759 30 0.0270750 SCHWARTZ RCMFX VALUE FUND 80853010975294 SCOUT UMBHX SMALL CAP FUND 81063U30575295 SCOUT UMBWX INTERNATIONAL FUND 81063U50387715 SCOUT UMBMX MID CAP FUND 81063U20691015 SEI SPGIX LARGE CAP GROWTH FUND CLASS I 78392554891016 SEI SMVIX SMALL CAP VALUE FUND CLASS I 78392551491018 SEI SEUIX LARGE CAP VALUE FUND CLASS I 78392553091019 SEI SCXIX CORE FIXED INCOME FUND CLASS I 78392549891020 SEI SPWIX SMALL CAP GROWTH FUND CLASS I 78392552291021 SEI SIPIX MID CAP FUND CLASS I 78392544991022 SEI SEVIX US MANAGED VOLATILITY FUND CLASS I 78392536591023 SEI SEIRX REAL ESTATE FUND CLASS I 78392537391024 SEI SGMIX GLOBAL MANAGED VOLATILITY FUND CLASS I 78392533291025 SEI SEIIX ENHANCED INCOME FUND CLASS I 78392534091026 SEI SEEIX INTERNATIONAL EQUITY FUND CLASS I 78411R84491027 SEI SEDIX DEFENSIVE STRATEGY FUND CLASS I 78411173491029 SEI SMSIX MODERATE STRATEGY FUND CLASS I 78411164391030 SEI SEAIX AGGRESSIVE STRATEGY FUND CLASS I 78411159391031 SEI SCMSX CORE MARKET STRATEGY FUND CLASS I 78411155191032 SEI SMGSX MARKET GROWTH STRATEGY FUND CLASS I 78411151091033 SEI SPIIX S&P 500 INDEX FUND CLASS I 78392529089311 SEI SEIYX INSTL MGD HIGH-YIELD BOND FUND CLASS I 78392535760898 SELECTED FUNDS SLSSX SPECIAL SHARES CLASS S 816272108 30 0.0245097 SELECTED FUNDS SLASX AMERICAN SHARES CLASS S 81622110575457 SENTINEL SSIGX LOW DURATION BOND FUND CLASS A 81727085388515 SENTINEL SSSGX LOW DURATION BOND FUND CLASS S 81727049998341 SEXTANT SSGFX GROWTH FUND SEXTANT TRUST 80409610584257 SEXTANT SSIFX INTERNATIONAL FUND 804096501

108178 SHELTON NEXTX GREEN ALPHA FUND CLASS S 82301Q692108179 SHELTON SGCFX GREATER CHINA FUND CLASS S 823014105

96952 SIERRA SSIZX STRATEGIC INCOME FUND CLASS A 66537Y52096550 SIERRA SSIIX STRATEGIC INCOME FUND CLASS I 66537Y49692581 SIERRA SIRJX CORE RETIREMENT FUND CLASS I1 66537X27495653 SILVER PEPPER SPCAX COMMODITY STRATEGIES GLOB MACRO FD ADVISOR CLASS 46141P768 90 0.02

106483 SILVER PEPPER SPABX MERGER ARBITRAGE FUND ADVISOR CLASS 46141P743 90 0.0245193 SIT SDMGX DVLPG MKTS GROWTH FUND 82980D40046312 SIT SNIGX LARGE CAP GROWTH FUND 829797109 30 0.02

46551 SIT NBNGX MID CAP GROWTH FUND 829796101 30 0.0246808 SIT SNGVX US GOVT SEC FUND 82980010146809 SIT SNTIX TAX FREE INCOME FUND 82979910546810 SIT SSMGX SMALL CAP GROWTH FUND 82980D301 15 0.0246811 SIT SMTFX MN TAX FREE INCOME FUND 82979K10046812 SIT SNGRX INTL GROWTH FUND 82980D10346814 SIT SIBAX BALANCED FUND 82980D20245198 SSGA SSEMX EMERGING MKTS FUND CLASS A 78492478951160 SSGA SVSCX SMALL CAP FUND CLASS N 78492470651164 SSGA SSHYX HIGH YIELD BOND FUND CLASS N 78492466458869 SSGA SSMXX MONEY MARKET FUND CLASS N (RETAIL) 78492474892476 STADION ETFAX TACTICAL GROWTH FUND CLASS A 85235B81492477 STADION STOAX DEFENSIVE INTERNATIONAL FUND CLASS A 85235B87192478 STADION STTGX TRILOGY ALTERNATIVE RETURN FUND CLASS A 85235B70786021 STADION ETFFX MANAGED RISK 100 FUND CLASS A 85235B10386404 STADION ETFRX TACTICAL DEFENSIVE FUND CLASS A 85235B20286304 STEWARD SEAKX SELECT BOND FUND INDIVIDUAL CLASS 86032440986305 STEWARD SEEKX LARGE CAP ENHANCED INDEX FUND INDIVIDUAL CLASS 86032420186306 STEWARD SGIDX GLOBAL EQUITY INCOME FUND INDIVIDUAL CLASS 86032486286307 STEWARD SNTKX INTERNATIONAL ENHANCED INDEX FUND INDIVIDUAL CLASS 86032480588153 STEWART CAPITAL SCMFX MIDCAP FUND 86034310261201 SUNAMERICA FDSAX FOCUSED DIV STRATEGIC FUND CLASS A 86704B82261255 SUNAMERICA SFVAX STRATEGIC VALUE PORTFOLIO CLASS A 86703Y85691454 SUNAMERICA SASFX SENIOR FLOATING RATE FUND CLASS A 86703X50261720 SUNAMERICA STNAX FOCUSED TECH PORT FUND CLASS A 86703Y59162072 SUNAMERICA FOGAX FOCUSED GROWTH & INCOME FUND CLASS A 86703Y62566874 SUNAMERICA SIEAX INT'L DIVIDEND STRATEGY FUND CLASS A 867031726 90 0.02

7615 SUNAMERICA SDIAX STRATEGIC BOND FUND CLASS A 86691867574407 SUNAMERICA FASAX FOCUSED MULTI ASSET STRATEGY CLASS A 86703Y15385401 SUNAMERICA SUNAX COMMODITY STRATEGY FUND CLASS A 138679688656 SUNAMERICA FBAAX FOCUSED BALANCED STRATEGY FUND CLASS A 86704B10389849 SUNAMERICA GTFAX GLOBAL TRENDS FUND CLASS A 8.67E+11189860 SUNAMERICA SFLAX FOCUSED ALPHA LARGE CAP FUND CLASS A 86704E50389862 SUNAMERICA FOCAX FOCUSED ALPHA GROWTH FUND CLASS A 86704E80090086 SWAN SDRAX DEFINED RISK FUND CLASS A 66538E408 30 0.0190261 T ROWE PRICE PASVX SMALL CAP VALUE FUND ADVISOR CLASS 77957Q202 90 0.0190547 T ROWE PRICE PAWAX NEW AMERICA GROWTH FUND ADVISOR CLASS 77955720690922 T ROWE PRICE PAMCX MID CAP GROWTH FUND ADVISOR CLASS 77955620861682 T ROWE PRICE PAIBX INTL BOND FUND ADVISOR CLASS 77956H831 90 0.0262463 T ROWE PRICE PASTX SCIENCE & TECHNOLOGY FUND ADVISOR CLASS 77957M20193868 T ROWE PRICE PARJX RETIREMENT 2025 FUND ADVISOR CLASS 74149P66394501 T ROWE PRICE PAVLX VALUE FUND ADVISOR CLASS 77957820266258 T ROWE PRICE PABGX BLUE CHIP GROWTH FUND ADVISOR CLASS 77954Q20566259 T ROWE PRICE PAFDX EQUITY INCOME FUND ADVISOR CLASS 77954720766590 T ROWE PRICE PASHX SHORT TERM BOND FUND ADVISOR CLASS 77957P20466628 T ROWE PRICE TRSAX GROWTH STOCK FUND ADVISOR CLASS 74147920866693 T ROWE PRICE PAREX REAL ESTATE FUND ADVISOR CLASS 779919208 90 0.0197030 T ROWE PRICE PAIFX SUMMIT MUNICIPAL INTERMEDIATE FUND ADVISOR CLASS 77957N40768268 T ROWE PRICE PAHIX HIGH YIELD FUND ADVISOR CLASS 74148120498720 T ROWE PRICE PAIGX INTERNATIONAL GROWTH & INCOME FUND ADVISOR CLASS 77956H773 90 0.0269471 T ROWE PRICE PACLX CAPITAL APPRECIATION FUND ADVISOR CLASS 77954M20474854 T ROWE PRICE TAMVX MID CAP VALUE FUND ADVISOR CLASS 77957Y304

107473 T ROWE PRICE PAFRX FLOATING RATE FUND ADVISOR CLASS 87279B205 90 0.02108099 T ROWE PRICE PAAOX ASIA OPPORTUNITIES FUND ADVISOR CLASS 77956H617 90 0.02108102 T ROWE PRICE PACOX CAPITAL OPPORTUNITY FUND ADVISOR CLASS 77954P306

108103 T ROWE PRICE PAOPX CREDIT OPPORTUNITIES FUND ADVISOR CLASS 87279J208 90 0.02108104 T ROWE PRICE TADGX DIVIDEND GROWTH FUND ADVISOR CLASS 779546209108105 T ROWE PRICE PAIKX EMERGING MARKETS BOND FUND ADVISOR CLASS 77956H492 90 0.02108106 T ROWE PRICE PACEX EMERGING MARKETS CORPORATE BOND FD ADVISOR CLASS 77956H641 90 0.02108108 T ROWE PRICE PAELX EMERGING MKTS LOCAL CURRENCY BD FD ADVISOR CLASS 77956H666 90 0.02108109 T ROWE PRICE PAIJX EMERGING MARKETS VALUE STOCK FUND ADVISOR CLASS 77956H393 90 0.02108110 T ROWE PRICE PAFGX GLOBAL ALLOCATION FUND ADVISOR CLASS 87281T202108112 T ROWE PRICE PAGLX GLOBAL GROWTH STOCK FUND ADVISOR CLASS 77956H716 90 0.02108113 T ROWE PRICE PAIHX GLOBAL HIGH INCOME BOND FUND ADVISOR CLASS 77956H542 90 0.02108114 T ROWE PRICE PRSAX GLOBAL MULTI-SECTOR BOND FUND ADVISOR CLASS 74149N205108199 T ROWE PRICE PAGEX GLOBAL REAL ESTATE FUND ADVISOR CLASS 87279M102108200 T ROWE PRICE PAGSX GLOBAL STOCK FUND ADVISOR CLASS 77956H765108201 T ROWE PRICE PAIEX GLOBAL UNCONSTRAINED BOND FUND ADVISOR CLASS 77956H567108202 T ROWE PRICE PRAHX INTERMEDIATE TAX-FREE HIGH YIELD FD ADVISOR CLASS 87279L203108203 T ROWE PRICE PRNCX INTERNATIONAL CONCENTRATED EQUITY ADVISOR CLASS 77956H583108241 T ROWE PRICE PANIX NEW INCOME FUND ADVISOR CLASS 779570209108242 T ROWE PRICE PAEIX OVERSEAS STOCK FUND ADVISOR CLASS 77956H443108243 T ROWE PRICE TQSAX QM US SMALL & MID-CAP CORE EQ FUND ADVISOR CLASS 779917608108244 T ROWE PRICE TQVAX QM US VALUE EQUITY FUND ADVISOR CLASS 779917889108245 T ROWE PRICE PARGX RETIREMENT 2005 FUND ADVISOR CLASS 74149P713108261 T ROWE PRICE PARAX RETIREMENT 2010 FUND ADVISOR CLASS 74149P861108262 T ROWE PRICE PARHX RETIREMENT 2015 FUND ADVISOR CLASS 74149P689108263 T ROWE PRICE PARBX RETIREMENT 2020 FUND ADVISOR CLASS 74149P853108264 T ROWE PRICE PARCX RETIREMENT 2030 FUND ADVISOR CLASS 74149P846108265 T ROWE PRICE PARKX RETIREMENT 2035 FUND ADVISOR CLASS 74149P648108279 T ROWE PRICE PARDX RETIREMENT 2040 FUND ADVISOR CLASS 74149P838108280 T ROWE PRICE PARLX RETIREMENT 2045 FUND ADVISOR CLASS 74149P622108281 T ROWE PRICE PARFX RETIREMENT 2050 FUND ADVISOR CLASS 74149P739108282 T ROWE PRICE PAROX RETIREMENT 2055 FUND ADVISOR CLASS 74149P598108283 T ROWE PRICE TRRYX RETIREMENT 2060 FUND ADVISOR CLASS 74149P317108290 T ROWE PRICE PARIX RETIREMENT BALANCED FUND ADVISOR CLASS 74149P820108292 T ROWE PRICE PANRX TARGET 2005 FUND ADVISOR CLASS 74149P440108293 T ROWE PRICE PAERX TARGET 2010 FUND ADVISOR CLASS 74149P432108294 T ROWE PRICE PAHRX TARGET 2015 FUND ADVISOR CLASS 74149P424108295 T ROWE PRICE PAIRX TARGET 2020 FUND ADVISOR CLASS 74149P416108298 T ROWE PRICE PAJRX TARGET 2025 FUND ADVISOR CLASS 74149P390108299 T ROWE PRICE PAKRX TARGET 2030 FUND ADVISOR CLASS 74149P382108300 T ROWE PRICE PATVX TARGET 2035 FUND ADVISOR CLASS 74149P374108301 T ROWE PRICE PAHHX TARGET 2040 FUND ADVISOR CLASS 74149P366108302 T ROWE PRICE PAFFX TARGET 2045 FUND ADVISOR CLASS 74149P358108304 T ROWE PRICE PAOFX TARGET 2050 FUND ADVISOR CLASS 74149P341108305 T ROWE PRICE PAFTX TARGET 2055 FUND ADVISOR CLASS 74149P333108306 T ROWE PRICE TRTGX TARGET 2060 FUND ADVISOR CLASS 74149P283108307 T ROWE PRICE PATFX TAX-FREE HIGH YIELD FUND ADVISOR CLASS 741486203108308 T ROWE PRICE PATIX TAX-FREE SHORT-INTERMEDIATE FUND ADVISOR CLASS 779902204108309 T ROWE PRICE PAULX US LARGE CAP CORE FUND ADVISOR CLASS 74149R206

86245 T ROWE PRICE PATAX TAX FREE INCOME FUND ADVISOR CLASS 77957620687057 T ROWE PRICE PAITX INTERNATIONAL STOCK FUND ADVISOR CLASS 77956H823 90 0.0290014 T ROWE PRICE PASSX SMALL CAP STOCK FUND ADVISOR CLASS 779572403

108067 T ROWE PRICE RRTCX RETIREMENT 2030 FUND CLASS R 74149P80487001 TANAKA TGFRX GROWTH FUND CLASS R 875353302 5 0.0259963 TCW TGCNX SELECT EQUITIES FUND CLASS N 87234N73260467 TCW TGSNX SMALL CAP GROWTH FUND CLASS N 87234N66694116 TCW TGDVX RELATIVE VALUE LARGE CAP FUND CLASS N 87234N49296814 TCW TGFVX CONCENTRATED VALUE FUND CLASS N 87234N575

71203 TCW TGHNX HIGH YIELD BOND FUND CLASS N 87234N71651138 TCW TGVNX VALUE OPPORTUNITIES FUND CLASS N 87234N58351760 TCW TGMNX TOTAL RETURN BOND FUND CLASS N 87234N64151799 TCW TGIGX DIVIDEND FOCUSED FUND CLASS N 87234N51884451 TCW TGINX EMERGING MARKETS INCOME FUND CLASS N 87234N35186147 TCW TGFNX CORE FIXED INCOME FUND CLASS N 87234N724

905 TEMPLETON TEMFX FOREIGN FUND CLASS A 88019620968787 TEMPLETON TEMMX EMERGING MARKET SMALL CAP FUND CLASS A 88019R73247051 TEMPLETON ICPHX HARD CURRENCY FUND CLASS A 354728305

108006 TEMPLETON FINEX FOREIGN SMALLER COMPANIES FUND CLASS A 88019R48484457 TEMPLETON TGTRX GLOBAL TOTAL RETURN FUND CLASS A 88020888987788 TEMPLETON TAGBX GLOBAL BALANCED FUND CLASS A 88019R58388351 TEMPLETON TBOAX INTERNATIONAL BOND FUND CLASS A 88020850988501 TEMPLETON TFMAX FRONTIER MARKETS FUND CLASS A 88019R67458984 TEMPLETON TPINX GLOBAL BOND FUND CLASS A 88020810367898 TEMPLETON TINCX GLOBAL BALANCED FUND CLASS A1 88019R79961076 TETON WESRX WESTWOOD INCOME FUND CLASS AAA 88166L793 7 0.0248503 TETON WESCX WESTWOOD SMALLCAP EQUITY FUND CLASS AAA 88166L694 7 0.0251233 TETON WEMMX WESTWOOD MIGHTY MITES FUND CLASS AAA 88166L652 7 0.0245187 TETON WESWX WESTWOOD EQUITY FUND CLASS AAA 88166L10847073 TETON WEBAX WESTWOOD BALANCED FUND CLASS AAA 88166L50447074 TETON WEIBX WESTWOOD INTERMEDIATE BOND FD CLASS AAA 88166L75190548 THIRD AVENUE TVRVX REAL ESTATE VALUE FUND INVESTOR CLASS 884116872 60 0.0160921 THORNBURG TGVAX INTL VALUE FUND CLASS A 88521565761786 THORNBURG TIBAX INCOME BUILDER FUND CLASS A 88521555866629 THORNBURG THCGX CORE GROWTH FUND CLASS A 88521558246416 THORNBURG TVAFX VALUE FUND CLASS A 88521573146759 THORNBURG THIFX LTD TERM INCOME FUND CLASS A 88521550986402 THORNBURG TIGAX INTL GROWTH FUND CLASS A 88521531987911 THORNBURG LTCAX CA LTD TERM MUNI FUND CLASS A 88521542671206 TIMOTHY PLAN TPIAX INTERNATIONAL FUND CLASS A 88743263171207 TIMOTHY PLAN TPHAX HIGH YIELD BOND FUND CLASS A 88743261566653 TIMOTHY PLAN TAAGX AGGRESSIVE GROWTH FUND CLASS A 88743281366654 TIMOTHY PLAN TLGAX LARGE/MID-CAP GROWTH FUND CLASS A 88743278966655 TIMOTHY PLAN TPLNX SMALL-CAP VALUE FUND CLASS A 88743240966656 TIMOTHY PLAN TLVAX LARGE MID CAP VALUE FUND CLASS A 88743260766658 TIMOTHY PLAN TFIAX FIXED INCOME FUND CLASS A 88743288866660 TIMOTHY PLAN TSGAX STRATEGIC GROWTH FUND CLASS A 88743276366661 TIMOTHY PLAN TCGAX CONSERVATIVE GROWTH FUND CLASS A 887432730

107573 TIMOTHY PLAN TGIAX GROWTH & INCOME FUND CLASS A 88743238386300 TIMOTHY PLAN TPDAX DEFENSIVE STRATEGIES FUND CLASS A 88743258188489 TIMOTHY PLAN TPAIX ISRAEL COMMON VALUES FUND CLASS A 88743256550180 TOCQUEVILLE TOPPX SMALL CAP VALUE FUND 888894409 90 0.0260006 TOCQUEVILLE TGLDX GOLD FUND 888894862 90 0.0268263 TOCQUEVILLE TOCQX TOCQUEVILLE FUND 888894102 90 0.0268264 TOCQUEVILLE TIVFX INTERNATIONAL VALUE 888894300 90 0.0294213 TOCQUEVILLE TSELX SELECT FUND 888894839 90 0.0251245 TOCQUEVILLE DEFIX THE DELAFIELD FUND 88889484791760 TORTOISE TORTX MLP & PIPELINE FUND INV CLASS 56166Y30571220 TOUCHSTONE TOHAX OHIO INSURED TAX-FREE FUND CLASS A 89154V60360197 TOUCHSTONE TGVFX GROWTH OPPORTUNITIES FUND CLASS A 89154X70860903 TOUCHSTONE THYAX HIGH YIELD FUND CLASS A 89154W80960905 TOUCHSTONE TEQAX SUSTAINABILITY & IMPACT EQUITY FUND CLASS A 89154X30291312 TOUCHSTONE TSNAX SANDS CAPITAL SELECT GROWTH FUND CLASS A 89155T84791810 TOUCHSTONE TFOAX FOCUSED FUND CLASS A 89154X245

91823 TOUCHSTONE TMAPX MID CAP FUND CLASS A 89155H62992721 TOUCHSTONE TMGAX MERGER ARBITRAGE FUND CLASS A 89155T73093659 TOUCHSTONE TMARX ARBITRAGE FUND CLASS A 89155T63194877 TOUCHSTONE TVOAX SMALL CAP VALUE FUND CLASS A 89155T82195887 TOUCHSTONE FSIEX INTERNATIONAL VALUE FUND CLASS A 89154Q66197062 TOUCHSTONE TVLAX VALUE FUND CLASS A 89154X46897218 TOUCHSTONE TSFAX SMALL CAP FUND CLASS A 89155H27251296 TOUCHSTONE TEGAX MID CAP GROWTH FUND CLASS A 89154X88085120 TOUCHSTONE FFSAX FLEXIBLE INCOME FUND CLASS A 89154Q62066605 TOUCHSTONE PTSGX SANDS CAPITAL SELECT GROWTH FD CLASS Z 89155H81971190 TRANSAMERICA IMLAX ASSET ALLOC-MODERATE GROWTH PORTF CLASS A 89395769662253 TRILLIUM PORTX PORTFOLIO 21 GLOBAL EQUITY FUND RETAIL CLASS 74293558845584 TURNER TSCEX SMALL CAP GROWTH FUND INV CL 90029730047880 TURNER TMCGX EMERGING GROWTH FUND INV CL 87252430162508 TURNER TTOPX CONCENTRATED GROWTH FUND INV CL 87252R86246754 TURNER TMGFX MID CAP GROWTH FUND INV CL 90029740993165 TURNER TMSFX MEDICAL SCIENCES LONG/SHORT FUND INV CLASS 90029755797055 TURNER TCGFX LARGE GROWTH FUND INVESTOR CLASS 90029783989182 TURNER TSPCX SPECTRUM FUND INVESTOR CLASS 90029765651408 VALUE LINE VLHYX TAX EXEMPT NATL BOND PORT FUND 92046120951735 VALUE LINE VALBX US GOVT SECURITIES FUND 920466109

448 VAN ECK INIVX INTL INV GOLD FUND CLASS A 92107550345720 VAN ECK GHAAX GLOBAL HARD ASSETS FUND CLASS A 92107575046719 VAN ECK GBFAX EMERGING MARKETS FUND CLASS A 92107587587009 VAN ECK CMCAX CM COMMODITY INDEX FUND CLASS A 92107531362271 VICTORY SSVSX SPECIAL VALUE FUND CLASS A 92646484361618 VICTORY VNMAX NATIONAL MUNICIPAL BOND FUND CLASS A 92646472893152 VICTORY VSCVX INTEGRITY SMALL-CAP VALUE FUND CLASS A 92647K82051667 VICTORY MMEAX INTEGRITY DISCOVERY FUND CLASS A 92647K60651784 VICTORY SRVEX DIVERSIFIED STOCK FUND CLASS A 92646460373289 VICTORY GRINX DIVERSIFIED STOCK FUND CLASS R 92646442194162 VICTORY INCORE MUCAX TOTAL RETURN BOND FUND CLASS A 92646A35147207 VICTORY INCORE SBFCX INVESTMENT GRADE CONVERTIBLE FUND CLASS A 92646453885488 VICTORY INCORE IPFIX FUND FOR INCOME CLASS A 92646475162732 VICTORY MUNDER MGOAX MID CAP CORE GROWTH FUND CLASS A 92647K87947850 VICTORY MUNDER MNNAX MULTI-CAP FUND CLASS A 92646A29473675 VICTORY SYCAMORE VETAX ESTABLISHED VALUE FUND CLASS A 92646423147533 VICTORY SYCAMORE GETGX ESTABLISHED VALUE FUND CLASS R 92646437166621 VIRTUS JVIAX FOREIGN OPPORTUNITIES FUND CLASS A 92828R859

1667 VIRTUS PHCHX HIGH YIELD FUND CLASS A 92828R78472957 VIRTUS CTESX CA TAX EXEMPT BOND FUND CLASS A 92828R50375113 VIRTUS SAVAX BOND FUND CLASS A 92828R10775456 VIRTUS PDIAX GROWTH & INCOME FUND CLASS A 92828N87446860 VIRTUS NAMFX MULTI-SECTOR INTERMEDIATE BOND FD CLASS A 92828R67746869 VIRTUS PHRAX REAL ESTATE SECURITIES FUND CLASS A 92828R58687357 VIRTUS HEMZX EMERGING MKTS OPPORTUNITIES FUND CLASS A 92828T70765489 VOYA IGLAX GLOBAL REAL ESTATE FUND CLASS A 92913X84586901 VOYA NMCAX MID CAP OPPORTUNITIES FUND CLASS A 92913K88475487 VRM FUNDS LPEAX LISTED PRIVATE EQUITY PLUS FUND CLASS A 62827L83195539 WBI WBIDX ABSOLUTE RETURN DIV GROWTH FUND NO LOAD 00768D657 60 0.0296386 WBI WBDNX ABSOLUTE RETURN DIVIDEND INCOME FD NO LOAD CLASS 00770X816 60 0.0289199 WBI WBADX ABSOLUTE RETURN BALANCED FUND NO LOAD CLASS 00768D673 60 0.0294468 WCM WCMRX FOCUSED INT'L GROWTH FUND INV CL 461418386 30 0.0150122 WEITZ WPVLX PARTNERS VALUE FUND INV CLASS 94904P60950209 WEITZ WVALX VALUE FUND INV CLASS 94904P203

88879 WEITZ WSHNX SHORT-INTERMEDIATE INCOME FUND INVESTOR CLASS 94904P86462687 WEITZ WEHIX HICKORY FUND 94904P50093987 WEITZ WBALX BALANCED FUND 94904P10492361 WELLS FARGO WFDAX DISCOVERY FUND CLASS A 94992150660563 WELLS FARGO SMVAX SMALL CAP VALUE FUND CLASS A 94991532660699 WELLS FARGO EKWAX PRECIOUS METALS FUND CLASS A 94985D53390811 WELLS FARGO WARAX ABSOLUTE RETURN FUND CLASS A 94987W10991045 WELLS FARGO SENAX ENTERPRISE FUND CLASS A 94991537561045 WELLS FARGO EAAFX ASSET ALLOCATION FUND CLASS A 94985D44291182 WELLS FARGO WFVAX SMALL MIDCAP VALUE FUND CLASS A 94992170461266 WELLS FARGO NVAEX EQUITY INCOME FUND CLASS A 94975G73691377 WELLS FARGO SMAVX ULTRA SHORT TERM MUNI FUND CLASS A 94991788461430 WELLS FARGO EKHAX HIGH YIELD BOND FUND CLASS A 94985D21091442 WELLS FARGO WFGBX GROWTH BALANCED FUND CLASS A 94975G39761610 WELLS FARGO WSMAX SHORT TERM MUNICIPAL BOND FUND CLASS A 94984B75191791 WELLS FARGO EWEAX INTRINSIC WORLD EQUITY FUND CLASS A 94985D81461886 WELLS FARGO STAEX ENDEAVOR SELECT FUND CLASS A 94991559962141 WELLS FARGO STYAX CORE PLUS BOND FUND CLASS A 94975H79192750 WELLS FARGO VMPAX STRATEGIC MUNI BOND FUND CLASS A 94985D77293227 WELLS FARGO WFPAX SPECIAL MID CAP VALUE FUND CLASS A 94992130893793 WELLS FARGO SFAAX INDEX ASSET ALLOCATION FUND CLASS A 94975H24794106 WELLS FARGO EKBAX DIVERSIFIED CAPITAL BUILDER CLASS A 94985D38495270 WELLS FARGO EIVAX INTRINSIC VALUE FUND CLASS A 94984B22365645 WELLS FARGO SIFEX SPECIALIZED FINANCIAL SERV FUND CLASS A 94975J87096353 WELLS FARGO SCTAX CALIFORNIA TAX FREE FUND CLASS A 94975H71896968 WELLS FARGO STAFX LARGE CAP GROWTH FUND CLASS A 94975P46298252 WELLS FARGO WFSAX SMALL COMPANY GROWTH FUND CLASS A 94975J35998737 WELLS FARGO EVSAX DISCIPLINED US CORE FUND CLASS A 94984B17372097 WELLS FARGO SCSAX COMMON STOCK FUND CLASS A 94991544173767 WELLS FARGO NVDAX DIVERSIFIED EQUITY FUND CLASS A 94975G10844919 WELLS FARGO EVUAX UTILITY & TELECOMM FUND CLASS A 94985D48345519 WELLS FARGO SILAX DIVERSIFIED INTERNATIONAL FUND CLASS A 94975G67845694 WELLS FARGO EMGAX EMERGING MARKETS EQUITY FUND CLASS A 94984B38946021 WELLS FARGO EKGAX GLOBAL OPPORTUNITIES FUND CLASS A 94985D85546135 WELLS FARGO PIVXX TREASURY PLUS MON MKT FUND CLASS A 94975H320

106192 WELLS FARGO SADAX ULTRA SHORT TERM INCOME FUND CLASS A 949917728106193 WELLS FARGO WWTFX WISCONSIN TAX FREE FUND CLASS A 949921613106194 WELLS FARGO CBMAX C&B MIDCAP VALUE FUND CLASS A 94975J250106195 WELLS FARGO WFTAX INTERMEDIATE TAX/AMT FREE FUND CLASS A 949921860106404 WELLS FARGO EGOAX LARGE CAP CORE FUND CLASS A 94984B553

46794 WELLS FARGO WMFAX MUNICIPAL BOND FUND CLASS A 94991784347374 WELLS FARGO WFILX INDEX FUND CLASS A 94984B77747505 WELLS FARGO SGVDX GOVERNMENT SECURITIES FUND CLASS A 94991755347511 WELLS FARGO EKOAX OMEGA FUND CLASS A 94985D10350506 WELLS FARGO EKSAX DIVERSIFIED INCOME BUILDER FUND CLASS A 94985D34350664 WELLS FARGO ESAAX ADJUSTABLE RATE GOV'T FUND CLASS A 94985D66550739 WELLS FARGO EKJAX PREMIER LARGE COMPANY GROWTH FUND CLASS A 94984B49650740 WELLS FARGO EGWAX TRADITIONAL SMALL CAP GROWTH FD CLASS A 94985D25150883 WELLS FARGO ESPAX SPECIAL SMALL CAP VALUE FUND CLASS A 94984B43951190 WELLS FARGO MSDAX SHORT DURATION GOVT BOND FUND CLASS A 94975J57384598 WELLS FARGO ESIYX INTERNATIONAL BOND FUND CLASS A 94985D62484601 WELLS FARGO MBFAX CORE BOND FUND CLASS A 94975J63185736 WELLS FARGO SGRAX GROWTH FUND CLASS A 94991567285737 WELLS FARGO STTRX DOW JONES TARGET 2020 FUND CLASS A 94975G23185738 WELLS FARGO STHRX DOW JONES TARGET 2030 FUND CLASS A 94975G181

85739 WELLS FARGO STFRX DOW JONES TARGET 2040 FUND CLASS A 94975G14085757 WELLS FARGO WFEAX INTERNATIONAL EQUITY FUND CLASS A 94991517786262 WELLS FARGO SHBAX HIGH INCOME FUND CLASS A 94991751287551 WELLS FARGO WEMAX EMERGING GROWTH FUND CLASS A 94992172087552 WELLS FARGO WLCAX LARGO COMPANY VALUE FUND CLASS A 94992169687594 WELLS FARGO WFAAX ASIA PACIFIC FUND CLASS A 94992188658429 WELLS FARGO WFSTX SPECIALIZED TECH FUND CLASS A 94975H14889197 WELLS FARGO SOPVX OPPORTUNITY FUND CLASS A 94991545889851 WELLS FARGO EKVAX PENNSYLVANIA TAX FREE FUND CLASS A 94985D69951188 WELLS FARGO ADVANTAGE MFFAX EMERGING MKTS FOCUS FUND CLASS A 94975J68051191 WELLS FARGO ADVANTAGE NVLAX LARGE COMPANY GROWTH FUND CLASS A 94975G59512315 WESTCHESTER CAPITAL MERFX THE MERGER FUND INVESTOR CLASS 58950910872290 WESTCORE WTSLX SELECT FUND RETAIL CL 95790457649570 WESTCORE WTIFX INTL SMALL CAP FUND RETAIL CL 95790455091749 WESTCORE WTMVX BLUE CHIP DIVIDEND FUND RETAIL CLASS 95790488145315 WESTCORE WTMGX MIDCO GROWTH FUND 95790471794823 WILLIAM BLAIR WMCNX MACRO ALLOCATION FUND CLASS N 96925179251739 WILLIAM BLAIR WBSNX SMALL CAP GROWTH FUND CLASS N 93001477 60 0.0198015 WILMINGTON ARBAX STRATEGIC ALLOCATION MODERATE FUND CLASS A 97181C74698806 WILMINGTON MVSAX SHORT TERM BOND FUND CLASS A 97181C62171808 WILMINGTON WMMRX MULTI-MANAGER REAL ASSET FUND CLASS A 97181C449 60 0.0166886 WINTERGREEN WGRNX WINTERGREEN FUND INVESTOR CLASS 97607W102 60 0.0287599 WORLD COMMODITY FUND WCOMX 98155510545919 WRIGHT WIBCX INTL BLUE CHIP EQUITIES FUND STANDARD CLASS 98235F404 90 0.0246613 WRIGHT WSBEX SELECTED BLUE CHIP EQUITIES FUND STANDARD CLASS 98235F10746909 WRIGHT WQCEX MAJOR BLUE CHIP EQUITIES FUND STANDARD CLASS 98235F30546917 WRIGHT WCIFX CURRENT INCOME FUND STANDARD CLASS 98234960791292 ZACKS CZOAX ALL CAP CORE FUND CLASS A 461418204 30 0.0291293 ZACKS ZMNAX MARKET NEUTRAL FUND CLASS A 461418709 30 0.0291291 ZACKS ZSCCX SMALL CAP CORE FUND NO LOAD 461418428 30 0.02

Product ID Fund Family Symbol Fund Name

108486 ADVISORS PREFERRED TRUST QACAX QUANTIFIED ALL CAP EQUITY FUND108487 ADVISORS PREFERRED TRUST QALAX QUANTIFIED ALT INVESTMENT FUND108488 ADVISORS PREFERRED TRUST QBDAX QUANTIFIED MGD INCOME FUND108489 ADVISORS PREFERRED TRUST QMLAX QUANTIFIED MARKET LEADERS FUND108490 ADVISORS PREFERRED TRUST QSTAX QUANTIFIED STF FUND

51634 AL FRANK VALUX AL FRANK FUND51764 ASTON ATASX SMALL CAP FUND

108572 BLACKROCK BAAPX 80/20 TARGET ALLOCATION FUND108574 BLACKROCK BDSAX DISCIPLINED SMALL CAP CORE FUND

96934 BLACKROCK MCDXX MUNICASH FUND96935 BLACKROCK MFDXX MUNIFUND96936 BLACKROCK TCDXX TEMPCASH96937 BLACKROCK TSDXX FEDERAL TRUST96939 BLACKROCK TFEXX T-FUND95243 BLACKROCK BRRIX MULTI-ASSET REAL RETURN FUND

108606 BLACKROCK BRRAX MULTI-ASSET REAL RETURN FUND108434 BLACKSTONE ALTERNATIVE BXMMX MULTI-MANAGER FUND108495 BROWN ADVISORY BAQAX SOMERSET EMERGING MARKETS108496 BROWN ADVISORY BADAX EQUITY INCOME FUND108497 BROWN ADVISORY BAFAX FLEXIBLE EQUITY FUND108499 BROWN ADVISORY BAVAX VALUE EQUITY FUND108501 BROWN ADVISORY BASAX SMALL-CAP GROWTH FUND108502 BROWN ADVISORY BAHAX WMC STRATEGIC EUROPEAN EQUITY FUND108503 BROWN ADVISORY BAJAX WMC JAPAN ALPHA OPPORTUNITIES FUND

25044 DREYFUS DRGIX U.S. TREAS INTERMEDIATE TERM FUND45441 DREYFUS PEOPX S&P 500 INDEX FUND45582 DREYFUS DDSTX DISCIPLINED STOCK FUND45608 DREYFUS DAGVX STRATEGIC VALUE FUND46220 DREYFUS DREVX DREYFUS FUND46506 DREYFUS DRFMX EMERGING MARKETS FUND46949 DREYFUS DGRIX GROWTH & INCOME FUND46956 DREYFUS DREQX RESEARCH GROWTH FUND46963 DREYFUS DNLDX ACTIVE MIDCAP FUND61420 DREYFUS DTMGX TAX MANAGED GROWTH FUND67282 DREYFUS DLTSX CORE EQUITY FUND67617 DREYFUS DNLAX NATURAL RESOURCES FUND68860 DREYFUS FRSDX MIDCAP GROWTH FUND72955 DREYFUS DIEAX INTERNATIONAL EQUITY FUND84728 DREYFUS DIBAX INTERNATIONAL BOND FUND93984 DREYFUS DTCAX THIRD CENTURY FUND97612 DREYFUS DISAX INTERNATIONAL STOCK FUND98517 DREYFUS DGLAX GLOBAL STOCK FUND

107346 DREYFUS DQIAX EQUITY INCOME FUND107347 DREYFUS DPSAX STRUCTURED MIDCAP FUND

60980 FRANKLIN FLVAX LARGE CAP VALUE FUND95809 GRANDEUR PEAK GPROX GLOBAL REACH FUND

95810 GRANDEUR PEAK GPGOX GLOBAL OPPORTUNITIES FUND75214 GUGGENHEIM RYLFX MANAGED COMMODITIES STRATEGY FUND67997 HANCOCK HORIZON HHRAX GROWTH FUND68837 HANCOCK HORIZON HHBAX CORE BOND FUND68838 HANCOCK HORIZON HHGAX VALUE FUND96290 HUBER HULIX CAPITAL EQUITY INCOME FUND66692 MANNING & NAPIER EXWAX WORLD OPPORTUNITIES SERIES67181 MANNING & NAPIER EXEYX EQUITY SERIES91429 MANNING & NAPIER EXITX INTERNATIONAL SERIES FUND

105872 MANNING & NAPIER MNHCX PRO BLEND MAX TERM SERIES FUND105870 MANNING & NAPIER MTHRX TARGET 2010 SERIES FUND

96791 MANNING & NAPIER MNEMX EMERGING MARKETS SERIES87543 MEEDER FLDGX DYNAMIC GROWTH FUND87545 MEEDER FLAGX AGGRESSIVE GROWTH FUND87546 MEEDER FLFGX GLOBAL OPPORTUNITIES FUND87579 MEEDER FLDFX BALANCED FUND

107515 MEEDER FLBDX TOTAL RETURN BOND FUND107516 MEEDER FLSPX SPECTRUM FUND107517 MEEDER FLDOX DIVIDEND OPPORTUNITIES FUND

87548 MILLER/HOWARD FLRUX INFRASTRUCTURE FUND108662 NATIONWIDE GMRAX SMALL CAP INDEX FUND

91780 NORTHERN NMMCX MULTI-MANAGER MID CAP FUND44721 NUVEEN FSCAX SMALL CAP VALUE FUND45306 NUVEEN FLTDX LTD TERM MUNICIPAL BOND FUND48242 NUVEEN FAFIX CORE PLUS BOND FUND48494 NUVEEN FKSTX KANSAS MUNI BOND FUND60889 NUVEEN NHMAX HIGH YIELD MUNI BOND FUND60891 NUVEEN NNGAX LARGE-CAP VALUE FUND61986 NUVEEN FASEX MID CAP VALUE FUND62502 NUVEEN FRSLX MID CAP GROWTH OPPS FUND62643 NUVEEN EMGRX SMALL CAP SELECT FUND69356 NUVEEN NQVAX NWQ MULTI-CAP VALUE FUND71218 NUVEEN FOHTX OHIO MUNI BOND FUND72886 NUVEEN NMBAX INTERMEDIATE DURATION MUNI-BOND84241 NUVEEN NSCAX NWQ SMALL CAP VALUE FUND84243 NUVEEN NAIGX TRADEWINDS INT'L VALUE FUND84333 NUVEEN NVOAX TRADEWINDS VALUE OPPORTUNITIES FUND85202 NUVEEN NWGAX TRADEWINDS GLOBAL ALL CAP FUND86560 NUVEEN FKYTX KENTUCKY MUNICIPAL BOND FUND87912 NUVEEN NCAAX CA MUNICIPAL BOND FUND89175 NUVEEN NTMAX TACTICAL MARKET OPPORTUNITIES FUND90166 NUVEEN NTEAX TRADEWINDS EMERGING MARKETS FUND90467 NUVEEN NSBAX SANTA BARBARA DIV GROWTH FUND90926 NUVEEN FDXAX MID CAP INDEX FUND91859 NUVEEN FLAAX ALL-AMERICAN MUNI BOND FUND92589 NUVEEN FMOTX MISSOURI MUNI BOND FUND96028 NUVEEN FGIAX GLOBAL INFRASTRUCTURE FUND

96185 NUVEEN FAIPX INFLATION PROTECTED SECURITIES FUND96292 NUVEEN FFEIX DIVIDEND VALUE FUND96342 NUVEEN FALTX SHORT TERM BOND FUND96402 NUVEEN FRGWX LARGE CAP GROWTH OPTTYS FUND96905 NUVEEN NVHAX SHORT DURATION HIGH YILD MUNI BD FD97400 NUVEEN NCOAX SYMPHONY CREDIT OPPORTUNITIES FUND97731 NUVEEN NCHAX CA HIGH YIELD MUNI BOND FUND

103823 NUVEEN NNJAX NEW JERSEY MUNI BOND FUND105824 NUVEEN NCCAX SYMPHONY MID CAP CORE FUND106061 NUVEEN NBQAX INTERNATIONAL GROWTH FUND107309 NUVEEN NRIAX REAL ASSET INCOME FUND107365 NUVEEN FIGAX INERMEDIATE GOVT BOND FUND107896 NUVEEN FVATX VIRGINIA MUNI BOND FUND107960 NUVEEN FSNAX STRATEGY GROWTH ALLOCATION FUND108224 NUVEEN NMAEX EQUITY MARKET NEUTRAL FUND

60645 PAX WORLD PAXHX HIGH YIELD BOND FUND108478 PRINCIPAL PENAX LIFETIME 2010 FUND108479 PRINCIPAL PLGAX LARGECAP GROWTH I FUND108480 PRINCIPAL PVCAX MIDCAP VALUE III FUND108481 PRINCIPAL PTBAX LIFETIME 2020 FUND108482 PRINCIPAL PSVAX SMALLCAP VALUE II FUND108483 PRINCIPAL PFAFX INTERNATIONAL I FUND108484 PRINCIPAL PGMMX MULTI-MANAGER EQUITY LONG/SHORT FD108505 PRINCIPAL PRDYX REAL ESTATE DEBT INCOME FUND107446 TRANSPARENT VALUE ZZZZ LARGE CAP GROWTH FUND

62253 TRILLIUM PORTX PORTFOLIO 21 GLOBAL EQUITY FUND74832 UBS BGFYX ASSET GROWTH FUND62419 WILSHIRE DTLVX LARGE COMPANY VALUE PORTFOLIO FUND96271 WILSHIRE DTLGX LARGE COMPANY GROWTH PORTFOLIO96272 WILSHIRE DTSGX SMALL COMPANY GROWTH PORTFOLIO96273 WILSHIRE WLCTX INTERNATIONAL EQUITY FUND96617 WILSHIRE WFIVX 5000 INDEX FUND

Share Class Cusip Date Action

ADVISOR CLASS 00771F772 5/4/2016 AddedADVISOR CLASS 00771F756 5/4/2016 AddedADVISOR CLASS 00771F780 5/4/2016 AddedADVISOR CLASS 00771F764 5/4/2016 AddedADVISOR CLASS 00771F731 5/4/2016 AddedCLASS A 66538A356 5/26/2016 RemovedCLASS N 00078H216 5/31/2016 RemovedCLASS A 09256H799 5/9/2016 AddedCLASS A 91936476 5/9/2016 AddedDOLLAR CLASS (MUNI) 09248U833 5/19/2016 RemovedDOLLAR CLASS (RETAIL) 09248U791 5/19/2016 RemovedDOLLAR CLASS (PRIME) 09248U635 5/19/2016 RemovedDOLLAR CLASS (GOVT) 09248U866 5/19/2016 RemovedDOLLAR CLASS (TREAS) 09248U692 5/19/2016 RemovedINST'L CLASS 91936559 5/25/2016 RemovedCLASS A 91936575 5/25/2016 RemovedCLASS I 09257V102 5/25/2016 RemovedADVISOR CLASS 115233637 5/4/2016 AddedADVISOR CLASS 115233678 5/4/2016 AddedADVISOR CLASS 115233850 5/4/2016 AddedADVISOR CLASS 115233884 5/4/2016 AddedADVISOR CLASS 115233827 5/4/2016 AddedADVISOR CLASS 115233595 5/4/2016 AddedADVISOR CLASS 115233553 5/4/2016 Added

26202G105 5/26/2016 Removed26200Q105 5/26/2016 Removed261978340 5/26/2016 Added

CLASS A 26200C205 5/26/2016 Added262003106 5/26/2016 Added

CLASS A 26201H104 5/26/2016 Added261942106 5/26/2016 Added

CLASS Z 26203H102 5/26/2016 AddedCLASS A 86271F107 5/26/2016 AddedCLASS A 261978381 5/26/2016 AddedCLASS A 261978217 5/26/2016 AddedCLASS A 26202P857 5/26/2016 AddedCLASS A 262001795 5/26/2016 AddedCLASS A 26201F108 5/26/2016 AddedCLASS A 261980684 5/26/2016 RemovedCLASS A 2.62E+105 5/26/2016 AddedCLASS A 86271F784 5/26/2016 AddedCLASS A 86271F834 5/26/2016 AddedCLASS A 261980650 5/26/2016 AddedCLASS A 26200C726 5/26/2016 AddedCLASS A 355148701 5/20/2016 RemovedINVESTOR CLASS 31761R104 6/1/2016 Removed

INVESTOR CLASS 317609386 6/1/2016 RemovedCLASS H 78356A251 5/23/2016 RemovedINVESTOR CLASS 41012R845 5/31/2016 RemovedINVESTOR CLASS 41012R704 5/31/2016 RemovedINVESTOR CLASS 41012R878 5/31/2016 RemovedINV CLASS 7989387 5/19/2016 RemovedCLASS A 563821545 5/16/2016 AddedCLASS A 563821602 5/16/2016 AddedCLASS S 563821529 5/16/2016 AddedCLASS C 56382P591 5/16/2016 RemovedCLASS R 56382P823 5/17/2016 RemovedCLASS S 56382P567 5/31/2016 Added

58510R879 5/19/2016 Added58510R887 5/19/2016 Added58510R606 5/19/2016 Added58510R705 5/19/2016 Added58510R507 5/19/2016 Added58510R408 5/19/2016 Added58510R853 5/19/2016 Added

RETAIL CLASS 58510R861 5/19/2016 AddedCLASS A 63867V705 5/17/2016 Added

665162574 5/23/2016 RemovedCLASS A 670678309 5/31/2016 AddedCLASS A 67065Q848 5/31/2016 AddedCLASS A 670678101 5/31/2016 AddedCLASS A 67065R101 5/31/2016 AddedCLASS A 67065Q749 5/31/2016 AddedCLASS A 67064Y503 5/31/2016 AddedCLASS A 670678853 5/31/2016 AddedCLASS A 670690718 5/31/2016 AddedCLASS A 670690833 5/31/2016 AddedCLASS A 67064Y792 5/31/2016 AddedCLASS A 67065R762 5/31/2016 AddedCLASS A 67065Q202 5/31/2016 AddedCLASS A 67064Y750 5/31/2016 AddedCLASS A 67065W506 5/31/2016 AddedCLASS A 67064Y669 5/31/2016 AddedCLASS A 67065W795 5/31/2016 AddedCLASS A 67065R507 5/31/2016 AddedCLASS A 67065N100 5/31/2016 AddedCLASS A 670690221 5/31/2016 AddedCLASS A 670725407 5/31/2016 AddedCLASS A 67065W662 5/31/2016 AddedCLASS A 670690809 5/31/2016 AddedCLASS A 67065Q889 5/31/2016 AddedCLASS A 67065R812 5/31/2016 AddedCLASS A 670690494 5/31/2016 Added

CLASS A 670690346 5/31/2016 AddedCLASS A 670678887 5/31/2016 AddedCLASS A 670678697 5/31/2016 AddedCLASS A 670690650 5/31/2016 AddedCLASS A 67065Q673 5/31/2016 AddedCLASS A 67066D754 5/31/2016 AddedCLASS A 67065N589 5/31/2016 AddedCLASS A 67065N753 5/31/2016 AddedCLASS A 67065W571 5/31/2016 AddedCLASS A 670725738 5/31/2016 AddedCLASS A 670690171 5/31/2016 AddedCLASS A 670690460 5/31/2016 AddedCLASS A 67065L690 5/31/2016 AddedCLASS A 67074V812 5/31/2016 AddedCLASS A 670729763 5/31/2016 AddedINDIVIDUAL INVESTOR CLASS 704223700 5/11/2016 RemovedCLASS A 74254T120 5/3/2016 AddedCLASS A 74255L480 5/3/2016 AddedCLASS A 742537301 5/3/2016 AddedCLASS A 74254U101 5/3/2016 AddedCLASS A 742537509 5/3/2016 AddedCLASS A 742537707 5/3/2016 AddedCLASS A 74256W675 5/3/2016 AddedCLASS A 742537558 5/4/2016 AddedCLASS A 89386C795 5/10/2016 RemovedRETAIL CLASS 742935588 5/4/2016 AddedCLASS P 90262H130 6/1/2016 RemovedINV CLASS 971897202 5/13/2016 RemovedINV CLASS 971897103 5/13/2016 RemovedINV CLASS 971897301 5/13/2016 RemovedINV CLASS 971897822 5/13/2016 RemovedINV CLASS 971897855 5/13/2016 Removed

Mutual Fund Disclosures

This fund list is not a complete list of available funds on the Trust Company platform. This list only contains funds available for participation in the Custody Advantage Fee Credit program.

three or more days to complete activation depending on the fund’s processing time. Before making an initial investment into a fund, contact your relationship manager to check the funds availability.

Funds not listed may be requested by an advisor. Availability of a new fund varies depending on the fund’s processing time and trading requirements. To request a new fund, contact your relationship manager.

Some of the funds listed are load funds negotiated at net asset value. Fund companies may place certain conditions on net asset value purchases that would make the fund ineligible in certain situations or for certain

restrict trading at any time without notice. Advisors are responsible for compliance and for knowing all fund-imposed restrictions, holding periods, and any resulting penalties or fees. All fees, penalties, and other charges are the responsibility of the investor.

funds. Trust Company cut-off times may differ from a fund’s cut-off time depending on Trust Company processing requirements.