private capital markets awards 2018 pcma nomination form...(pcma) has brought together exempt market...

Private Capital Markets Awards 2018 PCMA Nomination Form> Entry Deadline February 07, 2018

> Last-minute Entry Deadline February 14, 2018

> Upload completed form to: [email protected]

The Private Capital Markets Awards are the only national industry awards for private capital markets professionals, which recognize business leaders who help build a vibrant and successful private capital markets in Canada. In 2012, the PCMA launched these national awards as the first and only national industry awards for exempt market issuers, dealers and professionals that promote best practices and high standards of conduct in the private capital markets.

Nominees are evaluated based on their leadership in the indus-try, their contribution to the deal, innovative market, product or investment opportunities created, the benefits of the deal for the issuer and for investors, and the overall impact of the deal on the quality and integrity of the private capital markets. The award selection committee is comprised of independent members of the PCMA and its national Board of Directors.

Capital raised in the private capital/exempt market helps finance economic activity across Canada and is an important contributor to supporting entrepreneurial business, and creating wealth for Canadian investors. The PCMA believes in celebrating and promoting the success stories of the private capital markets. We recognize the professionals behind those successful capital raising transactions and the successful outcomes they generate for issuers, dealers and investors.

About the PCMA Private Capital Markets Awards

community

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Since 2002, the Private Capital Markets Association of Canada (PCMA) has brought together exempt market dealers, exempt market product issuers, and professional advisers to the private capital market. The PCMA is the leading national industry voice for the private capital markets to securities regulators, govern-ment agencies, media, and other sectors of the capital markets.

Our strength is our membership.

We are community of small and large firms including individuals from across our industry who come together to support the PCMA, drive its agenda and ensure the PCMA serves the unique interests of Canada’s private capital markets. Belonging to the PCMA makes a statement that you are committed to your profes-sion and the highest standards of business conduct.

The purpose of the PCMA is to:

Be the effective national voice of Canada’s private capital markets and represent the interests of exempt market dealers, exempt market issuers and industry professionals to securities regulators, government, industry associations, media, the capital markets and the public.

Assist members with understanding their regulatory responsibilities through industry publications, educational opportunities and connections to compliance, regulatory, finance and legal resources.

Provide regulatory updates to assist our members in staying ahead of regulatory change, and the tools to adapt and succeed in our regulatory environment.

Ensure the highest standards of business conduct amongst our members across Canada.

Increase public and industry awareness of the important role of Canada’s private capital markets.

Provide valuable membership services and cost saving opportunities to our members.

Networking and business opportunities for our members across Canada.

About the PCMA

Join Canada’s Largest Private Capital Markets Community @ www.pcmacanada.com


Private Capital Markets Awards 2018 PCMA Nomination Form

To submit your application please complete this PDF form, save and email it to [email protected] Submissions close on February 14, 2018.

Your nomination must be for transaction/financing closed within this time frame: January 2017 - January 2018. To be eligible to receive an award, the nominee must be a member of the Private Capital Markets Association of Canada (PCMA). Note: If you nominate someone and that company/individual wins an award then the nominator will receive a complimentary PCMA membership for one year.

The nominee will be evaluated based on its contribution to the deal, its vision, leadership, market innovation, impact, and the benefits of the deal to the issuer and investors.

The awards’ committee is comprised of independent members of the PCMA Board of Directors. The awards will be presented at the 2018 PCMA Private Capital Markets Conference.

Please identify one or more appropriate descriptions for the Award:

Please describe why this transaction/financing deserves to be recognized. What were the benefits of the transaction/financing to the Dealer, Issuer or investors. Please provide further text in your submis-sion email if you require more space.

Please provide a 2-4 sentence draft which summarizes the deal and could serve as the announcement for this deal award (we reserve the right to modify any text should the deal be selected as a winner).

Please expand on any significant obstacles overcome and innovative features or why the transaction / financing was unique and worthy of recognition.

Closing Date (month/year) Capital Source(s)

Financial Results (please specify if it should be kept confidential)

Technology Real Estate Mortgage Investment Mining Oil and Gas Biotech Manufacturing Start-Up Company

Private Equity Private Debt Merger/Acquisition Investment Fund Cross-Border Venture/GrowthCapital Distressed Finance

Family Business Advisory Public Company Advisory Private Company Advisory Debt Advisory Valuations Other:

Submission Details

Eligibility & Benefits

Selection Criteria

Selection Process

Award Categories

Tell us your success story

www.pcmacanada.commailto:[email protected]:[email protected]



Company Name

Contact Name Title

Phone Email Website

Address

City Province Postal Code

Dealer Name

Contact Name Title

Phone Email Website

Address


Provide a brief description of the Dealer(s) engaged in the deal:

# of dealing representatives

Industry focus (if any) Year founded

Name of founder(s) Typical deal size ($ millions)

CEO/Ultimate Designated Person

Current PCMA member Yes No

Engagement criteria (please specify if this should be kept confidential)

Nominator(if other than

Dealer or Issuer)

Dealer Contact Information

Dealer Overview




Issuer Name

Contact Name Title

Phone Email Website

Address


Provide a brief description of the Issuer(s) engaged in the deal:

# of Issuers employees (optional)

Industry focus (if any) Year founded

Name of founder(s) Typical deal size ($ millions)

CEO/Ultimate Designated Person

Current PCMA member Yes No

Engagement criteria (please specify if this should be kept confidential)

Please attach to your nomination form any supporting documents that the nominations committee should consider including:

Media Coverage (if any) Offering Memorandum or other equivalent offering documents as ovided to purchasers/clients Financial Statements or other supporting documents for the deal and or/issuer (please specify if these should be kept confidential) Please include investor presentation that was used to market this transaction/financing A reference/spokesperson who can speak about the deal:

Name_______________________Phone______________Email______________________________

Issuer Contact Information

Issuer Overview

Supporting Documents Check List




I understand that the information and materials provided in this application will be used confiden-tially by the PCMA and awards’ committee for the purpose of evaluating the nomination. I consent to the use of such information for this purpose and hereby confirm that I have obtained all authoriza-tions, consents or waivers required for such use. If this deal is selected as an award winner, I grant the PCMA the right to use and release my name and biographical data, the details of the deal, photographs, video or audio recordings of me in any form of media, and any written statements that are provided in connection with the nomination, including but not limited to, the development and publication of marketing materials for an internal or external use. I have obtained the consent of the issuer and/or dealer identified in the transaction, if consent is required, to provide the PCMA with the information submitted in this form, which the PCMA can use to post on its website involving to describe completed transactions.

I have read this nomination form and understand its contents, and to the best of my knowledge, the information provided herein is true and complete.

Nominee’s signature: Date:

DISCLAIMER

To submit your application please complete this PDF form,

save and email it to:

[email protected]

Submissions close on February 14, 2018.

Technology: OffReal Estate: OffMortgage Investment: OffMining: OffOil and Gas: OffBiotech: OffManufacturing: OffStartUp Company: OffPrivate Equity: OffPrivate Debt: OffMergerAcquisition: OffInvestment Fund: OffCrossBorder: OffVentureGrowthCapital: OffDistressed: OffFinance: OffFamily Business Advisory: OffPublic Company Advisory: OffPrivate Company Advisory: OffDebt Advisory: OffValuations: OffOther: OffPlease expand on any significant obstacles overcome and innovative features or why the transaction: Capital Sources: Current PCMA member_2: Please attach to your nomination form any supporting documents that the nominations committee: Media Coverage if any: OffOffering Memorandum or other equivalent offering documents as ovided to purchasersclients: OffFinancial Statements or other supporting documents for the deal and orissuer: OffPlease include investor presentation that was used to market this transactionfinancing: OffA referencespokesperson who can speak about the deal: OffDescription of Issuer: # of Issuers: Issuer Name: Dealer Description: # of Dealing Reps: CEO/Designated Person: Engagement Criteria: Check Box11: OffPostal Code: Finacial Results: Check Box12: OffCheck Box13: OffCheck Box14: OffOther Category: Closing Date month/year: Please provide a 2-4 sentence draft which summarizes the deal and could serve as the announcement: Please describe why this transaction deserves to be recogized: Dealer Contact Name: Issuer Contact Name: Dealer Contact Info Name: Nominator Company Name: Dealer Company Name: Website Page 1: City Part 1: Postal Code Part 1: Address Part 1 / Dealer: Email Part 1/2: Phone Dealer Contact: Title Nominator: Email Nominator: Phone Nominator: Address Nominator: City Nominator: Title Contact Info: Province Nominator: Website Dealer Contact: Province Dealer Info: Title Issuer Contact Info: Phone Issuer Contact Info: Email Issuer Contact Info: Website Issuer Contact Info: Address Issuer Contact Info: City Issuer Contact Info: Province Issuer Contact Info: Postal Code Issuer Contact Info: Industry Focus_Dealer Overview: Year Founded_Dealer Overview: Deal Size_Dealer Overview: Name of Founders_1: Industry Focus_Issuer Overview: Year Founded_Issuer Overview: Name of Founders_2: Deal Size_Issuer Overview: Current PCMA Member_1: Current PCMA Member_2: Name_Supporting Doc: Phone_Supporting Doc: Email_Supporting Doc: Date_Disclaimer: