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Prof Paul Harrison Pro Vice-Chancellor for Research & Innovation 4th February 2015
Opportunities for Research Horizon 2020
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Key Points from Research Strategy
• Nurture our internationally excellent and world-leading research
• Engagement: Take benefits of our R&I to
our teaching, scholarship and other activities, to our students and the wider
community
• Culture of ambition and excellence: support the development of our researchers
• Partnerships: Maintain and further develop
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Research Vision
• Research is part of our mission
• Intellectual and scholarly atmosphere in
which to work and study
• Research staff integrated into combined
research & teaching academic
departments
• Research-led/informed teaching
• Impact on the student experience
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What we've done this year
• Strategic Research Investment Fund
• VC’s PhD Scholarships
• Increased research support in RIO
• Developing International Research
Collaborations Fund
• Career progression for researchers
• Managing Directors’ Club
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REF 2014 Success
REF Results
• Ranked 5th out of Modern HEIs for quality
• 65% of our research is internationally excellent or world leading
• 72% of our research impact is internationally excellent or world leading - European funding underpinned three of our REF impact case studies
HIPIMS
Concrete
Infrastructure
GMPR 3D
Technologies
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European Success
SHU grant income for 2013/4 - £'000
614
672
3,489
455
2,842
320
UK Research Council
UK Based Charities
UK Central Gov/LEA/Health
UK Industry/Commerce
EU Government Bodies
Other EU/Overseas
2013/14 - Total Research Income - £8,521,000
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European Research Portfolio
• The University has a strong
portfolio of European projects
across a range of
programmes
• 23 live projects:
• 19 in ACES
• 3 in D&S
• 1 in H&W
• £7.7 million awarded in FP7
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Growing External Research Income (GERI)
• Clear-day
• Red-weeks and sabbaticals
• Developing International Research
Collaborations (DIRC)
• Imagine
• Research Support Team
• Target of 10% year-on-year growth
in research & KT income
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Take Home Message
• H2020 is the largest funding programme for research and
innovation in the world
• H2020 offers a platform to engage with research and
business partners across Europe and internationalise our
research
• SHU participated in 27 projects across FP7, producing
significant research outputs and impact - opportunities in all
areas of H2020
• Important to build on national and regional strengths /
networks
• Dedicated H2020 support in RIO
• 2 Successful H2020 applications - projects due to start late
Spring
• DIRC: https://staff.shu.ac.uk/enterprise/research/DIRC.asp
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� Mission to facilitate effective UK participation in EU research, innovation and HE programmes
� Sponsored by the seven UK Research Councils
� Receives subscriptions from over 140 research organisations
� Range of services for sponsors and subscribers
� Research Council policy work
� Brussels liaison
� For more information see www.ukro.ac.uk
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� UKRO Portal: tailored news articles and clear and accessible web
pages on the latest in EU funding
� Enquiry service: individual support through your dedicated European
Advisor
� Annual briefing visits: bespoke training for your institution
� Meeting room: a venue in Brussels
� UKRO Annual Conference: a key event for EU policy and networking
� UK National Contact Point: for the Marie Skłodowska-Curie actions
and the European Research Council
New portal coming soon
Top tip: use ‘Advanced Search’ only
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A short introduction
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• UK-based organisations have been awarded €6.6 billion of FP7 funding, (the second highest share by country, after Germany), equivalent to 13% of the programme’s overall budget.
• Academic organisations were awarded 67% of this share and around 13% went to SMEs.
• 16 723 UK organisations were involved in more than 8000 funded projects with the country’s success rate (22,7%) higher than the EU average (20,5%).
• The highest number of European Research Council grants went to the UK, with around 960 grants based at more than 80 host institutions.
• 573 ERC grantees from the UK received more than €1 billion in grants while 983 MSCA Fellows benefitted from EU contribution of €684 million.
Data collected by March 2014
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� The European Union’s funding instrument for research and innovation from 2014-2020
• Budget of EUR 70.2 billion• From research to innovation – from basic research to bringing ideas to
the market• Focus on societal challenges EU society is facing (e.g. health, clean
energy, food security, integrated transport)• Concentration of resources on areas of high growth and innovation
potential• Provides key measures to support industrial leadership, particularly
innovative SMEs• Significant investment in excellence
� Horizon 2020 overarching priority:
Exiting the economic crisis through sustainable growth
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� Response to Calls;
� In the first six months of Horizon 2020, more than 16,000
proposals were submitted, with a success rate lower than
FP7 of around 14%.
� The types of actions with the lowest success rates were:
Research and Innovation (10%); Marie Skłodowska-
Curie (15%) and Innovation Actions (14%).
� Some calls have recorded stable or even lower numbers
of proposals submitted, for example in Leading and
Enabling Industrial Technologies (LEITs) -Space.
� ERC Starting Grants flattening off in proposal numbers
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� Feedback to Applicants and Implementation;
� There have been some concerns over the fact that experts no longer make recommendations.
� TTG “5+3 months”
� With regard to the Evaluation Summary Report (ESR) produced for each proposal, concern was raised regarding the different levels of feedback provided to applicants, in stage-one of two-stage calls.
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� Social Sciences and Humanities (SSH);
� On average 37% of the topics in the Societal Challenges, LEITs, Science with and for Society, Spreading Excellence and Widening Participation, and Research Infrastructures combined had been flagged by the Commission as SSH-relevant in the 2014 and 2015 calls. In addition, within the Societal Challenge inclusive, innovative and reflective societies, 80% of topics are flagged for SSH.
� Evaluators
� Currently, 11% of the budget of the Marie Skłodowska-Curie actions and 17% of the European Research Council (ERC) budget is dedicated to SSH.
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Excellent
Science
European Research
Council (ERC)
Future and Emerging
Technologies (FET)
Marie Skłodowska-
Curie Actions (MSCA)
Research
Infrastructures
Industrial
Leadership
Leadership in
Enabling and
Industrial
Technologies (LEIT) -
ICT, KETs, Space
Access to Risk Finance
Innovation in SMEs
Societal
Challenges
Health and Wellbeing
Food security
Energy
Transport
Climate action
Societies
Security
Spreading Excellence and Widening Participation, Science with and for Society, Fast Track
to Innovation
European Institute of
Innovation and Technology
(EIT)
Joint Research Centre
(JRC)EURATOM
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Research & Innovation
Actions/
Innovation Actions
‘Traditional’ multi-national, multi-partner collaborative
projects.
Coordination and Support
Actions‘Traditional’ multi-national, multi-partner support actions
SME Instrument SMEs only – research can be subcontracted to HEIs
Fast track to innovation
instrument
Pilot in 2015. No more than 5 partners, bottom-up,
collaborative
ERA-NET Cofund
Research programmes run by network of national
funders in specific field part funded by EU from Horizon
2020. Issue research calls on their own funding regimes
Prizes All or nothing specific competitive calls – content varies
PCP: Pre-contractual
procurement
Public sector buys R&D to steer development of
solutions to its needs
PPI: Public procurement of
innovative solutions
Public sector acts as launching customer / early adopter
/ first buyer for innovative products and services
plus ERC frontier research actionsand training and mobility actions
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� Description: “Action primarily consisting of activities aiming to establish new knowledge and/or to explore the feasibility of a new or improved technology, product, process, service or solution […]”
� Multi-beneficiary: minimum three legal entities each of which established in a different Member State or associated country
� Respond to challenges set in the Societal Challenges or Industrial Leadership pillars; bottom-up in FET Open (directed in FET Proactive)
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� Description: “Action primarily consisting of activities directly aiming at producing plans and arrangements or designs for new, altered or improved products, processes or services. For this purpose they may include prototyping, testing, demonstrating, piloting, large-scale product validation and market replication […]”
� Multi-beneficiary: minimum three legal entities each of which established in a different Member State or associated country
� Respond to challenges set in the Societal Challenges or Industrial Leadership pillars
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� Description: “Action consisting primarily of accompanying measures such as standardisation, dissemination, awareness-raising and communication, networking, coordination or support services, policy dialogues and mutual learning exercises and studies, including design studies for new infrastructure”
� Mono or Multi-beneficiary: minimum one legal entity established in a Member State or Associated Country
� Respond to direction given in the Societal Challenges or Industrial Leadership pillars, and in FET
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� Total budget = €21.6 billion
� Brings the four programmes together for first time
� New Committee structure: one Programme Committee for ERC / MSCA / FET; one for RI
� Integration under one pillar should bring greater cohesion
� Overall objective: “to strengthen the excellence of European research.”
Excellent Science
European Research Council (ERC)
Future and Emerging Technologies (FET)
Marie Skłodowska-Curie Actions (MSCA)
Research Infrastructures
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� The ERC seeks to fund the best ‘frontier research’ proposals submitted by excellent researchers, with excellence as the singlepeer review criterion.
� Will fund projects led by a Principal Investigator, if necessary supported by a team (no need for pan-European collaboration).
� Will operate on a ‘bottom-up’ basis, without pre-determined research priorities. 25 panels in 3 domains which proposals can be submitted to:
� Physical Sciences and Engineering
� Life Sciences
� Social Sciences and Humanities
Pillar 1 – Excellent Science
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� Operates in a ‘bottom-up’ basis, open to all research and innovation areas
� Mobility is a key requirement
� Key areas supported:• Fostering new skills by means of excellent initial training of
researchers
• Nurturing excellence by means of cross-border and cross-sector mobility
• Stimulating innovation by means of cross-fertilisation of knowledge
• Co-funding of activities
Pillar 1 – Excellent Science
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� Expanded from ICT
� New actor in S&T funding landscape:• Promote and support emergence of radically new technologies
• Initiate and shape development of European research and innovation eco-systems
• Turn Europe into the best environment for responsible and dynamic multi-disciplinary collaborations on future and emerging technologies
FET Open
Exploring Novel Ideas
•Individual research projects
•Early ideas
•Mostly Research & Innovation
actions, some Coordination and
support activities
FET Proactive
Developing topics & communities
•Topical clusters of research
projects
•Global Systems Science (GSS)
•Knowing, doing being: cognition
beyond problem solving
•Quantum Simulation
•Towards exascale high-
performance computing
(implementing part of the HPC
strategy)
FET Flagships
Addressing grand challenges
•Common research agendas
•Graphene
•Human Brain
•Support to Flagships
Open, light and agile Roadmap based research
Pillar 1 – Excellent Science
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Leadership in Enabling and Industrial
Technologies (LEIT) -ICT, KETs, Space
Access to Risk Finance
Innovation in SMEs
Industrial Leadership
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� Emphasis on combining enabling technologies to find
solutions for societal challenges – particularly energy efficiency targets, sustainability and climate change objectives
� Cross-cutting themes:• Integration of technologies
• Demonstration of capacity to make and deliver innovative products and services
• User and customer pilots to prove feasibility and added value
Pillar 2 – Industrial Leadership
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Energy Challenge
Health Challenge
Food Challenge
IIRChallenge
TransportChallenge
Climate Challenge
SecurityChallenge
Pillar 3 – Societal Challenges
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� Introduction: context, aims, focus areas, horizontal themes
� 18 sections: self contained, objectives, calls, topics• Complemented by ERC and Euratom work programmes
� Topics: challenge, scope and expected impacts
� General annexes: support information – eg eligibility criteria / funding rates
� One funding regime – 100% + 25% indirects
� One application process
� One easy access source of information
� Strong partnership with Member States
• Push to maximise impact / minimise overlap of all funding available in Europe
� Strong push to leverage private investment
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� State any specific requirements: e.g. international component, involvement of SME/other stakeholder, use of specific data source (eg GMES), open access/open data pilot
� Suggest budget required to do the action• E.g. “The Commission considers that proposals requesting a
contribution from the EU of between EUR 3 and 5 million would allow this specific challenge to be addressed appropriately. Nonetheless, this does not preclude submission and selection of proposals requesting other amounts”.
� State type of action� Explain any unusual evaluation criteria� Say whether it is a one or two-stage application
process
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� Main entry point for EU research and innovation funding• Info on calls (including updates)
• Proposal submission via Participant Portal
• Will also be used for grant preparation, project management, evaluators, reference documentation…
• Reference documents (Work Programmes, MGA, Annotated MGA, proposal templates, etc.)
• Support and guidance (Online Manual, FAQ, Helpdesk)
� New features include: • Simpler and more user-friendly presentation of calls
• Improved search function (including keywords) for specific calls and topics
• ‘Context-related’ presentation of call documents
� Allows for updated proposals to be submitted at any time prior to the deadline
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Funding Opportunities
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By call
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Search
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• Existing contacts
• FP7 Projects
• http://cordis.europa.eu/fp7/projects_en.html
• EU conferences (including events on the calls) and project evaluation
• Networks of Excellence
• European Technology Platforms http://cordis.europa.eu/technology-platforms
• Commission websites including Participant Portal
• Partner searches:
• NCPs
• CORDIS
• Enterprise Europe Network
• Social Media? (Linked-in etc)
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Participation and Financial
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� Minimum conditions:• For Research and innovation actions/Innovation actions:
3 legal entities established in different Member States/Associated Countries
• For ERC, SME instrument, CSAs and training and mobility actions: 1 legal entity (in MS/AC)
� Additional conditions may be set out in work
programme/plan
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� Automatically eligible:• Any legal entity in Member State/Associated Country
• International European interest organisation
• Legal entity in third country identified in the work programme
� Others if:• Funding explicitly foreseen in call text
• Provided for under bilateral agreement between Union and
third country/international organisation (e.g. bilateral in Health)
• Participation deemed essential for carrying out the action by
the Commission or the relevant funding body
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� Legal entities established in:• EU Member States or linked Overseas Countries and Territories
Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, United Kingdom
• Associated Countries (similar list to FP7 expected)Albania, Bosnia and Herzegovina, Faroe Islands*, Former Yugoslav Republic of Macedonia, Iceland, Israel, Moldova, Montenegro, Norway, Serbia, Switzerland**, Turkey
http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/3cpart/h2020-hi-list-ac_en.pdf (see link for full details, as at 26 February 2014)
• Third countries (funding will depend on income status)List of eligible third countries in Horizon 2020 ‘General Annexes’: http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/annexes/h2020-wp1415-annex-ga_en.pdf
NB: BRIC + Mexico no longer automatically eligible for funding
� International organisations, the majority of whose members are Member States or Associated Countries, and whose principal objective is to promote scientific and technological cooperation in Europe
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� Experts read the proposal and evaluate against the evaluation criteria:• without discussing with others• as submitted, not on potential if certain changes were to be
made
� Excess pages marked with a watermark (experts instructed to disregard).
� Check degree to which proposal is relevant to call/topic
� Experts complete Individual Evaluation Report (IER)• Give view on operational capacity• Give comments and scores for all evaluation criteria• Do not recommend substantial modifications
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� Panel will review all the proposals within a call, or part of a call to:• ensure consensus groups have been consistent in their evaluations• if necessary, propose new set of marks or comments• resolve cases where a minority view was recorded in consensus report
� Panel report includes ‘Evaluation Summary Report’ (ESR) for each proposal and ‘Panel ranked list’
� If necessary, priority order for proposals with same score• Highest priority to proposals addressing topics not otherwise covered by
more highly-ranked proposals• Highest excellence score*; then highest impact score*; then size of
budget for SMEs; then gender balance in project team
* For Innovation actions, this order is reversed
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A different approach
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� Challenge-based, aims to allow freedom to come
up with innovative solutions
� Fewer topics but broader, less prescriptive topics
� Cross-cutting issues embedded (e.g. social
sciences, gender, INCO)
� Simplified presentation (“common look and feel”)
� Aim to be relevant to wider range of participants
and to provide easy access to newcomers
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� Two-year work programmes for 2014-15
� Harmonised structure across all EC Directorate-
Generals
� Strategic Programme defines overall focus areas
� Topics structure: “Specific challenge”, “Scope”,
“Expected Impact”
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Excellent
Science
European Research
Council (ERC)
Future and Emerging
Technologies (FET)
Marie Skłodowska-
Curie Actions (MSCA)
Research
Infrastructures
Industrial
Leadership
Leadership in
Enabling and
Industrial
Technologies (LEIT) -
ICT, KETs, Space
Access to Risk Finance
Innovation in SMEs
Societal
Challenges
Health and Wellbeing
Food security
Energy
Transport
Climate action
Societies
Security
Spreading Excellence and Widening Participation, Science with and for Society, Fast Track
to Innovation
European Institute of
Innovation and Technology
(EIT)
Joint Research Centre
(JRC)EURATOM
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• The UK was the most successful country in applying to the ERC in FP7:
Over 880 grants based in around 85 different
UK institutions
Around 15% success rate for proposals submitted by UK
institutions (about 11% average overall)
Around 20% of all ERC grants based in the UK
Slightly higher success rates for Advanced Grants – normally
around 12% to 13%
• See here for the details of funded projects: http://erc.europa.eu/erc-funded-projects
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� The ERC seeks to fund the best ‘frontier research’ proposals submitted by excellent researchers, with excellence as the single peer review criterion.
� Will fund projects led by a Principal Investigator, if necessary supported by a team (no need for pan-European collaboration).
� Will operate on a ‘bottom-up’ basis, without pre-determined research priorities. 25 panels in 3 domains which proposals can be submitted to:
� Physical Sciences and Engineering� Life Sciences� Social Sciences and Humanities
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� ERC allocated around €12.7 billion for Horizon 2020 (compares to the allocation of €7.5 billion for FP7). Highest amount of funding to go to the Starting Grants and Consolidator Grants schemes.
� But due to the progressive increases in the annual ERC budget until 2013, budget allocations won’t exceed 2013 levels until 2016 calls.
0
500
1000
1500
2000
2500
3000
2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
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Starting GrantsStarting GrantsStarting GrantsStarting Grants (for PIs 2-7 years since PhD, up to €2 million for 5 years)
Consolidator Grants Consolidator Grants Consolidator Grants Consolidator Grants (for PIs 7-12 years since PhD, up to €2.75 million for
5 years)
AdvancedAdvancedAdvancedAdvanced Grants Grants Grants Grants (for leading researchers, up to €3.5 million for 5 years)
Synergy Grants Synergy Grants Synergy Grants Synergy Grants (for 2 to 4 PIs, up to €15 million for 6 years) – no call in 2015
ProofProofProofProof of Conceptof Conceptof Conceptof Concept (for ERC grant holders only, up to €150,000 for 18 months)
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� Central to the grant and review criteria
� Must have the potential to be a future independent research leader in their own right…
� Has the power to assemble a research group of team members & freedom to chose the research topic
� Expected to lead their team and be fully engaged in the running of the grant
� Can be of any age, nationality or current location
6
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Starting Grants and Consolidator GrantsStarting Grants and Consolidator GrantsStarting Grants and Consolidator GrantsStarting Grants and Consolidator Grants
• The ERC panel will evaluate the PI’s “intellectual capacity, creativity and commitment”. This includes:
• ability to propose and conduct ground-breaking research and achievements going beyond the state-of-the-art.
• abundant evidence of creative independent thinking.
• the ERC grant would contribute significantly to the establishment and/or further consolidation of the PI's independence.
• commitment to the project (minimum 50% of the PI’s total working time for StG, 40% for CoG).
* please note that this is the wording from the 2013 ERC calls* please note that this is the wording from the 2013 ERC calls* please note that this is the wording from the 2013 ERC calls* please note that this is the wording from the 2013 ERC calls
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Starting GrantsStarting GrantsStarting GrantsStarting Grants
Who is a competitive candidate?
Must be able to show potential for excellence and evidence of maturity:
• expectation for at least one important publication without the participation of the PhD supervisor
• promising track record of early achievements appropriate to field and career stage, including:
• significant publications (as main author) in major international peer-reviewed journals
• and/or monographs• invited presentations, granted patents, awards, prizes etc
• good leadership potential and must convince the ERC panel that the PI will be able to lead an ambitious ‘frontier research’ project
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Consolidator GrantsConsolidator GrantsConsolidator GrantsConsolidator Grants
Who is a competitive candidate?
Must be able to show potential for excellence and evidence of maturity:
• it is expected that applicants will have produced at least several important publications without the participation of their PhD supervisor
• promising track record of early achievements appropriate to field and career stage, including:
• significant publications (as main author) in major international peer-reviewed major scientific journals
• and/or monographs• invited presentations, granted patents, awards, prizes etc
• good leadership potential and must convince the ERC panel that you will be able to lead an ambitious ‘frontier research’ project
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Advanced GrantsAdvanced GrantsAdvanced GrantsAdvanced Grants
• Aims to support excellent, leading researchers to pursue groundbreaking research which opens up new directions in the field of their choice.
• Aims to “encourage substantial advances at the frontier of knowledge; as well as new productive lines of enquiry, methods and techniques”.
• No eligibility requirement concerning a PhD, but the PI must have an excellent track record of research achievements during the last 10 years.
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Advanced GrantsAdvanced GrantsAdvanced GrantsAdvanced Grants
Who is a competitive candidate?
• track track track track record of significant achievements in last 10 record of significant achievements in last 10 record of significant achievements in last 10 record of significant achievements in last 10 years:years:years:years:• 10 publications (as senior author) in major international
journals • or 3 major research monographs
• iiiif f f f appropriate to appropriate to appropriate to appropriate to the the the the research field, research field, research field, research field, also: also: also: also: • granted patents • invited presentations• led expeditions• organised international conferences • international recognition (awards, prizes)• contributions to launching the careers of outstanding
researchers
•an “exceptional leader in terms of originality and significance of research contribution, with international recognition”
* please note that this the wording from the 2013 ERC calls* please note that this the wording from the 2013 ERC calls* please note that this the wording from the 2013 ERC calls* please note that this the wording from the 2013 ERC calls
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Proposals evaluated solely on the basis of excellence (excellence of the PI and of the research project), and should address:
Extended Synopsis (5 pages)Extended Synopsis (5 pages)Extended Synopsis (5 pages)Extended Synopsis (5 pages)Scientific Proposal (15 pages)Scientific Proposal (15 pages)Scientific Proposal (15 pages)Scientific Proposal (15 pages)
• To what extent does the proposed research address important challenges?
• To what extent are the objectives ambitious and beyond the state of the art?
• How much is the proposed research high risk/high gain?• To what extent is the outlined scientific approach feasible?
• To what extent is the proposed research methodology appropriate to achieve the goals of the project?
• To what extent does the proposal involve developing novel methodology?
• To what extent are the proposed timescales and resources necessary and properly justified?
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14
Step 1 (Part B1 of proposal)
• A. is of sufficient quality to pass to Step 2 of the evaluation;
• B. is of high quality but not sufficient to pass to Step 2 of the
evaluation; and
• C. is not of sufficient quality to pass to Step 2 of the
evaluation.
Applicants scoring B or C told the ranking range of their proposal out
of those evaluated by the panel
Step 2 (full proposal)
• A. fully meets the ERC's excellence criterion and is
recommended for funding if sufficient funds are available;
and
• B. meets some but not all elements of the ERC's excellence
criterion and will not be funded.
• Panels may review the level of the requested budget and suggest
adjustments
• Applicants told the ranking range of their proposal out of the
proposals evaluated by the panel
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� All PIs whose proposals are retained for Step 2 of the peer review process will be interviewed by the peer review panel
� Takes place in Brussels (travel costs reimbursed), and must attend in person
• except in exceptional cases (i.e. pregnancy, immobility due to illness, out in
research fieldwork) video or telephone interview can be arranged
� Interview lasts approximately 30 minutes (depending on panel)
• Start with a presentation by the PI on the outline of the research project
• Followed by a question and answer session
� Not formally weighted, but the panel will take into account the results of the interview alongside the individual reviews.
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16
First Stage
A – 20% (through to Stage 2)
B – 45% (don’t get through, can’t apply in 2015)
C – 35% (don’t get through, can’t apply in 2015 OR 2016)
Second Stage (% given out of those that pass stage 1)
A and on funding list – 40%
A and on reserve list – 5% (no resubmission restrictions)
A and not on funding / reserve list – 20% (no
resubmission restrictions)
B – 35% (can’t apply in 2015)
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2015 Calls2015 Calls2015 Calls2015 Calls StGStGStGStG CoGCoGCoGCoG AdGAdGAdGAdG PoCPoCPoCPoC
Published 7 Oct 2014 13 Nov 2014 10 Feb 2015 7 Nov 2014
Deadline 3 Feb 2015 12 Mar 2015 2 June 2015
5 Feb 2015, 28 May 2015, 1 Oct 2015
Budget EUR 430m (c. 330grants)
EUR 585m (c. 330 grants
EUR 630m (c. 280 grants)
EUR 15m
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� UKRO subscriber web pages on the ERC:
http://www.ukro.ac.uk/subscriber/fp7/erc/Pages/index.aspx
� ERC website:
http://erc.europa.eu/
� EU’s Cordis website for summaries of funded projects:
http://cordis.europa.eu/fp7/projects_en.html
� UKRO UK ERC National Contact Point helpdesk:
http://www.ukro.ac.uk/erc/Pages/helpdesk.aspx
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Excellent
Science
European Research
Council (ERC)
Future and Emerging
Technologies (FET)
Marie Skłodowska-Curie
Actions (MSCA)
Research Infrastructures
Industrial
Leadership
Leadership in Enabling
and Industrial
Technologies (LEIT) -
ICT, Key Enabling
Technologies, Space
Access to Risk Finance
Innovation in SMEs
Societal
Challenges
Health and Wellbeing
Food security
Transport
Energy
Climate action
Societies
Security
Widening Participation; Science with and for Society
European Institute of Innovation
and Technology (EIT)Joint Research Centre (JRC)EURATOM
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FP7FP7FP7FP7 Horizon 2020Horizon 2020Horizon 2020Horizon 2020
ITN ITNITNITNITNInnovative Training Networks
(Early Stage Researchers)
IEF
IFIFIFIFIndividual Fellowships(Experienced Researchers)
IOF
IIF
CIG
IAPPRISERISERISERISE
Research and Innovation Staff Exchange
(Exchange of Staff)IRSES
COFUND COFUNDCOFUNDCOFUNDCOFUNDCofunding or regional, national and
international programmes
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Early Stage
Researcher
(ESR)
At the time of recruitment (ITN) or secondment (RISE) by the host
organisation, be in the first 4 years (full-time research experience) of their
research careers and have not been awarded a doctoral degree
Experienced
Researcher
(ER)
At the time of the call deadline (IF) or secondment (RISE) by the host
organisation, be in possession of a doctoral degree or have at least 4 years
of full-time equivalent research experience
Academic
sector
Includes universities (public and private), higher education institutions
(public and private), non-profit research institutions (public and private),
research foundations, research institutions associated to foundations,
international European interest organisations
Non-
academic
sector
Includes any socio-economic actor not included in the academic sector
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‘Standard’ mobility ‘Standard’ mobility ‘Standard’ mobility ‘Standard’ mobility
ruleruleruleruleAt the time of the relevant deadline for submission of proposals, or
recruitment/secondment by the host organisation, depending on the action,
researchers shall not have resided or carried out their main activity (work,
studies, etc) in the country of their host organisation for more than 12 12 12 12
months in the 3 years immediately prior months in the 3 years immediately prior months in the 3 years immediately prior months in the 3 years immediately prior to the reference date.
RISE specificRISE specificRISE specificRISE specific Secondments in RISE are notnotnotnot subject to the mobility rules.
‘Career ‘Career ‘Career ‘Career
Reintegration‘ and Reintegration‘ and Reintegration‘ and Reintegration‘ and
‘Career Restart’ ‘Career Restart’ ‘Career Restart’ ‘Career Restart’
rule in Individual rule in Individual rule in Individual rule in Individual
FellowshipsFellowshipsFellowshipsFellowships
Researchers shall not have resided or carried out their main activity in the
country of their host organisation for more than 3 years in the 5 years more than 3 years in the 5 years more than 3 years in the 5 years more than 3 years in the 5 years
immediately prior to the immediately prior to the immediately prior to the immediately prior to the relevant deadline for submission of proposals.
No restrictions on nationality!
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Cofunding of regional, national and international programmes (COFUND)COFUND aims to stimulate regional, national and international programmes to foster excellence in international, inter-sectoral and interdisciplinary researcher training, mobility and career development through the co-funding of new or existing programmes. Support is for the part-funding of multi annual doctoral or fellowship programmes run at regional, national or international level.
COFUND
http://www.ukro.ac.uk/subscriber/Pages/140725_msca_cofund_map.aspx
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Education
and Culture
COFUND –Funding model
� Minimum amounts for monthly
living + mobility allowances:
• ESR: € 2597
• ER: € 3675
� Other cost items may be funded
through other resources
(including ESIF funds)
Cost itemTotal cost [€ per person-month]
EU contribution [€ per person-month]
Living allowance 4800 2625
Mobility allowance
500
Research costs 500
Management costs
600 325
Indirect costs 600
Total 7000 2950
Example (Fellowship programme – ER)
� EU contribution to living allowance for contracts with full social security:
• Early stage researchers (ESR): € 1855 per person-month
• Experienced researchers (ER): € 2625 per person-month
� EU contribution to management costs: € 325 per person-month
€ 3675 <
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Next call opens 14th April 2015 –
Deadline 1st
October 2015
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� Mobility rule for the Career re-start and Reintegration panels “researchers shall not have
resided or carried out their main activity in the country of their host organisation for more than
3 years in the 5 years immediately prior to the relevant deadline”
� Career Restart applicants must not have been research active in the 12 months preceding the
deadline.
European Fellowships
•12-24 months
•From any country to MS/AC
•Host country is subject to the
MSCA mobility rule
•Separate multi-disciplinary panels
for Career re-start and
Reintegration
•(Reintegration Fellowship only)
mobility to Europe, researcher
must have been previously active
in Europe for at least 5
consecutive years
Global Fellowships
•12-24 months plus 12 month
return phase
•Secondment from MS/AC to third
country
•Mandatory 12 month return phase
in Europe (not subject to mobility
rule)
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Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month] Institutional unit costInstitutional unit costInstitutional unit costInstitutional unit cost[person/month][person/month][person/month][person/month]
Scheme Living allowance*
Mobility allowance Family allowance
Research,training and networking costs
Management and overheads
IF 4650 600 500 800 650
� * A correction co-efficient will apply to these costs (see MSCA Work Programme table
4)
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� Differences to FP7
FP7FP7FP7FP7 2013 WP 2013 WP 2013 WP 2013 WP Person/monthPerson/monthPerson/monthPerson/month
Horizon 2020 2014/15Horizon 2020 2014/15Horizon 2020 2014/15Horizon 2020 2014/15 WPWPWPWPPerson/monthPerson/monthPerson/monthPerson/month
ResearcherResearcherResearcherResearcher allowancesallowancesallowancesallowances
LivingLivingLivingLiving allowanceallowanceallowanceallowanceERsERs over 10 years
€4875*€7292*
€4650*Abolished
UK Country coefficientUK Country coefficientUK Country coefficientUK Country coefficient 134.4% 120.3%
Mobility allowanceMobility allowanceMobility allowanceMobility allowanceSingleFamily
€700*€1000*
€600 for all participants
Family allowanceFamily allowanceFamily allowanceFamily allowance €500 if applicable
Institutional allowancesInstitutional allowancesInstitutional allowancesInstitutional allowances
Research, training and Research, training and Research, training and Research, training and networkingnetworkingnetworkingnetworkingIF
€800 €800
IF overheadsIF overheadsIF overheadsIF overheads €700* €650
*Country co-efficient applied
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� Intra-European Fellowships (IEF) – Aug 2013• 4,939 proposals received• Success rate: 12.4%• UK success rate: 16%• UK host for 226 fellowships (out of 614 funded)
� International Incoming Fellowships (IIF) – Aug 2013• 1,959 proposals received• Success rate: 9.4%%• UK success rate: 12.2%• UK host for 78 fellowships (out of 184 funded)
� International Outgoing Fellowships (IOF) – Aug 2013• 1,225 proposals received• Success rate: 12.4%• UK success rate: 22.2%• UK return host for 36 fellowships (out of 152 funded)
2014 results out this month2014 results out this month2014 results out this month2014 results out this month–––– UK hosts submitted highest number with UK hosts submitted highest number with UK hosts submitted highest number with UK hosts submitted highest number with 1753 (23% of total)1753 (23% of total)1753 (23% of total)1753 (23% of total)
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Publication date 12 March 2014 12 March 2015
Deadline 11 September 2014 CLOSED
10 September 2015
Budget EUR 240.5 million
(EUR 211.5 million for European Fellowships)(EUR 29 million for Global Fellowships)
EUR 213 million
(EUR 186 million for European Fellowships(EUR 27 million for Global Fellowships)
Duration European 12-24 monthsGlobal 24-36 months
European 12-24 monthsGlobal 24-36 months
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� “Aim to promote international and inter-sector collaboration through research and innovation staff exchanges, and sharing of knowledge and ideas from research to market (and vice-versa) for the advancement of science and development of innovation”
� Should involve institutions from the academic and non-academic sectors (particularly SMEs) based in MS/AC and/or third countries
� Development of partnerships in the form of joint research and innovation activities between the participants
� Knowledge sharing via international and/or inter-sector mobility through two way secondments of staff with built-in return mechanism – no recruitment of new staff!
• Exchanges between MS/AC only: secondments must be inter-sectoral
• Exchanges between MS/AC and third countries: secondments can be same sector and/or intersectoral
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� Early-Stage Researchers (ESR), Experienced Researchers (ER) + managerial, technical, administrative staff supporting the research and innovation activities of the project
� Have been actively engaged in or linked to research and/or innovation activities at the sending institution for at least 6 months (full-time equivalent) prior to the first period of secondment
� After the secondment period(s), the exchanged staff members should be reintegrated again into the sending organisation
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� At least 3 independent participants in 3 different
countries
� At least 2 participants from 2 different MS/AC
� If all in MS/AC: at least 1 academic and 1 non-
academic
RISERISERISERISE
TC
MS/ACMS/AC
RISERISERISERISE
MS/ACMS/ACMS/ACMS/AC
MS/AC
Non-
Academic
MS/AC
Academic
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Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month] Institutional unit costInstitutional unit costInstitutional unit costInstitutional unit cost[person/month][person/month][person/month][person/month]
Scheme Staff member unit costTop-up allowanceperson/month
Research,training and networking costs
Management and overheads
RISE 2000 1800 700
• Funding based fully on unit costs, multiplied by requested person months spent on secondments
• Automated calculation of budget when secondment months filled into application
• Institutional costs can be moved between beneficiaries and redistributed to partners (needs to be agreed in the Consortium Agreement)
• No detailed financial reporting but need to report on completed secondment months
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� Excellence
• Quality, innovative aspects and credibility of the research, including inter/multidisciplinary aspects
• Clarity and quality of knowledge sharing among the participants in light of the research and innovation objectives
• Quality of the interaction between the participating organisations
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RISE 2014 Success Rates
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� Publication date: 06 January 2015
� Call deadline: 28 April 2015 (17:00 Brussels time!)
Research and Research and Research and Research and Innovation Staff Innovation Staff Innovation Staff Innovation Staff Exchange (RISE): Exchange (RISE): Exchange (RISE): Exchange (RISE): Information Information Information Information EventEventEventEventThursday, 22 January Thursday, 22 January Thursday, 22 January Thursday, 22 January 2015201520152015
London South Bank University*still a few places left!*
http://www.ukro.ac.uk/mariecurie/events/Pages/ise.aspx
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� Major differences compared to FP7• Participants defined as ‘academic’ and ‘non-academic’
• Early stage researchers (ESRs) only
• The Innovative Doctoral Programme strand moved to the COFUND scheme
� The ITN scheme consists of 3 strands
European Training European Training European Training European Training
NetworksNetworksNetworksNetworks (minimum of 3
participants)
European Joint DoctoratesEuropean Joint DoctoratesEuropean Joint DoctoratesEuropean Joint Doctorates
(at least 3 academic
participants who can
deliver a doctoral degree)
European Industrial European Industrial European Industrial European Industrial
DoctoratesDoctoratesDoctoratesDoctorates (1 academic
participant and 1 non-
academic participant)
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European Training Networks
•At least three beneficiaries
from different MS/AC
•Doctoral programme
enrolment optional
•Maximum 540 researcher-
months
European Joint Doctorates
•At least three beneficiaries
from different MS/AC
•Doctoral programme
enrolment mandatory
•Joint governance, admission,
selection, supervision,
monitoring and assessment
mandatory
•Award of joint, double or
multiple doctoral degree
mandatory
•Maximum 540 researcher-
months
European Industrial
Doctorates
•At least one academic and
one non-academic partner
(primarily enterprises)
•Doctoral programme
enrolment mandatory
•Joint governance, admission,
selection, supervision,
monitoring and assessment
mandatory
•With 2 partners, the
maximum is 180 researcher-
months
•With 3+ partners the
maximum is 540 researcher
months.
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Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month]Researcher unit cost [person/month] Institutional unit costInstitutional unit costInstitutional unit costInstitutional unit cost[person/month][person/month][person/month][person/month]
Scheme Living allowance*
Mobility allowance Family allowance
Research,training and networking costs
Management and overheads
ITN 3110 600 500 1800 1200
� * A correction co-efficient will apply to these costs (see MSCA Work Programme table
4)
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� Differences to FP7
FP7FP7FP7FP7 2013 WP 2013 WP 2013 WP 2013 WP Person/monthPerson/monthPerson/monthPerson/month
Horizon 2020 2014/15Horizon 2020 2014/15Horizon 2020 2014/15Horizon 2020 2014/15 WPWPWPWPPerson/monthPerson/monthPerson/monthPerson/month
ResearcherResearcherResearcherResearcher allowancesallowancesallowancesallowances
LivingLivingLivingLiving allowanceallowanceallowanceallowanceESRs €3167* €3110*
UK Country coefficientUK Country coefficientUK Country coefficientUK Country coefficient 134.4% 120.3%
Mobility allowanceMobility allowanceMobility allowanceMobility allowanceSingleFamily
€700*€1000*
€600 for all participants
Family allowanceFamily allowanceFamily allowanceFamily allowance €500 if applicable
Institutional allowancesInstitutional allowancesInstitutional allowancesInstitutional allowances
Research, training and Research, training and Research, training and Research, training and networkingnetworkingnetworkingnetworkingITN (multi)ITN (EID)
€1800€1200
All ITNs €1800
ITNITNITNITN managementmanagementmanagementmanagement 10%Replaced by management/indirects of €1200
ITN overheadsITN overheadsITN overheadsITN overheads 10%
*Country co-efficient applied
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Evaluated
proposals
Retain List
ThresholdReserve List
Threshold
Success
Rate
LIF 93.2 92 9.2%
ENG 92.6 92 9.6%
PHY 93.8 92.4 8.8%
CHE 91.6 91 10.3%
ENV 91 90.6 9.5%
SOC 94.8 93.2 9.2%
MAT 90 87.4 6.3%
ECO 95 84.2 9.1%
EID 87 86 18.8%
EJD 85.2 83.8 15.4%
Average 10.62%
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Publication date
11 December 2013 2 September 2014
Deadline 9 April 2014 (closed) 13 January 2015 (closed)
Budget EUR 405.18 million
(EUR 349.68 million for ETNs)(EUR 25.5 million for EIDs)(EUR 30 million for EJDs)
EUR 370 million
(EUR 317 million for ETNs)
(EUR 25 million for EIDs)(EUR 28 million for EJDs)
Duration 4 years 4 yearsUK NCP Helpdesk: ITN Info events: October 2014:
www.ukro.ac.uk/mariecurie
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� UKRO Subscriber factsheet on Marie Curie Actionswww.ukro.ac.uk/subscriber/funding/excellent_science/Documents/140717_factsheet_msca.pdf
� Commission’s Marie Curie Actions websites ec.europa.eu/research/mariecurieactions and ec.europa.eu/programmes/horizon2020/en/h2020-section/marie-sklodowska-curie-actions
� UK NCP HelpdeskEmail: [email protected]: + 32 2 230 0318Website: www.ukro.ac.uk/mariecurie