maxine m chesney financial disclosure report for 2009

13
ao ~o [ FINANCIAL DISCLOSURE REPORT Reportln GovernmentActRequir ed by theof1978Ethic R~,, ]:~olo FOR CALENDAR YEAR 2009 ¢s o.s.c, app. §§ 101-H~) L Person Reporting (last name, first, middle inJda]) 2. Cou~ or Oration ¯ D~le of Repo~ ~Y, M~ M. U.S. DIS~CT ~.~O. DIST. CA 05/03~010 4. ~tle (~e ~judges ~ca~ ~dve ~ ~ ~s; 5a. Re~ T~e (ch~k ~propfiate ~) ~judges i~i~ ~fi- ~ pa~-~me) ~ No,nation, D a m 01/01~9 U.S. Dis~ct 1udge - Se~or ~ ~aal ~ ~ml ~ ~1 to 1 ~3112~9 5~ ~ Amen~d~pon 7. ~am~ 0r O~ Add~ 8. On ~e bas~ of ~e ~or~flon tongued ~ ~s Re~rt and any m~c~lio~ pe~g ~e~, it ~, ~ my op~on, In comp~nce U.S. Dis~ct ~ wi~ appH~ble laws a~ ~afio~. 450 Golden ~e Avenue S~ ~cisco, CA 94102 : ~view~g O~cer ~le IMPO RTAN T N OTE S: The instructions accompanying this form must be followed. Complete all parts, checking the NO NE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. t~.~g~i~d,.~,o~: NONE (N o reportable positions. ) POSITION NAME OF ORGANIZATION/ENTITY 1 . [~ NONE (No reportable agreements.) DATE . PARTIES AND TERMS 1.02/26/93 With SF City & Cry Employees’ Retirement System for pension payable monthly until death, based on former employment with SF Dist.Atty. 2.10/29/05 W ith State of California Judges’ R etirement System for retir em ent benefits payable monthly until death, based on former employm ent as SF Superior Court Judge 3. Chesney, Maxine M.

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Page 1: Maxine M Chesney Financial Disclosure Report for 2009

8/3/2019 Maxine M Chesney Financial Disclosure Report for 2009

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ao ~o [ FINANCIAL DISCLOSURE REPORT Reportln GovernmentActRequired by theof1R ~ , , ]: ~ o l o F O R C A LEN D A R Y EA R 2009 ¢s o .s .c , a p p . § § 1 0 1 -H ~ )

L P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n J d a ] ) 2 . C o u ~ o r O r a t i o n ¯ D ~ l e o f R e p o ~

~Y, M~ M. U.S. DIS~CT ~.~O. DIST. CA 05/03~010

4. ~tle (~e ~judges ~ca~ ~dve ~ ~ ~s; 5a. Re~ T~e (ch~k ~propfiate ~) ~ Re~g Perl~~judges i~i~ ~fi- ~ pa~-~me)

~ No,nation, D a m 01/01~9U.S. Dis~ct 1udge - Se~or

~ ~aal ~ ~ml ~ ~1 to

1 ~3112~95~ ~ Amen~d~pon

7. ~am~ 0r O~ Add~ 8. On ~e bas~ of ~e ~or~flon tongued ~ ~s Re~rt and anym~c~lio~ pe~g ~e~, it ~, ~ my op~on, In comp~nce

U.S. Dis~ct ~ wi~ appH~ble laws a~ ~afio~.

450 Golden ~e AvenueS~ ~cisco, CA 94102

: ~view~g O~cer ~le

I M P O R T A N T N O T E S : T h e i n st ru c ti o n s accompanying this form must be followed. Complete all parts,

checking the NO NE box for each part where you have no reportable information. Sign on last page.

I . PO SI TI O N S. t~ .~g~i~d, .~ ,o~:

N O N E (N o reportable positions.)

POSITION NA M E OF ORGAN I ZATI ON/E NTI TY

1 .

[~ N O N E (No reportable agreements.)

D A TE . PARTIES AND TE RMS

1.02/26/93 With SF City & Cry Employees’ Retirement System for pension payable monthly until death, based on formeremployment with SF Dist.Atty.

2.10/29/05 W ith State of California Judges’ R etirement System for retirem ent benefits payable monthly until death, based onformer employm ent as SF Superior Court Judge

3.

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Narue of Person Reporting Date o~ Report

PageFINAN CIAL2 of 12 DISCLOSURE REPORTC r m S S E Y , ~ i A X I N E M . 0 5 / 0 3 ~ 2 0 ~ 0

IH . N O N - I N V E S T M E N T I N C O M E . ~ R e m r t ~ individual and spouse; see pp. 17-24 of filing ingructions.)

A . Filer’s Non-Investment Income

N O N E (No reportable non-investment itwome.)

DATI~ SOURCE AND TYPE ~COME(yore, not spouse’s)

1. 2009 San Francisco City & Count), Employee~’ Retirement System - Pension $13,142.00

2. 2009 C_~ifornia Judges’ Retirement System - Pension $107,328.00

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during any l~artlon of the reporting year, omplete this section.

( D o l l a r a m o u n t n o t re q u i r e d e x c e p t fo r h o n a r a r ~ a . )

D NONE (No reportable non-investment income.)

D A T E SOURCE AND TYPE

1.2009 California ludges’ Retirem ent System - Pension

2. 2009 Sell-employed (arbiW ation and mediation)

3.

4.

I V . R E IM B U R S E M E N T S - tranrpor~tion, lodglng, foo~ entertalnAent.( I n c l u d e s t h o s e t o . ~ p o u s e a n d d e p e n d e n t c h i l d r e n : s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )

N O N E (No reportable reimbursements.)

S O U R C E D A TE ~ L QC A TIO N PURPOSE ITEMS PAID OR ~ROVIDE~

I.

2.

3.

4.

5.

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Iame o[ Person Reporting Dale of Report

PageFINAN C IAL3 o f 12 DISC LOSU R E R EPO R T [ C ~m SNE~Y,~AXlm~ . 05 / 03~2010

V . G I F T S . a ,, ,m , , t h o , , ~ , ,~ , o ~ , , anddependent children; , ee p p . 2 8 - 3 1 of filing instructions:)

N O N E (No reportable gifts.)

SOURCg DESCRIPTION VALUE

1.

2.

3.

4.

5.

V~ N O N E (No reportable liabilities.)

CREDITOR DE$CRIPT/ON VALUE CODE

1.

2.

3.

4.

5.

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F IN A N C I A L D I S CL O S U R E R E P O R T N a m e o f P e r so n R e p o r l in g DateofRepart

Page 4 of 12 c~st~v, ~,~,x~ M . 0 5 / 0 3 n 0 | o

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

. ( i n c lu d ~ n g t r u s t a ~ s e t s ) r e p o r t l n g p er i o d o f r e p or t i n g p er i o d

( I ) ( 2 ) (D (2) (I) ( 2 ) ( 3 ) ( 4 ) (5)

P l a c e " 0 ~ " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . . , Value Value T y p e ( e . g ,. D a t e Value Gain I d e n t i t y o fe x e m p t f ro m p r i o r d i s c l o s u r e i C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell, m r n / d d / y y C o d e 2 C o d e 1 buyer/seller

( A - H ) o r i n t . ) ( I - P ) C o d e 3 r e d e m p t i o n ) { J - P ) ( A - I f ) ( i f p r i v a t e

( Q - W ) ~ ’ a n s a c t i o a )

1. Comm on Stock - Advanced Polymer None J T

2. Mutuat Fund - RVS CA Tax - Exempt C Inlerest M T(formerly AXP)

i 3. Bond - Calipatria CA Redev A gy A Interest J T

4. Bond - Sequoia CA Hospital District A Interest I T

5. Bank Accts., CDs - Wells Fargo B Interest PI T

6. Com mon Stock - Cisco Systems None M T

7, Bond - Fremont CA Pub. Fin, Auth. A Interest , . K T

8. Bond - San Benito Health Care D ist. A Interest J T

9. IRA - H ocfer & A rnett A Dividend K T

1 0 , -Money Market Fund - Evergreen Closed 05/15/09 K

1 1 . -Comm on Stock - Berkshire Hathaway H]dgCo. CLB

1 2 . -Com.n~n Stock - Google Inc. Bu y 09/23/09 J

1 3 . -Comm on Stock - American Express

1 4 . -Cortwnon Stock- IShares Bu y 1 1 / 1 6 1 0 9 J

1 5 . -Comm on Stock- Mkt Vectors Bu y 11/16/09 J

1 6 . -Common Stock - MeAfee Inc. Bu y 07/15/09 J

1 7 . -Corp. Bond - Gcn. Mills Buy 03/31/09 J

I. hco~e Gah~ Codes: A = $ 1 ,0 0 0 o r l e s s B = $ 1 . 0 0 1 - $ 2 . 5 0 0 C = $ ’ 2 , 5 0 1 - $ 5 , 0 0 0 D =$ 5 , ~ 0 1 - $ 1 5 , 0 ( X 1 E - - $ 1 5 , 0 0 1 - $ 5 0 , 0 ( 3 0

3. VaI~ M~ C~ Q =A~ R ~ost (~ ~tale ~y) S =~s~nt T =~h M~ket(S~ ~lu~ ~) U =B~k Value V ~r W =~

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F I N A N C I A L D I S C LO S U R E R E P O R T N a m e o f P e r s o n R e p o r l i n g D a t e n fR e p o r t

Page 5 of 12 c ~ m s r ~ m v , ~ t 4 X L ~ X ~ . 0 s / 0 3 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ,c o . ,, , . a h , 0 . , ~ u n s , ~ , ~ n s a n a , ,d , , tho. o¢~,o~.

N O ~ (N o reportable income, assets, or transactions.)

A. B. C. D.

~dpfion of A~e~ ~om~ during Gross value at ~d Tramacfio~ ~ng ~ng ~fiod

(inclu~ng ~t ~se~) ~po~ing ~dod of ~ng

o) I ~> I (2)(i) (2) (3) (4) [ (5)

Place’~)"~rea~t Am ount [ Ty~(e.~, V~ue Value ’T~(e.g., Date [ Value I Gain[ l~ityof

exempt from prior ~losm C~e I [ ~ v . , r e n ~ C~ 2 [ Me~ b u y , ~ 1 1 , m~d~

~ o r i r a . ) (I-~~

C~ 3 ~pdon) ( J - P ) (A-~ ( i f p r i v a t e

1 8 . -U.S. G0~ Bond-F~.Nat’l Mo~. Assn. R~med ~/~/091 J

1 9 . -Mutual Fund -Source Cap, Inc.

20 . --Coip Bond -’Idaho Pwr Corp Buy 03/31109 l

21 . -Common Stock - Burlington NorthernS a n t a Fe Corp.

22 . Bond - N . lnyo Cnty Cal. Local Hosp. A Interest " J T

Bond - Folsom Cal. Spl. Tax Com aty Facs. B Interest K T

24. Bond - Cal. Edl. Faes. Rev. A Interest J T

25 . Bond - W oodland Cal. Fin. Auth. B Interest K T

26 . Bond - Pomona C al. Redev. Agy Tax Alloe. A Interest J T

27 . Comm on Stock - Walmart Stores C Dividend M T

28 . Bond - Placentia CA R edev Agy Hsg A Interest J T

29 . Bond - LaMirada CA R edev Agy A Interest J T Redeemed 1 0 1 0 1 / 0 9 J(part)

30. Bond - Montclair CA R edev Agy A Interest J T

3 1 . Bond - Cudahy CA Redev Agy A Interest K T

3 2 . Bond - Kern Vy H ealthcard Dist CA A Interest K T

33. Bond - Bell Comnty Redev Agy CA Tax A Interest J T

3 4 . Bond - I¢luroc CA Jt Unif Sch Dist A Interest Sold 10/06/09 J

I. l~come Gain Codes: A =$1,000 o¢ lest B --$1 ,001 - $2 ,500 C =$ 2 .501 - $ 5 ,000 D =$ 5 ,001 - $ 15 .000 E =$ 15 ,001 - 150.000

(goe Cola wins B I and Da) F =$5.0,001 - $ I~O,0CO G =$100,001 - $1,000,000 HI =$1 ,000 ,001 - $5 ,000 ,000 H2 = More thaa

2. Value Code.~ J =$15.000 or Ic~s ’ K =$15,001 - $50,000 L =$50 ,001 - $100 .000 M --~;100,001 - $250,000

(So. Colum m C 1 m d D3) N =$ 250,00 1 ̄ $.500,0~0 O =$500.001 - $ 13300 ,000 P1 ~$1,000,001 - $5,000.0~O P2 ~$5,000,001 - $7.5,000,000

P3 =$25 ,000 .~1 - $50 ,000 ,000 P,t =Mor~ ~an $50,000,00 0

3. Value Method Codes Q =Appcais al R --C os( (R eal E state O nly) S = A.~sessm ent T =Cash

(See Columxt C2) O =Book Value V --Other W =E stlmal~d

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F I N A N C I A L DISCLOSURE RI PORT Iame of Person Reporting Date of Report

[ CHE SN E Y , MA XIN E M.

05/0312010age 6 of 12

V I I. IN V E S T M E N T S a n d T R U S T S - -i~ c o ,~ , ,.’~e, t ~ a n , ~ a o ~ , # n d u a e , t~ o , o o ! , p o ~ e , ~ d a , ~ . a , ~ t c m ~ , .; r e, ~ , ~ , . 3 . ~ 0 o f ~ing ~aion*.)

NO ~ (No reportable income, assets, or tram~tiom.)

~p~on of As~ . ~ome ~ng Gross va~e(i~lu~ng ~st asse~) ~p0~ng ~ of ~po~ng

(1) ~) (1 ) ~) (~) (2) (3 ) (4) (5 )Pi~e "~)" afar ~ch ~ ~ount T~ Ce.g., V flue Val~ T~ (e.g., D a t e Value Gila I~nti~ of

( A - I O or ~t.) ( I - P ) C~e 3 r~em~on) " ( J - P ) (A-~

35 . ~oa St~k - Mi~oft C Dividend M T

36 . Bond - CA ~ Fa~ A Int~t J T

37 . Bond - W~d ~ ~ Fa~ A Int~t J T

38. Bond- Yuba Ci~ CA R ~ev Agy A In~t J T

39 . ~ St~k- R~g ~t’I None K T

40, Corranon Stock - Araerican Express A Dividend K T

41. Com mon Stock - Berkshire Hathaway CL A None L T

42. Bond - Bumas CA Elem Sch Dist A Dividend J T

43. Bond - Riverside Cnty CA CTFS Partn None Sold 03/31/09 J

44 Bond - V alley Sanitary Dist CA A Dividend J T

45. Cortunoa Stock - Berks~re Hathaway C L B None L T

46. Comm o~ Stock - Farmers & Merchants A Dividend K TBank Long Beach

47 . Comm on Stock - Oracle Corp. A Dividend L T

48. Bond - Bakersfield CA Imp’t Bd A Dividend J T Redeemed 09/02/09 J A(p~t)

4 9 . B o n d - Blythe CA Redev Agy A Interest J T

5 0 . Bond - Cb.ula Vista CA R edev Agy A Interest J T

5 1 . Bond- Hercules CA lmp’t Bd A Dividend J T

1 , I n c o m e G a i n ( ~ 0 d e . ~ : A - - $ 1 . 0 0 0 o r l e s s B = $ 1 . 0 0 1 - $ 2 . . 5 0 0 C =$7~01 - $5,000 D--$5,001. $15.000 E =$15,001. $50,000

(S~ Columt~ BI ~d D4) F =$50.~31. $I00,000 G = $ 1 0 0 ,0 0 1 - $ 1 , 0 0 0 ,L ’ O 0 HI x$1.000.001 - $5,000.000 H2 =More flx:m $5,000,000

2. V al~ Codes J =$15 .000 or less K ~ $ 1 5 , 0 0 1 - $ . 5 0 ,0 ( ~ 0 L =$50,001 - $100,060 M - - - $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0

(S~ Colunu~ CI and D3) N M;250,001 ̄ I500.000 O =$ 500.001. $ 1,000,~30 PI --$1,~0,001 - $ 5,000,000 P 2 ~ . $ , 5 , 0 0 ~ , 0 0 1 ¯ $ 2 5 , 0 0 0 . 0 0 0

P3 ~$7~,000,001 - $50.000,000 P4 ~More tlum $50,000.000

3 . V I l u ~ M ~ ’ ~ . h o d C o d ~ Q =A p~’r~i~al R * , C o s t (R e a l E s t a * ¢ O n l y ) S = A s~s~me~ T ---~ash M ark~

(See Colum n C~l U =Book V alue V --Ot~r W = P . s ti m a t e d

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F IN A N C I A L D IS C L O S U R E R E P O R T r ~ , ~ e o f |’ ~ . o n a ~ p o ~ n ~

Page 8 of 12 c r m s r ~ Y , ~ t ~ x - t ~ ~ . o ~ / 0 3 / ~ 0 ~ o

NO ~ (No repo~le income, assets, or tra~actions.)

A. B. ~ D,

~p~on of As~ ~ome d~ng Gross v~ue at end T~sac~o~(iaclu~ng ~t asse~) repo~ng ~6~ ofr¢po~ng

O) (2) O) (~ ) O) (2 ) (3 ) (4 ) ~ 5 )

P~e "~" ~r each ~s~ Amo~t T~ [e.g., V~ V~ue T~ (e.g~ D~ V alue Gain I~ty of

(A-~ o r i n t . ) (J-~ ~3 ~mpfion) i f - P ) (A-I~ (ifpfivam

69 . ~. Bond - ~mc~t B ht~est K T

70 . U.S. Go~. Bond - ~d. Home ~ B~ B lnter~t Red~med 01~8/09 L

71 . U.S. Govt, Bond- ~. Home ~ Mtg. B lnter~t R~m~ 0~15/09 L

72 . U.S. Gov~ Bond - F~. N atl Mo~. D Inter~t Redeem~ 0~23/~ M

: 7 3 . U.S. Govt. Bond - ~. Nm l Mo~ B Intent R~em~ 06!1~09 K

74 . ~, Bond - No~t Fro. B lnt~t Redeem~ 07/15/09 K

75 . ~. Bond - Kellog ~. B Inter~t K T

76 . Co~. Bond - Wells F~go B Inter~t L T

77 . Bond- CA Stwde C~s Rev A Interest K T Bu y 0~13/09 J

78 . Bond - B~ng CA ~n’g Auth A Interest J T Bu y 05~7/09 J

79 . Bond - Kern V~ley ~c~e D~t A Interest J T ~u y 07/~/09 J

80. Bond - CA S~de C~s ~v Au~ A Interest Bu y ~/03!09 J

81. Sold 10/06f09 K A

82 . Bond- B~e~field CA lmpt A Interest J T Bu y 09/~09 J

83. Bond - ~pis~o CA Uni Sch ~st A Interest J T Bu y 09/18f09 J

84. Bond - D~y City CA H sg Dev A In~est K T Bu y 10/~I09 K

8 5 . Bond - ~Quin~ CA Fin’g Au~ A Interest J T Bu y 10/13109 J

I~c~me Gain Cod~: A =$1 ,000 or less B =$1,00

~ee Columns I~ 1 ~d D4) ~ = $ 5 0 , 0 0 1 - $ 1 0 0 , O 0 0 G =$ 19 0,(3 01 . $ 1,0 00 ,0 00 Itl =$ 1, 00 0,0 01 - $ 5,~0 0, 0~O 1/2 = Mor~ tt~a $5,000,000

(St~ Co lumr~ C l and b3) N = $ 2 5 0 ,~ O 1 - $ 5 0 ( ~ , 00 0 O = $ 5 0 0 , 0 0 1 - $ 1

P 3 = $ 2 5 , 0 0 0 , 1 X ) 1 - $ 5 0 , 0 0 0 . 0 0 0 P 4 = M o r ~

V a l u e M e~ b e d C o d e s Q = A p p r ~ i ~ t l R --Cost (Real Exlate Only) S = A s . ~ c s s m e ~ t T ~2a~h M~k~t

(S~ Colu~a ~) U =Book Value V =O~r W =Estimated

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F IN A N C I A L D IS C L O S U R E R E P O R T N ~ o ~ o ~ ~ p o ~ g

P a g e 9 o f 12 c~y, ~ M. 0 ~ / 0 ~ 0 ~ 0

~ NO~ (No reportable income, assets, or tra~acdom.)

A. B. C. D.

(!) (2) (1 ) (2 ) (l) (2 )

P~ "~" ff~r ~ch ~t Am~t Ty~ (e.g., Va~e V~u¢ T~ (~.g., Da~ Value Gain I&nti~ of

(A-~ o r i n t . ) (J-~ Co~ 3 ~pfion) (J-D (A-~ Of pfiv~

8 6 . Bond- CA S~de ~tys Dev Au~ A Inter~t J T Bu y 1~14/~ J

~. ~oa St~k - IS~ A Dividend K T Bu y 1 1 1 1 6 / 0 9 K

88. ~on St~k - M~ V~tors A Di~dend K T Bu y 1111~09 K

89. ~on St~k - G~gle N~e L T Bu y 09~3/09 L

90 . Bu y 1~05/~ J

91 . Co--on St~k- McAf~lnc. N~e K T Bu y ~ 1 1 5 1 ~ K

92 . ~, Bond - U~on Pacific B Inter L T Bu y 04~1/09 L

93 . Coo. Bond - Autozone C lnt~t L T Bu y 0~09 K

~ 9 4 . Buy 04~9 /09 K

95 . Co~. Bond - Avon ~ B Intent L T Bu y 0 3 1 1 9 1 0 9 L

96 . Co~. Bond - CV S Inc. B In~t L T Bu y 04107/09 L

97 . ~. Bond- Dell Inc. C Interest L T Buy 0~17 /09 L

98 . C~. Bond - W ~t Disney C Inter~t L T Bu y 0~171~ L

99 . Co~. Bond- G.~ ~p. ~. B Interest K T Bu y 0110~ K

1~. ~. Bond- Gen. Mills A lnt~t K T Bu y 03~1/09 K

101. Co~. Bond - I~o ~r A Inte~st K T Bu y 03/31 /~ K

102. ~, Bond - Heinz (H.J.) B ~terest L T Bu y 04/01/09 L

I . I n c o m ~ G a i n C 0 d e ~ : A ~ $ 1 , 0 0 0 o s " l e s s B ~ $ J , I X I I - $ 2 . , 5 0 0 C = S 2 , 5 0 1 - $ 5 , 0 0 0 D = , $ 5 , 0 0 1 - $ I 5 , 0 0 0 E = $ 1 5 ) 0 0 1 -

(See Coh~m~ BI ~,d D4) F =$50.1~1 - $100,000 G =$ 10 0,0 01 - $1 ,0 ~.0 00 H I = $1 ,0 00 ,(10 1 . $5 ,0 00 ,0 03 H 2 - - k ~ 4 o ~ : t h a a $ 5 , 0 0 0 ,0 0 0

2. V alue Code~ J =$15,000 or le~ K =$15,00L - $50,0~ L =$50,001 - $100,000 M = $ I 0 0 , 0 0 1 - $ 2 5 0 . 1 ) 0 0

($ e~ C olu m as CI tad DJ ) H ~-$ 25 0, 00 ! - $5 00 ,~ O - - $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 1 ) 0 0 PI =$1,000,001 - $5,000.000 P 2 - ~ $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

3 . V a l ~ M e ~ h o d C o d e s Q = A p p r ~ i s al R =C o~ ( R e a l Es ta t~ O nl y ) S = A s se s s ta en ~ T = C a s h M a r k e t

($e~ Cohrma C2) U =Book Vah~ V =0~ W ~2.sdmated

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[ N~me of Person Reporting Date of

F I N A N C I A L p a g e 11 of !2 DISCLOSURE R EPO RT. , i , c~s~v, ~X~N~ ~. 05/03~20~0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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Iame of Person Reporting D a t e o f R e p o r t

F I N A N C L A L p a g e 1 2 o f 1 2 D I S C L O S U R E R E P O R T [ CtIESNEY, MAXINE hi. 0 5 / 0 3 t ~ 0 1 0

IX. CERTIFICATION.

I certify that all inform ation given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was withheld because it m et applicable statutory

provisions perrtltting non-dlsdosure.

I further certify that earned income from outside em ployment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C~app. § 501 et. seq., 5"U.S.C. § 735 3, and Jud icial Conference regulations.

NOTE: ANY INDIVIDUAL W HO I~OWINGLY A ND W ILFULLY FALSIFIES OR FA ILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SAN CTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Com m ittee on Financial DisclosureA dm inistrative Office of the United States CourtsSuite 2-301One Colum bus Circle , N.E.W ashington, D.C. 20 544

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UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

UNITED STATES COURTHOUSE:

500 PEARL STREET

NEW YORK, NEW YORK 10007-1312

CHAMBERSOFMIRIAM GOLDMAN CEDARBAUM

UNITED STATES DISTRICT JUDGE

June 23, 2010

The Honorable Bobby R. Baldock

Chairman, Committee on Financial Disclosure -Administrative Office of the

United States CourtsOne Columbus Circle, N.E., Suite 2-301Washington, D.C. 20544

D ear Judge Baldock:

Thank you for your letter of June 16, 2010. In Part VII,page 5, line 26, the name of the financial institution or

brokerage in which the "cash & equivalents" of the testamentarytrust listed on line 26 is maintained is First Manhattan.

I hope this is the required information.

Sincerely yours,