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OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

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Page 1: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

FRBR and OCLC Research

Eric Childress

OCLC Research

UNC SILS

Chapel Hill, NC

10 April 2006

Page 2: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Outline

FRBR explained

OCLC Work

Audience Level

FictionFinder

Dewey Browser

Live Search

OCLC FirstSearch

WorldCat FRBR

Page 3: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

FRBR basics

FRBR = Functional Requirements for Bibliographic Records

Work done under the auspices of IFLA

Uses an entity-attribute approach to provide a conceptual model of the bibliographic universe

Provides a clearly defined, structured framework for relating bibliographic data to user needs

Page 4: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Four User Tasks:

Find entities that match the search criteria

Identify entities (confirm that the user has found

what they were looking for)

Select an entity that matches the user’s criteria

Obtain access to the entity through purchase, loan, or

through electronic remote access

And, maybe a fifth:And, maybe a fifth:

Navigate

Page 5: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

FRBR defines 3 groups of entities

Group 1: products of intellectual or artistic endeavor that are named of described in bibliographic records

work, expression, manifestation, item

Group 2: entities responsible for the intellectual or artistic content, the physical production and dissemination, or the custodianship of such products

person, corporate body

Group 3: entities that serve as the subjects of intellectual or artistic endeavor

concept, object, event, place

Page 6: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

From William Denton (http://www.frbr.org/)

intellectual/bibliographic units

agents

“aboutness”

Page 7: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Work

Expression

Is realized through

Is exemplified by

Item

ManifestationIs embodied in

A distinct intellectual or artistic creation

The intellectual or artistic realization of a work

The physical embodiment of an expression

A single exemplar of a manifestation

Group 1 Entities

Page 8: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

OCLC FRBR work set algorithm-based cluster of related WorldCat records

Original English Translation

Illustratededition

Abridgededition

Adaptation

Expressions

Work¹ Work²

e¹ e² e³ e¹

Page 9: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

“The FRBR model is revolutionary. The (computer) catalogue is not seen as a sequence of bibliographic records and a replica of the traditional card catalogue, but rather as a network of connected data, enabling the user to perform seamlessly all the necessary functions.”

-Dr. Maja Žumer. National and University Library, Ljubljana, Slovenia

Page 10: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Applying FRBR in services

Incorporating the concepts of the FRBR model in systems:

Superior presentation of search results

Esp. in large files – more intuitive clustering

May help streamline library cataloging

Reduces repeated keying of work-related info

Bibliographic & management intelligence

New insights into works (e.g., OCLC’s 1000 list)

Libraries can operate at workset level (e.g., ILL)

Page 11: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

OCLC Projects

Audience Level

FictionFinder

Dewey Browser

Live Search

OCLC FirstSearch

WorldCat FRBR

Page 12: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

OCLC Research

Mission: To expand knowledge that advances OCLC's public purposes of:

Furthering access to the world's information

Reducing library costs

Description:

~ 30 staff (including 8 scientists) in Dublin, OH

Applied research in metadata, taxonomies, search standards, retrieval systems, user IR behavior, digitization, collection analysis, and related areas

Also various standards work (e.g., Dublin Core)

Page 13: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Worldcat (FRBR stats)

Manifestations

Works

Items

(est: holdings*1.5)

59,879,322

47,423,810

1,531,400,969

35,372,459

28,542,021

1,194,751,352

Total Print books

Page 14: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

Works with 1 manifestation:87%

Works withbetween 2 and 5 manifestations:

12%Works with > 5 manifestations:

1%

Works with 1 manifestation:43% of total holdings

Works withbetween 2 and 5 manifestations:

40% of total holdings

Works with > 5 manifestations:17% of total holdings

Manifestations

By Holdings

Works in

WorldCat

Page 15: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Top 10 works in WC by holdings

10

Page 16: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Audience Level

An OCLC Research prototype

A two-step process for assigning a relative “audience level”:

Use MARC “Target Audience” if present

If not, calculate the audience based on weighted holdings

Features:

Human- and machine-readable interfaces

Resolves OCLC record number or ISBN to probable “audience level”

OCLC Research Team:

Lynn Connaway (lead)

Brian Lavoie

Ed O’Neill

Cliff Snyder

Akeisha Heard

Page 17: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Calculating “audience level”

Library Type Weight Holdings Holdings Wgt.

ARL 1.00 72 72.00

Academic .67 97 64.99

Public .33 8 2.64

School .00 0 0

177 139.63

Sum of Holding Weight ÷ Total Holdings

139.63 ÷ 177 = 0.78Operations research for libraries and information agencies :

techniques for the evaluation of management decision alternatives

by Donald H Kraft & Bert R Boyce [San Diego : Academic Press, ©1991]

Page 18: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

work

manifestations in workset

Human-readableinterface

0.62

Page 19: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

work

manifestations in workset

Human-readableinterface

0.45

Page 20: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

FictionFinder

An OCLC experimental prototype

Supports searching & browsing of fiction materials cataloged in WorldCat

Fiction records — 2.8 million

Unique works — 1.4 million

Total holdings — 130 million

Employs FRBR to:

Build a “work” view & cluster related records

Support the creation of special indexes

OCLC Research team:

Diane Vizine-Goetz (lead)

Roger Thompson

Carol Hickey

Lance Osborne

J.D. Shipengrover

New version:

Available later in 2006

Improved navigation & work-based displays

Page 21: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006
Page 22: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

Alphabetical browse display in redesigned interface

Page 23: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Nearly 20,000 works retrievedThe record for Don Quixoterepresents 2,300+ editions

Page 24: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Don Quixote work viewaggregates information from 2,367 editions in 40,212 libraries

Page 25: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Don Quixote work view limited to Spanish language editions ordered by latest publication date

Page 26: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Link to OCLC WorldCat Find in a Library Service

Edition (manifestation)record display

Page 27: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006
Page 28: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

DeweyBrowser

An OCLC experimental prototype

Supports searching & browsing collections organized by DDC

Presents search results at three levels corresponding to the three main summaries of Dewey

Collections available:

wcat – 2.2 million of the most widely held WorldCat records

abr14 – selected data from the Abridged Edition 14 of DDC

ebooks - 210,000+ electronic book records from WorldCat

Summaries can be displayed in:

English

French

German

Spanish

Swedish

OCLC Research team:

Diane Vizine-Goetz (lead)

Thom Hickey (lead)

Harry Wagner

Carol Hickey

Lance Osborne

Page 29: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006
Page 30: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Page 31: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Live Search

OCLC Research prototype

Features:

Quick searches target with each additional keystroke of search term/phrase

Retrieves ordered, FRBR-inspired results (combined with holdings-based ranking)

Narrow-by Dewey attributes (expressed as captions)

OCLC Research Team:

Thom Hickey (lead)

Jenny Toves

Ralph LeVan

Files being prototyped:

Phoenix Public+DDC

LCSH

Page 32: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Search results automatically regenerate as searches are entered

Page 33: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Search categories automatically update as search results update

Page 34: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Narrow by natural facets (“categories”) of any given result set

Page 35: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

item data drawn from Phoenix Public’s OPAC

Page 36: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

FirstSearch WorldCat FRBR

Prototype of planned OCLC Production version of WorldCat on the OCLC FirstSearch platform

FRBR-inspired clustering of search results

Pilot testing underway

Production release sometime in 2006…

Page 37: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

[kw: harry potter goblet fire]

Currently in FirstSearch

Page 38: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Comparing current FS with FRBR-inspired results

[kw: harry potter goblet fire]

Page 39: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

and scrolling to the bottom.

bottom of multi-version recordmanifest

ati

ons

Page 40: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Selecting Large Print within that record

Page 41: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Questions?

Eric Childress

Consulting Project Manger

OCLC Research

http://www.oclc.org/research/staff/childress.htm

Page 42: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Resources on FRBR

Page 43: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

IFLA-related FRBR resources

IFLA FRBR Review Group

http://www.ifla.org/VII/s13/wgfrbr/wgfrbr.htm

Functional requirements for bibliographic records : final report / IFLA Study Group on the Functional Requirements for Bibliographic Records ; Approved by the Standing Committee of the IFLA Section on Cataloguing. Münich : K.G. Saur, 1998.

viii, 136 pages. ISBN 3-598-11382-X

also online: http://www.ifla.org/VII/s13/frbr/frbr.htm

• FRBR Bibliography:

http://www.ifla.org/VII/s13/wgfrbr/bibliography.htm

• FRBR in 21st century catalogues (Workshop held at OCLC)

http://www.oclc.org/research/events/frbr-workshop

• Statement of International Cataloguing Principles

http://www.loc.gov/loc/ifla/imeicc/source/statement-draft_jan05.pdf

Page 44: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Selected additional resources

Boston, Tony, Bemal Rajapatirana and Roxanne Missingham “Libraries Australia: Simplifying the Search Experience” (2005)

http://www.nla.gov.au/nla/staffpaper/2005/boston1.html

Denton, William. “FRBR and Fundamental Cataloguing Rules.” (2003)

http://www.miskatonic.org/library/frbr.html

Tillett, Barbara, What is FRBR?: A Conceptual Model for the Bibliographic Universe (2004)

http://www.loc.gov/cds/FRBR.html

Page 45: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

OCLC FRBR-related activities

OCLC Resarch FRBR page: http://www.oclc.org/research/projects/frbr/

OCLC Research projects:

Audience Level http://www.oclc.org/research/projects/audience

Curiouser http://www.oclc.org/research/projects/curiouser

OCLC FRBR Algorithm http://www.oclc.org/research/projects/frbr/algorithm.htm

Fiction Finder http://fictionfinder.oclc.org/

xISBN http://www.oclc.org/research/researchworks/xisbn/

Top 1000 titles http://www.oclc.org/research/top1000

OCLC production services:

Open WorldCat http://www.oclc.org/worldcat/open

FRBR-inspired FirstSearch WorldCat (coming in 2006)

Page 46: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

OCLC Research Presentations on FRBR

Diane Vizine-GoetzFictionFinder: Don Quixote to Graphic Novels (PPT:1.4MB/24slides)WebWise 2006, 17 February 2006, Los Angeles,California (USA)

Eric ChildressWhat's FRBR? (PowerPoint:1.1MB/43 slides)Central Ohio Chapter, American Society of Information Science & Technology, 21 July 2005, Columbus, Ohio (USA)

Brian Lavoie and Roger C. Schonfeld (Ithaka)A Systemwide View of Library Collections (PowerPoint:300K/35slides)CNI Spring 2005 Task Force Meeting, 4-5 April 2005, Washington, DC (USA)

Thom Hickey FRBR: Algorithms and Applications (PowerPoint:1.17MB/40slides)California Library Association pre-conference Institute, 12 November 2004, San Jose, California (USA)

Edward T. O'NeillFunctional Requirements for Bibliographic Records: OCLC's Experience Identifying and Using Works (PowerPoint:26MB/35 slides)FRBR Workshop, 8–9 July 2004, Frankfurt (Germany)

Page 47: OCLC Online Computer Library Center FRBR and OCLC Research Eric Childress OCLC Research UNC SILS Chapel Hill, NC 10 April 2006

OCLC Online Computer Library Center

Other FRBR tools, activities, etc.

AusLit http://www.austlit.edu.au/about/metadata

FRBR Blog http://www.frbr.org/

LC FRBR Display Tool

http://www.loc.gov/marc/marc-functional-analysis/tool.html

RLG’s RedLightGreen http://www.redlightgreen.org/

VisualCat (Denmark) http://www.portia.dk/pubs/VisualCat/Present/VisualCatOverview20050607.pdf

VTLS http://www.vtls.com/Corporate/FRBR.shtml