Ngan hang TMCP An Binh CONG HOA xA HOI CHV NGHiA VIET NAM. . .DQc l~p - Tv do - H~nh ph tic

S6:olj. f.cvIHDQT.19 Ngay),J) thdng 7 nam 2019

BAo cAo TINH HINH QUAN TRJ CONG TY(30106/2019)

Kinh giri: - Uy ban Clnrng khoan Nha mroc

- Sa Giao Dich Chung khoan

- Ten cong ty dai chung: Ngan Hang TMCP An Binh

- Dia chi t11)sa chinh: 170 Hai Ba Trung, P. Da Kao, Q.l, TP.HCM

- Dien thoai: 028.38.244.855 Fax: 028.38.244.856

- Website: www.abbank.vn

- V6n di~u l~: 5.319.496.290.000 d6ng

- Ma chirng khoan (n€u co):

I. HO~T DQNG CVA D~I HQI DONG CO DONG:

Ngay 25/04/2019, Ngan hang TMCP An Binh da t6 chirc phien hop Dai hQi d6ng c6 dong (DHDCD) thirongnien. Tren co sa cac bao cao to' trinh va qua qua trinh thao luan, DHDCD da thong qua cac nQi dung chinh sauday:

1

Stt So Nghi quyet/Quyet dinh Ngay N<)idung1 25/0412019 Thong qua cac n<)idung:

1. Bao cao k€t qua hoat dong kinh doanh nam 2018;2. K€ hoach kinh doanh nam 2019;3. TO-trinh v~ thay d6i dia di€m d~t tru sa chinh Ngan hang 1MCP

AnBinh;4. Bao cao tham dinh tai chinh nam 2018 va hoat d<)ngcua Ban

KiSm soat;5. TO-trinh ban hanh Qui ch€ moi v~ t6 chirc va hoat d<)ngcua Ban

KiSm soat;6. Bao cao cua I-IDQTv~hoatd<)ngnam2018va dinh hu6nghoatd<)ng

nam2019;7. TO-trinh trich l~p cac quy va phan ph5i IQ"inhuan 2018;8. Bao cao v~ thu lao cua HDQT va Ban KiSm soat;9. TO-trinh sua d6i, b6 sung Di~u l~Ngan hang TMCPAn Binh.

II. HO~T DONG eVA HOI DONG QUAN TRJ (Bao cdo 6 thong iJ6u nam 2019):

1. Thong tin v6 thanh vien HDQT:Sau thang d~u nam 2019, HQi d6ng Quan tri da:t6 clnrc hop voi nQi dung chinh nhir sau:- T6ng Giam d6c bao cao k€t qua hOC;ltd<)ngkinh doanh nam 2018;- K~ ho~ch ho~t dQng kinh doanh 2019, trong do bao g6m: K~ ho~ch d~u tu mua s~m, K~ ho~ch Quy luang

d\l ki~n nam 20 19; K~ ho~ch thay d6i dia di~m d~t Tl1l sa chinh ABBANK; ...- Thong qua nQi dung tri~u t~p D~i hQi d6ng c6 dong thubng nien;- T6ng Giam d6c bao cao k~t qua kinh doanh Quy 112019;- Thong qua lich hQpHDQT nam 2019.

Ty l~ tham d\l cua cae thanh vien HDQT nhu sau:

2

TT Thanh vien HDQT ChucV\l Ngay bat dau So buoi Ty l~tham Ly do khongtham dula thanh vien hop tham du hQP

HDQT dl,lHQpHDQT ngay 22/02/2019 va ngay 25/412019

1 Dao M~nhKhang Chu tich 25/04/2018 2 100%2 vo Van Tien Pho Chu tich 25/04/2018 1 50% Vang 1 buoi, co Uy quyen

bieu quy~t cho Chu tichHDQT. Do b~n lich cong taccung Thu tu6ng Chinhphu

3 Iris Fang Thanh vien 25/04/2018 2 100%4 Soon SuLong Thanh vien 25/04/2018 1 50% Vang 1buoi do om5 LiruVan Sau Thanh vien d9Cl~p 25/04/2018 2 100%6 Nguyen Danh Luang Thanh vien d9Cl~p 25/04/2018 2 100%

Ngoai ra, Ban Di€u hanh con tlnrc hien xin y kien HDQT bang van ban cac n9i dung nhir: Phat hanh trai phieurieng le nam 2019; Ban hanh Quy che t6 chirc va hoat d9ng cua cac cfipphe duyet tin dung tai ABBANK;Tuyendung va b6 nhiem CBNV; Phuong an phat hanh c6 phieu tang v6n di€u l~ dS chia c6 nrc; D€ xufit rna moi Chinhanh, Phong giao dich nam 2019; Phat hanh trai phi~u rieng Ie nam 2019-ABBOND19.22-02;...

2. Ho~t d9ng giam sat cua HDQT d6i v6i Giam d6c (T6ng Giam d6c):

Dinh kY hang thang, cac thanh vien HDQT tham dv hQpgiao ban cua Ban Di€u Hanh va Giam d6c cac Phong,Ban, Chi nhanh, dan vi kinh doanh dS n~m b~t tinh hinh ho~t d9ng kinh doanh va bao cao HDQT kip thai cacvfin d€ phat sinh. HQi d6ng Qmin tri da chi d~o Ban Di€u hanh di€u hanh ho~t d9ng kinh doanh cua ABBANKtheo dungm\lCtieu, k~ ho~chda d€ ra, tuan thu cac quy dinh cua Lu~t TCTDva Di€u l~ngan hang trong qmintri,di€u hanh.

3. Ho~t d9ng cua cac tiSuban thu9CH9i d6ng quimtri:

Co 2 uy ban trvc thu9CH9i d6ng Quan tri:

3

- Bao cao k€t qua cong viec 2018 va k€ hoach cong viec 2019 cua -OyBan Quan ly rui roo Thao luan cacvdn d~ lien quan d€n du an quan tri dft lieu, vdn d~ quan ly chat hrong, lien quan d€n rui ro tin dung, rui rohoat dOng, nii ro thi tnrong, rui ro d6i tac ....

- Yeu cdu tang cirong vai tro trach nhiem cua Ban lanh dao cac kh6i kinh doanh trong viec dam bao chAthrong tin dung va y thirc tuan thu cua Quan h~ khach hang; Yen cdu Kh6i QLRR chinh sira, b6 sung chinhsach, quy dinh lien quan v~ chinh sach giam sat khach hang; Xay dung k€ hoach kinh doanh trung han; k€hoach xay dung the di~m cho phan khuc khach hang ca nhan.

- Chinh sira Quy ch€ t6 chuc va ho~t dOng cua -OyBan Quan ly nii ro; Yeu cdUBan di~u hanh th\lc hi~n cacbi~n phap nhAm t6i uu h6a Tai san c6 nii ro d~ t6i uu hi~u qua sir d\lng v6n thong qua vi~c di~u chinh sanphAm, c~p nh~t thong tin tai chinh cua khach hang doanh nghi~p. Thao lu~n v~ KhAuvi nii ro nam 2019,xay d\lng chinh sach nii ro thanh phdn cho tUng lo~i nii ro la di~u cdn thi€t.

a. -Oyban Quan ly Rui ro (UBQLRR): h9P 3 ldn, thong qua cac nOi dung nhu sau:

b. -OyBan Nhan S\l:- V6i chuc nang tham muu, c6 vdn cho HDQT d6i v6i cac vAnd~ lien quan d€n nhan S\l, ch€ dOti~n luong,

thu lao, ti~n thu6ng va cac ,chin? sach dai ngO khac cua ABBA~. Thai ~ian qua, ~NS da tic~ qlC, chudOng danh gia, xem xet, de xuat len Chu tich HDQTIHDQT ve vi~c tuyen d\lng, bo nhi~m, mien nhi~m,thuyen chuy~n can bOthuOc phan cApthAm quy~n;

- Ngoai ra, UBNS con lam vi~c v6i HAY Group d~ tu vAn, tham muu giup BDH hoan thi~n va trinh Chutich HDQT ban hanh h~ th6ng ng~ch b~c luong, muc luong m6i t~i ABBANK nhAm nang cao vi~c thuhut, c~nh tranh va gift gin nhan S\l't~i ABBANK thong qua vi~c so sanh, danh gia va di~u chinh muc thunh~p cua ABBANK c~nh tranh tren thi truOng Ngan hang Vi~t Nam, d6ng thai dam bao th\l'c thi S\l'congbAng khi tni luong tuong x(rng v6i nang l\l'c, cong vi~c doi hoi trinh dO, trach nhi~m cao va d6ng g6p vaoS\l'phat tri~n cua Ngan hang.

ac 4g:!quye uyet ! cua 91 ong quan tq ao cao tang aunam

SIT NOi dung S6/ky hi~u Ngay ban hanh

1 Giao nhi~m V\lkiem nhi~m CBNV 01lQD- HDQT.19 14/0112019

,(tlQ ,( d'nh . H'" d;\, 2019)4 C' N h'

4

2 Giao nhiem VI,! kiem nhiem CBNV 02/QD- HDQT.19 14/0112019

3 Giao nhiem vu kiem nhiem CBNV 03/QD- HDQT.19 14/01/20194 B6 nhiem CBNV 04/QD- HDQT.19 14/01120195 B6 nhiem CBNV 05/QD- HDQT.19 14/01120196 B6 nhiem CBNV 061QD- HDQT.19 14/01120197 B6 nhiem CBNV 07/QD- HDQT.19 14/01120198 B6 nhiem CBNV 08/QD- HDQT.19 14/01120199 B6 nhiem CBNV 091QD- HDQT.19 14/011201910 B6 nhiem CBNV 101QD- HDQT.19 14/011201911 B6 nhiem CBNV l11QD- HDQT.19 14/011201912 B6 nhiem CBNV 12/QD- HDQT.19 161011201913 B6 nhiem CBNV 13/QD- HDQT.19 16/011201914 Mire Thu nh~p cua CBNV 14/QD- HDQT.19 16/0112019

15 Tai B6 nhiem CBNV 15 IQD- HDQT.19 16/0112019

16 Tai B6 nhiem CBNV 161QD - HDQT.19 16101/2019

17 Tai B6 nhiem CBNV 17/QD- HDQT.19 16/0112019

18 Tai B6 nhiem CBNV 18/QD- HDQT.19 16/011201919 Tai B6 nhiem CBNV 191QD- HDQT.19 16/011201920 Tai B6 nhiem CBNV 201QD- HDQT.19 16/011201921 Tam dinh chi cong viec d6i voi CBNV 211QD- HDQT.19 17/0112019

Quyet dinh Thay d6i dia diem CN Can Tho - S6 248 (s6 22/QD- HDQT.19 22/011201922 moi 4?8) dirong 30/4, Phuong Hung Lgi, Q. Ninh Ki6u,

TP. Can Tho23 Tai b6 nhiem CBNV 23/QD- HDQT.19 22/01/2019

24 Mire thu nhap cua CBNV 24/QD- HDQT.19 22/0112019

-,

5

25 Cir can b(>di cong tac tai Singapore 24-1IQD- HDQT.19 22/011201926 Mi~n nhiem va thuyen chuyen CBNV 25/QD- HDQT.19 23/01/201927 Muc Thu nhap cua CBNV 261QD- HDQT.19 23/01/201928 Quyet dinh ti~p nhan Nhan vien chinh thirc 27/QD- HDQT.19 25/01/2019

29Giao ong Nguyen Dire Khirong dam nhan nhiem vu va 28/QD- HDQT.19 28/0112019quyen han TGD ABBANK AMC

30 QD XLKL doi voi CBNV 28-1IQD- HDQT.l9 3110112019

31 QD XLKL d6i voi CBNV 28-2/QD- HDQT.l9 30101/2019

32 QD Thanh l~p Ban chi dao DlJ an Chien hroc Khung 29/QD- HDQT.l9 01102/2019Quan tri Dfr lieu - Data Governance

33 QD Tiep nhan chinh thirc CBNV 301QD- HDQT.19 01102/2019

34 QD Mire thu nhap cua CBNV 311QD- HDQT.19 12/02/2019

35 QD Mire thu nhap cua CBNV 32/QD- HDQT.19 25/02/2019

36 QD Tai bo nhiem CBNV 33/QD- HDQT.l9 27/02/2019

37 QD Dieu chinh Giam doc Tieu DlJ an thuoc DlJ an 34/QD- HDQT.19 28/02/2019"Nang cao hieu qua t6 chirc va hoat d(>ngcua ABBANK"

38 QD Tiep nhan nhan vien chinh thirc 35/QD- HDQT.19 08/03/2019

39QD tarn dinh chi cong tac 361QD- HDQT.l9 15/03/2019

40 QD Cham dirt HDLD CBNV 37/QD- HDQT.l9 18/03/2019

41 QD Cu can b(>di cong tac tai HongKong 38/QD- HDQT.l9 04/04/2019

42QD bai bo QD so 195/QD-HDQT.09 ngay 6/1112019 v/v 39/QD- HDQT.19 08/04/2019Ban hanh quy trinh cho vay du hoc

-'2

6

43QD Quy che to clnrc va hoat dQng cua cac dip phe duyet 40/QD- HDQT.19 10104/2019tin dung tai ABBANK

44 QD Khong tai bo nhiem CBNV 40-1IQD- HDQT.19 11104/2019

45 QD Tuyen dung va Bo nhiem CBNV 411QD- HDQT.19 11104/2019

46 QD Tuyen dung va Bo nhiern CBNV 42/QD- HDQT.19 11/04/2019

47 QD ne nhiem CBNV 43/QD- HDQT.19 12/04/2019

48 QD Cir nhan su tham gia lam thanh vien BDH 44/QD- HDQT.19 12/04/2019

49 QD Mue thu nhap CBNV 45/QD- HDQT.19 12/0412019

50 QD Mire thu nhap cua CBNV 46/QD- HDQT.19 16104/2010

51 Phe duyet phan quyen chi phi til Qfiy Khen thirong 47/QD- HDQT.19 18/04/2019

52 Cir can bQdi cong tac tai Malaysia 48/QD- HDQT.19 23/04/2019

53 Cir can bQdi cong tac tai Hong Kong 49/QD- HDQT.19 23/04/2019

Quyet dinh ve viec Gia han thai diem hieu hrc doi voi 50/QD- HDQT.19 25/04/201954 mot phfin nQi dung tai Quyet dinh s6 40/QD-HDQT.19

ngay 10/412019 cua HQi d6ng Quan tri ban hanh.

55 Tai ne nhiem CBNV 511QD- HDQT.19 25/04/2019

56 Tai ne nhiem CBNV 52/QD- HDQT.19 25/04/2019

57 QD Mile thu nhap cua CBNV 53/QD- HDQT.19 25/04/2019

58 QD XLKL doi voi CBNV 54/QD- HDQT.19 25/04/2019

'I;1N:1I

7

59QD Dieu ehinh Giam doc D\Can "Nang eao hieu qua to 54-lIQD- HDQT.19 03/05/2019chirc va hoat dOng cua ABBANK"

60 QD XLKL doi voi CBNV 55/QD- HDQT.19 07/05/2019

61 QD XLKL doi voi CBNV 56/QD- HDQT.19 07/05/2019

62QD XLKL doi voi CBNV 57/QD- HDQT.19 07/05/2019

63 QD Mire thu nhdp cua CBNV 58/QD- HDQT.19 07/05/2019

64 QD Mire thu nhap cua CBNV 59/QD- HDQT.19 07/05/2019

65 QD Mire thu nh~p cua CBNV 60/QD- HDQT.19 07/05/2019

66 QD Mire thu nhap cua CBNV 611QD- HDQT.19 07/05/2019

67 QD Mire thu nhap cua CBNV 62/QD- HDQT.19 07/05/2019

68 QD Mire thu nhap cua CBNV 63/QD- HDQT.19 07/05/2019

69 QD Muc thu nhap cua CBNV 64/QD- HDQT.19 07/05/2019

70 QD Mire thu nhap cua CBNV 65/QD- HDQT.19 07/05/2019

71 QD Mire thu nhap cua CBNV 66/QD- HDQT.19 07/05/2019

72 QD Mire thu nhap cua CBNV 67/QD- HDQT.19 07/05/2019

73 QD Mire thu nhap cua CBNV 68/QD- HDQT.19 07/05/2019

74 QD Mire thu nhap cua CBNV 69/QD- HDQT.19 07/05/2019

8

75 QD Mire thu nhap cua CBNV 701QD- HDQT.19 07/05/2019

76 QD Mire thu nhap cua CBNV 711QD- HDQT.19 07/05/2019

77 QD Mire thu nhap cua CBNV 72/QD- HDQT.19 07/05/2019

78 QD Thanh l~p Ban Du an Nang cao Chat hrong dich vu 73/QD- HDQT.19 15/05/2019tai qu§y - C180

79 QD Cham dirt HDLD d6i voi CBNV 74/QD- HDQT.19 22/05/2019

80 QD B6 nhiem CBNV 75/QD- HDQT.l9 22/05/2019

81 QD B6 nhiern CBNV 761QD- HDQT.19 22/05/2019

82 QD Mire thu nhap cua CBNV 77/QD- HDQT.19 22/05/2019

83 Tiep nhan nhan vien Chinh thirc 78/QD- HDQT.19 22/05/2019

84 QD Mire thu nhap cua CBNV 791QD- HDQT.19 22/05/2019

85 QD Tai b6 nhiem CBNV 80/QD- HDQT .19 28/05/2019

86 QD XLKL d6i voi CBNV 811QD- HDQT.19 31105/2019

87 QD XLKL d6i voi CBNV 82/QD- HDQT.19 31/05/2019

88 QD XLKL d6i voi CBNV 83/QD- HDQT.19 31105/2019

89QD Mire thu nh~p cua CBNV 84/QD- HDQT.19 01106/2019

90QD Mire thu nhap cua CBNV 85/QD- HDQT.19 01106/2019

9

91 QD Ban hanh Thang bang hrong ap dung tai ABBANK 86/QD- HDQT.19 01106/2019

92 QD Bai bo hieu hrc cua QD so 160/QD-HDQT.17 Ngay 87/QD- HDQT.19 01/061201906/10/2017

93QD Ban hanh "Bang thuong cong viec" ap dung tai 88/QD- HDQT.l9 01/06/2019ABBANK

94QD Bai bo hieu hrc cua QD so 160/QD-HDQT.17 Ngay 89/QD- HDQT.19 03/06/201906/1012017

95QD Thay doi dia diem va ten goi PGD Nguysn Chi 90/QD- HDQT.19 06/06/2019Thanh Da N~ng thanh PGD Song Han

96 QD Thay doi dia diem PGD Nam Phtrrrc 911QD- HDQT.19 06/06/2019

97QD Thay doi dia diem CN Gia Lai 92/QD- HDQT.l9 06/06/2019

98 QD Tai bo nhiem CBNV 93/QD- HDQT.19 06/06/2019

99 QD Tciibo nhiem CBNV 93-lIQD- HDQT.19 06/06/2019

100 QD Tciibo nhiem CBNV 94/QD- HDQT.l9 07/06/2019

101QD Tai bo nhiem CBNV 94-lIQD- HDQT.19 07/06/2019

102 QD Tciibo nhiem CBNV 95/QD- HDQT.l9 07/06/2019

103 QD Tciibo nhiem CBNV 96/QD- HDQT.19 07/06/2019

104 QD Tciibo nhiem CBNV 97/QD- HDQT.19 07/06/2019

105 QD Tciibo nhiem CBNV 98/QD- HDQT.l9 07/06/2019

106 QD Tciibo nhiem CBNV 99/QD- HDQT.19 07/06/2019

•

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7(

,10

107 QD Tai b6 nhiem CBNV 100/QD- IIDQT.19 07/06/2019

108 QD Tai b6 nhiem CBNV 101lQD-IIDQT.19 07/06/2019

109 QD Tai b6 nhiem CBNV 102/QD-IIDQT.19 07106/2019

110 QD Tai bo nhiem CBNV 103/QD- IIDQT.19 07/06/2019

111 QD Tai b6 nhiem CBNV 104/QD- lID QT. 19 07/06/2019112 QDXLKLCBNV 105/QD-IIDQT.l9 07106/2019

113 QDXLKLCBNV 106/QD-IIDQT.19 10106/2019

114 QD Mire thu nhap cua CBNV 107/QD- IIDQT .19 12/612019

115 QD Mire thu nhap cua CBNV 108/QD-IIDQT.l9 12/6/2019

116 QD Mire thu nhap cua CBNV 109/QD-IIDQT.19 1216/2019

117 QD Mire thu nhap cua CBNV 1101QD- IIDQT .19 12/6/2019

118 QD Mire thu nhap cua CBNV 1111QD-IIDQT.19 12/6/2019

119 QD Mire thu nhap cua CBNV 112/QD- IIDQT .19 1216/2019

120 QD Mire thu nhap cua CBNV 113/QD-IIDQT.19 12/6/2019

121 QD Mire thu nhap cua CBNV 114/QD-IIDQT.l9 12/6/2019

122 QD Mire thu nhap cua CBNV 115/QD-IIDQT.19 1216/2019

123 QD Mire thu nhap cua CBNV 116/QD-IIDQT.l9 1216/2019

124 QD Mire thu nhap cua CBNV 117/QD-IIDQT.19 1216/2019

125 QD Mire thu nhap cua CBNV 118/QD- IIDQT.19 12/6/2019

126 QD Mire thu nhap cua CBNV 119/QD-IIDQT.19 12/6/2019

11

127 QD Mire thu nh~p cua CBNV 1201QD- HDQT.19 12/6/2019

128 QD Mire thu nhap cua CBNV 1211QD-HDQT.19 12/6/2019

129 QD Mire thu nhap cua CBNV 122/QD- HDQT.19 12/6/2019

130QD Mire thu nhap cua CBNV 123/QD- HDQT.19 12/6/2019

131 QD Mire thu nhap cua CBNV 124/QD- HDQT.19 12/6/2019

132 QD Mire thu nhap cua CBNV 125/QD- HDQT.19 12/6/2019

133 QD tiep nhan ehinh thirc va bo nhiem CBNV 126/QD- HDQT.19 12/6/2019

134 QD Mire thu nh~p cua CBNV 127/QD- HDQT.19 12/6/2019

135 QDXLKLCBNV 128/QD- HDQT.19 13/06/2019

136 QDXLKLCBNV 129/QD- HDQT.19 13/06/2019

137 QDXLKLCBNV 1301QD- HDQT.19 13/06/2019

138 QDXLKLCBNV 13l1QD- HDQT.19 13/06/2019

139 QDXLKLCBNV 132/QD- HDQT.19 13/06/2019

140 QDXLKLCBNV 133/QD- HDQT.19 13/06/2019

141QD Dieu ehinh Phan dip mQt so DVKD quy dinh tai Phu 134/QD- HDQT.19 19/06/2019luc 01 cua QD 64/QD-HDQT.18 ngay 04/4/2018

142 QD vlv Thay doi dia diem Chi nhanh Binh Thuan 135/QD- HDQT.19 25/06/2019

143 Thanh l~p to trien khai DlJ anNang eao h~ thong nhan 136/QD-HDQT.19 28/6/2019dien tlnrong hieu ABBANK

12

144 Xu ly co phan cua co dong Huynh Dau Tranh 137/QD-HDQT.19 28/6/2019

145 Nghi quyet ve Phuong an thirc hien phat hanh co phieu 01INQ-HDQT.19 06/3/2019tang v6n di~u l~ d~ chia c6 nrc cho c6 dong

146 Nghi quyet ve Nhan su dir kien bau bo sung Thanh vien 02INQ-HDQT.19 12/3/2019HDQTABBANK

147 Nghi quyet ve Phe duyet tong quy hrong ke hoach 2019 03INQ-HDQT.19 12/3/2019

Nghi quyet ve Trieu t~p cuoc hQPva du kien nQi dung 04INQ-HDQT.19 12/312019148 chirong trinh nghi su, tai lieu cuoc hop DHCD tlnrong

nien nam 2019

149 Nghi quyet ve Phuong an phat hanh Trai phieu rieng le 05INQ-HDQT.19 0114/2019nam 2019

150 Nghi quyet ve Phuong an thirc hien phat hanh co phieu 06INQ-HDQT.19 03/4/2019tang v6n di~u l~ d~ chia c6 nrc cho c6 dong

151 Nghi quyet ve Thay doi dia diem PGD Binh Chanh - Chi 07INQ-HDQT.19 04/5/2019nhanh TP. HCM

152 Nghi quyet ve thay doi dia diem PGD Cho LOn - Chi 08INQ-HDQT.19 04/5/2019nhanh TPHCM

153 Nghi quyet ve th\lc hi~n trich l~p cac quy tit nguon 19i 09INQ-HDQT.19 04/5/2019nhu~n sau thu~

154 N~i q~yet ve Trien khai Phuong an phat hanh co phieu 10INQ-HDQT.19 15/5/2019de tni co tuc nam 2017

155 Nghi quyet ve Phuong an phat hanh trai phieu rieng Ie 11INQ-HDQT.19 3115/2019nam 2019 (ABBOND19.22-02)

156 Nghi quyet ve Chot danh sach co dong va phan phoi co 12INQ-HDQT.19 19/6/2019tuc 2017 bfuIg c6 phi~u cho c6 dong

,r

III. BAN KIEM SOAT1. Thong tin v~ Ban ki~m soat

13

BKS da thuc hien giam sat HUQT, BUH trong viec thuc hien cac dinh huang va muc tieu kinh doanh nam

2018 cua ABBANK da: diroc UHUCU thong qua, giam sat viec hoat dOng tuan thu thea quy dinh cua phap

lu~t, Ngan hang Nha mroc va Ui6u 1~cua ABBANK. Nhin chung, trong 6 thang cU6i nam, HUQT va BUH da

chi dao, di6u hanh hoat dOng kinh doanh cua Ngan hang thea dung muc tieu, cac chi tieu kinh doanh dat kSt

qua t6t. Ben canh d6, HDQT va BUH c6 nhieu bU6i hop thao luan v6 nhUng kS ho~ch, m\lCtieu, d\l an phat

tri~n ABBANK trong nhUng nam kS tiSp.

3. S\l ph6i hQ'Pho~t dOng gifra BKS d6i vai ho~t dOng cua HUQT, Ban giam d6c di6u hanh va can bO quan ly

khac:

Ban ki~m soat thuOng xuyen tham gia cac cuOc hQp thuOng xuyenldinh ky cua HDQT, cac cuOc hQpgiao ban

hang thang cua BUH. BKS cling duQ'c cung cApcac thong tin, tai li~u v6 cong tac quan ly, di6u hanh va ho~t

dOng kinh doanh cua Ngan hang ph\lc V\l cho vi~c ki~m soat cua BKS va ki~m toan nOibQ.

Thong qua ho~t dOng cua ki~m toan nOi bO, BKS da dua ra cac kiSn nghi vai HDQT, BUH v6 cac bi~n phap

tang cUOngki~m soat ho~t dOng, giam thi~u rui ro, dam bao Ngan hang ho~t dOng tuan thu cac quy dinh cua

Phap lu~t, Ui6u 1~... nh~m dam bao Ngan hang ho~t dOng 6n dinh va hoan thanh t6t cac chi tieu da:d6 ra.

STT Thanh vien BKS Chirc vu Ngay bat dau la So buoi hQP Ty 1~tham Ly do khongthanh vien BKS tham du du hop tham du

1 Nguyen Thi H~ Tam Truong ban 25/04/2018 2 100%2 Pham Thi Hang Thanh vien chuyen trach 25/04/2018 2 100%3 Nguy€n Thj Thanh Thai Thanh vien ban chuyen trach 25/04/2018 2 100%

2. Hoat dong giam sat cua BKS d6i voi HUQT, Ban giam d6c di6u hanh va c6 dong:

14

SIT

2

IV.DAo T";'O VE QUAN TRJ:

Cac thanh vien HDQT, BDH ABBANK va cac lanh dao cApphong/ban/trung tam da:tham du cac buei hQithao

do cac chuyen gia T6 chirc Tai chinh Qu6c t~ h6 tro giang day d~ trao d6i kien tlnrc, chia se kinh nghiem quan tri

Ngan hang, trien khai cac du an nang cao nang hrc hoat dong, quan tri rui ro ...

v. Thay d6i Danh sach v~ nglfiri co lien quan cua cong ty d\li chung theo quy dinh t\li khoan 34 Di~u 6Lu~t Chung khoan (Bao cao 6 thang diu Inam 2019):

1

Cong ty taichinh c6 phdnDi~n l\lc(EVNFC)

Ten t6 chirc/canhan

Cong ty TNHHMTV Quan lync va khai thactai san Nganhang An Binh(ABBA)

TaikhoangIaOdichchUngkhoan(neuco)

Chircvu taicongty(n~uco)

SaK~hoach va

0104009199 03/06/2015 Ddu tu Ha

NQi

S6CMNDIDKKD

Ngay cApCMNDIDKKD

Noi cApCMNDIDKKD

Dia chi

Thai di~mbAtddu languaicolien quan(thai di~mgop v6n)

Tdng 2, toa nhaGeleximco, 36Hoang Cdu, Quan 28/0112010D6ng Da, Ha NQi

25/05/2008

Tang 14,15 va 16Sa K~ Thap B, toa nha

0102806367 09/12/2015 ho~ch Ddu EVN, s6 11 Ciratu Ha NQi BAc,Ba Dinh, Ha

NQi

Thaidi~mkhongcon langiroico lienquan

15

Lydo

Cong ty CP se xe te 91, XOVi€t Ngh~hoach va3 EVNQu6ct€ 0102379203 18/05/2016 DAutuTP. TInh, cAm L~, Da 20109/2007

Da NAng N~ng

Cong ty CP sexe4 DAunr Di~n lire 0400599162 0211112015 hoach va 78 Duy Tan, Da 1111112007DAutuDa NAng3 Nang

Cong ty Co SaK€5 phAn Thong tin 0102547296 27/10/2014 hoach Dau 198 TrAnQuang 25/08/2008Tin dung Vi~t tuHaNQi Khai, HaNQi

Nam (PCB)Tang 17 va 18 ,Toa

Cong ty CP SaK€ nha Pacific Place, s6

6 Thanh toan 0101517122 03/08/2017 hoach DAu 83B Ph6 Ly Thirong 12/07/2007Quoc gia Vi~t Ki~t, P.TrAnHungNam(NAPAS) tuHaNQi D~o, Q.Hoan Ki€m,

HaNQiCong ty Co Sa 8717Di~n Bien Phu,phan Dich vu KH&DT7 ban Ie Tien 0309614478 17/1212009 TPH6Chi P.Da Kao, Q,I, 10102/2010

Phong Minh HCM

VI. Giao djch ella eAdong nQi bQ va ngwiri lien quan (Bao cao 6 thang dAu nam /nam 2019):

1. Danh sach c6 dong nQi bQva ngiroi co lien quan

'e-{NG1~NH

16

Tai Chirc vu tai So co phieu Tyl~saStt Ten t6 chirc/ca khoan cong ty S5 CMNDI Ngay cfip NO'icap Dia chi sa hiiu cu5i hiiu c6 Ghi chu

nhan giao (neu c6) DKKD CMNDI CMNDI ky phieudich DKKf) DKKD cu5ikychirng (%)khoan(n~uc6)

I Nh6m co dong lien quan den T~p doan Geleximco - Cong ty CP (Geleximco)1 T~p dom 0100514947 15106/2017 se xe 36,Hoang Cau, 69.108.394 12,99

Geleximco- ho~ch Dong Da, Ha NQiCong ty CP DAuill

HaNQi2 Vii Van Tien Ph6 CT 0340590003584 09/05/2017 HaNQi 64 Nguyen Luang 1.979.359 0,37 Chu tich

HDQT Bfutg,HaNQi HDQTABBANK Geleximco

3 Nguy€n Thi 011757548 27/04/2007 HaNQi 64 Nguyen Luang 925.239 0,17 Vq Chu tichQuynh Mai Bfutg,HaNQi

4 Vii VanH~u 012296299 18/08/2011 HaNQi 187 D~i La, Ha 10.590.074 1,99 Em trai ChuNQi tich, Ph6

TGDGeleximco

5 Do Huang 011949446 04/08/2011 HaNQi 187 D~i La, Ha 1.398.546 0,26 Em dau ChuGiang NQi tich

6 Dao M~ Chu tich 034069002308 15104/2016 HaNQi So 17, ngo 61 4.333.243 0,81 Em re ChuKhang HDQT D5ng Da, Ha NQi tich

ABBANK7 Vii Thi Nhung 012617959 22/05/2008 HaNQi 187 D~i La, Ha 165.172 0,03 Em gai Chu

NQi tich8 Cong ty CP 19/GPDC-UBCK 26/02/2018 UBCK 36 Hoang cso, 3.083.709 0,58 Cong ty lien

ChUng khoan NN D5ng Da, Ha NQi k~tAnBinh

17

I

2. Giao Dich c6 phieu:

9 Cong ty co 0103018655 25/02/2008 Sake 101 Lang Hl;!, 3.265.910 0,61 Cong ty lienphfut T~p doan hOl;!ch D5ng Da, Hi NQi k€tDAu tu An DAu tuBinh HaNQi

II Nh6m co dong nQi bQABBANK

ST HQten Chirc vu tai SoCMND Ngay cap NO'icap Dia chi So cp sa TiT ABBANK hiiu 1~/v5n

dieu l~

1 Dao Ml;lnh cso tich 034069002308 25/08/2005 HaNQi So 17, ngf 61 4.333.243 0,81Khang D5ng Da, Ha NQi

2 ve Van Tien P.Chu tich 0340590003584 02/07/2001 HaNQi 64 Nguyen Luang 1.979.359 0,37Bfutg, Ha NQi

3 Nguysn Thi Truong 011513292 11/07/2012 HaNQi 48 Nguyen Hong, 12.824 0,00Hl;lnhTam BKS HaNQi

4 Nguyen Thi Thanh vien 010363203 27/10/2010 HaNQi o 22 khu 45 can 12.908 0,00Thanh Thai BKS hQkhu 7,2ha,

Vinh Phuc, BaDinh, HaNQi

5 Bui Quoc Vi~t Ke toan 022828404 27/10/2005 HCM 0-4C eu xa Bac 37,494 0,01tnrong Hai, Truong San,

P.15, Q.10, HCM

Ngiroi thuc hien giao Quan h~ voi c6 S5 c6 phieu sa hiiu dAu Icy S5 c6 phieu sa hiiu cu5i ky Ly do tang, giam (mua,Stt ban, chuyen d6i,Dieh dong nQi bQ S5 c6 phieu Ty l~/von dieu S5 c6 phieu Ty l~/von

l~(%) di€u l~ (%) thirong ...)

1 Dang AiDan Em re cua Tnrong13.471 0,00 0 0,00 Ban e6 phAnBan Ki€m soat

18

0,01 50.000 0,01 Mua them c6 ph§.nNguyen Dire Anh Con Truong BKS 40.000

3. Cac giao dich khac: khong

v. Cac vAn d~ d.n luu y khac:- Khong.

19