powering your financial business

PORTFOLIO,COMPLIANCE & ORDER MANAGEMENT

Made in Germany

• keep an eye on your entire holdings & risk at any time• stay up-to-date with changing regulatory requirements• profit from integrated international execution access

The choice is yours!

PATRONAS OPUS: • either deployed inhouse, managed or fully hosted & managed• maximum functionality, including API access• flexibility with regard to configuration and individualisation

PATRONAS QuickStart: • fully hosted & managed • starter package• managed installation and configuration • static and market data

PATRONAS OPUS

• Portfolio Management• Order & Execution Management• Compliance Management• Reconciliation• Data Management• Risk Management• Reporting• integrated FIX engine with access to international execution venues

All these modules can be accessed by a fully customisable GUI or alternatively via our state-of-the-art API.

OPUS – KEY FEATURES

The advanced solution for modern investment managers!

OPUS is an integrated investment management solution, based on the following modules:

PATRONAS OPUS OVERVIEW

data provider

legal reporting

price andmaster data

straight-through processing

FIX

Clients

reportingprovider

ARM MiFID II transactionreporting

risk provider risk relevant data

tradingplatform

broker

legal accounting

custodiansettlementdata

UniversalReconciliation

Platform (URP)

OrderRouting

DataManagement

RiskManagement

Reconciliation

Reporting

PortfolioManagement

OrderManagement

ComplianceManagement

OrderCreation

Pre TradeCompliance

Ordering(FIX)

ExecutionConfirmation Booking

PATRONAS OPUS

Investment managers are increasingly dependent on technical solutions to help them deal with the complexity of their work.

OPUS offers a data centric approach to IBOR which will provide you with a real- time centralised and consolidated view on all assets, exposures and risk across your company via one single platform.

Simulation and modeling within and across numerous portfolios simultaneously enables portfolio managers to analyse all investment decisions in advance and to fulfil all requirements with respect to compliance and risk.

PATRONAS OPUS supports you in reaching your investment goals!

High-Level Portfolio, Compliance and Order Management!

PORTFOLIOMANAGEMENT

• real-time overview across complex, multi asset portfolios: global, single, drilled down• pre trade, trade and post trade simulation and analysis• multi-account views and selection• cash forecast view based on portfolio scope• portfolio modeling• portfolio hedging to cover any currency or position risk• master portfolio replication• historical portfolio view – “Time Machine” functionality• seamless integration with compliance and order management modules

– a snapshot

PORTFOLIOMANAGEMENT

Pre Trade, Trade and Post Trade with complete visibility!

PATRONAS OPUS

OPUS facilitates an efficient – electronic or manual – input and handling of multi asset order types.

All order and execution relevant activities can be controlled and monitored in real-time. This enables and guarantees an optimised order management process.

Order Management

ORDERMANAGEMENT

• electronic order import or manual order generation• DMA, care order or algorithmic order flow• advisor process• pre-investment policy• centralized order book with real-time view of order and trade status• order placement via FIX protocol or alternative protocols• execution feedback via FIX protocol• order confirmation via SWIFT or alternative protocols• commission and fee management• archiving of all relevant data and full audit trail

– a snapshot

orders

ORDERMANAGEMENT

Order Management

3rd Party solution(e.g. algo engine)

API / Excel

execution confi rmation

manual or electronic order entry

pre trade compliance check

order routing to execution venues

trading platform

broker A-Z

Manage your order fl ow with minimal administrative effort!

custodianlegal accounting

PATRONAS OPUS

The majority of compliance officers feel challenged by an increasing complexity of regulatory and fund specific requirements.

OPUS offers a fully integrated, high performance Compliance Rules Engine (CRE), which guarantees the low latency examination of even the most complex compli-ance and counterparty risk across multiple portfolio positions. In the event of any compliance breach, OPUS will provide an immediate and de-tailed summary of all relevant causes, enabling the user to correct and send the order in a timely manner.

Compliance Management

COMPLIANCEMANAGEMENT

• high volume and low latency pre trade compliance checks• direct compliance simulations based on real-time data• possibility to show “active” or “passive” breaches• immediate release to market or release after correction• post trade/post booking checks based on different criteria • choice of important law card rule sets available as standard within OPUS• free configuration of individual/fund specific compliance rules• extended analysis options• detailed audit trail

– a snapshot

COMPLIANCEMANAGEMENT

pre trade portfolio(positions & orders)

full audit trail

low latency compliance run

compliance result analysis

orders approvedready for transmission

Coverage of all regulatory and fund specifi c requirements!

Compliance Rules Engine

PATRONAS OPUS

OPUS comes with a fully integrated multi-protocol messaging platform, managing and routing up to several thousands of FIX messages per second.

This messaging platform is – like every other OPUS module – fully scalable and adapts to your changing needs.

As a result, OPUS enables the low latency, straight-through processing of high volume order flow to numerous execution venues, offering real-time transparen-cy during the complete order management and execution process.

Order Routing

ORDER ROUTING

• straight-through processing of orders• rule based order flow• real-time feedback on order and trade status• free choice of execution venues – the integrated FIX (and non-FIX) messaging technology enables the low latency routing of orders to any number of inter- national execution brokers or trading platforms via individual connectivity or via FIXhub.net, a fully hosted & managed order routing network

– a snapshot

ORDER ROUTING

brokers

markets

networks

messagingplatform

FIX SWIFTXMLetc.

commissions & fees

order management

trade management

Wide access to global execution venues throughFIX and non-FIX technology!

Order Routing

PATRONAS OPUS

Reconciliation is a vital component in active portfolio and risk management.

Rely on the OPUS Universal Reconciliation Platform to ensure that your portfolio positions are always reconciled.

OPUS offers a large number of available interfaces for the seamless exchange of up-to-date information between portfolio management and the respective legal accounting and custodian counterparties.

Reconciliation

RECONCILIATION

• simultaneous information exchange (reconciliation) between different counterparties via the OPUS Universal Reconciliation Platform (URP)• strategy based matching• full control of all legal accounting data• daily and historical analysis of the adjusted data in the URP• available data: - positions - transactions - evaluation of positions (asset, currency) - cash and cash-equivalent (per currency) - unit flow per asset class - NAV per asset class

– a snapshot

RECONCILIATION

custodian

portfolio management

order management

daily exchange of

information

Universal Reconciliation

Platform(URP)

legal accounting

Reconciliation of portfolio positions through simultaneous exchange of information!

Reconciliation

PATRONAS OPUS

OPUS Data Warehouse stores all relevant data concerning portfolio manage-ment, order processing and compliance – for an unlimited period of time.

A few clicks with your mouse and the system provides you with a full over-view of all relevant information – either manually or by automated process.

All data can be exported for further usage outside OPUS.

Data Management

DATA MANAGEMENT

Available data:• all activities recorded within your instance of OPUS – stored and archived for an unlimited period of time• this includes data imported from external sources, e.g. legal accounting data (based on NAV) or order data• OPUS DataCore enables the parallel integration of different data feeds• GenIE, a generic import/export tool using Excel files, supports the efficient handling of - master data - orders - portfolio positions

– a snapshot

DATA MANAGEMENT

data provider

order desk

execution venues

legal accounting

custodian

risk provider

Data Warehouse

Excel

API

reportingdatabase

All important information at your fi ngertips!

Server

PATRONAS OPUS

OPUS offers the real-time monitoring and control of an unlimited number of portfolios via one single front end and hence offers a holistic view of your company’s positions and holdings at any one time.

The OPUS solution shows a large number of risk related data and will enable you to run your risk analysis either based on the data available in OPUS or to import the results of any external risk analysis solution.

Risk Management

RISK MANAGEMENT

• real-time monitoring of investment limits• order control, including complete audit trail• market conformity check• NAV/portfolio evaluation and simulation in real-time• control of portfolio holdings• showing numerous risk parameters in a dashboard and providing various portfolio figures calculated in real-time • full integration with external risk solutions upon request• dashboard provides numerous risk parameters and portfolio figures calculated in real-time

– a snapshot

RISK MANAGEMENT

portfoliomanagement

ordermanagement

pre trade, trade and post trade views of

overall positions and holdings

import of external risk parameters

inclusion of all risk parameters in relevant

calculations and compliance checks

external risk solution

Value at Risk,Liquidity at Risk

etc.

Full support for advanced risk management!

Risk Management

PATRONAS OPUS

OPUS Reporting allows you to offer your customers up-to-date information for any freely defined period of time.

A few clicks with your mouse and the system provides you with a full access of all relevant fund data – either manually or automated.

This considerably reduces the administrative effort and minimises your cost.

Reporting

REPORTING

• compliance reporting• dashboard for key figures, e.g. performance, statistic key figures, ...• Excel download of all data• Opuxl – our Excel add-in for accessing OPUS data • reporting tables within a separate customer reporting database• API access for your reporting systems• legal reporting interfaces• MiFID II Transaction Reporting (RTS22/RTS24) - OPUS provides the necessary transaction data and sends it to the ARM• MiFID II Top 5 Execution venue reporting (RTS28)

– a snapshot

REPORTING

DataWarehouse

MiFID IItransaction reporting

Opuxl

Excel download

API

reportingdatabase

ARM

3rd Partyreporting solution

customer creates own reports: PDF, Excel,

etc.

Access to vital information!

Reporting

PATRONAS Quickstart provides users with the complete core functionality of-fered by OPUS, without the need to invest in hardware installation or manage-ment, or the need for static and market data.

It is a comprehensive starter package for customers who: • have limited IT resources at their disposal• are starting their business with a small number of funds or low initial AuM, but who do not want to forego professional support or:• depositary banks, fund administrators or investment management companies, who wish to offer their customers a white labelled, real-time portfolio, compliance and order management solution to strengthen their customer relationship

PATRONAS QUICKSTARTYour Highway to advanced

Portfolio, Compliance and Order Management!

PATRONAS QUICKSTARTincludes:

• connectivity to two fully redundant access points managed by PATRONAS• management of the entire onboarding process by PATRONAS• supply and maintenance of all required hardware components• installation, configuration and maintenance of all licensed software components• master data managed as a service (users, accounts, …)• delivery and maintenance of static and market data• ongoing release and upgrade management

PATRONAS QUICKSTART

QuickStart client

PATRONASHosting Center

QuickStart server

portfolio management

order management

pre trade compliance

order routing

execution management

reconciliation

booking

static & market data

standard interfaces to selected counterparties

pre-confi gured user interface

ongoing upgrade &release management

broker

trading platform

custodian

legal accounting

etc. ...

The most time and cost effi cient way to get started!

SERVICES

PATRONAS SERVICES

Why waste valuable IT resources on managing a software solution that we know better than anybody else?

We can show many years of experience in the development, hosting and manage-ment of highly specialised software solutions for the investment management industry.

The advantages are clear:• no initial or ongoing investment for hardware or installation• predictable license fees: the hosted solution includes all fees for hardware, software and maintenance• ongoing configuration and maintenance of regulatory and fund specific compliance rules by PATRONAS• full hardware and software upgrade & release management by PATRONAS• interface implementation and maintenance by PATRONAS• modular system architecture – the scope of the installation can be adapted to changing requirements

PATRONAS HOSTING & MANAGEMENT

We take full responsibility!

We offer a range of services designed to help you get started with OPUS as quickly as possible and to provide you with the maximum support for your daily business.

PATRONAS ACADEMY

We offer a choice of training services – ranging from standard introductory courses to tailored packages for new and advanced users and administrators. The goal of each training package is to provide different user groups with a thorough understanding of the functionality contained within the various PATRONAS products and to allow optimal usage of the software.

Maximum profit from your software!

PATRONASThe perfect support!

Each customer has different individual requirements when it comes to how much and what kind of support he needs.

PATRONAS offers tailor-made services for implementation, project planning and management, hard and software management, interface configuration and management as well as support services, beyond the standard support included in the license fees.

We will be happy to discuss your specific requirements and to put together a suitable service package for you.

PATRONAS OPUS

Interested? We look forward to hearing from you.

The perfect solution for effi cient portfolio management!

PATRONASFinancial Systems GmbH

PATRONAS Financial Systems GmbHSchnewlinstraße 1279098 FreiburgGermany

+49 761 400 688 0

info@patronas.comwww.patronas.com

linkedin.com/company/patronas-fi nancial-systems