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Page 1: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 2: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 3: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 4: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 5: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 6: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 7: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 8: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 9: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;
Page 10: Montana State Auditor, Securities and Insurance Commissionercsimt.gov/wp-content/uploads/SEC-2013-115-NPAA.pdf · Traded on margin without permission; Engaged in discretionary trading;

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