otn - mining the patent system to improve research and its commercialization [m. spence]

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Mining the patent system to improve research and its commercialization Malcolm Spence Senior Coordinator, Intellectual Property, Science & Technology Issues [email protected]

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Page 1: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Mining the patent system to improve research and its

commercialization

Malcolm SpenceSenior Coordinator, Intellectual Property, Science

& Technology Issues

[email protected]

Page 2: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

• Patents – what is the real deal?

• The International Patent Classification System

• Patent information – where to find what?

• Patent mapping – finding a research niche

• Inventions – who might be interested?

• Thinking beyond patents

2Mining the patent system to improve research and its commercialization

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Page 3: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Make a patent search a compulsory part of every

science project’s literature survey

3Mining the patent system to improve research and its commercialization

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Page 4: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

To be patentable, research result needs to:

1. Be novel; AND

2. Include “an inventive step” (called by some “non-obviousness”); AND

3. Have “a technical effect” (called by some “industrial applicability”)

4Mining the patent system to improve research and its commercialization

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Page 5: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Granted the legal right to excludeothers from using ‘invention’

providing that full disclosure of the invention is made.

5Mining the patent system to improve research and its commercialization

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Page 6: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

35 U.S.C. § 112:… a written description of the invention, and

of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention

6Mining the patent system to improve research and its commercialization

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Page 7: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

The Anatomy of a PatentAdministrative information

- Inventor’s name and nationality- Assignee’s name- Classification code for the invention- Priority date claiming novelty- Prior art references- Abstract of invention- Date of Grant

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Page 8: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

The Anatomy of a Patent

The Specification

- The problem being addressed

- The current state of the art

- Summary of the invention

- Detailed description (drawings)

- Claims

8Mining the patent system to improve research and its commercialization

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Page 9: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Each Patent Office determined novelty and inventiveness by examining each application against

“the state of the art” – their collection of patents and other published documents (like journals)

9Mining the patent system to improve research and its commercialization

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Page 10: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Globalisation – each office had to re-classify each others patents, so negotiated an International Patent Classification, the Strasbourg Agreement of 1971 as amended in 1979 administered by the United Nations Specialised Agency for intellectual property,the World Intellectual Property Organisation

10Mining the patent system to improve research and its commercialization

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Page 11: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

WIPO

http://www.wipo.int/

11Mining the patent system to improve research and its commercialization

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Page 12: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Version 2009

GuideObjectives; History; Reform;

Assistance in its use

12Mining the patent system to improve research and its commercialization

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Page 13: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Sections

[Sub-sections]

Classes

Sub-classes

Groups

Sub-groups

13Mining the patent system to improve research and its commercialization

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Page 14: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

A HUMAN NECESSITIES

B PERFORMING OPERATIONS; TRANSPORTING

C CHEMISTRY; METALLURGY

D TEXTILES; PAPER

E FIXED CONSTRUCTIONS

14Mining the patent system to improve research and its commercialization

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Page 15: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

F MECHANICAL ENGINEERING; LIGHTING; HEATING; WEAPONS; BLASTING

G PHYSICS

H ELECTRICITY

15Mining the patent system to improve research and its commercialization

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Page 16: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Section A – HUMAN NECESSITIES

• Agriculture

• Foodstuffs; Tobacco

• Personal or Domestic Articles

• Health; Amusement

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Page 17: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

G01N33/483 • • Physical analysis of biological material

33/487 • • • of liquid biological material

33/49 • • • • blood

33/50 • • Chemical analysis of biological material e.g. blood

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Page 18: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

H01S3/00 Lasers

3/09 • Processes or apparatus for excitation, e.g. pumping

3/091 • • by optical pumping

3/094 • • • by coherent light

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Page 19: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Section: H ELECTRICITY

Class: H01 BASIC ELECTRIC ELEMENTS

Subclass: H01F MAGNETS

Main group: H01F 1/00 Magnets or magnetic bodies characterised by the magnetic materials therefor

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Page 20: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

One-dot subgroup: 1/01 • of inorganic materials

Two-dot subgroup: 1/03 • • characterised by their coercivity

Three-dot subgroup: 1/032 • • • of hard magnetic materials

Four-dot subgroup: 1/04 • • • • Metals or alloys

Five-dot subgroup: 1/047 • • • • • Alloys characterised by their composition

Six-dot subgroup: 1/053 • • • • • • containing rare earth metals

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Page 21: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Group H01F 1/053 actually concerns

“magnets of inorganic materials characterisedby their coercivity, comprising hard magnetic alloys specifically containing rare earth metals”.

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Page 22: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

http://www.wipo.int/wipogold/en/

http://www.epo.org/patents/patent-information/free.html

http://www.uspto.gov/patents/process/search/

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Page 23: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Thomson Reuters

MicroPatenthttp://www.micropatent.com/static/index.htm

Aureka

23Mining the patent system to improve research and its commercialization

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Page 24: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

• Patents – what is the real deal?

• The International Patent Classification System

• Patent information – where to find what?

• Patent mapping – finding a research niche

• Inventions – who might be interested?

• Thinking beyond patents

24Mining the patent system to improve research and its commercialization

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Page 25: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

ipCapital GroupIntellectual property strategy advisors

http://www.ipcg.com/?file=Patent_Maps

25Mining the patent system to improve research and its commercialization

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Page 26: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

The Anatomy of a PatentAdministrative information

- Inventor’s name and nationality- Assignee’s name- Classification code for the invention- Priority date claiming novelty- Prior art references- Abstract of invention- Date of Grant

26Mining the patent system to improve research and its commercialization

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Page 27: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

• Patents – what is the real deal?

• The International Patent Classification System

• Patent information – where to find what?

• Patent mapping – finding a research niche

• Inventions – who might be interested?

• Thinking beyond patents

27Mining the patent system to improve research and its commercialization

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Page 28: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Licensing Executives SocietyInternational

http://www.lesi.org/Article/Home.html

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Page 29: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Duration of Patent:

Twenty (20) years from Priority Date

Duration of Trademark:

Ten (10) years from Priority Date BUT renewable indefinitely

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Page 30: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Protection of New Plant Varieties UPOV

(Plant Breeders Rights)

Trees, vines and shrubs

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Page 31: OTN - Mining the patent system to improve research and its commercialization [M. Spence]

Duration of Copyright:

Fifty (50) to Seventy (70) years from publication (manuals containing know-how)

Duration of Trade Secrets:

Indefinite (as long as you can show its commercial value and that you make efforts to keep it secret)

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Please visit our Website:

http://www.crnm.org

Email:[email protected]

[email protected]

322/13/2011Mining the patent system to improve

research and its commercialization