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Page 1 of 2BNPRICE-0211Member FINRA/SIPC
LPL Technology Pricing
PRODUCT SET-UP CHARGE MONTHLY MAINTENANCE FEE
BranchNet $150 per advisor $75 per month per advisor
Portfolio Manager $250 per advisor $75 per month per advisor
Portfolio Review Tool (PRT) None $35 per month per advisor
RebalanceNow (Requires Portfolio Review Tool) None $25 Per month per advisor
WealthVision WealthVision Select
None None
$300 per month per Advisor (1 advisor & 3 assistants) $200 per month per Advisor (1 advisor and 1 assistant) $21 per month per Assistant over allotment
Research Reports Type Monthly Subscription Fees
Argus Standard - Tier One $20 Argus Premium - Tier Two $40 Credit Suisse Online Research $70 Credit Suisse Online & Printed Copy Research $96.50 eVestment Alliance Money Manager Data $50 MarketEdge MarketEdge Investment Research $30 *($25) S&P MarketScope Advisor Package 1 - Stock & Mutual Funds $45 S&P MarketScope Advisor Package 2 - Stock, Mutual Funds, & MarketScope $65 S&P MarketScope Advisor Package 3 - Stock, MarketScope, & ETF's $65 S&P MarketScope Advisor Package 4 - Stock, MarketScope, & ETF's Hypo/HoldingScan, & Bond Research $115 S&P MarketScope Advisor Stock Reports $30 S&P MarketScope Advisor Mutual Funds $25 S&P MarketScope Advisor Hypo/Holding Scan** $40 S&P MarketScope Advisor Bond Research $30 Thomson ONE Wealth Markets Advanced $112 Thomson ONE Sales Solution $241 Thomson ONE Reuters North American News*** $68 Zacks Zacks Investment Research $30
*Note: If you subscription to both MarketEdge and any S&P online products, you will receive MarketEdge for $25, a $5 discount. **Note: Must have Stock or Mutual Funds ***Note: Wealth Markets Advanced is required in order to subscribe to Thomson ONE Reuters North American News.
AdvisorSquare - LiveOffice website Basic Custom New Domain Name Registration Domain Name Transfer
$499 $599
$100 per month $160 per month $35 per year (due upon registration) $35 per year (due upon renewal)
$60 per month per advisor$100LPL Account View
Advisor Software Inc. (ASI) - Portfolio Rebalancing $100 Per month per userNone
Service Yearly Cost
Financial Services Institute (FSI) $129 per year (automatically renews)
ORG's with 10 or less users $65 per month per user ORG's with 11 or more users $60 per month per user
NoneSalesforce CRM
Page 2 of 2BNPRICE-0211Member FINRA/SIPC
Description: Argus Research Argus Research is a forward-thinking, long-standing independent investment research firm that offers forecasts and ratings on the U.S. economy, interest rates and hundreds of leading blue chip companies. They employ a rigorous six-point framework to analyze the companies in our Universe of Coverage, including meetings with their senior managers, and provide continuous analysis via the Internet, daily notes service, in-depth reports, and conference calls and consultations. ASI Portfolio Rebalancing ASI is a web based tool that's integrated within BranchNet. ASI offers portfolio rebalancing capabilities to Advisors, including rebalancing one or multiple accounts to Advisor customized models or LPL recommended SAM models, as well as the ability to generate recommended trade lists for review/execution through the BranchNet system. ASI capabilities provide an efficient and cost effective means for Advisors to rebalance, generate trade lists and submit multiple trades (mutual funds, equities, ETFs) all at once, through BranchNet. BranchNet BranchNet is LPL's browser-based broker workstation designed to streamline business processed and help LPL representatives run their business more efficiently. This is the core operations and trading platform in which you have access to opening new accounts, reviewing detailed account and commission information, statements, trading and extensive research in Resource Center. Financial Services Institute FSI is the advocacy voice for independent broker/dealers and independent financial advisors. Its mission is to create a healthy regulatory climate, allowing members to better serve their clients by doing what they do best: providing trusted financial advice, products and services. Portfolio Manager Portfolio Manager is the powerful account management and advanced reporting tool in BranchNet designed to enhance your presentation of advice and the service you deliver to clients. This tool offers many advanced features, including performance reporting on brokerage and advisory accounts, aggregate account management and reporting, householding and grouping of accounts, manual addition of non-LPL assets and their transaction history and much more. Portfolio Review Tool The PRT is an impressive presentation of advice with an asset allocated client approved report offering extensive research statistics. The report may be prepared for prospects or client reviews and compares the current portfolio to your recommendation and/or proposed portfolio, identifying over and under weightings as well as sector and benchmark comparisons. RebalanceNow An add-on to the Portfolio Review Tool Subscription, RebalanceNow allows Advisors to use LPL's Research Models or create customized models, align a model to a client's account or household, and easily evaluate adjustments needed to rebalance the portfolio to the target model. The tool displays a comprehensive list of recommended transactions providing a Buy or Sell hyperlink for each trade linking directly into an individual pre-populated trade ticket. The Advisor can adjust the amounts and choose which orders to process as they set fit, maintaining the important individualized attention currently provided to client account reviews, but spending much less time. Research Reports Please go to BranchNet | Resource Center | Research and Products | Equities. Then under Third Party Research for more information on products. Salesforce CRM Customer Relationship Management (CRM) solution designed and customized for both independent and institution advisors. WealthVision WealthVision, powered by eMoney, is a powerful web-based wealth-planning tool that offers account aggregation, modular and comprehensive financial goal planning, client website and an online storage facility that helps clients keep track of valuable documents.