mary a mclaughlin financial disclosure report for 2010

8/3/2019 Mary A McLaughlin Financial Disclosure Report for 2010

1/12

A o i oRev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. lOl-lll)

1 . Person Reporting ( last name, f irst , middle initia l)M c L a ug h l in , M a r y A .

4. Ti t le (Art icle 111 judges indica te act ive or senior status;magis t rate judges indicate ful l - or pa r t - time)Dis t r i c t Judge, Act ive

7. Chambers or Office Address

U.S. Cour thouse601 Marke t Stree tPhi ladelphia , PA 19106

2. Court or OrganizationU.S. Dis t r i c t Cour t - EDP A

5a . Report Type (check appropria te type)

] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n ymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith appl icable l aws and r egula t ions .

R e vie w ing Off i c e r Date

3. Date of Repor t05/12/20| I

6. Reporting Per iod

01/01/2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have n o reportable information. Sign on la st page.

I . P O S I T I O N S . R e p o . i n g i n d i v ld u a t o n l y ; s e e p p . 9 - 1 ~ of fillng instructions.)~] N O N E (No reportable positions.)

POSITION

2.3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . me, oni,g individua l onty; seepp. 14o16 of filing instructions.)~] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS


2/12

FINANCIAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r s o n R e p o r t in gMcLaughlin , Mary A.

Date of Report05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . t g e p o . i n g i n d i v i d u u l o . d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Income~ ~o reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were ma rried during a ny portion of the reporting year, complete this section.(D ollar amount not required except for honoraria.)--] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPEI. U N M A R R I E D2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)~ NONE (No repor table reimbursements . )

3.4.

5.

SOURCE DATES LOCATION PURPOSE

P A B a r A s s o c i a ti o n 1/20/10 - 1/24110 N a s s a u , B e r m u d a P a n e l i s t /M o d e r a t o r a tM i d y e a r M e e t i n g

ITEMS PAID OR PROVIDE

Transpor tation , Lodging


3/12

Iame of Person ReportingFINANCIALDISCLOSURE REPORTI McLaughl in, Mary A.

Page 3 of 6

V . G I F T S . a n c t u d e s t h o s e t o s p o u s e a , d dependent children; see pp. 2 8 - 3 1 of filing instructions.)~] N O N E ( N o repor tab le g i f t s .)

SOURCE DESCRIPTION1 .2.3.4.5.


VALUE

V I . L I A B I L I T I E S . a n c l u d c s , h o s e of spouse and dependent children; seepp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.3.4.5.

VALUECODE


4/12


Name of Person ReportingMcLaughlin, Mary A.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

7.8.

9.

10 .

11 .

12 .

1 3 .

1 5 .

1 6.

A. B. C. D.Descr ipt ion o f Assets Income dur ing Gross va lue a t end Transact ions dur ing repor tJng per iod

( including t rust assets) reporting period of repo rting period(l) (2 ) (t) (2) O) (2) (3) (4) (5 )Place "(X )" after each assel Am oun t Type (e.g., V a lue V a lue T y p e (e.g., D a t e V a l u e G a i n I d e n t i t y o f

exempt f rom pr ior di sclosure Code 1 div., rent, Code 2 Method buy, se l l . m m / d d d y y Code 2 Code 1 buyer/sel ler( A- H) o r i n t . ) (J-P) Code 3 redempt ion) (J-P) ( A- H) (if private( Q -W ) transaction)

Vanugar 500 (IRA) D Dividend NT.Rowe Price Mid Cap (IRA) B Dividend MPimco Low Duration (IRA) A Int . /Div. Sold 02/12/10 J APimco Total Return (IRA) E Int./Div.

Artio Intl (IRA) C DividendCash (IRA) A Int./Div.

N T Sold 10/04/10 J A(part)Sold 04/19/10 J A(part)Sold 02/12/10 K B(part)

M T B uy 02/16/10 K(addl)

J TC a s h A lnt./Div. J

1. Incom e Gai n Codes : A = $1 ,000 o r le ss B =$1 ,0 01 - $2,50 0 C = $2,50 1 - $5 ,000 D = $5 , 001 - $15 , 000(See Col um ns B 1 a nd D4) F = $ 5 0.001 - $ 100.000 G =$ 100.00 1 - $ 1 ,00 0,000 H 1 = $ 1 ,000,001 - $ 5.000,000 H 2 = M ore tha n $ 5,000 .00 0

2. V a lue C o d e s J = $15,000 o r le ss K = $15,001 - $50,000 L =$50,001 - $100,000 M -$ 100,001 - $250,000( S e e Columns CI a nd D3) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =M or e tha n $50 ,0 00 ,0 003 . Val ue Met hod Codes Q = Appra i sa l R =Cos t ( Re a l Es t a t e Only) S -Assessment T = C a s h M a r k c t( S e e Column C2) U = B o o k V a l u c V = O t h e r W =Es t ima te d

E =$15,0 0 1 - $50 .0 0 0


5/12

FINANCIAL DISCLOSURE REPORTP a g e 5 of 6

Nam e of Pe r son Repor tingM c L a u g h l i n , M a r y A .

D a t e o f Re p o r t0.5/12/201 I

V III. A D D IT I ONA L I NFO R M A T I ON O R EX P LA NA T ION S . (lndicate part of report.)


6/12

FINANCIAL DISCLOSURE REPORTP a g e 6 o f 6

Name o f Perso n Rep o r t in gM c L a u g h l i n , M a r y A .

D ate o f Rep o r t05/12/201 I

IX. CERTIFICATION.I c e rt i fy t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i ef , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p ro v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U. S . C . 7 3 5 3 , a n d Jud i c i a l C o n fe re n c e r e g u l a t i o n s .

Signature: S/Mary A. M cLaughl in

N O T E : A N Y I N D I V ID U A L W H O K N O W IN G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T TA N D C R I M IN A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i ve O f f i ce o f the Un i t e d S t a te s C our t sSuite 2-301O n e C o l u m b u s C i rc l e , N . E .W a s h i n g t o n , D . C . 20 5 4 4


7/12

Rev. 1/2011 I IFINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app..~ 101-111)

1 . Person Reporting ( last name, f irst , middle initia l)M c L a u g h l in , M a r y A .

4. Tit le (Article I l l judges in dicate act ive or sen ior s ta tus ;magis t rate judges indicate fu l l - or par t - t ime)D i s t r i c t Judge , Ac t i ve

7. Chambers or Off ice AddressU.S. Cour thouse601 Marke t S tree tPhi ladelphia , PA 19106

2. Cour t or Organiza t ionU.S. Dis t r ict Cour t - EDPA

5a . Report Type (check appropria te type)

i D Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymo dif ica t ions perta in ing there to , i t is , in my opin ion , in compliance~vi th a pp l i c a b le l a w s a nd re gu la t ions .

R e v i e w i n g O f f ic e r D a t e

3. Date of Repor t07/26/201 I

6. R e por t ing Pe r iod

0 1 /0 1 /20 1 0to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NON E box for each part where you have n o reportable information. Sign on last page.

I . P O S I T I O N S . ( R e v o n i n g i n d i v i d u a t o n l y ; ~ c e v p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seevv. 14-16 of filing instructions.)~] N O N E ( N o reportable agreements.)

DATE PARTIES AND TERMS


8/12


Name of Person Report ingMcLaughlin, Mary A.

Date of Repor t07/26/2011

I l l . N O N - I N V E S T M E N T IN C O M E . m e p o r t i n g i n d i ~ i d . a l a . d s p o . s e ; s e e p p . 1 7 - 2 4 of filing instructlons.)A. Filers l~on-lnvestment Income

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v es t m e n t I n c o m e - lf you were married during anyportion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)D NO N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE1 . U N M A R R I E D2.3.4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 2 5-27 offiling instructions.)

D (No reportable reimbursements.)ONE

3.4.5.

SOURCE DATES LOCATION PURPOSE

P A B ar A s so cia tio n 112 0/10 - 1/24 /10 N a s s a u , B e r m u d a P a n e l i s ~ M o d e r a to r a tM i d y e a r M e e t i n g

ITEMS PAID OR PROVIDE

Transportat ion, Lodging


9/12

FINANCIAL DISCLOSURE REPORTPage 3 o f 6

Name of Person Report ingMcLaughlin, Mary A.

Date of Repor t07/26/2011

~] N O N I E (No reportable gifts.)SOURCE DESCRIPTION

1 .2.3.4.5.

VALUE

V I . L I A B I L I T I ES . (lnctuaes those of spouse ana aepenaent children; see pp. 32-33 of filing instructions.)N O N E (~ V o reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.

5.

VALUE CODE


10/12


N a m e o f P e rs o n R e p o r ti n gMcLaugh l in , Mary A.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No reportable income, assets, or transactions.)

2.3.

4.5.6.

7.8.

9.1 0 .

II.

1 2 .

1 3 .

14 .

1 5 .

16 .

17 .

Desc r i p t i on o f Asse t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(l) (2 )

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

Gr o ss v a lu e a t e n d T r a n s a c t io n s d u rin g r e p o r t in g p e r io do f r e p o r t i n g p e r i o d(l) (2) (l) (2) (3) [ (4)

Value V a l u e Type (e.g., D a t e Value I GainC o d e 2 M e th o d b u y , s e l l, m m / d d / y y Code 2 I Code 1(J-P)

C o d e ( Q . W ) 3r e d e m p t i o n ) (J-P) (A-H)

( 5 )Identity 0f

buyer/seller(if private

t r a n sa c t i o n )

V a n u g a r 5 0 0 ( I R A ) D Dividend N TT.Row e Price Mid Cap (IRA) B Dividend M TPimco Low Durat ion (IRA) A Int./Div. Sold 02/12/10 J APimco To tal Return (IRA)

Artio ln t l ( IRA)Ch a r l e s S ch w a b & Co . Ca s h ( I RA )

E Int./Div. N T

C Dividend M TA Int. /Div. J T

S o l d 10/04/10 J(par t)S o l d 04119110 J(par t)S o l d 02112110 K(par t)B uy 02116110 K( a d d l )

AAB

C h a r l e s S ch w a b & C o . C a s h A Int./Div. J T

I. Incom e Gai n Codes :( Se e Colu nms B I a nd D4 )

2.V a l u e C o d e s(Scc Col um ns C 1 and D3)

3.V a l u e M e t h o d C o d c s( S c e C o l un m C 2 )

A =$1,000 or lessF =$50,001 - $ 100,000J =$15 .000 or l essN =$250,001 - $500,000P3 =$25,000,001 - $50,000.000Q =Appra i sa lU = B o o k V a l u e

B=$1,001 - $2,500G =$100,001 - $1,000,000K=$15,001 - $50,000O =$500,001 - $1,000,000R =Cos~ . (Rea l Es t m e O nl y)V = O t h e r

C =$ 2 ,50 1 - $5 ,0 0 0H 1 -$1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$1,000,001 - $5,000,000P4 =Mo re t han $5 0 , 000, 000S =As s e s s me ntW =Es t ima te d

D=$5,0 0 1 - $1 5 ,0 0 0H2 =Mo r e th a n $5 ,0 0 0 ,0 0 0M=$1 0 0 ,0 0 1 -$250 ,0 0 0P2 =$5 , 000, 001- $2 5 , 000 , 000T =Ca s h Ma r k e ~

E =$1 5,0 0 1 - $50 ,0 0 0


11/12


N a m e o f P e r so n Re p o r t in gMcLaughlin, Mary A.

Date o f Repor t07/26/2011

V I I I. A DD IT IO N A L I N F O R M A T I O N O R E X P L A N A T IO N S . (lndlcatepart of report.)


12/12


N a m e o f P e r so n Re p o r t in gMcLaughlin, Mary A.

Date o f Rep o r t07/26/2011

IX. CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i saccurate, true, a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u to rp ro v i s i o n s p e rm i t t i n g n o n - d i s c l o s u re .I f u r th e r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e wi t h t h e p ro v i s i o n s o f 5 U .S .C . a p p . 5 0 1 e t. s e q ., 5 U .S .C . 7 35 3 , a n d J u d i c i a l C o n fe re n c e r e g u l a t i o n s .

Signature: S[ M ary A . M cLaugh l i n

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

mary a mclaughlin financial disclosure report for 2010

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