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Policy Writing Some basic points……. 17/11/2016 PlanSupport 1

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Page 1: Policy Writing - saltash.gov.uk · • And if you are unlucky, QCs and Judges! ... • NO/YES – speed limits are a matter for the Highways Authority but traffic management in relation

PolicyWritingSomebasicpoints…….

17/11/2016 PlanSupport 1

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PolicyWriting

• Planningpolicywritingistechnicalwriting!It’salsoanart!• Thereisnoonerightwaytodoit– eventheproscantagree• Anyone,withalittlebitofthought,candoit!

17/11/2016 PlanSupport 2

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Whatisaplanningpolicy?• Planningpoliciesprovidethebasisforthedeterminationofplanningapplications.• Theyexistto:

• provideclarityonwhatwillbeexpectedfromadevelopmentproposal(e.g.whereitwillgoandwhatitwilllooklike)

• giveprospectiveinvestors(includingfutureresidents)confidenceinhowtheareawillchangeinthefuture

• ensurethattheimpactofdevelopmentisanticipatedandplannedfor(e.g.byprotectingwildlifesites,requiringopenspace,communityfacilitiesandotheridentifiedinfrastructure)

• Planningpoliciesmustrelatetothedevelopmentanduseofland

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UsersofPolicy

• Thinkabouttheenduser:-• DevelopmentManagementOfficers• Councillors• Developers• Agents• Thepublic• Andifyouareunlucky,QCsandJudges!

• Thereforemustbeeasytounderstandbyavarietyofaudiencesandtousewithsomecertainty.

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Whatnationalplanningpolicysaysaboutpolicies….“...LocalPlansshouldsetouttheopportunitiesfordevelopmentandclearpoliciesonwhatwillorwillnotbepermittedandwhere.Onlypoliciesthatprovideaclearindicationofhowadecisionmakershouldreacttothedevelopmentproposalshouldbeincludedintheplan.”

NationalPlanningPolicyFramework,paragraph154

Thesameprinciplesapplyforneighbourhoodplanpolicies.

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Whatnationalplanningguidancesaysaboutpolicies…“Apolicyinaneighbourhoodplanshouldbeclearandunambiguous.Itshouldbedraftedwithsufficientclaritythatadecisionmakercanapplyitconsistentlyandwithconfidencewhendeterminingplanningapplications.Itshouldbeconcise,preciseandsupportedbyappropriateevidence.Itshouldbedistincttoreflectandrespondtotheuniquecharacteristicsandplanningcontextofthespecificneighbourhoodareaforwhichithasbeenprepared.”

PlanningPracticeGuidance,paragraph41

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Goodpoliciesare:• Clear,preciseandpositivelyworded• Supportedbyrobustevidenceandnotjustbasedonlocalopinionorwhim• Capableofhavinganeffectandbeingimplementedwithintheplanperiod• Addresstheissuesinyourarea(theyarelocallydistinctive)• Addvaluetoexistingpolicyframework.

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NeighbourhoodPlanPolicies-Threebasicformats• Generic

• generalrequirementswhichapplyacrossthePlanareatoalldevelopments.e.g.,design,character

• Criteriabased• targetedonparticulartypesofdevelopmentsorthemesclearlyidentifyingtherequirementsthatneedtobemetwithindicators.e.g.,housing,employment,designinparticularareas

• Sitespecific• applyingtoparticularareasofland,andindividualorgroupsofsites,oftenreferredtoas‘allocations’.e.g., housing,employment,localgreenspace.

• Mustbeshownonamap.

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NeighbourhoodPlanProjectsApieceofworkortaskthat• Assiststhedeliveryoftheneighbourhoodplan,andisimportanttothecommunity,butwillbeachievedthroughadifferentmeansthanwritingaplanningpolicy.

• Actsasasourceofpolicy. Planningpoliciesderivedfromother‘projectsandinterventions’activeinthearea.E.g.aspartofatowncentreregenerationproject.

• Actsasafocusforcommunityaction. SometimesNeighbourhoodPlansstimulatecommunityactivityandnewinitiatives.HavingtheminthePlancankeepaPlan‘alive’inthepublicmind.

o Canincludemanagementarrangements,fundingpackages,jointworkingwithotherorganisations,etc.

o Carrynoparticularstatuso Arenotsubjecttoexaminationorreferendum.

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TheGoldenThread• Policiesshouldbesetintocontext

• Visionandobjectives– eachplanningpolicyshouldstemfromaclearvisionforyourneighbourhoodandhelpdeliveratleastoneofyourplan’sobjectives.

• Fitintoaclear‘goldenthread’fromengagementandevidencetovision,aimsandobjectives…throughstrategy…tothepolicies

• Areasonedjustificationforeachpolicy.• Evidence– youcan’tjustincludepoliciesonawhim,theyneedtobebackedupbyrobustevidenceandrootedinthefeedbackfromyourpublicengagement.

• Notarepeatofevidence,butclarityonthechangethatthepolicyintendstoachieveinrelationtothestrategy,

• Explainwhatthepolicyisintendedtoachieve.• Showhowthepolicywillservetheobjective.

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VISION

AIMS AIMS AIMS AIMS

OBJECTIVES OBJECTIVES OBJECTIVES OBJECTIVES OBJECTIVES OBJECTIVES

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

POLICY

PROPOSALS PROPOSALS

PROJECTSPROJECTS PROJECTS PROJECTS

NEIGHBOURHOODDEVELOPMENTPLANSTRUCTURE

EVIDENCEBASE– SeewebsiteandsummaryinthisdocumentNPPF - CORNWALLLOCALPLAN- COMMUNITYENGAGEMENT– SOCIAL,ECONOMIC&ENVIRONMENTALDATAETC

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Whatcanbecovered?• Development– coveringthingsthatrequireplanningpermissionbydeterminingwhatdevelopmentcantakeplaceandwhere.• Conditionsandobligations– Whichcaninfluencedecisionsonplanningapplicationsandsobeaddressedinyourneighbourhoodplan.Theseare:• Planningconditions– thesearerequirementswhichhavetobemetbytheapplicant.Examplesmightbetheretentionoftreesorlimitinguseofasitetodaylighthours

• Planningobligations– thesearelegalagreementstomakeotherwiseunacceptabledevelopmentacceptable– suchastheprovisionofaffordablehousing,roadimprovements,contributionstoeducationetc

• CommunityInfrastructureLevy– identifyingprioritiesforspend

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Whatcan’tbecovered

• NotDevelopment– Initiativeswhichalocalcommunitywishestopursuewhichfalloutsidethelegalmeaningofdevelopment..Youcanincludetheminyourplanasprojects• Developmentwhichis‘Permitteddevelopment’unlessthereisanA4D – e.g.satellitedishes.

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Test:Canyourneighbourhoodplan:• Protectansignificanttree?• YES,throughpoliciesforplanningconditions• Providemore1bedroomhomes?• YES– planningpoliciescansethousingmixandrequireaproportionofnewhomestobeaffordable,deliveredthroughas106 agreement.• Improvethelocaltrainservice?• NO– needtolobbytrainoperatingcompany,localMPetc.

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• Setupatowncentremanagementnetwork?• NO– butthiscouldbeaProjectsetupthroughyourNeighbourhoodPlan• Introducea20mph zone?• NO/YES– speedlimitsareamatterfortheHighwaysAuthoritybuttrafficmanagementinrelationtonewdevelopmentisforplanningpolicy.• Provideforanewfootpaththroughasitelinkingtothetowncentre?• YES– throughaplanningconditiononanewpermissionforthesite.

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• Requirethemaintenanceofopenspaceareas?• YES– ifthespaceisnewandpartofanewdevelopment,butusuallyonlyduringaninitialperiodofestablishment.ArrangementsforlongertermmanagementmightbethesubjectofaBondagreedaspartoftheapprovalprocess.• Provideforanewbusservice?• NO/YES– butitcanenableanewservicebyrequiringlay-bys,passingbays,orsecuringfinancialcontributions.• Provideadditionalpubliccarparking?• YES– throughaS106 agreementadevelopermayagreetoprovidemoretooffsetanimpactofdevelopment

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• Generateextrainvestmentinthetowncentrestreet-scene?• YES– towncentreoroutoftownretailingpoliciescouldrequireparticulardesignfeaturesoroff-settinginvestment• Requireanincreasedfrequencyofstreetcleansing?• NO– it’stheresponsibilityoftheCouncilforthat.However,itmightbepossibletoprovideforaplanningconditionrequiringafast-foodoutletto‘litterpatrol’itsownfrontage.• ExtendtheConservationArea?• NO– Itscoveredbyseparatelegislativeprocedures• RemovePermittedDevelopmentRights• NO– onlyandArticle4Directioncandothat.

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• Requireimprovementstolocalinfrastructure,suchassewageworks?• YES– ThroughS106 agreements,providingtheyareproportionateandrelatedtothescaleofdevelopmentinvolved.

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Phrasing• WriteineverydayEnglish– trytoavoidjargonandsticktocommonsenselanguage

• Precise inapplicationandeffect• Concise• Unambiguous• Abletobeappliedconsistentlyinavarietyofcircumstances• Positive - policiestowelcomedevelopment• Relevant- tothedevelopmentandareainvolved• Deliverable - intheplanperiod• Targeted - Provideindicatorsbywhichdevelopmentcanbejudged(andthepolicymonitored)

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‘Words,words,words….’• ‘Should’ - leavesroomforexceptions• ’Must’- useonlywhererequirementsareapplicableinALLcases• ‘Normally’ - impliesvaguenessinapplication• ‘Wherepossible’ - impliesthatpolicycriteriaaren'tseriousrequirements• ‘Presumptionagainst/infavour’- conflictswithgeneralpresumptioninfavourofsustainabledevelopment• ‘Wherepossible’- toolooseunlessaccompaniedwithrequirementtoshowwhysomethingisn'tpossible• ‘Character’- aboutthedistinctivenessofanareatobeprotected,butdoesn’tsaywhatitis,mustbedefinedinthepolicy.

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• ‘encouraged’or’supported’- conveypositivity,‘encouragedismoreproactive.• ‘preserve’– literallymeanskeepingthingsexactlyastheyare,sorarelyapplicableinNeighbourhoodPlansastheyareaboutencouragingsustainabledevelopment.• ‘protect’or‘conserve’– usedinterchangeably.‘Conserve’includesintenttocareforaswellastokeepsafefromharm.• ‘contemporary’or‘innovative’– referstomodernstyles ofdevelopment,usuallydismissively.Bettertorefertocriteriathatwouldguidedesignsuchasscaleanddesignofsurroundingdevelopment.• ‘Upto’canbeconfusing….• ‘And’and‘or’- Theabsenceof‘and’attheendofcriteriameanstheycanapplyindividually:Theuseof‘or’meansthatcriteriacanbeusedasalternatives.

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‘Words,words,words….’

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Targets,informationandfunding• Targetsaregoodtohave,providedtheyarejustified.Notethat‘target’doesn'tmeanmaximuminplanner-speak.• Requiringextrainfotobesubmittedwithplanningapplicationsisallowed,butmustbeproportionate,relevant,necessaryandclearlyspecified.• Fundingrequirementsareallowed,butonlyintermsofS106 andCIL,andcannotsetparticularsums.• ReferencestomaterialelsewhereinthePlanandintheLocalPlanareacceptable,buttheuseofexternaldocumentsascriteriatestsisnotallowed.

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SustainableDevelopment• SustainabledevelopmentisacoreprincipleofNeighbourhoodPlanning.• NeighbourhoodPlanpoliciesmusttaketheprinciplesofsustainabledevelopmentandapplythem• Allpoliciesshouldbetestedtoensurethattheydeliversustainabledevelopment - sustainabilityappraisal• Alsocheckthatapolicydoesn’tcontraveneEuropeanorhumanrightslegislation.

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Presentation• Clearlyidentifyandseparate• thecontext• reasonedjustification• intendedeffect• thepolicyitself

• Useboldtext,orashadedbox.• Numberobjectivesandplanningpoliciestoshowoffthe‘goldenthread’fromevidence,throughstrategy,objectivestopolicy.• Butdon’tgo‘fontmad’!• MaketheExaminer’slifeeasier!

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Howisapolicyassessed?Neighbourhoodplansmustmeeteachofanumberofbasicconditions:• appropriatehavingregardtonationalpoliciesandadvicecontainedinguidanceissuedbytheSecretaryofState• contributestotheachievementofsustainabledevelopment• isingeneralconformitywiththestrategicpoliciescontainedinthedevelopmentplanfortheareaoftheauthority(oranypartofthatarea).• doesnotbreach,andisotherwisecompatiblewith,EUobligations

Havetheseinmindasyoudevelopyourpolicies

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Objective

Number

Details Isthereaclearlinkbetweentheobjectiveandevidence?

OpportunitySites Basicconditions(theexaminer’s4

Testsforneighbourhoodplans)

Whatevidencesupportsthisobjective?

Whatdoespublicconsultationshow?

Isthereenoughevidence?

Y/N

Is

more

work

needed

?

Is

the

site

suitable

?

Isthesiteavailable?

Canitbedelivered?

Inlinewithnationalpolicy(NPPF)?

InlinewithstrategicpoliciesoftheLocalPlan?

Contributes

towards

sustainable

development

CompatiblewithEUobligations

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SummaryGoodpoliciesare...• WritteninplainEnglish,avoidingjargonandtechnicalplanningtermsifpossible;• Clearandprecise– detailingcircumstancesthatinfluencegrantorrefusalofplanningpermission– orothernecessaryclarification;• Distinguishclearlybetweenthepolicyitselfandthesupportingreasonedjustificationthroughclearpresentation• Supportedbyevidence,notjustlocalopinion• ConsistentwithnationalplanningpolicyandthestrategicobjectivesintheLocalPlanbutdonotreplicate• Writtentocontaintargetsandindicators(wheresensible)toassistmonitoringandreview• Framedinpositivetermswherepossible• Capableofhavinganeffectandbeingimplementedwithintheplanperiod.17/11/2016 PlanSupport 28

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Morehelp

• ‘WritingPlanningPolicies’byTonyBurton,publishedbyLocality• ‘Howtowriteplanningpolicies– puttingthepiecestogether’PlanningAidEngland• ‘NeighbourhoodPlanning - Writingpolicies’CornwallCouncil

• availableontheirwebsitesasadownload.

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