pre and post shareholding pattern of the transferee and …€¦ · f +91 124 4336600 e ....
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GlaxoSmithKline Consumer Healthcare Ltd. 24-25 Floor, One Horizon Center Sector 43, DLF Phase 5, Golf Course Road Gurugram (Haryana), India - 122002
T +91 124 4336500 October 08, 2018 F +91 124 4336600 E [email protected] www.gsk.com
The Corporate Relationship Department The Listing Compliance Department BSE Limited National Stock Exchange of India Limited Phiroze Jeejeebhoy Towers Exchange Plaza, C - 1, Block - G Dalal Street Sandra Kurla Complex, Sandra Mumbai- 400001 Mumbai - 400 051
Sub: Shareholding Pattern for the second quarter (Q2) ended September 301 2018
Dear Sir I Madam,
Pursuant to Regulation 31 (1 )(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. we are enclosing herewith the shareholding pattern of the company for the Second Quarter ended September 30, 2018.
Please take the same on record.
Thanking You,
For GlaxoSmithKline Consumer Healthcare Limited
~ ~ Shanu Saksena
Company Secretary
C IN: L24231 PB 1958PLC002257 Registered Office Patiala Road Nabha (Punjab), India 147201
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General information about company
Scrip code 500676
NSESymbol GSKCONS
MSEI Symbol NOT LISTED
!SIN INE264A010l4
GLAXOSMITHK.LINE CONSUMER HEALTHCARE Name of the company
LIMITED
Whether company is SME No
Class of Security Equity Shares
Type of report Quarterly
Quarter Ended/ Half year ended/Date of Report (For Prelisting / Allotment) 30-09-2018
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under Regulation 31 (I) (b)
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Declaration
Sr. No.
Particular Yes/No Promoter and
Promoter Group Public
sbareholder Non Promoter-
Non Public
I Whether the Listed Entity has issued any partly paid up shares? No No No No
2 Whether the Listed Entity has issued any Convertible Securities ?
No No No No
3 Whether the Listed Entity has issued any Wanants ? No No No No
4 Whether the Listed Entity has any shares against which depository receipts are issued?
No No No No
5 Whether the Listed Entity has any shares in locked-in? No No No No
6 Whether any shares held by promoters are pledge or otherwise encumbered?
No No
7 Whether company has equity shares with differential voting rights?
No No No No
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Table I - Summary Statement holding of specified securities
No.Of No. Of Shareholding as a Number of Voting Rights held in each
Catcgo1y No. of Partly
shares Total nos.
% of total 110. of class cif securities (IX)
Category of Nos. Of fu lly paid paid-up
underlying shares
shares ( calculated (I) shareho lder
shareholders up equity equity Depositmy
held (VII) as per SCRR,
No of Voting (XIV) Rights Total as a
(II) (III) shares shares
Receipts = (IV)+
1957) (VIII) As a %of held (IV) held (V)+ (VI) Class cg: Class
(VI) % of(A+B+C2) Total (A+B+C) (V) X eg:y
Promoter
(A) &
2 3047 1992 30471992 72.46 30471992 30471992 72.46 Promoter Group
(B) Public 51502 l 1583546 l 1583546 27.54 11 583546 11583546 27.54
Non (C) Promoter-
Non Public
Shares (Cl) underlying
DRs
Shares held
(C2) by Employee Trnsts
Total 51504 42055538 42055538 LOO 42055538 42055538 LOO
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Table I - Summary Statement holding of specified securities
Catego1y (I)
Category of shareholder (II)
No.Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securi ties ( as a percentage of diluted share capital) (XI)= (VlI)+(X) As a% of(A+B+C2)
Number of Locked in shares (XII)
Number of Shares pledged or otherwise encumbered (Xlll)
Number of equity sbares held in dematerialized form (XIV)
No. (a)
Asa %of total Shares held (b)
No. (a)
Asa %of total Shares held (b)
(A)
Promoter & Promoter Group
72.46 30471992
(B) Public 27.54 1091 7028
(C) Non Promoter-Non Public
(Cl) Shares underlying DRs
(C2)
Shares held by Employee Trusts
Total 100 41389020
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Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
No. Shareholding
Number of Voting Rights held in each Of
No. Of Total nos. as a% of total class of securities (IX)
Category & No. of Partly
shares shares no. of shares Nos. Of fully paid paid- No of Voting (XIV) Rights Total
Name of the underlying held ( calculated as Sr. shareholders up equity up as a%
Shareholders (III) shares equity
Depository (VII) = perSCRR, of (I)
held (IV) shares Receipts (IV)+ 1957) (VIII)
Class eg: Class Total held
(VI) (V)+ (VI) As a% of Total Voting (A+B+c2) X eg:y
(V) rights
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(l) Indian
(2) Foreign
(e) Any Other
2 30471992 30471992 72.46 30471992 30471992 72.46 (specify)
Sub-Total (A) 2 30471992 30471992 72.46 30471992 30471992 72.46
(2)
Total Shareholdin~ of Promoter and Promoter 2 30471992 30471992 72.46 30471992 30471992 72.46 Group (A)= ' (A)(l)+(A) (2)
B Table III - Statement showing shareholding pattern of the Public shareholder
(I) Institutions
(a) Mutual Funds 25 2255256 2255256 5.36 2255256 2255256 5.36
Foreign (e) Portfolio 109 1679142 1679142 3.99 1679142 1679142 3.99
Investors
Financial (f) Institutions/ 23 1228776 1228776 2.92 1228776 1228776 2.92
Banks
(i) Any Other
2 4652 4652 0.01 4652 4652 0.01 (specify)
Sub-Total (B) 159 5167826 5167826 12.29 5167826 5167826 12.29
(l)
(3) Non-institutions
Individuals -i.lndividual shareholders
(a(i)) holding 47588 4109810 4109810 9.77 4109810 4109810 9.77 nominal share capital up to Rs. 2 lakhs.
Individuals -ii. Individual shareholders
(a(ii)) holding
17 984378 984378 2.34 984378 984378 2.34 nominal share capital in excess of Rs. 2 lakhs.
NBFCs (b) registered with 7 2922 2922 0.01 2922 2922 0.01
RBI
(e) Any Other
3731 .1318610 1318610 3.14 1318610 1318610 3.14 (specify)
Sub-Total (B) 51343 6415720 6415720 15.26 6415720 6415720 15.26
(3)
Total Public Shareholding
51502 11583546 11583546 27.54 11583546 11583546 27.54 (B)=(B)(l )+ (B)(2)+(B)(3)
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( 51504 42055538 42055538 100 42055538 42055538 100
A+B+C2)
Total 51504 42055538 42055538 100 42055538 42055538 100
(A+B+C)
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Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Watrnnts (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a% of(A+B+C2)
Number of Locked in shares (XII)
Number of Shares pledged or otherwise encumbered (XIII)
Number of equity shares held in dematerialized form (XIV)
No. (a)
Asa %of total Shares held (b)
No. (a)
Asa %of total Shares held (b)
A Table II - Statement showing shareholding pattern of the Promoter and Promoter GrOlip
(I) Indian
(2) Foreign
(e) 72.46 30471992
Sub-Total (A) (2)
72.46 30471992
Total Share~olding of Promoter and Promoter Group (A)= (A)( I )+(A)(2) \
72.46 30471992
B Table Ill - Statement showing shareholding pattern of the Public shareholder
(1) Institutions
(a) 5.36 2255146
(e) 3.99 1679142
(f) 2.92 1227218
(i) 0.01 4652
Sub-Total (B) (I)
12.29 5166158
( 3 ) Non-institutions
(a(i)) / 9.77 3485484
(a(ii)) 2.34 951171
(b) 0.01 2922
(e) 3.14 1311293
Sub-Total (B) (3)
15.26 5750870
Total Public Shareholding (B)=(B)(l )+ (B)(2)+(B)(3)
27.54 10917028
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2)
100 41389020
Total (A+B+C )
100 41389020
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Any Other (specify)
Searial No. I 2
Catcgo1y Bodies Corporate Bodies Co1porate
Name of the HORLICKS L!MlTED GLAXOSMITHKLINE PTE LIMITED Click here to go back
Shareholders (I)
PAN (II) AACCH7714F AAECG432JP Total
No. oftbe I I 2
Shareholders (I)
No. of fully paid up equity shares 18152243 12319749 30471992 held (IV)
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depositmy Receipts (VI)
Total 110s. shares held (VII) = (IV)+ 18152243 12319749 30471992 (V)+ (VI)
Shareholding as a % of total no. of shares (calculated
43.'16 29.29 72.46 as per SCRR, l 957) (VIII) As a % of(A+B+c2)
Number of Voting Rights held in each class of securities (IX)
Class eg: X 18152243 12319749 30471992
Class eg:y
Total 18152243 12319749 30471992
Total as a % of 43.16 29.29 72.46
Total Voting rights
No. Of Shares U11derlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares U11derlying Outstanding I
convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a 0/o assuming full conversion of convertible securities ( as a
43.16 29.29 72.46 percentage of diluted share capital) (XI)= (VII)+(X) As a % of(A+B+c2)
Number of Locked in shares (XII)
No. (a)
As a % of total 0
Shares held (b)
Number of Shares pledged or othe1:wise encumbered (XI1I)
No. (a)
As a% of total 0
Shares held (b)
Number of equity 18152243 12319749 30471992
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shares held in dematerialized form (XIV)
Reason for not providing PAN
Reason for not providing PAN
Shareholder type
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Mutual Funds
Searial No. 1
Name of the UTI-MNC FUND Click here to go back
Shareholders (I)
PAN (II) AAATUIOSSL Total
No. of fully paid up equity shares 434569 434569 held (IV)
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+ 434569 434569 (V)+(VI)
Shareholding as a % of total no. of shares ( calculated 1.03 1.03 as per SCRR, 1957) (VIII) As a % of(A+B+C2)
Number of Voting Rights held in each class of securities (IX)
Class eg: X 434569 434569
Class eg:y
Total 434569 434569
Total as a% of 1.03 l.03 Total Voting rights
No. Of Shares Underlying Outstanding conve1tible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding conve,tible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a 1.03 1.03 percentage of diluted share capital) (XI)= (VII)+(X) As a % of(A+B+C2)
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in 434569 434569 dematerialized fmm (XIV)
Reason for not providing PAN
Reason for not providing PAN
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Financial Institutions/ Banks
Searial No. I
Name of the LIFE INSURANCE CORPORATION OF INDIA Click here to go back
Shareholders (I)
PAN (II) AAACL0582H Total
No. of fully paid up equity shares 1121107 1121107 held (IV)
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+ 1121107 1121107 (V)+(Vl)
Shareholding as a % of total no. of shares ( calculated
2.67 2.67 as per SCRR, 1957) (VIII) As a % of(A+B+C2)
Number of Voting Rights held in each class of securities (IX)
Class eg: X 1121107 1121107
Class eg:y
Total 1121107 1121107
Total as a % of 2.67 2.67
Total Voting rights
No. Of Shares Underlying Outstanding conve1tible securities (X)
No. of Shares Underlying Outstanding Wan·ants (Xi)
No. Of Shares Underlying Outstanding conve1tible securities and No. Of Warrants (Xi) (a)
SharehoJding , as a % assuming full conversion of conve1tible securities (as a
2.67 2.67 percentage of diluted share capital) (XI)= (VII)+(X) As a % of(A+B+C2)
Number of Locked in shares (XII)
No. (a)
As a% of total Shares held (b)
Number of equity shares held in
1121107 1121107 dematerialized fonn (XIV)
Reason for not providing PAN
Reason for not providing PAN
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Any Other (specify)
Searial No. 1
Categmy Other
Categmy / More Catego1y Click here to go back
than 1 percentage -
Name of the FOREIGN INSTITUTIONAL INVESTORS
Shareholders (I)
PAN (II) Total
No. of the 2 2 Shareholders (I)
No. of fully paid up equity shares 4652 4652 held (IV)
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depositmy Receipts (VI)
Total nos. shares held (VII) = (IV)+ 4652 4652 (V)+ (VI)
Shareholding as a % of total no. of shares ( calculated 0.01 0.01 as per SCRR, 1957) (VIII) As a % of(A+B+C2)
Number of Voting Rights held in each class of securities (IX)
Class eg: X 4652 4652
Class eg:y
Total 4652 4652
Total as a % of 0.01 0.01 Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding conve,tible securities and Wan-ants (X)
Shareholding , as a % assuming full conversion of convertible securities ( as a
0.01 0.01 percentage of diluted share capital) (XI)= (VII)+(X) As a % of(A+B+C2)
Number of Locked in shares (XII)
No. (a)
As a% of total Shares held (b)
Number of equity shares held in 4652 4652 dematerialized fmm (XIV)
Reason for not providing PAN
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I Reason for not providing PAN
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Any Other (specify)
Searial No. l 2 3 4 5 6 7
Overseas Non-
Categmy Others Others Trnsts Others Corporate Resident Clearing Indian Members
Bodies (NRI)
Category / More Categmy Categoty Category Categmy Catego1y Categmy Category
than l percentage
Name of the NON RESIDENT BENEFICIAL ALTERNATIVE
Shareholders (!) INDIAN HOLDINGS UNDER INVESTMENT REPATRIABLE MGT-4 FUND
' PAN (II)
No. of the 9 5 13 5 l 1165 85
Shareholders (I)
No. of fully paid up equity shares 2300 1737 3146 31888 280 58715 11247 held (IV)
No. Of Pa1tly paid-up equity shares held (V)
No. Of shares underlying Depositmy Receipts (VI)
Total nos. shares held (VII) = (IV)+ 2300 1737 3146 31888 280 58715 11247 (V)+ (VI)
Shareholding as a % of total no. of shares ( calculated
0.01 0 0.01 0.08 0 0.14 0.03 as perSCRR, 1957) (VIII) As a % of(A+B+C2)
Number of Voting Rights held in each class of secmities (IX)
Class eg: X 2300 1737 3146 31888 280 58715 11247
Class eg:y
Total 2300 1737 3146 31888 280 58715 11247
Total as a% of 0.01 0 0.01 0.08 0 0.14 0.03
Total Voting rights
No . Of Shares Underlying
I Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding conve1tible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a
0.01 0 0.01 0.08 0 0.14 0.03 percentage of diluted share capital) (XI)= (Vll)+(X) As a % of(A+B+c2)
Number of Locked in shares (XII)
No. (a)
As a % of total Simes held (b)
Number of equity 0 1737 3146 31888 280 58715 11247
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shares held in dematerialized fonn (XIV)
Reason for not providing PAN
Reason for not provid ing PAN
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Any Other (specify)
Seari al No. 8 9 10 11
Catego1y Others Bodies Corporate IEPF HUF
Catego1y / More Categoty Catego1y Catego1y Categoty
thao I percentage
Name of the NON RESIDENT INDIAN NON REPATRIABLE Click here to go back
Shareholders (I)
PAN (II) Total
No. of the 680 1070 I 697 373 1
Shareholders (I)
No. of fu lly paid up equity shares 101779 1000236 18323 88959 1318610 held (IV)
No. Of Partly paid-up equi ty shares held (V)
No. Of shares uoderlying Depository Receipts (VD
Total nos. shares held (VII) = (IV)+ 10 1779 1000236 18323 88959 13186 10 (V)+ (VI)
Shareholding as a % of total no. of shares (calcu lated
0.24 2.38 O.Q4 0.2 1 3.14 asperSCRR, 1957) (VIII) As a % of (A+B+C2)
Number of Voting Rights held in each class of securities (IX)
Class eg: X 10 1779 1000236 18323 88959 13 18610
Class eg:y
Total 10 1779 !000236 18323 .88959 13 186 10
Total as a % of 0.24 2.38 0.04 0.2 1 3.14 Total Voting rights
No . Of Shares Underlying Outstanding conve,1ible securities (X)
No. of Shares Underlying Outstaoding Warrants (X i)
No. Of Shares Underlying Outstanding conve,1ible securi ties and No. Of Wan-ants (Xi) (a)
Shareholding , as a % assuming fu ll conversion of conve11ible securities (as a
0.24 2.3 8 0.04 0.2 1 3. 14 percentage of diluted share capital) (Xl)= (Vll)+(X) As a % of(A+B+C2)
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in
100762 996236 18323 88959 13 11 293 dematerialized fonu (XIV)
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Reason for not providing PAN
Reason for not providing PAN I I I I I
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