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Nanjing, China 27-29 November 2017 1 Open Data Development of Countries: Global Status and Trends Esmeralda Florez Ramos Technische Universität Berlin & Fraunhofer Institute for Open Communication Systems FOKUS, Germany [email protected] Nanjing, China 27-29 November 2017

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Page 1: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20171

Open Data Development of Countries: Global Status and Trends

Esmeralda Florez RamosTechnische Universität Berlin & Fraunhofer Institute for Open Communication Systems FOKUS, [email protected]

Nanjing, China27-29 November 2017

Page 2: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20172

Open Data

Public sector transparency

Engagement of civil society

Economic growth

Though the creation of new businesses using on open data

Open data plays a key role in Government’s strategy to deal with challenges of the future

By publishing government’s information such as budget.

By having access to government’s information such as budget and contracts and take actions.

Ways of achieving improvement

Page 3: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20173

The questions that motivated the research

• Can open data have an impact on innovation?

• How successful are government’s actions to support economic development through open data?

• Which data can be used to assess the progress on a country level?

Page 4: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20174

Key findings using the ODB and complementary data

General level

• Country’s success on open data is based on: good levels of ICT development, freedom, and interest to become more transparent.

• Countries with low ICT development do not profit from open data. However, the evidence is limited, due to the small number of countries observed.

Specific to economic development

• There is a strong correlation between the government’s support to entrepreneurs & business and economic impact.

Page 5: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20175

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Overview

Page 6: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20176

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 7: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20177

Readiness

ImplementationImpact

FreedomTransparencyICT development

Global OD rankSt

atus

201

6

Readiness

ImplementationImpact

Dev

elop

men

t 20

13 -

2016

Economic impact

Readiness entrepreneurs & business

Economic impact

Readiness entrepreneurs & business

General level Specific to economic development

There are four blocks of analysis

Page 8: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20178

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 9: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 20179

Primary data: - Peer-reviewed expert surveys- Government self-assessment

Secondary data:- World Economic Forum - World Bank - UN e-Government Survey

The Open Data Barometer data (ODB)

Open Data Barometer, 4th edition (2016), World Wide Web Foundation. http://opendatabarometer.org/

Page 10: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201710

Complementary data

• ICT Development Index (IDI) 2016 International Telecommunication Union

• Corruption Perceptions Index (CPI) 2016 - Transparency International

• Freedom in the world status 2016-17 - Freedom House

• Gross National Income (GNI) - World Bank

• Global Innovation Index (GII 2017) – WIPO, INSEAD, Cornell. World Bank

Page 11: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201711

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 12: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201712

• Performance of countries within the same region varies.

• Countries ́ income level explains some of these differences.

The open data rank follows expected results regarding regions and income levels of countries

Notes : 115 countries 4th ed. ODB. Geographical regions: North America, East Asia and Pacific, Middle East & North Africa, South Asia,

Latin America & Caribbean, Europe & Central Asia and Sub-Sahara Africa. Income categories Gross National income (GNI): High-income, upper middle- income,

lower middle-income, and low-income.

ODB Rank

High-incomeUpper middle- income Lower middle-income

East Asia and Pacific

ODB Rank

Page 13: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201713

Higher level of readiness than implementation by the countries.

Low-income countries do not show any impact regardless the level of readiness and implementation.

There is a clear correlation between readiness, implementation and the measures of impact

Impa

ct

High-income Low-income Upper middle-income Lower middle-income

Implementation Readiness

r = 0.78831654 r = 0.828632978

Page 14: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201714

• There is not one canonical measure of innovation.

• Innovation is measured using an independent measures of the GII to compared it to the measures of the ODB impact.

• ODB assess OD impact and innovation based on expert survey results only.

Note: ‘New business density’ -new registrations per thousand population 15–64 years old in 2014.

New business density per country reveals a more complex relationship than with the ODB impact

Implementation Readiness

New

bus

ines

s de

nsity

High-income Low-income Upper middle-income Lower middle-income

r = 0.268732018r = 0.289602855

Page 15: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201715

The ODB rank is strongly related with the levels of ICT development, freedom and transparency

Upper-middle income: wide range in level of freedom influences open data rank

Lower middle-income: wide variation in the freedom status, and low ICT development.

Low-income: The lowest level of ICT development, and ODB rank. Limitations to access to data.

ICT developmentTransparencyFreedom

OD

B R

ank

High-income Low-income Upper middle-income Lower middle-income

• ICT Development Index (IDI) 2016 - ITU • Corruption Perceptions Index (CPI) 2016• Freedom in the world status 2016-17

r = -0.631345757 r = -0.667258448 r = 0.729458046

Page 16: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201716

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 17: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201717

Open data entrepreneur& business readiness and the economic impact are related

ImplementationAvailability of training on open data

Support for innovation through

open data

Econ

omic

Im

pact

High and middle-income:Strong correlation between economic impact and the factors to support business readiness

Low income: no economic impact.

High-income Low-income Upper middle-income Lower middle-income

Entrepreneurs & business readiness:• Availability of training on open data • Support for innovation through open data

r = 0.707046615 r = 0.790810234 r = 0.761477674

Page 18: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201718

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 19: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201719

• Can open data have an impact on innovation?

Conclusions

Good levels of ICT development, freedom, and interest to become more transparent are basics for success with open data.

There is a strong correlation between the government’s support to entrepreneurs & business and economic impact.

Reliable datasets such as ODB, IDI, GII,CPI, Freedom Index, World Bank, Global Open Data Index (GODI), Open Data Charter

• How successful are government’s actions to support economic development through open data?

• Which data can be used to assess the progress on a country level?

Page 20: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201720

Overview

• Methodology• Data• General level analysis: factors that influence success with

open data.– Global status

• Specific economic development analysis: economic impact through open data readiness entrepreneurs & business.– Global status

• Conclusions• Limitations and further research

Page 21: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201721

Limitations

• Time frame of four years might be to short to notice influence on the economic impact through these measures.

• ODB asses the impact and innovation of open data relying on expert survey.

• There is not one canonical measure of innovation for open data.

Page 22: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201722

Further research

Further study should investigate whether:

• The time frame of four years is too short to notice influence on the economic impact through these measures

• The measures themselves have been ineffective

• The starting levels on open data readiness have been more important in further development than actual changes during the four years of observation.

Page 23: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201723

Questions?

Page 24: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201724

Thank you!Esmeralda Florez [email protected]

Page 25: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201725

Page 26: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201726

Additional slides

Page 27: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201727

Complementary data used for the analysis

Data Description

ICT Development Index (IDI) 2016 International Telecommunication Union (ITU)

Based on eleven indicators contained in the categories ICT access, use and skills.

Corruption Perceptions Index (CPI) 2016 Transparency International

Based on perception of the level of corruption of the country ́s public sector.

Freedom in the world status 2016-17Freedom House

The Levels of political rights and civil liberties by individuals in the country (Free, Partly Free, or Not Free)

Gross National Income (GNI) per capita World Bank

Global Innovation Index (GII 2017)WIPO, INSEAD, Cornell.

New business density’ per country. Secondarysource: World Bank, Doing Business 2016, Entrepreneurship

Page 28: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201728

The open data rank follows expected results regarding regions and income levels of countries

Notes : 115 countries 4th ed. ODB. Geographical regions: North America, East Asia and Pacific, Middle East & North Africa, South Asia, Latin America & Caribbean, Europe & Central Asia and Sub-Sahara

Africa. Income categories Gross National income (GNI): High-income, upper middle- income, lower middle-income, and low-income.

High-incomeUpper middle- income Lower middle-income

East Asia and Pacific

High-incomeNorth America

Low- income Lower middle-incomeSouth Asia

High-incomeUpper middle- income Lower middle-income

Middle East & North Africa

High-incomeLow-incomeUpper middle- income Lower middle-income

Latin America & Caribbean

High-incomeUpper middle- income Lower middle-income

Europe & Central Asia

Low-incomeUpper middle- income Lower middle-income

Sub-Saharan Africa

ODB Rank

Page 29: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201729

The open data rank follows expected results regarding regions and income levels of countries

Notes : 115 countries 4th ed. ODB. Geographical regions: North America, East Asia and Pacific, Middle East & North Africa, South Asia, Latin America & Caribbean, Europe & Central Asia and Sub-Sahara

Africa. Income categories Gross National income (GNI): High-income, upper middle- income, lower middle-income, and low-income.

East Asia and Pacific

North America

South Asia

Middle East & North AfricaLatin America & Caribbean

Europe & Central AsiaSub-Saharan Africa

ODB Rank

Page 30: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201730

The level of freedom is more related to the ODB rank than the levels of ICT development and transparency

High-income Low-income Upper middle-income Lower middle-income

Transparency

Free

dom

ICT developmentTransparencyFreedom

OD

B R

ank

Page 31: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201731

Note: 77 countries were consider (1st to 4th editions ODB).

• East Asia & Pacific and Latin America & Caribbean big improvement in readiness and implementation.

• East Asia & Pacific: biggest improvement in the impact, however lower improvement in implementation than Latin America & Caribbean.

• Europe & Central Asia no changes regarding readiness. Worsen in the ODB rank.

East Asia & Pacific is the one region with the biggest improvement in the impact

East Asia and Pacific

North America

South Asia

Middle East & North AfricaLatin America & Caribbean

Europe & Central AsiaSub-Saharan Africa

ODB Rank (delta) Impact (delta) Implementation (delta)

Readiness (delta)

ODB Rank 2013 ODB Rank 2016

Page 32: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201732

Note: 77 countries were consider (1st to 4th editions ODB).

East Asia & Pacific is the one region with the biggest improvement in the impact

High-income Low-income Upper middle-income Lower middle-income

ODB Rank (2013)

OD

B R

ank

(del

ta)

Readiness (delta)Implementation (delta)

Impa

ct (

delta

)

• Scandinavian countries that used to be at the top of the ODB ranking lost rank, because of implementation and readiness sub-indexes.

Delta change: 2016 - 2013

Page 33: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201733

There is a relation between open data entrepreneurship and the economic impact, but with exceptions

High-income Low-income Upper middle-income Lower middle-income

Entrepreneurs & business readiness

Econ

omic

Im

pact

Implementation

Econ

omic

Im

pact

Availability of training on open data

Support for innovation through open data

Entrepreneurs & business readiness:• Availability of training on open data • Support for innovation through open data

Page 34: Open Data Development of Countries: Global Status and Trends · Open Data. Public sector transparency. Engagement of civil society. Economic growth. Though the creation of new businesses

Nanjing, China27-29 November 201734

It is unclear whether changes in implementation and readiness have led to changes in the economic impact

Entrepreneurs & business readiness (delta)

Econ

omic

Im

pact

(d

elta

)

Implementation (delta)

Econ

omic

Im

pact

(de

lta)

Availability of training on open data (delta)

Support for innovation through open data (delta)

No obvious relationship between the change in the sub-indexes and the overall economic impact measure. Possible reasons:

- Four years is not long enough time to notice a direct influence on the economic impact through these measures.

- The starting level has been more relevant, than the recent development, especially for those at the top rank back in 2013.

Entrepreneurs & business readiness:• Availability of training on open data • Support for innovation through open data

Delta change: 2016 - 2013