monday‐friday, 19‐23 april 2021 externalprogram starting

Date: Monday‐Friday, 19‐23 April 2021 Time: Starting at 9:00am (GMT+8) daily Language: Primarily in English, with simultaneous interpretation in Putonghua

DAY 1(MON, 19 APR)

DAY 2(TUE, 20 APR)

DAY 3(WED, 21 APR)

DAY 4(THU, 22 APR)

DAY 5(FRI, 23 APR)

ASSET MANAGEMENT

EQUITIES AND POST TRADE

FX AND FIXED INCOME

OPERATING IN CHINA

OUTBOUND AND GREATER BAY AREA

09:00‐12:00 09:00‐12:00 09:00‐12:30 09:00‐12:15 09:00‐12:30

Opening Keynote: China’s Policy Towards the Opening Up of Asset Management Businesses WANG Ying, Deputy Director General, Beijing Municipal Financial Regulatory Bureau

Opening Keynote: Perspectives on US Macro Policies and Asian Capital Markets Dr. HUANG Haizhou, MD, Management Committee Member, Head of Equities Department, CICC

Presentation 1: Status of Close Out Netting in China and the Next Steps Presentation 2: Overview of the Corporate Credit Market in China

Opening Keynote LI Guochun, Senior Advisor of the International Cooperation & Foreign Institution Supervision Department, China Banking and Insurance Regulatory Commission (CBIRC)

Opening Keynote YU Haiping, Director‐General, Guangdong Financial Supervisory Authority

Panel 1:Various Asset Management Opportunities Onshore

Panel 1: Strengthening the QFII Channel

Panel 1:Credit Market: How to Grow Foreign Investors’ Appetite and Access the Credit Bond Market in China?

Panel 1:China Cybersecurity and Cloud Requirements in an International Context

Panel 1:Wealth Management Connect

Panel 2:China’s ESG Focus and Requirements Panel 3:Fund Distribution in China

Panel 2:Strengthening the Stock Connect Channel Presentation: Shanghai‐London Stock Connect

Presentation 3:Collateral Management Practices under the New Development Concept Panel 2:Funding: What Needs to Be Further Enhanced to Create a Liquid Funding Market?

Panel 2:Cross‐border Data Sharing, Privacy and Security Panel 3:How will China Reach Carbon Neutrality by 2060?

Panel 2:HK‐SZ Connect Expansion and Southbound Bond Connect Panel 3:Dual Licensing

(To be continued on the next page)

External Program(As of 21 April)

All topics and speakers are subject to change.

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April) of 14

DAY 1(MON, 19 APR)

DAY 2(TUE, 20 APR)

DAY 3(WED, 21 APR)

DAY 4(THU, 22 APR)

DAY 5(FRI, 23 APR)

ASSET MANAGEMENT

EQUITIES AND POST TRADE

FX AND FIXED INCOME

OPERATING IN CHINA

OUTBOUND AND GREATER BAY AREA

Closing Keynote LI Jun, Deputy Director, Shanghai Municipal Financial Regulatory Bureau

Panel 3:Post Trade Opportunities Closing Keynote Wilfred Yiu, MD and Head of Markets, Hong Kong Exchanges and Clearing

Presentation 4: China Government Bond Futures: Status and Roadmap Panel 3:Hedging: Key Instruments and Expected Developments

Closing Keynote: Foreign Businesses Operating in China: Challenges & Opportunities Hugues de la Marnierre, Chief Executive Officer, Société Générale (China) Limited

Presentation Closing Keynote 1 HE Jie, Director General, Shenzhen Municipal Financial Regulatory Bureau

Closing Keynote:The Future World of Digital Currencies Prof. Michael Sung,

Founding Co‐Director of

the Fintech Research

Center, Fudan

University

Branded Presentation

Branded Presentation Closing Keynote 2 The Honourable Paul CHAN Mo‐po, GBM, GBS, MH, JP, Financial Secretary, The Government of the Hong Kong Special Administrative Region


DAY 1 (MONDAY, 19 APRIL) ASSET MANAGEMENT

EVENT LEAD SPONSOR

DAY 1 LEAD SPONSOR

Time Session

09:02 ‐ 09:05 Welcome Remarks

Yin Ge, Partner, Han Kun Law Offices

09:05 – 09:20

Opening Keynote:

China’s Policy Towards the Opening Up of Asset Management Businesses WANG Ying, Deputy Director General, Beijing Municipal Financial Regulatory

Bureau

09:20 – 10:05 Panel 1: Various Asset Management Opportunities Onshore

With multiple options available onshore, what are the considerations?

Different perspectives between local and foreign players Onshore strategies and how they fit with a global firm’s existing platform or

resources Key challenges faced by global firms setting up and operating onshore

Alex Qian, China Chief Executive Officer, AllianceBernstein

Xiaofeng Zhong, Chairman and Member of the Group Executive Committee, Amundi Greater China

Ping Feng, Managing Director, Deputy Head of the Asset Management, CICC

Daisy Ho, President, China, Fidelity International

David Guo, China CEO, Schroders Investment Management

Yin Ge, Partner, Han Kun Law Offices (moderator)

10:05 – 10:50 Panel 2: China’s ESG Focus and Requirements

What are some of the existing and proposed China requirements on ESG related matters?

How are listed companies dealing with these requirements? How does China compare with other Asian countries? What are the drivers for ESG development?

Saskia Kort‐Chick, Vice President and Director of ESG Research and Engagement for Responsible Investing, AllianceBernstein

Gabriel Wilson‐Otto, Global Head of Sustainability Research, BNP Paribas Asset

Management

Joy Song, Vice General Manager, CECEP Environmental Consulting Group Limited

Mike Wong, CEO, The Chamber of Hong Kong Listed Companies

Charles Yonts, Head of Asian ESG Research, Macquarie

Pat Woo, Head of Sustainable Finance, Hong Kong, KPMG (moderator)


10:50‐11:35 Panel 3: Fund Distribution in China

Investor demand for mutual funds in China

What type of products Chinese investors favor

Fund distribution options for asset managers in China

Considerations and challenges

Rex Lo, Managing Director, Business Development, BEA Union Investment

Management Limited

David Dong, Deputy CEO, China Universal Asset Management (Hong Kong)

Limin Song, General Manager of Institutional and International Business

Department, Haitong Securities

Desiree Wang, China Country Head and Chairperson, JP Morgan Asset

Management

Eugenie Shen, Managing Director ‐ Head of Asset Management Group, ASIFMA

(moderator)

11:35‐11:50

Closing Keynote

LI Jun, Deputy Director, Shanghai Municipal Financial Regulatory Bureau

11:50‐11:53

Closing Remarks

Tiecheng Yang, Partner, Han Kun Law Offices


DAY 2 (TUESDAY, 20 APRIL) EQUITIES AND POST TRADE

EVENT LEAD SPONSOR

DAY 2 LEAD SPONSOR

Time Session

09:02 ‐ 09:05

Opening Remarks

Sean Fan, Chairman, Goldman Sachs Gao Hua Securities Company Limited

09:05 – 09:20

Opening Keynote:

Perspectives on US Macro Policies and Asian Capital Markets

Dr. HUANG Haizhou, Managing Director, Management Committee Member, Head of Equities Department, CICC

09:20 – 10:05

Panel 1: Strengthening the QFII Channel

Diversifying Demographics: The Rise of Active Managers in China Derivatives and SBL Single Broker Limitation

Harry You, Managing Director, International Business Development Department, China Financial Futures Exchange (CFFEX)

Yiming (Wilson) Zhang, Managing Director, Head of QFII/WFOE Business, Regional Head of Equities, CICC

Christina Ma, Head of Greater China Equities, Global Markets Division, Goldman Sachs

Daniel Ku, Head of Business Development, Optiver

Lyndon Chao, Managing Director – Head of Equities and Post Trade (moderator)

10:05 – 10:50

Panel 2: Strengthening the Stock Connect Channel

Master SPSA Holiday Trading Block Trading Securities Lending Simon Williams, Managing Director, Head of APAC Equities Trading, BlackRock

Kathy Ong, Product Manager Asia Pacific, Clearing and Custody Solutions, Financial Intermediaries and Corporates, BNP Paribas Securities Services

Tae Yoo, Managing Director Markets Division, Hong Kong Exchanges and Clearing Ltd

Kitty Li, Head of APAC Equity Electronic Trading, UBS John Buckley, Chief Operating Officer, Citadel Securities (moderator)

10:50‐11:00

Presentation: Shanghai‐London Stock Connect

Jon Edwards, Chief Representative, Beijing Representative Office, London Stock Exchange Group


11:00‐11:45

Panel 3:

Post Trade Opportunities in China

Improving Asset Safety and DVP Settlement Cycle Evolution: Challenges and Opportunities Broker Settlement Model: What is this all about? Stanley Song, Director, China Head of Securities Services, Deutsche Bank

George Jia, Country Manager, Greater China, DTCC

Whikie Liu, Head of Capital Markets and Standards, China, SWIFT

Lyndon Chao, Managing Director – Head of Equities and Post Trade (moderator)

11:45‐12:00

Closing Keynote

Wilfred Yiu, Managing Director and Head of Markets, Hong Kong Exchanges and Clearing Limited

12:00‐12:03

Closing Remarks

Lyndon Chao, Managing Director – Head of Equities and Post Trade, ASIFMA


DAY 3 (WEDNESDAY, 21 APRIL) FX AND FIXED INCOME

EVENT LEAD SPONSOR

Time Session

09:02 ‐ 09:05

Opening Remarks

Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA

09:05 ‐ 09:15 Presentation 1: Status of Close Out Netting in China and the Next Steps

LI Lixia, Section Chief, Law and Regulation Department, China Banking and Insurance Regulatory Commission (CBIRC)

09:15 – 09:25 Presentation 2: Overview of the Corporate Credit Market in China

Jenny Huang, Senior Director, China Corporate Research, Fitch Ratings

09:25 – 10:10

Panel 1: Credit Market: How to Grow Foreign Investors’ Appetite and Access the Credit Bond

Market in China?

What are the impediment and suitable developments of the credit bond market?

Why are independent rating systems important for China and international investors?

How International and domestic standards and best practices are influencing each other?

How market infrastructures and platforms did become key enablers? Owen Gallimore, Global Head of ANZ Credit Trading Strategy, ANZ Richard Cohen, Head of Primary & Credit Markets, APAC – Global Markets, BNP

Paribas Julien Martin, General Manager, Bond Connect Company Limited Jenny Huang, Senior Director, China Corporate Research, Fitch Ratings Yifei Ding, Senior Portfolio Manager, Invesco Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)

10:10 – 10:20

Presentation 3: Collateral Management Practices under the New Development Concept

FAN Wei, Lead Manager of Customer Service Department, China Bond Collateral Management Centre, China Central Depository & Clearing Co Ltd


10:20‐11:05

Panel 2: Funding: What Needs to Be Further Enhanced to Create a Liquid Funding Market?

What are the overall challenges when financing Chinese assets? Where do we stand in terms of documentation and governing regulations? What are the solutions being developed onshore and offshore? Greig Ramsay, APAC Collateral Product Strategy, BNY Mellon FAN Wei, Lead Manager of Customer Service Department, China Bond Collateral

Management Centre, China Central Depository & Clearing Co Ltd O’delle Burke, Head of Collateral Services, APAC, JP Morgan Karen Lam, Structured Finance and Derivatives Partner, Linklaters Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)

11:05‐11:15 Presentation 4: China Government Bond Futures: Status and Roadmap

LI Muchun, Managing Director of Interest Rate Derivatives Department, China Financial Futures Exchange (CFFEX)

11:15‐12:00 Panel 3: Hedging: Key Instruments and Expected Developments

What are the expected impacts of recent index inclusion? Why access to liquid and fit‐to‐purpose hedging tools are critical for all players? What are the main concerns in terms of liquidity and market practices? Where do we stand in terms of documentation and governing regulations? Patrick Leung, Head of APAC Fixed Income and FX Trading, BlackRock

Kimi Liu, Counsel, Clifford Chance

Zhaoting Xu, Head of FIC Trading China, Deutsche Bank

William Shek, Managing Director, Head of FX, EM Rates & Commodities, Debt Trading & Financing, Asia Pacific, HSBC

Wesley Yang, Managing Director, Head of Financial Markets, China, Standard Chartered

Eugene Cheung, Managing Director and Head of China, Tradeweb

Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)


12:00‐12:10

Closing Keynote: The Future World of Digital Currencies

Prof. Michael Sung, Founding Co‐Director of the Fintech Research Center, Fudan

University

12:10‐12:30

Branded Presentation

WANG Ke, Managing Director, Head of Global Rates, Head of Global FX, Fixed Income Commodities and Currency, CICC


DAY 4 (THURSDAY, 22 APRIL) OPERATING IN CHINA

EVENT LEAD SPONSOR

DAY 4 LEAD SPONSOR

Time Session

09:02‐09:05

Opening Remarks

Charles Qin, Partner, Llinks Law Offices

09:05 – 09:20 Opening Keynote

LI Guochun, Senior Advisor of the International Cooperation & Foreign Institution Supervision Department, China Banking and Insurance Regulatory Commission (CBIRC)

09:20 ‐ 10:05 Panel 1: China Cybersecurity and Cloud Requirements in an International Context

MLPS2.0 for the financial sector

The road to adopting the FSP (Financial sector cybersecurity profile) in China

Adoption of public cloud in China

Jim Fitzsimmons, Principal, Control Risks

Josh Magri, Managing Director, Founder, Cyber Risk Institute

David Pan, Partner, Head of Corporate Compliance Service Group, Llinks Law Offices

Patrick Wong, Director, PwC Hong Kong

Han Ying, Vice President, Head of Technology and Cybersecurity Policy and Partnerships, Asia Pacific, JP Morgan (moderator)

10:05 – 10:50

Panel 2: Cross‐border Data Sharing, Privacy and Security

China’s complex data, privacy and security regulatory landscape

Compliance, risk strategies, and implications for global business models and competition

Comparison with other jurisdictions and international trends

Mike Liu, VP, Senior Fellow, Center for China and Globalization

Catherine Simmons, Managing Director, Head, Asia Pacific Government Affairs, Citi

Jacob Gunter, Senior Policy and Communications Manager, European Union Chamber of Commerce in China

Xun Yang, Partner, Llinks Law Offices

Matthew Chan, Executive Director – Head of Public Policy and Sustainable Finance, ASIFMA (moderator)


10:50 – 11:35

Panel 3: How will China Reach Carbon Neutrality by 2060?

Regulatory and market state of play

Level, type and sources of future capital required

Enablers for climate‐aligned investment

Role of Hong Kong

Kenneth Hui, Head of Market Development, Hong Kong Monetary Authority

Sheng WANG, Managing Director, Deputy Head of Global Banking and Head of Financial Institutions Group, HSBC Bank (China) Company Limited

Dr Peiyuan Guo, General Manager, SynTao and Chairman of SynTao Green Finance

Helena Fung ‐ Head of Sustainable Investment, APAC, London Stock Exchange Group

Matthew Chan, Executive Director – Head of Public Policy and Sustainable Finance, ASIFMA (moderator)

11:35 – 11:50

Closing Keynote: Foreign Businesses Operating in China: Challenges & Opportunities

Hugues de la Marnierre, Country Head, Société Générale; Chief Executive Officer, Société Générale (China) Limited

11:50 – 12:15

Branded Presentation and Closing Remarks

Sandra Lu, Partner, Llinks Law Offices


DAY 5 (FRIDAY, 23 APRIL) OUTBOUND AND GREATER BAY AREA

EVENT LEAD SPONSOR

Time Session

09:02 ‐ 09:05

Opening Remarks

Mark Austen, CEO, ASIFMA

09:05 – 09:20

Opening Keynote

YU Haiping, Director‐General, Guangdong Financial Supervisory Authority

09:20 – 10:05

Panel 1: Wealth Management Connect

Philosophy and considerations behind the Wealth Management Connect

Opportunities for Hong Kong financial institutions

Investor experience/protection

Future prospects and next phase enhancements

Alan Au, Executive Director, Banking Conduct, Hong Kong Monetary Authority Florence Kui, APAC COO and Deputy Head of the North Asia Region, Private

Wealth Management, Goldman Sachs Amy Cho, Chief Executive Officer, Hong Kong, Head of Intermediary, Asia Pacific,

Schroders Investment Management (Hong Kong) Limited Rose Kay, Managing Director, Global Head of China Opening and RMB

Internationalisation for Corporate, Commercial and Institutional Banking, Standard Chartered Bank

Eugenie Shen, Managing Director – Head of Asset Management Group, ASIFMA (moderator)

10:05 – 11:05 Panel 2: Hong Kong‐Shenzhen Connect Expansion and Southbound Bond Connect

Donald Chen, Senior Advisor, External Department, Hong Kong Monetary Authority

Patrick Wu, Head of Linear FX and Emerging Markets Trading Asia, Credit Agricole Corporate and Investment Bank

LIU Fuzhong, Director of International Department, Shenzhen Stock Exchange

James Sun, Managing Director, Head of Asia, Tradeweb

Graham Cox, Co‐Global Head of Bond Port,UBS Mark Austen, CEO, ASIFMA (moderator)


11:05 – 11:45 Panel 3: Dual Licensing

Rami Hayek, Senior Advisor, Hong Kong Monetary Authority

Derek Shek, Director, Licensing, Securities and Futures Commission

Zhiyi Ren, Partner, Fangda Partners

Stephen Davison, Managing Director and Chief of Staff, JP Morgan

Richard Mazzochi, Partner, King & Wood Mallesons

Mark Austen, CEO, ASIFMA (moderator)

11:45 – 11:55

Presentation

DENG Ge, CEO, Guosen Securities

11:55 – 12:10

Closing Keynote 1

HE Jie, Director General, Shenzhen Municipal Financial Regulatory Bureau

12:10 – 12:25 Closing Keynote 2

The Honourable Paul CHAN Mo‐po, GBM, GBS, MH, JP, Financial Secretary, The Government of the Hong Kong Special Administrative Region

12:25 – 12:28

Closing Remarks

Mark Austen, CEO, ASIFMA

At ASIFMA, we are committed to ensuring diversity and inclusion in our workplace and this policy is applied in all areas of our business including speaker roles at our events and conferences. We wish to work with members and partners who share this same commitment and are willing to support this policy.

monday‐friday, 19‐23 april 2021 externalprogram starting

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