national stock exchange of india limited equity shares · format of holding of specified securities...

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Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip Code/Name of Scrip/Class of Security: Equity Shares 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b) /Reg.31(1)(c) for the quarter March 31, 2020 a. If under 31(1)(b) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares held by promoters are pledged or otherwise encumbered? No * If the Listed Entity selects the option No‟ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No. of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No’’ declared by Listed Entity in above table the values will be considered as Zer o‟ by default on submission of the format of holding of specified securities. 5. The tabular format for disclosure of holding of specified securities is as follows:-

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Page 1: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Format of holding of specified securities Annexure - I

1. Name of Entity: National Stock Exchange of India Limited 2. Scrip Code/Name of Scrip/Class of Security: Equity Shares 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) for the quarter March 31, 2020

a. If under 31(1)(b) then indicate the report for Quarter ending

b. If under 31(1)(c) then indicate date of allotment/extinguishment

4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Particulars Yes* No*

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No

3 Whether the Listed Entity has any shares against which depository receipts are issued?

No

4 Whether the Listed Entity has any shares in locked-in? No

5 Whether any shares held by promoters are pledged or otherwise encumbered? No

* If the Listed Entity selects the option „No‟ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No. of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is “No’’ declared by Listed Entity in above table the values will be considered as “Zero‟ by default on submission of the format of holding of specified securities.

5. The tabular format for disclosure of holding of specified securities is as follows:-

Page 2: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Table I - Summary Statement holding of specified securities

Category

(I) Category of sharehol

der (II)

Nos. shareh olders

(III)

No. of fully paid up equity

shares held (IV)

No. of Partly paid- equity share

held (V)

No. of shares underlying

Depository Receipts

(VI)

Total nos.

shares held

(VII) = (IV)+(V)+

(VI)

Sharehold ing as a % of total no. (calculated per SCRR,

1957) (VIII)

As a % of (A+B+C2)

Number of Voting Rights held in each class of securities

(IX)

No. of Share

s Underlyi Outstanding convertible

securities (including Warrants) (X)

Shareholding , as a % assuming full

conversion Conversion of Convertible securities

As a percentage of diluted share

capital)

(XI)= (VII)+(X)

As a % of (A+B+C2)

Number of Locked in

shares

(XII)

Number of Shares

pledged or otherwise

encumbered (XIII)

Number of equity

shares held in

dematerializ ed form

(XIV) No of Voting Rights Tota las

a % of (A+B + C)

N o .

( a )

As a % of total Shar es held (b)

No. (a)

As a % of total

Share s held

(b)

Class eg: X C la s s

e g

Total

(A) Promoter & Promoter Group

- - - - - - - - - - - - - - -

(B) Public* 308 24,29,08,516

- - 24,29,08,516

49.07 24,29,08,516

- 24,29,08,516

49.07 - - - - 24,29,08,516

(C) Non Promoter- Non Public

- - - - - - - - - - - - - - -

(C1) Shares underlying DRs

- - - - - - - - - - - - - - -

(C2) Shares held by Employee Trusts

- - - - - - - - - - - - - - -

(C3) Trading Members and Associates of Trading Members

77 25,20,91,484

- - 25,20,91,484

50.93 25,20,91,484

- 25,20,91,484

50.93# - - - - 25,20,91,484

Total 385 49,50,00,000 - - 49,50,00,000 100 49,50,00,000 - 49,50,00,000 100 - - - - 49,50,00,000

*as per the meaning assigned to it under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018. # voting rights of Life Insurance Corporation of India (LIC) to the extent of 4.89% is freezed pursuant to SEBI letter dated May 13, 2019.

Page 3: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Category & Name PAN No. of No. of Partly Nos. of Total Sharehol Number of Voting Rights held in No. of Shareholdin Number of Number of Number of

of the (II) shareh fully paid-up shares nos. ding % each class of securities Shares g , as a % Locked in Shares equity Shareholders older paid equity underlying shares calculate (IX) Underlying assuming shares pledged or shares held

(I) (III) up shares Depository held d as per Outstanding full (XII) otherwise in

equity held Receipts (VII = SCRR, Convertible conversion encumbered dematerializ share (V) (VI) IV+V+VI) 1957 Securities of (XIII) ed form

s held No. of Voting Rights Total as a % of Total

Voting rights

(including convertible No. (a)

As a % of total

Shar es

held (b)

No. (a)

As a % of total

share s held

(b)

(XIV) (IV) As a % of Warrants) securities (

(A+B+C2) (X) as a

(VIII) percentage Class

X Class

Y Tot al of diluted

share capital) (XI) =

(VII)+(X) as a % of

A+B+C2

(1) Indian - - - - - - - - - - - - - - - -

(a) Individuals/Hindu undivided Family

- - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(b) Central Government/ State Government(s)

- - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(c) Financial Institutions/ Banks

- - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(d) Any Other (specify) - - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

Sub-Total (A)(1) - - - - - - - - - - - - - - - -

(2) Foreign - - - - - - - - - - - - - - - -

(a) Individuals (Non- Resident Individuals/ Foreign Individuals)

- - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(b) Government - - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

Page 4: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

(c) Institutions - - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(d) Foreign Portfolio Investor

- - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

(f) Any Other (specify) - - - - - - - - - - - - - - - -

Name (xyz…) - - - - - - - - - - - - - - - -

Sub-Total (A)(2) - - - - - - - - - - - - - - - -

Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)

- - - - - - - - - - - - - - - -

Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Page 5: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Table III - Statement showing shareholding pattern of the Public shareholder

Category &

Name of the Shareholders

(I)

P A N (II)

Nos. of shar ehol der (III)

No. of fully paid up equity shares held (IV)

Partly paid- up equity shares held (V)

Nos. of shares underl ying

Deposi tory

Receip ts (VI)

Total nos.

shares held VII

= IV+V+VI

Shareh ol ding

% calcula te d as per SCR

R, 1957

As a % of

(A+B+ C2) VIII

Number of Voting Rights held in each class of

securities (IX)

No. of Shares Underl

ying Outsta nding

conver tible

securit ies

(includ ing

Warra nts) (X)

Total shareholdin g , as a % assuming

full conversion

of convertible securities

(as a percentage of diluted

share capital)

(XI)

Number of

Locked in shares (XII)

Number of Shares pledged or otherwise encumbered (XIII)

Number of

equity shares held in

dematerialized form (XIV)

No of Voting Rights Total

as a % of

Total

Voting rights

No. (a)

As a

% of total Shar es

held (b)

(a) No. (Not

appli cable

As a

% of total

shares held (Not

applica ble) (b)

Class X Cl as s Y

Tot al

B(1) Institutions - (a) Mutual Funds/ - - - - - - - - - - - - - - - -

(b) Venture Capital

Funds

- 5 2,05,69,880

- - 2,05,69,880 4.16 2,05,69,880 - 2,05,69,880 4.16 - - - - 2,05,69,880

PI Opportunities

Fund-1

- 1 1,48,50,000 - - 1,48,50,000 3.00 1,48,50,000 - 1,48,50,000 3.00 - - - - 1,48,50,000

(c) Alternate Investment

Funds

- - - - - - - - - - - - - -

(d) Foreign Venture (e) Foreign Portfolio

Investors

- 15 3,52,26,422

- - 3,52,26,422 7.12 3,52,26,422 - 3,52,26,422 7.12 - - - - 3,52,26,422

Tiger global Five

holdings

- 1 1,13,50,000

- - 1,13,50,000

2.29 1,13,50,000

- 1,13,50,000

2.29 - - - - 1,13,50,000

Norwest Ventures

Partners X FII-

Mauritius

- 1 78,37,500 - - 78,37,500 1.58 78,37,500 - 78,37,500 1.58 - - - - 78,37,500

(f) Financial Institutions/

Banks

- - - - - - - - - - - - - - - -

(g) Insurance

Companie

s s

- 4 19,375,000 - - 19,375,000 3.91 19,375,000 - 19,375,000 3.91 - - - - 19,375,000

National Insurance

Company Limited 1 70,40,000 - - 70,40,000 1.42 70,40,000 - 70,40,000 1.42 - - - - 70,40,000

The Oriental

Insurance Company

Limited

1 70,40,000 - - 70,40,000 1.42 70,40,000 - 70,40,000 1.42 - - - - 70,40,000

(h) Provident Funds/

Pension Funds - - - - - - - - - - - - - - -

(i) Trust 4 38,75,000

- - 38,75,000

0.78 38,75,000

- 38,75,000

0.78 - - - - 38,75,000

Page 6: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

(j) Any Other (specify)

Foreign Direct

Investment

21 12,13,67,925

- - 12,13,67,925 24.52 12,13,67,925 - 12,13,67,925 24.52 - - - - 12,13,67,925

GAGIL FDI Limited 1 18,752,382 - - 18,752,382 3.78 18,752,382 - 18,752,382 3.78 - - --

- 18,752,382

Veracity

Investments

Limited

1 2,47,50,000 - - 2,47,50,000 5.00 2,47,50,000 - 2,47,50,000 5.00 - - - - 2,47,50,000

SAIF II SE

Investments

Mauritius Limited

1 1,75,90,000 - - 1,75,90,000 3.55 1,75,90,000 - 1,75,90,000 3.55 - - - - 1,75,90,000

Acacia Banyan

Partners 1 1,23,75,000 - - 1,23,75,000 2.50 1,23,75,000 - 1,23,75,000 2.50 - - - - 1,23,75,000

DVI Fund (Mauritius)

Limited 1 99,00,000 - - 99,00,000 2.00 99,00,000 - 99,00,000 2.00 - - - - 99,00,000

TIMF Holdings 1 98,75,000 - - 98,75,000 1.99 98,75,000 - 98,75,000 1.99 - - - - 98,75,000

Rimco (Mauritius)

Limited 1 49,50,000 - - 49,50,000 1.00 49,50,000 - 49,50,000 1.00 - - - - 49,50,000

Crown Capital

Limited 1 84,50,000

- - 84,50,000 1.71 84,50,000 - 84,50,000 1.71 - - - - 84,50,000

Sub-Total (B)(1) 49

20,04,14,227

- - 20,04,14,227

40.49

20,04,14,227

- 20,04,14,227

40.49

- - - - 20,04,14,227

(2) Central

Government/ State

Government(s)/

President of India

- - - - - - - - - - - - - - -

Sub-Total (B)(2) - - - - - - - - - - - - - - -

(3) Non-institutions (a) Individuals -

i. Individual shareholders holding nominal share capital upto Rs. 2 lakhs.

ii. Individual

shareholders holding nominal share capital in excess of Rs. 2 lakhs.

208

10

54,32,852

1,46,14,441

-

-

-

-

54,32,852

1,46,14,441

1.09

2.95

54,32,852

1,46,14,441

3,478,700

-

-

54,32,852

1,46,14,441

3,478,700

1.09

2.95

-

-

-

-

-

-

-

-

54,32,852

1,46,14,441

Radhakishan S Damani

1 7816880 - - 7816880 1.58 7816880 - 7816880 1.58 - - - - 7816880

(b) NBFCs registered

with RBI - - - - - - - - - - - - - - -

Page 7: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

(c) Employee Trusts - - - - - - - - - - - - - - -

(d) Overseas Depositories

(holding DRs)

(balancing figure)

- - - - - - - - - - - - - - -

(e) Any Other (specify) HUF 2 26,552 - - 26,552 0.01 - - 26,552 0.01 - - - - 26,552

Bodies Corporates(Unlisted) 37 72,40,444

- - 72,40,444

1.46 - - 72,40,444

1.46 - - - - 72,40,444

Bodies Corporates(Listed) 2 1,51,80,000 - - 1,51,80,000 3.07 - - 1,51,80,000 3.07 - - - - 1,51,80,000

General Insurance Corporation of India

1 81,40,000

- - 81,40,000

1.64 - - 81,40,000

1.64 - - - - 81,40,000

The New India Assurance Company Limited

1 70,40,000 - - 70,40,000 1.42 - - 70,40,000 1.42 - - - 70,40,000

Trust - - - - - - - - - - - - - - -

Sub-Total (B)(3) 259 4,24,94,289 - - 4,24,94,289 8.58 - - 4,24,94,289 8.58

- - - - 4,24,94,289

Total Public

Shareholding (B)=

(B)(1)+(B)(2)+(B)( 3)

308 24,29,08,516

- - 24,29,08,516

49.07 - - 24,29,08,516

49.07 - - - - 24,29,08,516

Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): See Table Below

Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

(1) Note:

(2) PAN would not be displayed on website of Stock Exchange(s).

(3) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.

(4) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.

NOTE: Number of shares available in the non-public category is Nil. Number of shares available for acquisition by persons resident outside

India is 6,33,715 ( 0.13 %). However the above is subject to FDI policy, RBI and SEBI Regulations currently in force

Page 8: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Category & Name

of the Shareholders

(I)

PAN

(II)

No. of

shareh older (III)

No. of

fully paid

up equity share s held

(IV)

Partly

paid- equit share held (V)

Nos. of

shares underlying Depository Receipts

(VI)

Total no.

shares held (VII =

IV+V+VI)

Shareh

ding calcula d as

SCR 1957

As a % (A+B+

(VIII)

Number of Voting Rights held in

each class of securities (IX)

No. of

Shares Underlying Outstanding convertible securities (including Warrants)

(X)

Total

shareholdin g , as a % assuming

full conversion

of convertible securities (

as a percentage of diluted

share capital)

(XI)

Number of

Locked in shares

(XII)

Number of

Shares pledged or otherwise

encumbered (XIII)

Number of

equity shares held

in dematerializ

ed form (XIV) (Not

Applicable)

No of Voting Rights Total as a % of Total

Voting rights

No. As a % of total

Shar es

held

No. (No t

ap pli ca ble

)

As a % of total

share s held (Not

applic able)

Class X Clas s Y

Tot al

(1) Custodian/DR Holder

- - - - - - - - - - - - - - NA - (a) Name of DR

Holder (if available)

- - - - - - - - - - - - - - NA -

(i) abc,.,.. - - - - - - - - - - - - - - NA - (ii) efg…. - - - - - - - - - - - - - - NA - (2) Employee Benefit

Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)

- - - - - - - - - - - - - - NA -

(a) Name (abc… - - - - - - - - - - - - - - NA - 3 Trading Members

and Associates of Trading Members

Corporates 22 6,47,83,360

6,47,83,360

13.09 6,47,83,360

13.09 6,47,83,360

Stock Holding Corporation of India Limited

1 2,20,00,000 2,20,00,000 4.44 2,20,00,000 4.44 2,20,00,000

SBI Capital Markets Limited

1 2,14,50,000 2,14,50,000 4.33 2,14,50,000 4.33 2,14,50,000

Financial Institutions/Banks

7 2,93,89,129

2,93,89,129

5.94 2,93,89,129

5.94 2,93,89,129

State Bank of India 1 1,79,69,410 1,79,69,410 3.63 1,79,69,410 3.63 1,79,69,410

FDI 13 60,571,938 60,571,938 12.24 60,571,938 12.24 60,571,938

GS Strategic Investments Limited, Mauritius

1 1,48,50,000 1,48,50,000 3.00 1,48,50,000 3.00 1,48,50,000

Page 9: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

MS Strategic (Mauritius) Limited, Mauritius

1 1,48,50,000 1,48,50,000 3.00 1,48,50,000 3.00 1,48,50,000

Citigroup Strategic

Holdings Mauritius Limited, Mauritius

1 8,128,570 8,128,570 1.64 8,128,570 1.64 8,128,570

FIH Mauritius Investments Limited

1 50,10,500 50,10,500 1.01 50,10,500 1.01 50,10,500

FPI 1 2,47,50,000 2,47,50,000 5.00 2,47,50,000 5.00 2,47,50,000

Aranda Investments (Mauritius) Pte. Ltd.

1 2,47,50,000 2,47,50,000 5.00 2,47,50,000 5.00 2,47,50,000

Insurance Company

1 6,19,13,500 6,19,13,500 12.51 6,19,13,500 12.51 6,19,13,500

#Life Insurance Corporation of India

1 6,19,13,500 6,19,13,500 12.51 6,19,13,500 12.51 6,19,13,500

Venture Capital Funds

4 74,98,162

74,98,162 1.51 74,98,162 1.51 74,98,162

Individuals 29 31,85,395

31,85,395 0.64 31,85,395 0.64 31,85,395

Total Non- Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2)

- 77 25,20,91,484

- - 25,20,91,484

50.93 25,20,91,484

- - 50.93 - - - - 25,20,91,484

Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information is available

# voting rights of Life Insurance Corporation of India (LIC) to the extent of 4.89% is freezed pursuant to SEBI letter dated May 13, 2019.

Page 10: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Table V- Statement showing details of significant beneficial owners

Sr .No Details of the significant beneficial owner (I)

Details of the registered owner (II)

Particulars of the shares in which significant beneficial interest is held by the beneficial owner (III)

Date of creation / acquisition of significant beneficial interest (IV)

Name PAN Nationality Name PAN Nationality Number of shares

Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) As a % of (A+B+C2)

NIL

Page 11: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

Sr. No.

Name of the shareholder

Category of shareholder

Total holding

No. Of % (rounded

Acting in concert with Category of shareholder

Total Holding of shareholder alongwith

Person(s) acting in concert

No. of % (rounded (1) (2) (3) shares

(4)

off to 2

decimals) (5)

(6) (7) shares

[8=no. of shares of

persons covered in column (6)

]

off to 2

decimals) (9)

1 Ithan Creek II MB Public 88,781 0.02 Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB

Public 67,08,436

1.35

2 Ithan Creek MB Public 9,00,034 0.18 Ithan Creek II MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB

and Quissette BMD MB

Public 58,97,183

1.19

3 Bay Pond MB Public 25,84,707 0.52 Ithan Creek II MB, Ithan Creek MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB

and Quissette BMD MB

Public 42,12,510

0.85

4 Bay Pond BMD MB Public 12,37,576 0.25 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB,J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB

Public 55,59,641 1.12

5 J. Caird MB Public 2,87,784 0.06 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB,

J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB

Public 65,09433 1.31

6 J Caird BMD MB Public 3,41,378 0.07 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, Wolf Creek MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB

Public 64,55,839 1.30

7 Wolf Creek MB Public 5,95,106 0.12 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek BMD MB, Quissette MB and Quissette BMD MB

Public 62,02,111 1.25

8 Wolf Creek BMD MB Public 5,61,552 0.11 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB,

J. Caird MB, J Caird BMD MB, Wolf Creek MB, Quissette MB and Quissette BMD MB

Public 62,35,665 1.26

9 Quissette MB Public 86,251 0.02 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB,

J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB and Quissette BMD MB

Public 67,10,966 1.35

10 Quissette BMD MB Public 1,14,048 0.02 Ithan Creek II MB, Ithan Creek MB, Bay Pond MB, Bay Pond BMD MB, J. Caird MB, J Caird BMD MB, Wolf Creek MB, Wolf Creek BMD MB and Quissette MB

Public 66,83,169 1.35

11 MSPL Limited Public 21,61,500 0.44 Barclays Wealth Trustees (India)Private Limited - C/o Gravity Family Trust

Public 24,75,000 0.50

12 Barclays Wealth Trustees (India)Private Limited - C/o Gravity Family Trust

Public 24,75,000 0.50 MSPL Limited Public 21,61,500 0.44

15 State Bank of India Trading Member 1,79,69,410 3.63 SBI Capital Markets Limited, SBI Life Insurance Company Limited Associate of Trading Member

2,30,91,750 4.66

Page 12: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

16 SBI Life Insurance

Company Limited

Associate of

Trading Member

16,41,750 0.33 State Bank of India Trading Member 1,79,69,410 3.63

17 SBI Capital Markets Limited

Associate of Trading Member

2,14,50,000 4.33 State Bank of India Trading Member 1,79,69,410 3.63

18 HDFC Limited Associate of Trading Member

8,11,250 0.16 HDFC Life Insurance Company Limited Associate of Trading Member

24,75,000 0.50

19 HDFC Life Insurance Company

Limited

Associate of Trading Member

24,75,000 0.50 HDFC Limited Associate of Trading Member

8,11,250 0.16

20 ICICI Bank Limited Trading Member 2,629 0.00 ICICI Lombard General Insurance Company Limited Associate of Trading Member

of Trading Member

39,80,000 0.80

21 ICICI Lombard General

Insurance Company Limited

Associate of

Trading Member

3,980,000

0.80 ICICI Bank Limited Trading Member 2,629 0.00

22 Mr. Kulbandhu R Sharma

Public 314200 0.06 Mr. Vineet Kulbandhu Sharma Public 1,95,536 0.04

23 Mr. Vineet Kulbandhu Sharma

Public 1,95,536 0.04 Mr. Kulbandhu R Sharma Public 3,14,200 0.06

24 Mr. Ketan Kothari Associate of Trading Member

of Trading Member

82,500 0.02 1. Mr. Mukesh Manekchand Kothari 2. Mr. Vivek Prithviraj Kothari

Associate of Trading Member

1,65,000 0.03

25 Mr. Mukesh Manekchand Kothari

Associate of Trading Member

of Trading Member

82,500 0.02 1. Mr. Ketan Kothari 2. Mr. Vivek Prithviraj Kothari

Associate of Trading Member

1,65,000 0.03

26 Mr. Vivek Prithviraj

Kothari

Associate of Trading Member

of

Trading Member

82,500 0.02 1. Mr. Mukesh Manekchand Kothari

2. Mr. Ketan Kothari

Associate of Trading

Member

1,65,000 0.03

27 IIFL Special Opportunities Fund

Associate of Trading Member

38,53,946

0.78

IIFL Special Opportunities Fund – Series 2, IIFL Special Opportunities Fund – Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series 5, IIFL Special Opportunities Fund - Series 6, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,22,58,149 2.48

28 IIFL Special Opportunities Fund – Series 2

Associate of Trading Member

24,82,806

0.50

IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series 5, IIFL Special Opportunities Fund - Series

6, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,36,29,289 2.76

29 IIFL Special Opportunities Fund – Series 3

Associate of Trading Member

12,17,679

0.25

IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Series 2, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series 5, IIFL Special Opportunities Fund - Series

6, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,48,94,416 3.01

30

IIFL Special Opportunities Fund - Series 4

Associate of Trading Member

3,424,184 0.69 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special

Opportunities Fund - Series 5 , IIFL Special Opportunities Fund - Series 6, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,26,87,911 2.57

31 IIFL Special Opportunities

Fund - Series 5

Associate of

Trading Member

26,63,055 0.54 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund -

Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series 6, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,34,49,040 2.72

32 IIFL Special Opportunities Fund - Series 6

Associate of Trading Member

59,167 0.01 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series

5, IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

1,60,52,928 3.25

Page 13: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

33 IIFL Special Opportunities Fund - Series 7

Associate of Trading Member

2,411,258 0.48 IIFL Special Opportunities Fund, IIFL Special Opportunities Fund - Series 2, IIFL Special Opportunities Fund - Series 3, IIFL Special Opportunities Fund - Series 4, IIFL Special Opportunities Fund - Series

5, IIFL Special Opportunities Fund - Series 6

Associate of Trading Member

1,37,00,837 2.77

34 IDBI Bank Limited Trading Member 10,25,683

0.21 IDBI Trusteeship Services Limited

Associate of Trading

Member

9,90,000

0.20

35 IDBI Trusteeship Services Limited

Associate of Trading Member

9,90,000

0.20 IDBI Bank Limited Trading Member 10,25,683

0.21

36 Life Insurance Corporation of India

Associate of Trading Member

61,913,500 12.51 IDBI Trusteeship Services Limited Associate of Trading Member

9,90,000 0.20

37 IDBI Trusteeship Services Limited

Associate of Trading Member

9,90000 0.20 Life Insurance Corporation of India Associate of Trading Member

61,913,500 12.51

38 Moraine Master Fund LP

Public 1,442,998

0.29 FO Mauritius III Ltd

Public

360,749

0.07

39

FO Mauritius III Ltd

Public 360,749

0.07 Moraine Master Fund LP

Public 1,442,998

0.29

40 Sri Kssv Finvest Private

Limited

Public 16,530 0.00 Spectra Shares and Scrips Pvt. Ltd

Public 21,060 0.00

41 Spectra Shares and Scrips Pvt. Ltd

Public 21060 0.00 Sri Kssv Finvest Private Limited Public 16,530 0.00

42 Ms.Mridula Jaysinh Kapadia Public 23,650

0.00 Mr. Ameet Jaysinh Kapadia

Public 23,650

0.00

43 Mr. Ameet Jaysinh Kapadia

Public 23,650

0.00 Ms.Mridula Jaysinh Kapadia Public 23,650

0.00

44 Mr. Viren Navinchandra

Gandhi & Mr. Darshan Navinchandra Gandhi

Public 10,527 0.00 Mr. Navinchandra Premchand Gandhi & Mr. Darshan Navinchandra

Gandhi, Mr. Darshan Navinchandra Gandhi and Mrs. Manisha Darshan Gandhi

Public 21,054 0.00

45 Mr. Navinchandra Premchand Gandhi & Mr. Darshan Navinchandra Gandhi

Public 10,527 0.00 Mr. Viren Navinchandra Gandhi & Mr. Darshan Navinchandra Gandhi, Mr. Darshan Navinchandra Gandhi and Mrs. Manisha Darshan Gandhi

Public 21,054 0.00

46 Mr. Darshan Navinchandra

Gandhi and Mrs. Manisha Darshan Gandhi

Public 10,527 0.00 Mr. Viren Navinchandra Gandhi & Mr. Darshan Navinchandra Gandhi,

Mr. Navinchandra Premchand Gandhi & Mr. Darshan Navinchandra Gandhi,

Public 21, 054 0.00

Page 14: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

47 Mr. Rajesh Mannalal Agrawal

Public 44,736

0.01 Mr. Yogesh Mannalal Agrawal

Public 44,736

0.01

48 Mr. Yogesh Mannalal Agrawal

Public 44,736

0.01 Mr. Rajesh Mannalal Agrawal

Public 44,736

0.01

49 Mr. Suman Kant Munjal

Public 55,249

0.01 Mr.Sunil Kant Munjal (holds shares on behalf of M/s Hero Enterprise Venture Partners in capacity as Partner)

Public 2,337,000

0.47

50 Mr.Sunil Kant Munjal (holds shares on behalf of M/s Hero Enterprise Venture Partners in

capacity as Partner)

Public 2,337,000

0.47 Mr. Suman Kant Munjal

Public 55,249

0.01

51 Mr. Satish Singhal

Associate of Trading Member

21,000

0.00 Mrs. Meena Singhal

Associate of Trading Member

1,000 0.00

52 Mrs. Meena Singhal

Associate of

Trading Member

1,000 0.00 Mr. Satish Singhal

Associate of Trading

Member

21,000

0.00

53 Edelweiss Alternative

Investment Opportunities Trust - Edelweiss Crossover Opportunities Fund

Associate of

Trading Member

38,47,924

0.77 Edelweiss Alternative Investment Opportunities Trust-Edelweiss

Crossover Opportunities Fund – Series II and Edelweiss Multi Strategy Investment Trust –Edelweiss Alternative Equity Scheme

Associate of

Trading Member

15,61,635 0.32

54 Edelweiss Alternative Investment Opportunities Trust-Edelweiss Crossover

Opportunities Fund – Series II

Associate of Trading Member

12,75,920

0.26 Edelweiss Alternative Investment Opportunities Trust - Edelweiss Crossover Opportunities Fund and Edelweiss Multi Strategy Investment Trust –Edelweiss Alternative Equity Scheme

Associate of Trading Member

41,33,639 0.83

55 Edelweiss Multi Strategy

Investment Trust –Edelweiss Alternative Equity Scheme

Associate of

Trading Member

2,85,715 0.06 Edelweiss Alternative Investment Opportunities Trust - Edelweiss

Crossover Opportunities Fund and Edelweiss Alternative Investment Opportunities Trust-Edelweiss Crossover Opportunities Fund – Series II

Associate of

Trading Member

51,23,844 1.03

56 Life Insurance Corporation of

India

Associate of Trading Member

61,913,500 12.51 IDBI Bank Limited Trading Member 10,25,683

0.21

57 IDBI Bank Limited Trading Member 10,25,683

0.21 Life Insurance Corporation of India Associate of Trading

Member

61,913,500 12.51

58 Mr Sunil Kumar Gupta Associate of

Trading Member

11,000 0.00 Ms. Jyoti Singhal

Public 5,000 0.00

Page 15: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

59 Ms. Jyoti singhal Public 5,000 0.00 Mr Sunil Kumar Gupta Associate of Trading Member

11,000 0.00

60 Mr Hemant Kumar Goyal Public 5,000 0.00 Mr Hitesh Kumar Goyal Public 5,000 0.00

61 Mr Hitesh kumar Goyal Public 5,000 0.00 Mr Hemant kumar Goyal Public 5,000 0.00

62 Ms Meenu Devi Public 5,000 0.00 Ms. Jyoti singhal Public 5,000 0.00

63 Ms. Jyoti singhal Public 5,000 0.00 Ms Meenu Devi Public 5,000

0.00

64 Ms. Ritika Sachdeva Public 5,555 0.00 Ms. Madhu Sachdeva Public 10,800 0.00

65 Ms. Madhu Sachdeva Public 10,800 0.00 Ms. Ritika Sachdeva Public 5,555 0.00

66 Venktesh Investment and Trading Company Pvt Ltd

Public 55,204

0.01 Vijaykumar Bajrangilal Taparia

Public 12,200

0.00

67 Vijaykumar Bajrangilal

Taparia

Public 12,200

0.00 Venktesh Investment and Trading Company Pvt Ltd

Public 55,204

0.01

68 Mr. Vinod Inderlal Jessani

Public 11,111 0.00 Payal V Jessani

Public 5,555

0.00

69 Payal V Jessani

Public 5,555

0.00 Mr. Vinod Inderlal Jessani

Public 11,111 0.00

70 Nikhil Agarwal

Public 5,555 0.00 Narendra Kumar Agarwal

Public 11,111 0.00

71 Narendra Kumar Agarwal

Public 11,111 0.00 Nikhil Agarwal

Public 5,555 0.00

72 Aditya Gupta

Public 5,555 0.00 Nidhi Gupta

Public 5,555 0.00

Page 16: National Stock Exchange of India Limited Equity Shares · Format of holding of specified securities Annexure - I 1. Name of Entity: National Stock Exchange of India Limited 2. Scrip

73 Nidhi Gupta

Public 5,555 0.00 Aditya Gupta

Public 5,555 0.00

74 Asha Apte

Public 11,110 0.00 Ravindra C Apte & Asha R Apte

Public 11,110 0.00

75 Ravindra C Apte & Asha R

Apte

Public 11,110 0.00 Asha Apte

Public 11,110 0.00

76 Chaitanya Narendra Desai

Public 25,000 0.01 Kushal Narendra Desai

Public 25,000 0.01

77 Kushal Narendra Desai

Public 25,000 0.01 Chaitanya Narendra Desai

Public 25,000 0.01

78 Paulastya Sachdev

Public 35,000 0.01 Yodhan Sachdev

Rita Sachdeva

Public 65,000 0.02

79 Yodhan Sachdev

Public 40,000 0.01 Paulastya Sachdev Rita Sachdeva

Public 60,000 0.02

80 Rita Sachdeva

Public 25,000 0.01 Yodhan Sachdev Paulastya Sachdev

Public 75,000 0.02