monitoring cenozoic climate evolution of northeastern tibet: stable isotope constraints from the...
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ORIGINAL PAPER
Monitoring Cenozoic climate evolution of northeastern Tibet:stable isotope constraints from the western Qaidam Basin, China
Andrea B. Rieser Æ Ana-Voica Bojar ÆFranz Neubauer Æ Johann Genser Æ Yongjiang Liu ÆXiao-Hong Ge Æ Gertrude Friedl
Received: 14 March 2006 / Accepted: 16 February 2008 / Published online: 7 March 2008
� Springer-Verlag 2008
Abstract Carbon and oxygen stable isotopic composition
of Cenozoic lacustrine carbonates from the intramontane
Qaidam Basin yields cycles of variable length and shows
several distinct events driven by tectonics and climate
changes. From Eocene to Oligocene, the over-all trend in
the d13C composition of lacustrine carbonates shows a shift
toward higher values, possibly related to higher proportions
of dissolved inorganic carbon transported to the lake or
lower input of soil derived CO2. At the same time, the d18O
composition of lacustrine carbonates is decreasing in
accordance with the global cooling trend and northwards
drifting of the whole region. During the Miocene, distinct
isotopic events can be recognized, although their inter-
pretation and linkage to a certain tectonic event remains
difficult. These events may be related to uplift in the
Himalayas, to the strongest phase of uplift in the Altyn
Mountains, to pronounced subsidence of the Qaidam Basin
or to the expansion of C4 plants on land. Generally cold,
highly evaporative conditions can be deduced from
enrichment of d18O isotopic compositions during Pliocene
and Quaternary times.
Keywords Stable isotopes � Intracontinental basin �Climate change � Evaporation � Lacustrine carbonate
Introduction
It is widely accepted that the surface uplift of the Hima-
layas and the Tibetan plateau changed the regional climate
(e.g., Ramstein et al. 1997). But how, when and to what
extent is still highly debated. Raymo and Ruddiman (1992)
claim the Tibetan uplift to be the main driving force behind
Cenozoic climate change. Uplift of the southern Tibetan
plateau has strengthened summer monsoon and has brought
wetter climates to the south of the Himalayas (Burbank
et al. 2003; Sun and Wang 2005). With the Himalayan
range blocking the moisture, Central Asia becomes drier as
uplift proceeds (Guo et al. 2002). Palaeoelevations are
constructed based on the palaeoflora or stable isotope
studies (DeCelles et al. 2006; Currie et al. 2005 and
references therein). There are detailed stable isotope stud-
ies on fluvial and lacustrine carbonates from the Linxia
Basin (Dettman et al. 2003; Garzione et al. 2004), northern
Qaidam Basin as well as from the southern Tarim Basin
(Sun et al. 1999; Graham et al. 2005).
The impact of Himalayan and Tibetan uplift on global
circulation and climate has been the focus of several
numerical climate models. For example, Kutzbach et al.
(1997) showed that topography significantly influences
Earth’s climate, with considerable effect of uplift on global
and regional hydrology. Results of atmospheric general
circulation models show the importance of the shrinkage of
the Paratethys, which stretched E–W through Eurasia
A. B. Rieser � F. Neubauer � J. Genser � G. Friedl
Division General Geology and Geodynamics,
University of Salzburg, Hellbrunnerstr. 34,
5020 Salzburg, Austria
A.-V. Bojar
Institute of Earth Sciences, University of Graz,
Heinrichstr. 26, 8010 Graz, Austria
Y. Liu � X.-H. Ge
College of Earth Sciences, Jilin University,
Jianshe Str. 2199, 130061 Changchun, China
Present Address:A. B. Rieser (&)
Nagra, Hardstrasse 73, 5430 Wettingen, Switzerland
e-mail: [email protected]
123
Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
DOI 10.1007/s00531-008-0304-5
during the Palaeogene and terminated to the north of the
future Tibetan plateau, for the climate evolution of central
Asia (Ramstein et al. 1997). The Paratethys shrinkage
resulted in a shift toward more continental climate and
aridity. Several models argue for significant elevation of
the Tibetan plateau already at 15–12 Ma (e.g., Dettman
et al. 2003; Rowley and Currie 2006). Further climate
studies and field proxies have shown the importance of
uplift of the Tibetan plateau at ca. 10–8 and 2.6 Ma,
resulting in enhanced aridity and strengthening of the
winter monsoon (e.g., Harrison et al. 1992; An et al. 2001).
The shift to a monsoon-dominated climate at 8 Ma is
reflected in the isotopic composition of palaeosol concre-
tions from the Siwalik Group in southern Nepal (Quade
et al. 1995). Within the last 8 Ma, monsoon intensity
changed several times. Strengthening at 3.5 and 2.6 Ma
(Qiang et al. 2001) is related to rapid uplift of the north-
western part of Tibet (Wang et al. 1999). What the Tibetan
plateau is for the northern hemisphere, the Andes are for
the southern hemisphere, a barrier to the main winds. Thus
the plateau is significantly influencing the regional wind
pattern.
The general Cenozoic climate of the Tibetan plateau is
considered arid with intervals of more humid conditions,
especially in the Miocene (Wang et al. 1999). These
reconstructions are based on palaeoflora observations from
Namling in southern Tibet (Spicer et al. 2003), pollen
sequences (Wang et al. 1999) or distribution of sedimen-
tary facies (Huang and Shao 1993).
In this paper, we present a pilot study on a Cenozoic
stable isotope record from the northwestern Qaidam Basin.
The scope is set on a regional scale. We attempt to reveal
the basic climatic developments in the early basin history
and its further evolution in Pliocene/Quaternary times. The
data are corroborative with field evidence and already
existing regional literature.
Geology and climate of the Qaidam Basin
The Qaidam Basin is a large intramontane sedimentary
basin at the northwestern margin of the Tibetan plateau
(Fig. 1). The basin center has an average elevation of
2,800 m while the surrounding mountains (Altyn, Kunlun/
Qimantagh and Qilian) reach heights in excess of 5,000 m.
It has a surface basin area of ca. 120,000 km2 and a
Cenozoic sedimentary sequence of 3–10 km thickness. The
Cenozoic terrestrial sedimentary sequence is made up of
fluvial sandstones and conglomerates and subordinate
lacustrine carbonates and mudstones. Lake sediments are
exposed in central sectors of the basin and are divided into
near-shore and deep-lake sediments, the latter including
many thin carbonate layers. During the Palaeocene time,
the lacustrine environment was limited to the western
sector of the Qaidam Basin (Duan and Hu 2001; Liu et al.
1998). During the Eocene, after the collision of India with
Eurasia (Fig. 2; Gradstein et al. 2004; Li 1996; Qiu 2002;
Zheng et al. 2000), the palaeo-lake depocentre started to
migrate from the west to the east (Liu et al. 1998). In the
Miocene, the lake expanded about 300 km eastwards
(Duan and Hu 2001) and possibly reached its maximum
extension as the climate became more humid (Wang et al.
1999). At that time climate was characterized by a south-
east–northwest trending arid climate belt that covered a
large part of China and withdrew to the northwestern part
until late Miocene (Wang et al. 1999; Sun and Wang 2005).
The Plio/Pleistocene Late Himalayan orogeny (e.g., Meyer
et al. 1998; Song and Wang 1993) initiated a phase of uplift
in the whole northwestern part of the Tibetan plateau (Sun
et al. 1999; Bojar et al. 2005a). In the western and central
Qaidam Basin fold structures resulted, nowadays offering
access to older formations. Together with increasingly drier
conditions, the tectonic processes caused the large palaeo-
lake to shrink and to break into several smaller lakes (Duan
and Hu 2001), of which only few salt-lakes in the southeast
remained.
The depositional environments of various Tertiary
stages are summarized in many papers and include alluvial
fans with coarse-grained clastics and fluvial deposits with
conglomerates and sandstones along basin margins, adja-
cent shore and shallow-lake deposits with mostly
sandstones, and deep-lake facies with mainly mudstone,
marls and rare carbonate layers (e.g., Huang et al. 1997;
Hanson et al. 2001; Xia et al. 2001 and references therein).
Carbonates and marls occur predominantly together with
mudstone and are therefore considered to represent the
deep-lake facies. Hydrocarbon source rocks, mostly marls
and shales, are common in the deep-lake facies during the
Oligocene (Hanson et al. 2001).
Fig. 1 Sketch map of the Himalaya-Tibet system of Central Asia and
location of the Qaidam Basin at the northeastern margin of the Tibet
plateau (redrawn after Tapponnier et al. 2001). The rectangleindicates the outline of Fig. 3
1064 Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
123
Time correlations in the Qaidam Basin are based on
magnetostratigraphy (e.g., Sun et al. 2005; Yang et al.
1992), seismic stratigraphy (Xia et al. 2001) and micro-
fossils, especially ostracods (Sun et al. 1999). Nevertheless
the data for a good, basin wide stratigraphy are still
missing.
The present climate in the Qaidam Basin is highly arid,
with annual precipitation less than 50 mm/year (Lehmkuhl
and Haselein 2000) and potential evaporation of about
3,000 mm/year (e.g., Wang et al. 1999; Duan and Hu
2001). Freshwater is mainly provided as melt water to the
southern basin from the Kunlun and the Qilian Mountains.
The Altyn Mountains have been below the snowline during
the Cenozoic, therefore no melt water was provided to the
basin from north. Differences in the water quality are
shown by different ostracod assemblages (Sun et al. 1999).
In the northern part of the basin, there are exclusively
hypersaline species while in the southern and eastern parts,
in the mountain foreland, melt waters lead to small lakes
with brackish-freshwater conditions.
Sampling and methodology
Samples
Carbonate samples for whole-rock stable isotope analysis
have been collected mainly along three sections: two
sections in the Hongsanhan and one in the Ganchaigou
Valley (Fig. 3). We collected about 60 carbonate samples
for whole-rock stable isotope analysis along two sections in
the Hongsanhan (Fig. 4), an anticline situated at the
Holocene
Pleistocene
Pliocene
Miocene (Messinian)
Miocene (Tortonian-Langhian)
Lower Miocene
Oligocene (Chattian-Rupelian)
Eocene (Priabon)
Eocene (Bartonian-Ypresian)
EpochTime
Eocene (Ypresian)
1.8
23.5
37.0
46.0
7.3
15.8
33.7
Ma
5.3
Tectonics Reference
- 2000 m uplift of Himalaya
Elevation
present elevation
1500m
- Uplift of southern Tibet
- Small scale uplift in southern Tibet
- Collision of India and Asia
- Closure of Neotethys
- Tarim/Kunlun at sealevel
present elevationin S Tibet
- Continental extrusion of Indochina
- Rapid uplift of southern Tibet
- Uplift of NW Tibet and Qaidam Basin
- Himalaya: stage of rise and erosion relative calm tectonic activity
- Large-amplitude uplift in mountains around Tibet-Qinghai plateau
- Change in stress field in southern Tibet from N-S compression to E-W extension
- Onset of intracontinental convergence
- Crustal layering thickening
- Isostatic adjustment3000-->5000m
- Late Himalayan orogeny (stages 2 and 3)
- Himalayan movement stage 1
between India and Asia
[Lehmkuhl &Haselein, 2000]
[Harrison et al., 1992]
[Harrison et al., 1992]
[Harrison et al., 1992]
[Harrison et al., 1992]
[Searle, 1995]
[Spicer et al., 2003]
[Guo et al., 2002]
[Dettman et al., 2003]
[Dettman et al., 2003]
[Wang et al., 1999]
[Sun et al., 1999]
[Spicer et al., 2003]
[Li, 1996]
[Li, 1996]
[Li, 1996]
[Li, 1996]
[Li, 1996]
[Li, 1996]
[Qiu, 2002]
[Zheng et al., 2000]
T0
T1
T'2
T2
T3
T5
Fig. 2 Major tectonic events
during the Cenozoic on the
Tibetan plateau with
significance for the Qaidam
Basin. Ages refer to the
International Geologic Time
Scale (Gradstein et al. 2004).
T0–T5 are the seismic reflectors
in the Qaidam Basin used for
correlation
Fig. 3 Simplified sketch map of the northwestern Qaidam Basin with
sample localities: (1) Hongsanhan Third Valley, (2) Hongsanhan Fifth
Valley, (3) Ganchaigou Valley, (4) Youshashan, (5) southern side of
Youshashan, (6) Dafeng Shan, (7) Qigequan, (8) Ahati, (9) Kaitemi-
like, (10) Youshashan, (11) Youquanzi, (12) Hongsanhan, (13)
Xiaoliangshan
Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075 1065
123
northern margin of the Qaidam Basin: 44 samples from the
Hongsanhan Third High Peak Valley and 15 samples from
the Hongsanhan Fifth High Peak Valley. The Pliocene
Hongsanhan anticlinal structure is incised by three large
parallel valleys, which run more or less perpendicular to
the anticline axis. Sedimentary rocks in this area range
from the Lower Eocene Lulehe Formation up to the Lower
Xiayoushashan Formation of Oligocene age. In the Eocene
Xiaganchaigou Formation, marls are abundant in the
Hongsanhan Third Valley. Some of the micritic-micro-
sparitic carbonates contain few fossils, such as ostracods,
charophytes and singular gastropods. Middle Eocene car-
bonates from the Hongsanhan Fifth Valley are extremely
hard, dark-gray or grayish-brown and when freshly sam-
pled they yield a strong smell of oil. They bear more fossils
(mainly charophytes and up to 2 cm large gastropods) than
the softer, greenish-bluish or beige and often marly car-
bonates in the Third Valley. Limestones are dominating in
Oligocene time and in the Hongsanhan Fifth Valley. The
Hongsanhan valleys offer good and continuous exposures
of the stratigraphic record. The section in the Third Valley
is about 1,000 m thick and the core of the anticline lies at
2,935 m elevation while the southern end of the section is
at 2,880 m. Recent magnetostratigraphy (Fig. 5; Sun et al.
2005) allows good time control. The Third and Fifth Valley
are about 8 km apart, the latter being situated further to the
east. Within the stratigraphic column (Fig. 5) of the Third
Valley, which shows a general coarsening upward trend,
several fining upward cycles can be distinguished, starting
with coarse sandstones or pebble conglomerates and
grading into fine mudstones and marls. The carbonates
often occur at the top of such fining upward cycles. The
thickness of individual carbonate layers is usually varying,
between a few and 20 cm with some layers reaching even
1.5 m. Within a section, the vertical distance between the
samples ranges from 10 cm up to 100 m. This constrains
Fig. 4 Detailed sketch map of the Hongsanhan anticline at the
northern margin of the Qaidam Basin showing the location of the two
sampled sections in the Third and Fifth Valley
Fig. 5 Sample distribution within the lithostratigraphic column of the
Hongsanhan Third Valley section (based on Ma, pers. comm. 2003)
together with the magnetostratigraphy after Sun et al. (2005). T3 marks
a seismic reflector defining the formation boundary. al Alluvial facies,
fl fluvial facies, sl shallow lake facies, dl deep lake facies, cl clay, s silt,
f fine sand, m medium grained sand, c coarse grained sand, cg gravel
1066 Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
123
the temporal resolution. In the Eocene Xiaganchaigou
Formation, mudstones, fine sandstones and carbonates are
more abundant than above in the Eocene–Oligocene
Shangganchaigou Formation. In the latter formation, the
carbonates are associated with coarser sediments such as
sandstones and conglomerates.
In order to cover the entire Eocene to Quaternary
succession, further samples were collected from the basin
center (Dafeng Shan, (6) in Fig. 3), Ganchaigou Valley
[(3) in Fig. 3] north of Huatugou, along the Youshashan
anticline [(4), (5), (9), (10) and (11) in Fig. 3] and from
the Xiaoliangshan anticline [(13) in Fig. 3]. All outcrops
are bound to Pliocene and Pleistocene fold structures
(Song and Wang 1993) and represent isolated carbonate
layers in between fine sandstones. Sampling intervals are
highly variable, depending on the abundance of suitable
material such as limestones and marls. It has to be
emphasized, that during the Neogene times, conditions for
carbonate formation were not favorable because of the
increasing coarse-grained clastic sediments due to ongo-
ing tectonism. Calcium carbonate formation requires low-
energetic environments. Times with higher terrigenous
input yield abundant marls. In the Hongsanhan section,
marls occur particularly in those horizons where abundant
hydrocarbon source rocks have formed. Fine-grained
carbonate rocks were deposited as a result of lake high-
stands (Huang and Shao 1993). Weak hydrodynamic
conditions enabled fine-grained carbonate rocks to deposit
in the center of the lake, which was little affected by the
sediment supply from the land. If fine-grained carbonate
rocks represent an expansion of the lake area and a
deepening of the lake water, it follows that significant
changes in the water level of the lake took place once
every several thousand to more than 2 million years
(Huang and Shao 1993).
Methods
Isotopic analyses were performed on well-homogenized
whole rock samples using an automatic Kiel II preparation
line and a Finnigan MAT Delta Plus Mass Spectrometer at
the Institute of Geology and Palaeontology at the Univer-
sity of Graz, Austria. NBS-19 and an internal laboratory
standard were analyzed continuously for accuracy control.
The standard deviation is ±0.1% for d18O and ±0.06% for
d13C. All isotopic results are reported in the d-notation in
per mil (%) relative to the Peedee belemnite standard
(PDB).
Six selected samples have been analyzed with a LEICA
Stereoscan 430 scanning electron microscope, equipped
with an Oxford MiniCL detector, in order to determine the
diagenetic overprint, which may have influenced the iso-
topic compositions.
Results
Stable isotope data are summarized in Table 1 and Figs. 6,
7, 8 and 9. A total of 100 analyses were made, some in
duplicate. They represent the whole-rock mean values of
well-homogenized samples. For the discussion, we also
include data from the Quaternary Qigequan Formation of
the Dafeng Shan locality (Bojar et al. 2005b).
To verify the whole-rock data, four hand specimens
were additionally microsampled (Table 2). The resulting
values vary within 0.8 per mil, often even within 0.5 per
mil and are close to the respective whole-rock values.
Carbon isotopes
The d13C data from the northwestern part of the Qaidam
Basin show a general trend towards heavier isotopic
composition through Cenozoic times. In the Hongsanhan
area, the values from marls and few limestones in the
Middle Eocene Xiaganchaigou Formation vary largely
between -5.5 and -0.3% (Fig. 6), showing several rapid
positive excursions. In the Upper Eocene–Lower Oligo-
cene Shangganchaigou Formation, carbon isotopic
composition shows less variation, that is, between -2.7
and -1.6%. Within the Xiaganchaigou and Shanggan-
chaigou Formations, the general trend is toward heavier
d13C values. The samples from the Hongsanhan Fifth
Valley section are characterized by lighter isotopic values
between -5.5 and -3.7% with one excursion to -1.4%.
Two additional samples (QA-130) from the Hongsanhan
area plot in the same range between -3.6 and -4.4% (see
Fig. 8).
The Ganchaigou section (Fig. 7) shows large variations
of the carbon isotope composition within the Xiaganchai-
gou Formation, then a positive excursion in the
Shangganchaigou Formation and a sharp negative excur-
sion of 3% at the boundary between the Shangganchaigou
and Xiayoushashan Formation. At the top of the Shang-
ganchaigou Formation, the d13C composition is 1.1% and
at the base of the Xiayoushashan Formation -1.4%. Note
that the differing interpretation of the palaeomagnetical
sections for the Hongsanhan and Ganchaigou section leads
to different ages for the formation boundaries. In the
summary figure (Fig. 8), the Ganchaigou samples are
plotted relative to their position within the formation. The
remaining samples (Fig. 8) show a wide scatter, partly due
to the very low abundance of late Miocene and Pliocene
carbonates. Within a suite of four samples across the
Shangyoushashan/Shizigou Formation boundary from the
southeast of the Youshashan anticline [(5) in Fig. 3], car-
bon isotopic values are continuously increasing from -3.8
to -1.1%. In the Quaternary Qigequan Formation values
of -1.5% and even 2.3% are reached.
Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075 1067
123
Table 1 Stable isotope results from the northwestern Qaidam Basin
Sample # Formation d13C
%(VPDB)
d18O
%(VPDB)
d18O
%(SMOW)
Hongsanhan Third Valley (1)a
QA-190D-02 Xiayoushashan -3.60 -7.07 23.62
QA-189E-02 Shangganchaigou -3.39 -6.95 23.74
QA-189B-02 Shangganchaigou -2.47 -7.26 23.43
QA-306A-03 Shangganchaigou -2.66 -7.71 22.96
QA-186O-02 Shangganchaigou -2.16 -7.96 22.71
QA-305E-03 Shangganchaigou -2.54 -7.83 22.84
QA-305D-03 Shangganchaigou -2.11 -7.55 23.13
QA-305C-03 Shangganchaigou -2.05 -6.72 23.99
QA-186L-02 Shangganchaigou -2.67 -7.28 23.40
QA-186F-02 Shangganchaigou -2.57 -7.05 23.64
QA-305A-03 Shangganchaigou -1.55 -8.40 22.26
QA-304C-03 Shangganchaigou -2.44 -6.63 24.07
QA-304B-03 Shangganchaigou -4.45 -7.77 22.90
QA-304A-03 Shangganchaigou -3.54 -7.66 23.01
QA-303B-03 Xiaganchaigou -1.78 -5.21 25.54
QA-303A-03 Xiaganchaigou -2.17 -6.72 23.98
QA-302B-03 Xiaganchaigou -1.78 -5.38 25.36
QA-302A-03 Xiaganchaigou -0.31 -3.48 27.33
QA-301E-03 Xiaganchaigou -3.44 -6.87 23.83
QA-301D-03 Xiaganchaigou -1.97 -7.44 23.24
QA-301C-03 Xiaganchaigou -1.16 -1.14 29.73
QA-301B-03 Xiaganchaigou -2.12 -5.49 25.25
QA-184Q-02 Xiaganchaigou -3.31 -7.33 23.35
QA-184P-02 Xiaganchaigou -4.49 -5.53 25.21
QA-184N-02 Xiaganchaigou -3.06 -5.41 25.33
QA-184L-02 Xiaganchaigou -3.57 -6.10 24.62
QA-301A-03 Xiaganchaigou -4.28 -6.31 24.41
QA-300G-03 Xiaganchaigou -3.37 -2.65 28.18
QA-300F-03 Xiaganchaigou -1.65 -5.74 25.00
QA-300E-03 Xiaganchaigou -3.41 -6.72 23.99
QA-300D-03 Xiaganchaigou -3.77 -7.58 23.10
QA-300B-03 Xiaganchaigou -3.88 -7.72 22.96
QA-300A-03 Xiaganchaigou -4.13 -7.31 23.37
QA-299D-03 Xiaganchaigou -4.42 -6.45 24.26
QA-299C-03 Xiaganchaigou -4.08 -5.96 24.77
QA-184J-02 Xiaganchaigou -2.77 -7.60 23.08
QA-184I-02 Xiaganchaigou -4.02 -7.40 23.28
QA-299B-03 Xiaganchaigou -5.20 -6.61 24.10
QA-299A-03 Xiaganchaigou -4.37 -4.59 26.18
QA-184G-02 Xiaganchaigou -3.20 -6.85 23.85
QA-184F-02 Xiaganchaigou -4.12 -7.30 23.38
QA-184D-02 Xiaganchaigou -4.68 -8.12 22.53
QA-184B-02 Xiaganchaigou -3.47 -7.59 23.09
QA-184A-02 Xiaganchaigou -4.76 -7.05 23.64
Table 1 continued
Sample # Formation d13C
%(VPDB)
d18O
%(VPDB)
d18O
%(SMOW)
Hongsanhan Fifth Valley (2)
LH5-8 Xiaganchaigou -3.69 -5.14 25.61
LH5-9 Xiaganchaigou -5.49 -5.31 25.44
LH5-10 Xiaganchaigou -4.56 -4.91 25.85
LH5-11 Xiaganchaigou -4.19 -5.49 25.25
LH5-12 Xiaganchaigou -3.89 -5.65 25.09
LH5-13 Xiaganchaigou -4.72 -7.37 23.31
LH5-14 Xiaganchaigou -4.90 -7.51 23.17
LH5-15 Xiaganchaigou -4.17 -5.17 25.58
LH5-16 Xiaganchaigou -4.87 -5.90 24.83
LH5-17 Xiaganchaigou -5.21 -6.42 24.29
LH5-18 Xiaganchaigou -4.80 -5.98 24.75
LH5-19 Xiaganchaigou -5.32 -5.33 25.42
LH5-20 Xiaganchaigou -5.43 -5.79 24.94
LH5-21 Xiaganchaigou -1.42 -3.88 26.91
LH5-22 Xiaganchaigou -5.47 -4.92 25.84
QA-130A-01 Xiaganchaigou -4.28 -5.62 25.12
QA-130D-01 Xiaganchaigou -3.62 -6.23 24.49
Ganchaigou (3)
QA-286A-03 Xiayoushashan -4.36 -7.00 23.69
QA-285B-03 Xiayoushashan -2.30 -6.46 24.25
QA-285A-03 Xiayoushashan -1.22 -5.19 25.56
QA-284A-03 Xiayoushashan -3.31 -7.51 23.17
QA-283C-03 Xiayoushashan -1.71 -7.33 23.35
QA-283B-03 Xiayoushashan -1.76 -7.06 23.63
QA-283A-03 Xiayoushashan 1.43 -6.92 23.78
QA-93Af-01 Xiayoushashan -1.36 -7.57 23.11
QA-93Ac-01 Xiayoushashan -1.46 -7.54 23.14
QA-92B-01 Shangganchaigou 1.13 -6.42 24.30
QA-282A-03 Shangganchaigou 1.20 -3.15 27.66
QA-281B-03 Shangganchaigou 0.27 -5.92 24.81
QA-281A-03 Shangganchaigou 0.04 -6.42 24.29
QA-279A-03 Shangganchaigou -2.50 -5.79 24.95
QA-278A-03 Xiaganchaigou -2.96 -7.24 23.45
QA-277A-03 Xiaganchaigou -3.17 -4.25 26.53
QA-276A-03 Xiaganchaigou -6.44 -5.66 25.07
QA-275A-03 Xiaganchaigou -6.37 -4.51 26.27
QA-274B-03 Xiaganchaigou -3.93 -3.14 27.67
QA-274A-03 Xiaganchaigou -3.87 -3.33 27.48
QA-273A-03 Xiaganchaigou -7.37 -7.21 23.47
Youshashan (4)
QA-272A-03 Xiayoushashan -0.94 -7.76 22.91
QA-271A-03 Xiayoushashan -1.43 -7.73 22.94
QA-270A-03 Xiayoushashan -1.98 -7.95 22.71
QA-269A-03 Xiayoushashan -3.08 -8.74 21.90
1068 Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
123
Oxygen isotopes
For the Hongsanhan sections (Fig. 6), the d18O data range
between -8.4 and -5.2% with several positive excursions
in the lower part. All excursion peak values originate from
marls. The upper, limestone-dominated part of the
Shangganchaigou Formation shows values within a range
of two per mil, that is, between -8.4 and -6.6%. In the
Hongsanhan Fifth Valley, the samples plot between -3.9
and -6.4% with a negative excursion to -7.5%. Samples
representing the same time interval in the Ganchaigou
section (Fig. 7) show constant values within one per mil
between -6.4 and -5.7%. Below the formation boundary,
the isotope composition shows higher values up to -3.1%and a much lower value of -7.6% across the boundary.
The Shangyoushashan/Shizigou Formation boundary is
characterized by decreasing values from -7.3 to -8.6% in
the Youshashan area, directly opposed to the carbon trend.
While one Quaternary sample from Qigequan yields a
value of -4.3%, the samples from Dafeng Shan yield
extremely high d18O values of up to +8.6% for matrix
material. This represents the most positive d18O value ever
measured on carbonates. This value and further measure-
ments of Quaternary material are reported and discussed in
Bojar et al. (2005b).
Discussion and conclusions
The carbon isotopic signature of lacustrine deposits is
mainly influenced by the following factors: (1) photosyn-
thesis and respiration within lake water. Planctonic biota
preferentially builds in the light 12C isotope, and therefore
the d13C of dissolved inorganic carbon (DIC) are shifted
toward more positive values; (2) CO2 exchange between
atmosphere and water; (3) isotopic composition of water
feeding the lake and type of vegetation surrounding the
lake; (4) CO2 released during oxidation of organic matter,
including, for example oxidation of methane. The Qaidam
Basin contains both oil and huge gas reservoirs (e.g., Wang
and Coward 1990). From gas reservoirs, methane is leaking
to the surface and partially oxidized. The resulting CO2
could drive the DIC toward more depleted carbon isotopic
compositions. However, in this study the carbon isotopic
compositions do not show unusually negative values, so
gas leakage is unlikely.
The oxygen isotopic signature of lacustrine carbonates is
dependent on water temperature and isotopic composition
of lake water, mainly controlled by the isotopic composi-
tion of precipitation, inflow waters and the rate of
evaporation. Several factors influence the oxygen isotopic
composition of precipitation: local temperature, seasonali-
ty, elevation, latitude and source of moisture. In areas
unaffected by the summer monsoon, d18O of precipitation
exhibits a strong relationship with air temperature (Johnson
and Ingram 2004). This is also shown in a study with
monthly resolution (Tian et al. 2003) where northern
Tibetan sites with continental moisture sources show
typical seasonal d18O variations, that is, heavier d18O
values during the warm summer months.
Diagenesis may affect the isotope composition of
lacustrine carbonates. The carbon isotopic composition is
less sensitive to diagenesis because meteoric fluids,
involved during diagenesis, generally have low carbon
contents. For example, most limestone samples have
proved conservation of their primary carbon isotopic
composition even during the dolomitization process
(Talbot 1994). Diagenetic dolomitization or synsedimen-
tary dolomitization cannot be excluded in a shallow-water
and evaporitic setting as the Qaidam lake. Primary
lacustrine dolomite is known from a variety of almost
exclusively saline or hypersaline lakes (Last 1990).
Potential existence of primary lacustrine dolomite in the
Qaidam Basin is supported by the composition of mud-
stones from the upper Xiaganchaigou Formation, which
yielded relatively high Mg contents (Rieser et al. 2005).
In order to determine the extent of diagenetic overprint,
we performed cathodoluminescence studies on a number
of samples. Cathodoluminescence analysis did not show
any significant differences in matrix composition or
Table 1 continued
Sample # Formation d13C
%(VPDB)
d18O
%(VPDB)
d18O
%(SMOW)
QA-268A-03 Xiayoushashan -2.20 -8.29 22.36
Southern side of Youshashan (5)
QA-289A-03 Shizigou -1.10 -8.60 22.05
QA-294A-03 Shizigou -2.38 -8.39 22.26
QA-293A-03 Shizigou -2.69 -7.56 23.11
QA-290B-03 Shangyoushashan -3.78 -7.33 23.35
Various single samples
QA-141C-01b (6) Qigequan -1.50 8.70 39.88
QA-141C-01b Qigequan -1.63 8.68 39.86
QA-97A-01b (7) Qigequan 2.39 -4.14 26.64
QA-97A-01b Qigequan 2.24 -4.41 26.37
QA-295B-03 (8) Shizigou 0.72 -4.74 26.03
QA-155A-02 (10) Shangyoushashan -4.14 -9.14 21.49
QA-153A-02 (10) Xiayoushashan -2.35 -8.25 22.41
QA-162A-02b
(11)
Xiayoushashan 0.14 0.00 30.91
QA-162A-02b Xiayoushashan 0.24 0.07 30.98
QA-130A-01 (12) Xiaganchaigou -4.28 -5.62 25.12
QA-130D-01 (12) Xiaganchaigou -3.62 -6.23 24.49
a Numbers in brackets indicate locality on Fig. 3
* Two measurements of different portions of the same sample
Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075 1069
123
multiple cement generations, the presence of secondary
sparite being only sporadic. Some samples revealed fossil
remains, completely recrystallized and filled with coarse
sparitic calcite within fine micrite. As the content of
biogenic shells is only a few percent, changes during
recrystallization will not significantly affect the bulk
composition of the rock. For the investigated carbonates,
diagenesis and reduction of the porosity took part soon
after deposition. The fluids involved during these pro-
cesses did not induce significant recrystallization or
dissolution of the primary carbonates.
High values for the isotopic composition of carbon and
oxygen are conventionally attributed to arid regions with
closed lakes (e.g., Talbot 1994). Evaporative drawdown of
lake volume drives the oxygen isotopic composition of lake
water to 18O enrichment. Concomitantly, the long resi-
dence time of waters favors equilibration between stable
isotope composition of DIC and atmospheric CO2, result-
ing in 13C-enriched carbonate minerals. For the Qaidam
Basin, such enrichment in 13C and 18O isotopes is recorded
in Quaternary samples (Bojar et al. 2005b). Figures 8 and 9
show the individual values for each formation.
Fig. 6 a Stable isotope data for
the Hongsanhan area. Stable
isotope results for the
Hongsanhan Third Valley are
shown together with a recent
magnetostratigraphy proposed
by Sun et al. (2005) and a
simplified stratigraphic column
(Ma, pers. comm. 2003). b The
lower part shows the data from
the Fifth Valley, which is
believed to represent a
downward continuation of the
Third Valley section, but with a
small missing interval
1070 Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
123
It is not possible to exactly correlate the sections from
the Third and Fifth Valley in the Hongsanhan area (Fig. 6).
As described above, the carbonate lithology in the two
sections is very different, which could be explained by a
difference in the depositional milieu, with an anoxic local
depression in the Fifth Valley region. A salinity gradient
Fig. 7 Stable isotope data for the Ganchaigou section. Stable isotope results are shown together with a magnetostratigraphy and a simplified
stratigraphic column, both based on Yang et al. (1992)
Fig. 8 Integrative stable isotope curves from the Qaidam Basin
together with global oxygen curves (Zachos et al. 2001; Lear et al.
2000). Chronology in the Xiaganchaigou and Lower
Shangganchaigou Formation is based on magnetostratigrapy (Sun
et al. 2005). Dotted lines connect samples that have been sampled in
sequence
Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075 1071
123
could also cause the differences (Zhang et al. 2003). We
sampled the southern limb of the anticline in the Third
Valley and the northern limb in the Fifth Valley, which
represents a ‘‘downward’’ extension of the Third Valley
section (Fig. 6) with a probable, but small hiatus. This
downward extension further underlines the trend towards
heavier carbon composition in the Xiaganchaigou Forma-
tion. Within the Hongsanhan Fifth Valley section, one
small negative isotopic excursion occurs where oxygen
values drop to -7.5% due to, for example cooler condi-
tions. A positive excursion is observed for both carbon and
oxygen isotopes to -1.4 and -3.9%, respectively. As we
have no further age constraint for this event or a compar-
ative section within the Qaidam Basin, further
interpretation of these data remains open. In the Hong-
sanhan section that is characterized by synchronous
positive d13C and d18O peaks, a cyclic pattern of 1–3 Ma
duration can be distinguished. The exact length of these
and probably much shorter cycles are difficult to estimate
because of incomplete records and the availability of car-
bonate occurrences. These excursions may be related to
arid to semi-arid conditions, which are also supported by
the presence of anhydrite matrix in sandstones of the
Eocene Xiaganchaigou Formation (Rieser et al. 2005). The
general dry phase was interrupted by short events of
increased precipitation, either directly in the basin or in the
adjacent mountains, indicated by repeated thin layers of
coarse sands within the carbonates. The Interfingering of
these various deposits shows that the lake in the Qaidam
Basin was not in a steady state but had a diversified history
with many shrinking and growing phases.
For both the sections, the Hongsanhan and the Gan-
chaigou, the oxygen compositions show variable but
progressively decreasing values from Eocene to Early
Oligocene, that is, from the Xiaganchaigou to Shang-
ganchaigou Formation (Fig. 8). As there were no major
changes in the sedimentological record for this period, we
conclude that rather environmental changes were respon-
sible for the observed shift. We interpret the stable isotopic
composition trend to indicate cooler and/or wetter condi-
tions, both factors causing lowering of the oxygen isotopic
composition of carbonates. During Eocene to Oligocene,
beside the global cooling trend (Lear et al. 2000; Zachos
et al. 2001) the basin was characterized by northward drift
(Wang et al. 1999). Therefore, the decreasing values of the
oxygen isotopic composition are presumably related to
cooling associated to these trends. Continental carbonates,
in contrast to the marine ones, show generally lower iso-
topic values as temperature decreases (Hays and Grossman
1991).
As the Eocene carbonates have a higher organic con-
tent than the Oligocene carbonates, the shift towards
higher isotopic composition observed for this interval
cannot be related to increasing productivity. The sedi-
mentary facies show increasing terrigenous input from the
Xiaganchaigou to the Shangganchaigou Formation, which
is also indicated by the change from limestone- to marl-
dominated lithology (Fig. 5). A better explanation for the
observed trend, with higher d13C within the Oligocene,
would be an increasing proportion of the dissolved inor-
ganic carbon transported by the inflow waters or
increasing aridity in the surroundings of the lake and thus
a decreased contribution of the soil derived CO2 (Leng
and Marshall 2004; Bade et al. 2004).
Table 2 Stable isotope results from microsampling of hand speci-
mens from the northwestern Qaidam Basin
Sample # Formation d13C %(PDB)
d18O %(PDB)
d18O %(SMOW)
Hongsanhan Third Valley (1)a
QA-186L-02 Shangganchaigou -3.1 -7.36 23.32
-2.5 -7.03 23.66
QA-301C-03 Xiaganchaigou -1.47 -0.26 30.64
-0.66 -1.13 29.75
-1.17 -0.32 30.58
QA-299C-03 Xiaganchaigou -4.02 -5.91 24.82
-3.94 -5.73 25.00
-3.78 -6.28 24.44
-3.74 -5.83 24.90
Ganchaigou (3)
QA-274A-03 Xiaganchaigou -4.5 -3.53 27.27
-3.64 -2.84 27.98
-4.89 -3.11 27.70
a Numbers in brackets indicate locality on Fig. 3
-8
-7
-6
-5
-4
-3
-2
1
2
-9 -8 -7 -6 -5 -4 -3 -2 -1 1 2 3 4 5 6 7 8 9
QigequanShizigouShangyoushashanXiayoushashanShangganchaigouXiaganchaigou
-1
add. Qigequan
δ18O (‰ PDB)
δ13C
(‰ P
DB)
Fig. 9 Cross-plot of stable isotope whole-rock composition of
lacustrine carbonates from the Qaidam Basin
1072 Int J Earth Sci (Geol Rundsch) (2009) 98:1063–1075
123
For the Ganchaigou section (Figs. 7, 8), at the upper
formation boundary, the big step over almost 3% to even 5
% in d13C indicates a distinct change in environment
coinciding with the pronounced onset of Himalayan uplift
(Harrison et al. 1992). As the Himalayas have acted as a
barrier for the precipitation since the latest Oligocene (Sun
and Wang 2005), this trend may be interpreted as a shift
towards more arid conditions. However, this step is much
more obvious in the d13C than in d18O record. There are no
additional data about variation in the level of productivity.
Therefore, further investigations are necessary in order to
determine whether the observed positive trend in the
isotopic composition of carbonates was also driven by
variations in lake-productivity.
It can be seen in the summary graph (Fig. 8) that the
values in the Xiaganchaigou Formation show the same
range of variation in all sampled sections. The strongest
uplift of Himalayas, Tibet was associated with a climate
change (An et al. 2001), reflected in extremely variable
d13C values starting with a positive excursion followed by
a negative one at ca. 24 Ma. The Oligocene and Miocene
show similar d18O values, beside several events charac-
terized by more enriched isotopic compositions. Uplift of
the Altyn Mountains at around 16 Ma resulted in topo-
graphic separation of the Qaidam and Tarim basins. Both
carbon and oxygen isotopic compositions show a shift
toward more positive values at ca. 18–16 Ma ago, a shift,
which may be related to this uplift phase. This shift is
limited to one carbonate sample and further sedimento-
logical investigations would be needed for a reliable
interpretation. Further uplift leads to several changes in the
lake-level (Lehmkuhl and Haselein 2000) and finally to a
shrinking of the lake-area (Huang and Shao 1993).
Between 15 and 10 Ma the lake reached its maximum
extension (Sun et al. 1999), backed up by negative isotopic
trends for both d13C and d18O. The enhancement of relief
and the pronounced subsidence of the Qaidam Basin lead
to cooler/wetter conditions and catching of melt water from
the mountains. This event is temporally ill defined in stable
isotope analysis because of the scarcity of limestones and
marls during this interval, but seems to be reflected in the
pollen curves (Fig. 10; Wang et al. 1999) by a maximum in
the abundance of Pinus and a minimum in the abundance
of xerophytes at ca. 15 Ma. The associated negative trend
for the carbon isotopic composition may be related to
changing d13C values of DIC of the inflow waters, which
are related to changes in surrounding C3 vegetation
towards species adapted to more humid conditions (Far-
quhar et al. 1988) or to increasing in the soil CO2
production. It is towards the end of the Miocene that the
increasing abundance of xerophytes indicates a highly arid
episode following the maximum subsidence period. The
positive excursion in carbon, from 7 to 5 Ma (Fig. 8) may
be related to the expansion of C4 plants on land (Cerling
et al. 1993). Changing of the flora in the surrounding of the
lake, that is the appearance of C4 plants, changes the car-
bon isotopic composition of soil CO2 and thus the
composition of the DIC of the inflow waters.
Both the d13C and d18O isotopic compositions show a
trend towards dry and warmer climate in more recent time.
In accordance with previous lithological and other envi-
ronmental data (Duan and Hu 2001; Wang et al. 1999), the
isotopic compositions indicate the driest conditions in the
lifetime of the Qaidam Basin for the Quaternary. This may
be correlated with a strong phase of surface uplift in both
Himalaya and northern Tibet, and synchronous folding
induced segmentation of the Qaidam Basin, which already
had started during the Late Pliocene (Song and Wang
1993). The outstanding high d18O values of the Quaternary
samples from Dafeng Shan (Bojar et al. 2005b) represent
generally cold, extreme evaporative conditions and a
closed lake environment. This is supported with other
proxies like, for example the widespread salt-deposits
(Lehmkuhl and Haselein 2000) and crystallization of
celestine.
Acknowledgments We gratefully acknowledge the permission by
Ma Lixiang (Department of Petroleum, China University of Geo-
sciences, Wuhan) to use the lithostratigraphic section of Hongsanhan
Third High Peak Valley. We acknowledge continuous support for
fieldwork in the Qaidam Basin by both NSF of China and Qinghai Oil
Company. Ana-Voica Bojar acknowledges partial financial support by
FWF project P16258-N06. This manuscript has profited from a review
of an earlier version by Frederic Fluteau and consequent review by
two anonymous reviewers.
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