najeeb compliance doc fort branch001

CLIENT SUMMARY

Date : 04-07-2011

To:The Program Manager,

In accordance with Articles two (2) through five (5) of the Due Diligence Convention and the Federal Banking Commission Circular of December 1998, concerning the prevention of money laundering, and Article 305 of the Swiss Criminal Code, the following information may be supplied to banks and/or other financial institutions for the purpose of verification of identity and activities of the investing Member, and the nature and origin of the funds that are to be utilized. All parties have an obligation to respect professional secrecy and to take all appropriate precautions to protect the confidentiality of the information each holds in respect of the others’ activities. This legal obligation shall remain in full force and effect at all times.

Amount of Cash/Assets Available : INR 50 CRName of Funds Owner : M.MOHAMMED NAHEEB Client Name (Signatory) : M.MOHAMMED NAHEEB Passport Number : H9114797 Country of Residence : India

thPassport Issue / (Date/Place) : 25 June 2010

thPassport Expiry Date : 24 June 2020stDate and Place of Birth : 31 July 1955 (Kottayam, Kerala, India)

Home Address : Fathima Manzil, Karapuzha PO,Kottayam - 686 003, Kerala

Home Telephone Number : 0481-2560933Home Fax Number : NAMobile Tel Number : (91) 94469 16321Clients Email Address : [email protected] you speak English? : Yes Business Name : Sabari Roller Flour Mills Pvt. Ltd.Business Address : Karetle, Vamanapuram PO,

Thiruvanthapuram District Registered Office Domicile : KeralaBusiness Tax ID Number : AADCS3187J

(If Applicable)Years in Business : 22 YearsRegistration Number : 09-04950 of 1988

PAGE 1 OF 3 CLIENT SUMMARY– (Continued)

Date : 04-07-2011


Country / State of Incorporation : India /KeralaBusiness Telephone Number : 0481-2560933Business Fax Number : NALegal Adviser : NA(Law Firm) : NALegal Adviser Mail Address : NAAddress for Mail Delivery : [email protected] for Courier Delivery : Fathima Manzil, Karapuzha PO,

Kottayam - 686 003, KeralaBank Name : ICICI Bank LtdBranch : KottayamBank Address : CSI Ascention Square, Railway

Station Road,Kottayam-686 002

Bank Officer / Title : Shaji Thomas / Branch ManagerTelephone Number : +0481-6612219Fax Number : +0481- 6612219Account Number : 626705500001SWIFT Code : ICICINBBXXXABA / Sort Code : NAIFSC Code : ICIC0006267Account Name : Sabari Roller Flour Mills Pvt. Ltd.Account Signatory : M.MOHAMMED NAHEEB

Clients Account where Profits are to be paid

Name of Bank : ICICI Bank LtdTO BE DEFINED Address : CSI Ascention Square, Railway

Station Road,Kottayam-686 002

Account No : 626705500001Account Name : Sabari Roller Flour Mills Pvt. Ltd.Sort Code ABA No : NASWIFT CODE : ICICINBBXXXBank Tele : +0481-6612219Bank Fax : +0481-6612219Account Officer : Shaji Thomas / Branch ManagerPresident – (signatory) : M.MOHAMMED NAHEEB

PAGE 2 OF 3 CLIENT SUMMARY– (Continued)

Date : 04-07-2011


How were cash/assets earned? (three (3) lines brief explanation)

The Company has been in business since 22 years. Funds have beenearned through the business activity.

Origin of the cash/assets? Are cash/assets free and clear?Brief Overview of Corporate Activity : (4 lines brief explanation)

Supply Contract with Kerala State Government / Civil SuppliesDepartment, PDS, for products such as Maida, Atta, Rava, Ricebran, Rough Bran. Production Capacity is 3000 MT per month. Annual turnover is Rs. 100 crs. Products are available in the market under the name of Sabari.

Declaration: I/we swear under penalty of perjury, the information given

above is both true and accurate. I am the signatory on the aforementioned bank account. All cash/assets engaged in this transaction are derived from non-criminal origin: and are good cleared. The origin of funds/assets is in compliance with Anti-Money-Laundering Policies as set forth by the Financial Action Task Force (FATF) 6/01.

FOR AND ON BEHALF OF :

DATE : 04-07-2011

Name : M.Moahmmed Najeeb Passport No : H 9114797Country of Issue : Indian

PAGE 3 OF 3 CLIENT SUMMARY

RESOLUTION OF THE BOARD OF DIRECTORS(If Applicable)

Date : 04-07-2011


Ref : Private Placement Program

Minutes of the Meeting of the Board of Directors held (insert date).

Articles of Incorporation of the Company

A Meeting of the Board of Directors of (company), hereinafter referred to as the “CORPORATION”, was duly held in accordance with the Articles of the Incorporation on (insert date).

Present at this meeting were the following directors:Name : M. Mohammed Najeeb, Title : Managing DirectorID# ,PASSPORT # : H 9114797

Name : M. Mohammed Najeeb, Title : Managing DirectorID# ,PASSPORT # : H 9114797

At said meeting, after careful consideration and discussion of all the aspects, the Directors undertook the following Corporate Resolution, which are the minutes of the Corporate Meeting Book.

RESOLUTION

Resolved that the Board of Directors hereby authorize the utilization of assets in the value of (FULL AMOUNT IN LETTERS) Million Euros/USD (00,000,000.00USD) available at:

Bank Name : Bank Address : Total Amount : Euros/USD (FULL AMOUNT) Cash/Assets

Million only (Euros/USD 00,000,000.00)

Bank SWIFT Code :Bank Account No :Account Holder : Account Signatories :

PAGE 1 OF 3 – Resolution of the Board of Directors (Continued)

Date : 04-07-2011


Bank Officers :Telephone No : Fax No :

It was resolved that the Board of Directors hereby authorizes the Corporate Director _____________________________ with _______________ Passport No.______________, issued in the country of _______________, who currently maintains an address at: (FULL LEGAL ADDRESS), (COUNTRY) to commit the corporation to enter on behalf of the corporation the said funds/assets.

I was resolved that the Board of Directors hereby authorizes ________________________ to negotiate the final details and thereafter execute and enter into a Private Placement of said cash/assets in a fully secure investment.

I t w a s r e s o l v e d t h a t t h e B o a r d o f D i r e c t o r s h e r e b y authorize_______________________ to open and manage a bank account, to enter into profit fee arrangement, to receive and distribute all funds, profits and fees from the Private Investment receiving account, to enter into agreements as necessary and make selections as to which facility or facilities will best suit the corporate investment of said funds/assets.

It was resolved that ________________________ has all the necessary authority and power required to undertake their tasks and responsibilities.

I was further resolved that these resolutions be filed with the Corporation’s Secretary and inserted into the Minute Book of the Corporation

There being no further business to come before the meeting of the Directors, said meeting was, after the motion was made, seconded, and carried and declared closed.

Witness the due execution hereof as of this (insert date).

1. (FULL NAME) / (TITLE)

2. (FULL NAME) / (TITLE)

PAGE 2 OF 3 – Resolution of the Board of Directors (Continued)

Date : 04-07-2011


The undersigned as secretary of the corporation hereby certifies that the forgoing resolutions were duly adopted at the stated meeting and have been carried in the Minute Book of the Corporation.

_________________________ __________________________Name : Name : TITLE : TITLE :

CORPORATE SEAL:

PAGE 3 OF 3 – Resolution of the Board of Directors

Initial Letter of Interest and Exclusive Request of Service

Date : 04-07-2011


Dear Sirs,I, M.MOHAMMED NAJEEEB bearing the Passport No: H9114797 acting as

nominated and Authorized Signatory of myself, (for and on behalf of Corporate Name if using a Corporation) hereby confirm and attest with full responsibility that I am ready, willing and able to enter minimum assets in the amount of INR 50 CR for my (for and on behalf of Corporate Name if using a Corporation) participation in a Private Placement subject to my approval of contract.

I hereby attest and warrant with full responsibility that the herein referred cash/assets are good clean, cleared and unencumbered funds, free of any liens or restrictions, and have been legitimately earned and are of non-criminal origin and that the cash/assets are under my signatory control, freely transferable and immediately available or can be reserved by myself without the consent of any third party.

The assets have been legally acquired by way of Flour Mill Business. As evidence of the availability of these assets for participation in the initial amount of INR 50 CR , I have enclosed with this exclusive Letter of Intent and Authority a copy of the front and back of the cash/assets issued by bank.

PAGE 1 OF 3 – Letter of Intent and Exclusive Request of Service (Continued)

Date : 04-07-2011


I hereby attest and warrant that I, M.MOHAMMED NAJEEEB have bank acknowledged signatory control, possession and title of these cash/assets and have signatory power of any agreement that will result from these Proof of Cash/Assets. I am able to provide a copy of the Cash/Assets that will be required for approval by the credit line bank before issuance of the credit line by the bank.

This request for your services is with and under my full legal authority for you to provide general information and initial transaction documents which will assist me to further my intent to enter my principal cash/assets into a bona fide secured transaction.

I hereby further acknowledge that said Program Manager is acting at my request for the provision of information and services and that Program Manager is providing the said information and services in good faith, without solicitation of any kind and based upon my express request and representations and intent to enter my principal cash/assets into a bona fide secured investment transaction.

I hereby grant to you the exclusive right to provide me with the best available bona fide bank secured investment commencing from the date of this Letter of Intent and Services until further notice. I further attest that I currently have no other person and/or entity authorized to invest these herein referred principal cash/assets into a similar bona fide secured investment transaction and shall not so engage any other entity to do so for this transaction.

It is understood and agreed that the rules of the ICC (International Chamber of Commerce) of non-circumvention and non-disclosure are implicit in this Letter of Intent and Services, from today’s date for five years.

It is understood all information provided by the Program Manager will be held in the strictest confidence and will be for my/our private use only and will not be disclosed to any third parties.

I hereby confirm that neither the Program Manager nor any persons connected has solicited me in any way and that no documents received, or that I shall receive, shall be deemed to be a solicitation.

PAGE 2 OF 3 – Letter of Intent and Exclusive Request of Service (Continued)

Date : 04-07-2011


I confirm that there has not been any offer to buy or sell securities and that it is hereby expressly acknowledged, understood and agreed that the said proposed transaction is not a securities transaction nor subject to any securities laws or regulations and shall be exempt from the Securities Act of 1934 and also exempt from any and all other securities laws and regulations and is not intended for the general public, but consists of information and/or documents expressly requested and are for my/our private use.

It is agreed that faxed or scanned e-mail copies of this Letter of Intent and Services are valid and legally binding as if delivered in hard copy original.

I attest my full responsibility to pay all consultancy fees due upon successful result in this investment transaction.

I attest that I am a sophisticated investor and all statements and documents made herein are under penalty of perjury.

For and on Behalf of (Name or Corporation Name)


PAGE 3 OF 3 Letter of Intent and Exclusive Request of Service

Letter of Cease and Desist Confirmation

Date :04-07-2011


Know all men by these presence that I, M.MOHAMMED NAJEEEB , holder of the Indian Passport No.: H9114797, duly authorized and full legally representative (for and on behalf of corporate name, if using a corporation), give notice to have Cease and Desist and any/other group previous group approached in the past regarding our/my files

I, M.MOHAMMED NAJEEEB , make a clear statement and confirm under risk and penalty of perjury not to have any other entities, associations, financial institutions, affiliates, intermediaries, groups or others with my /our permission nor any specific authorization to handle nor process any one of my /our documents as from 04-01-2011.

And that; All previous entities, associations, financial institutions, affiliates, intermediaries, groups or others have been notified of such by the correspondent official Cease and Desist Letter communication. This exclusive authority and engagement shall continue fully effective until cancelled in writing by me.

In witness whereof, I hereby executed this document affixing my signature thon this 4 day of January in the year Two Thousand eleven.

For and on behalf of : (Name or Corporate Name)


Witnessed By:_______________________________________________________________

Name: Name:Passport No.: Passport No.:Country of Issue: Country of Issue:

ASSET OWNERSHIP DECLARATION

Date :04-07-2011


I, Mr. M.Moahmmed Najeeb, (for and on behalf of corporate name, if using a corporation), hereby solemnly and sincerely declare as follows:

I hereby make this declaration knowing that its contents will be relied upon by way of representation.

I hereby confirm and declare that I am the current lawful account holder signatory of cash/assets in or issued by STATE BANK OF INDIA, FORT BRANCH, MUMBAI inINR 50CR as described in the attached exhibit and that these cash/assets are good, clean, and clear and of non-criminal origin.

I further declare that said cash/assets have been secured in the course of normal commercial business and of commercial origin and legally generated. I further warrant and attest under penalty of perjury, and/or criminal or civil action, that the information supplied in this documentation, and the assets involved, are not in breach of the “Money Laundering Regulation/Accord of 1993,” howsoever interpreted and defined, whether within the host state of the transaction or internationally.

I further declare that I have full and complete legal title and authority to commit, move, place or invest those funds/assets as I so choose, decide or confirm, and that I have initiated any actions of my own free will, without any further solicitation or influence.

I further declare that there are no liens, commercial obligations, encumbrances or restrictions of any kind afflicting or touching said cash/assets and that there are no other currently valid or pending commitments.

I make this solemn declaration conscientiously believing the same and by virtue of the provision of the statutory declarations act.


HISTORY OF FUNDS Date : 04-07-2011


Dear Sirs,I, Mr. M.Moahmmed Najeeb, as Signatory (for and on behalf of corporate

name, if using a corporation), confirm under risk and penalty of perjury that the proposed investment, up to the amount of INR 50CR in the form of good, clean, clear, and non-criminal origin cash /assets, is free of any liens, encumbrances or restrictions and has been derived from a legal source.

I, Mr. M.Moahmmed Najeeb, have a history of more than22+ years plus years of successful Roller Flour Mill.

Supply Contract with Kerala State Government / Civil Supplies Department, PDS, for products such as Maida, Atta, Rava, Ricebran, Rough Bran. Production Capacity is 3000 MT per month. Annual turnover is Rs. 100 crs. Products are available in the market under the name of Sabari.

These funds/assets are from STATE BANK OF INDIA , FORT BRANCH MUMBAI, and they are the result of my business in very successful and profitable, Cash earned through Business.

All of the cash/ assets have been secured from the above-mentioned business, and are good, clean, clear, and of non-criminal origin assets.

A facsimile or scanned - email of this document and any other associated documents are as valid as the original.

For and on Behalf of (Name or Corporate Name);


NON-SOLICITATION LETTER

Date : 04-07-2011


I, Mr.M.Moahmmed Najeeb, holder of India, Pasport Number : H9114797 and as authorized signatory (for and on behalf of if using a corporation), do hereby confirm that I have requested of you and your associates, specific confidential information and documentation regarding a currently available Private Placement to serve for our interest, purposes and understanding only, and not for further distribution. I am hereby agreeing to keep all information received by you as STRICLY CONFIDENTIAL AND PROPRIETARY.

I hereby declare that I am fully aware that the information presented by you is not in any way considered or intended to be solicitation of funds of any sort, or any type of offering, but is intended for general knowledge and educational purposes only. I affirm that I have requested information from you and your associates of my own choice and free will, and further that you have not solicited me in any way.

I understand that the completed transaction is strictly one of private placement, and that it is in no way relying upon or relating to the United States Securities Act of 1933 or related regulations, and it does not involve the sale of registered securities. Further, I hereby declare that I am not a licensed broker or government employee. I have mutually agreed that this private placement transaction is exempt from the Securities Act, and is not intended for the general public, and all matters are for PRIVATE USE ONLY.



AUTHORIZATION TO VERIFY AND AUTHENTICATE

Date : 04-07-2011


Know all men by these presence that I, M.Moahmmed Najeeb, holder of the Passport No.: H 9114797 for and on behalf of if using a corporation), the above investor, give notice that you have permission and specific authorization to confirm and authenticate our legally owned, clear, good, clean and of no encumbrance cash/assets in the amount of INR 50CR is available as cash/assets on a bank to bank basis, which are currently available at the bank coordinate identified below:

Bank Name : STATE BANK OF INDIA Bank Address : Fort Branch Mumbai Total Amount : INR 50 CR

Bank SWIFT Code : SBININBB199Bank Account No : 60098209492Account Holder : M.Moahmmed NajeebAccount Signatory : M.Moahmmed Najeeb

Bank Officers : Manager(Name & Title)Telephone No : +022-22661301Fax No : +022-22702847

In witness whereof, I hereby executed this document affixing my signature on this


Name : M.Moahmmed NajeebPassport No : H 9114797Country of Issue : Indian

najeeb compliance doc fort branch001

Documents