open government data: implications for auditors

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Open Government Data: Implications for Auditors Andrew Stott UK Transparency Board formerly Director, data.gov.uk The Hague 21 Jan 2013 1.0 @dirdigeng [email protected]

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Page 1: Open Government Data: Implications for Auditors

Open Government Data: Implications

for Auditors

Andrew Stott

UK Transparency Board

formerly Director, data.gov.uk

The Hague

21 Jan 2013 1.0

@dirdigeng

[email protected]

Page 2: Open Government Data: Implications for Auditors

What is Open Data?

2

Open data is

data

that can be

freely

used,

reused

and redistributed

by anyone

for any purpose.

Page 3: Open Government Data: Implications for Auditors

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Page 4: Open Government Data: Implications for Auditors

A World of Open Data

Now over 260 governmental Open Data sites

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Page 5: Open Government Data: Implications for Auditors

Why are Governments Opening

Data

Page 6: Open Government Data: Implications for Auditors

Governments collect and use a lot of data

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By releasing it as Open Data

New Economic and Social Value

Improved public services

More Transparent Government

7

Tri

ple

Ob

jec

tiv

es

Page 8: Open Government Data: Implications for Auditors

Open Data and Auditors: Some Topics

The crowd as part of the system of control

Maximising value from the information assets

Data creating citizen pressure to improve

services

Assessing the “Open Government” loop

Government as a Platform

Quality of internal information systems and

sourcing of data

Open Auditing?

8

Page 9: Open Government Data: Implications for Auditors

The crowd as part of the system

of control

9

Page 10: Open Government Data: Implications for Auditors

UK Coalition Government Transparency

10

Expenditure

Senior staff salaries

Expenses

Contracts

Tenders

Organisation charts

Local service &

performance data

Meetings with lobbyists

Meetings with press

owners

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Financial Transparency: Macro Level

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Page 12: Open Government Data: Implications for Auditors

The emergence of data-driven journalism

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Holding government accountable

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Transparent and Accountable Government

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Financial Transparency: Transaction level

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Pressure to justify and restrain costs

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Page 17: Open Government Data: Implications for Auditors

Pressure to justify and restrain costs

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Contracts: A great example from Slovakia

18 http://www.otvorenezmluvy.sk/

Original text

of contract

from Gov

website

“Rate this

contract”

Key details

and links

Fair-Play

Alliance

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Transparency promoting sustainability

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Page 20: Open Government Data: Implications for Auditors

Maximising value from the

information assets

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Economic Value of Open Data

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Economic Value of Open Data

Open Gov Data in EU would increase

business activity by up to €40 Bn/year, with

total benefits up to

€140 Bn/year

Spanish study found ~€600m of business from

open data with >5000 jobs

Australian study found ROI of ~500% from

open data

Deloitte found open data was reused 10x-100x

more than charged-for data

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Page 23: Open Government Data: Implications for Auditors

National Information Infrastructure

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Page 24: Open Government Data: Implications for Auditors

National Information Infrastructure

The data a government collects can provide the

“National Information Infrastructure”

Global Positioning System data now has

$122bn/yr benefits to US economy alone

UK National Mapping Agency data supports

£100bn/yr of GDP activity

Open Weather Data in US has created 400

companies employing 4000 people

Open addressing data in Denmark now gives

€14m/yr benefits and 70:1 ROI

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Page 25: Open Government Data: Implications for Auditors

Emerging Open Data Business Models

Cleansing and organising data

Information services to the public

Data mining

Operational efficiency/optimisation

Financial products

Customer attraction and retention

Data broking

Value-added services back to Government

Page 26: Open Government Data: Implications for Auditors

Cleansing and organising data

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Business Intelligence from item-level

purchasing data

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Information services to the public

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Enabling others to mine data to improve

public outcomes

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Prescription data

Patient outcome

data

Longitudinal health

records

Pupil-level

education records

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Saving money on medical prescriptions

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Operational efficiency/optimisation

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Real time info on road delays and roadworks allows

logistics efficiency

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Financial Products

Weather Risk

Management

industry in

North America:

$ 4billion annual

contract value

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Data Broking

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Most complete

Directory of French

Data

14,000 datasets

Scope:

French National and

Regional

(+ some European)

Public & private

Open & charged

Search

News

Contacts for specialists

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Government is a data user too

33

Sharing Open Data within public

agencies in Manchester saves €10m/yr

Page 34: Open Government Data: Implications for Auditors

It’s not just about new data

Scope for “Open Data” also includes data

previously “published” but …

in non-reusable format

with restricted licence

only aimed at specialist groups

only for payment

only in response to requests

difficult to find

34

data.gov.uk contains a lot of data which

nobody knew was already published

Page 35: Open Government Data: Implications for Auditors

Challenge charging for government data

Economically sub-

optimal

Licensing inhibits

innovation

Hidden Costs –

marketing, payment

collection, enforcement

Barriers to entry suit

existing customers

No real pressure for

efficiency 35

Page 36: Open Government Data: Implications for Auditors

Data creating citizen pressure to

improve services

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Page 37: Open Government Data: Implications for Auditors

Performance of Schools

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Crime Data and Police/Court Performance

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Hospital and Clinic Performance

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12+ Weeks

MRSA-free

Good C-Diff

record Low

Mortality

2 recent

MRSA

Blood

clots

Patient

ratings

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Is there data on things people care about?

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Assessing the “Open

Government” loop

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How effective is “consultation” really?

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Crowd-sourcing efficiency cuts

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Crowd-sourcing regulatory reform

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40% of comments rated useful by agency

50% of regulations will be scrapped/changed

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Crime: Data Engagement

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Local team

Telephone, website, Facebook and Youtube ….

Local police

Twitter feed

How YOU

can get

involved

It’s very local

Accessible data on crime

Attract Inform Engage Action

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Also ask …. is the government listening?

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Government as a Platform

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Better Information services to the public

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Transport, public

facilities and crime data

among most downloaded

Smartphone Apps

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Civil Society front-end to public services

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Photos: @memespring,

@MadLabUK, @paul_clarke

Engage with developers

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Licensing

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Standards

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Quality of internal information

systems and sourcing of data

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Data Quality

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Release of data

will reveal issues

of data quality

Celebrate greater

checking of data!

Use as stimulus to

Measure

Prioritise

Improve

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Using citizens to help improve data

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Page 56: Open Government Data: Implications for Auditors

Citizen-sourced data

56 #uksnow TN13 4/10

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Data Publishing – Star Quality

Put your data on the Web (any

format)

Make it available as structured data

(e.g. Excel, CSV, instead of PDF)

Use open, standard formats (e.g.

XML, RDF)

Use URLs to identify things (so

people and machines can point at

your data)

Link your data to other people’s data

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Ease o

f re

use

Benefits of linked data within Government also

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Measure conformance with standards

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Open Auditing?

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Open Auditing?

Open Data as part of audit intelligence

Public Engagement on Priority setting

Transparency of process

“Audit as a platform”

‒ Leverage crowdsourcing for audit effectiveness

‒ Results available for re-use and extension

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Audit 2.0?

Page 61: Open Government Data: Implications for Auditors

Open Data and Auditors

The crowd as part of the system of control

Maximising value from the information assets

Data creating citizen pressure to improve

services

Assessing the “Open Government” loop

Government as a Platform

Quality of internal information systems and

sourcing of data

Open Auditing?!

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Page 62: Open Government Data: Implications for Auditors

End

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