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Lipoprotein Subfractions

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Page 1: Lipoprotein Subfractions

Lipoprotein Subfractions

Page 2: Lipoprotein Subfractions

Douglas Wood, MT(ASCP) MCSEDivision of Chemistry and

ToxicologyOffice of in Vitro Diagnostics

Center for Devices and Radiological Health

Food and Drug Administration

Page 3: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

Page 4: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

The cholesterol pathway

Page 5: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Page 6: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Public Health concerns

Page 7: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Public Health concerns

Lipid subfractions

Page 8: Lipoprotein Subfractions

Lipoprotein Subfractions

The identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Public Health concerns

Lipid subfractions

Pertinent research

Page 9: Lipoprotein Subfractions

Lipoprotein SubfractionsThe identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Public Health concerns

Lipid subfractions

Pertinent research

Subfraction recommendations

Page 10: Lipoprotein Subfractions

Lipoprotein SubfractionsThe identification of lipid fractions

The cholesterol pathway

Effects of cholesterol

Public Health concerns

Lipid subfractions

Pertinent research

Subfraction recommendations

Conclusions

Page 11: Lipoprotein Subfractions

Literature Review

Page 12: Lipoprotein Subfractions

Literature Review

PUBNET and MedLine

Page 13: Lipoprotein Subfractions

Literature Review

PUBNET and MedLine

Keywords – Lipoprotein, Lipoprotein Fractions, Lipoprotein Subfractions, LDL, HDL, Cholesterol and Electrophoresis

Page 14: Lipoprotein Subfractions

Literature Review

PUBNET and MedLine

Keywords – Lipoprotein, Lipoprotein Fractions, Lipoprotein Subfractions, LDL, HDL, Cholesterol

Some articles selected were cited from other references that were found on PubNet and MedLine

Page 15: Lipoprotein Subfractions

Literature Review

PUBNET and MedLine

Keywords – Lipoprotein, Lipoprotein Fractions, Lipoprotein Subfractions, LDL, HDL, Cholesterol

Some articles selected were cited in references found on PubNet and MedLine

A complete list of references used is available in the executive summary

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Types of Lipoproteins

LDL

B

Page 19: Lipoprotein Subfractions

Types of Lipoproteins

E

B

C-ll

VLDL

B

LDL

Page 20: Lipoprotein Subfractions

Types of Lipoproteins

E

B

C-ll

VLDL

B

LDL

B

IDL

Page 21: Lipoprotein Subfractions

Types of Lipoproteins

E

B

C-ll

VLDL

B

LDL

B

IDL

A

HDL

Page 22: Lipoprotein Subfractions

Cholesterol Metabolism

CholesterolBile Acids

GI Tract

Liver

Cholesterol

Oxidation

B

“Bad Cholesterol”LDL

CE

FC

CholesterolPool

A-I

HDL

CE

FC

“Good Cholesterol”

Oxidation

CholesterolPool

CholesterolBile Acids

GI Tract

A-I

HDL

CE

FC

“Good Cholesterol”

Cholesterol

Page 23: Lipoprotein Subfractions
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For decades, cardiovascular disease has been a major cause of death and

disability in developed countries –WHO ,World Health Report 2002

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For decades, cardiovascular disease has been a major cause of death and

disability in developed countries -WHO, World Health Report 2002

Despite significant reduction in mortality due to cardiovascular disease in recent years, it remains the leading cause of

death in the United States –AHA, 2006 Heart and Stroke Statistics

Page 28: Lipoprotein Subfractions

Public Health InitiativesThe American Heart Association

Prevention Conferences

The National Cholesterol Education Program Adult Treatment Panel III

The National Academy of Clinical Biochemistry (draft)

Page 29: Lipoprotein Subfractions

Public Health InitiativesThe American Heart Association

Prevention Conferences

The National Cholesterol Education Program Adult Treatment Panel III

Page 30: Lipoprotein Subfractions

Public Health InitiativesThe American Heart Association

Prevention Conferences

The National Cholesterol Education Program Adult Treatment Panel III

The National Academy of Clinical Biochemistry (draft)

Page 31: Lipoprotein Subfractions

Global Risk Factors

Framingham Risk Score

Page 32: Lipoprotein Subfractions

Measurable Cardiac Risk Factors

Total Cholesterol

Low Density Lipoprotein Cholesterol (LDL-C)

High Density Lipoprotein Cholesterol (HDL-C)

Page 33: Lipoprotein Subfractions

Measurable Cardiac Risk Factors

Total Cholesterol

Low Density Lipoprotein Cholesterol (LDL-C)

High Density Lipoprotein Cholesterol (HDL-C)

Page 34: Lipoprotein Subfractions

Measurable Cardiac Risk Factors

Total Cholesterol

Low Density Lipoprotein Cholesterol (LDL-C)

High Density Lipoprotein Cholesterol (HDL-C)

Page 35: Lipoprotein Subfractions

Candidate Biomarkers

C – reactive protein D-DimerFactors V, VII, VIII Lipoprotein (a) LDL Subfractions HDL SubfractionsHomocysteine MicroalbuminuriaApolipoprotein AI Apolipoprotein B Infectious Agents Apolipoprotein E

Subtype

Page 36: Lipoprotein Subfractions

Candidate Biomarkers

LDL Subfractions

HDL Subfractions

Page 37: Lipoprotein Subfractions

The Purpose of this panel meeting is to obtain input and

recommendations of the analytical and clinical validity of lipid

subfraction diagnostics assays

Purpose

Page 38: Lipoprotein Subfractions

Austin, MA. et al, JAMA 1988

Lipid Profiles

Profile/Pattern A Profile/Pattern B

Lower risk for Greater risk forCardiovascular CardiovascularDisease Disease

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LIPOPROTEIN SUBFRACTIONSD

ensi

ty g

/mL

Diameter Å (Angstroms)

B

E

B

C-ll

EB

C-ll

EB

C-ll EB

C-ll

EB

C-ll

ChylomicronVLDL

B

B

B

LDL

HDL

AA

AA

A

2a

I

IIa

IVa

IIIa

IVbIIIb

IIb

2b3a

3b3c

Small Den

se

LDL

Large Buoyant

LDL

Large

HDL

Small

Dense

HDL

1.140

1.100

1.060

1.020

1.006

0.095

60 100 140 200 280 400 600 800 1000

Page 42: Lipoprotein Subfractions

LIPOPROTEIN SUBFRACTIONS

Some investigators have identified significant differences in interpretation of the different

technologies used for lipid subfraction testing

Page 43: Lipoprotein Subfractions

Simplified Terminology of Lipoprotein SubclassesSegmented Gradient Gel Electrophoresis

Pattern B Pattern Intermediate Pattern ALDL Particles IVb IVa IIIb IIIa IIb IIa I HDL Particles 3c 3b 3a 2a 2b

Nuclear Magnetic ResonancePattern B Pattern A

LDL Particles L1 L2 L3HDL Particles H1 H2 H3 H4 H5VLDL Particles V1 V2 V3 V4 V5 V6

Short Single Vertical Automated with Gradient UltracentrifugationPattern B Pattern A/B Pattern A

LDL Particles LDL4 LDL3 LDL2 LDL1HDL Particles HDL3(d,c,b,a) HDL2 (a,b,c)VLDL Particles VLDL 3b VLDL 3a VLDL 1 + 2

1. Bays HE, McGovern ME. Prev Cardiol 2003

Page 44: Lipoprotein Subfractions

LIPOPROTEIN SUBFRACTIONS

EB

C-ll

VLDL

B

HDL LDL

AAAAA

2aIVb

2b3a3b3c

IIIaIIIaIIIb IIbIVa

Segmented Gel ElectrophoresisB BB BB

Nuclear Magnetic ResonanceA A A A A

A A A A A A

B B B

B

EB

C-ll

EB

C-ll

EB

C-ll

EB

C-ll

EB

C-ll

II

2 3 4 5

I 2

2

3

3

4 5 6

LDLHDL

AB B B B

EB

C-ll

EB

C-ll

EB

C-ll

EB

C-ll

Short Single Vertical with Gradient Ultracentrifugation

3c 3d 2a 2b 2c3b3a

HDL432I

LDLI 2 3a 3b

VLDL

Page 45: Lipoprotein Subfractions

Ensign et al Findings

Gradient Gel Electrophoresis (GGE)

Density Gradient Ultracentrifugation

Nuclear Magnetic Resonance

Tube Gel Electrophoresis

1. Ensign W, et al Clinical Chemistry 2006

Page 46: Lipoprotein Subfractions

Ensign et al Findings

Gradient Gel Electrophoresis

Density Gradient Ultracentrifugation (DGU)

Nuclear Magnetic Resonance

Tube Gel Electrophoresis

Page 47: Lipoprotein Subfractions

Ensign et al Findings

Gradient Gel Electrophoresis

Density Gradient Ultracentrifugation

Nuclear Magnetic Resonance (NMR)

Tube Gel Electrophoresis

Page 48: Lipoprotein Subfractions

Ensign et al Findings

Gradient Gel Electrophoresis

Density Gradient Ultracentrifugation

Nuclear Magnetic Resonance

Tube Gel Electrophoresis (TGE)

Page 49: Lipoprotein Subfractions

Ensign et al Findings

N Nomenclature

Expected Values

Number of Subfractions

Substantial Heterogeneity

Page 50: Lipoprotein Subfractions

Ensign et al Findings

N Nomenclature

Expected Values

Number of Subfractions

Substantial Heterogeneity

Page 51: Lipoprotein Subfractions

Ensign et al Findings

N Nomenclature

Expected Values

Number of Subfractions

Substantial Heterogeneity

Page 52: Lipoprotein Subfractions

Ensign et al Findings

N Nomenclature

Expected Values

Number of Subfractions

Substantial Heterogeneity

Page 53: Lipoprotein Subfractions

Method 1 GGE

LDL is separated into 7 LDL subfractions based upon size and shape

Ensign et al Findings

B

I IIa IVaIIIa IVbIIIbIIb

B BB BBB

Page 54: Lipoprotein Subfractions

Method 1 GGE

LDL is separated into 7 LDL subfractions based upon size and shape

LDL is separated into three patterns 26.35 – 28.5nm large LDL Pattern A

Ensign et al Findings

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Method 1 GGE

LDL is separated into 7 LDL subfractions based upon size and shape

LDL is separated into three patterns 26.35 – 28.5nm large LDL Pattern A

25.75 – 26.34nm Intermediate LDL Pattern AB

Ensign et al Findings

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Method 1 GGE

LDL is separated into 7 LDL subfractions based upon size and shape

LDL is separated into three patterns 26.35 – 28.5nm large LDL Pattern A

25.75 – 26.34nm Intermediate LDL Pattern AB22.0 – 25.74 small LDL Pattern B

Ensign et al Findings

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Method 1 GGE

LDL is separated into 7 LDL subfractions based upon size and shape

LDL is separated into three patterns 26.35 – 28.5nm large LDL Pattern A

25.75 – 26.34nm Intermediate LDL Pattern AB22.0 – 25.74 small LDL Pattern B

LDL subfractions are reported as percentages based on the area under the curve for each

subfraction

Ensign et al Findings

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Method 1 GGE

With this method small LDL particles correspond to LDL IIIa and LDL IIIb

Ensign et al Findings

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Method 1 GGE

With this method small LDL particles correspond to LDL IIIa and LDL IIIb

The findings of Ensign et al suggest that these subfractions, based upon GGE are indicators

of the severity of the atherogenic profile

Ensign et al Findings

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Method 2 DGU

Generates a series of absorbance curves which produces 6 LDL subclasses

Ensign et al Findings

B B B B B B

LDL 1 LDL 2 LDL 3 LDL 4 LDL 5 LDL 6

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Method 2 DGU

Generates a series of absorbance curves which produces 6 LDL subclasses

Subclasses are identified as Class I (most buoyant) through Class 6 (most dense)

Ensign et al Findings

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Method 2 DGU

Generates a series of absorbance curves which produces 6 LDL subclasses

Subclasses are identified as Class I (most buoyant) through Class 6 (most dense)

LDL 1 and LDL2 comprise pattern type A and LDL3 and LDL4 comprise pattern type B

Ensign et al Findings

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Method 3 NMR

Generates three LDL subclasses

Ensign et al Findings

BB B

L1 L2 L3

Page 64: Lipoprotein Subfractions

Method 3 NMR

Generates three LDL subclasses

No references are provided for the basis of risk categories

Ensign et al Findings

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Method 4 TGE

LDL scan contains 7 possible LDL subfractions

LDL 1

Ensign et al Findings

B B B B B B B

LDL 2 LDL 3 LDL 4 LDL 5 LDL 6 LDL 7

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Method 4 TGE

LDL scan contains 7 possible LDL subfractions

Lipoproteins are separated to yield a score

Ensign et al Findings

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Method 4 TGE

LDL scan contains 7 possible LDL subfractions

Lipoproteins are separated to yield a score

Specific ranges of scores correspond to different LDL Patterns

Ensign et al Findings

Page 68: Lipoprotein Subfractions

Method 4 TGE

LDL scan contains 7 possible LDL subfractions

Lipoproteins are separated to yield a score

Specific ranges of scores correspond to different LDL Patterns

Normal <5.5 (Pattern A)

Ensign et al Findings

Page 69: Lipoprotein Subfractions

Method 4 TGE

LDL scan contains 7 possible LDL subfractions

Lipoproteins are separated to yield a score

Specific ranges of scores correspond to different LDL PatternsNormal <5.5 (Pattern A)

Intermediate 5.5 – 8.5 (Pattern AB)

Ensign et al Findings

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Method 4 TGE

LDL scan contains 7 possible LDL subfractions

Lipoproteins are separated to yield a score

Specific ranges of scores correspond to different LDL PatternsNormal <5.5 (Pattern A)

Intermediate 5.5 – 8.5 (Pattern AB)Atherogenic >8.5 (Pattern B)

Ensign et al Findings

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Method 4 TGE

Does not measure LDL particle size directly but estimates size by comparing electrophoretic mobility to the mobility of particles of known

sizes

Ensign et al Findings

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Ensign et al Findings

N Nomenclature

Expected Values

Number of Subfractions

Substantial Heterogeneity

Page 73: Lipoprotein Subfractions

Ensign et al Findings

B

Gradient Gel ElectrophoresisB BB BBB

B B BBBB

Density Gradient Ultracentrifugation

Nuclear Magnetic ResonanceB BB

Tube Gel ElectrophoresisB B B B B B B

LDL 7

I IIa IIIa IVbIIIb IVaIIb

LDL 1 LDL 2 LDL 3 LDL 4 LDL 5 LDL 6

L1 L2 L3

LDL 1 LDL 2 LDL 3 LDL 4 LDL 5 LDL 6

Page 74: Lipoprotein Subfractions

Ensign et al Clin Chem 2006

Distribution of LDL PhenotypesGGE DGU NMR TGE

A B AB0

510152025

30

35

Ensign et al Findings#

Peop

le

Page 75: Lipoprotein Subfractions

Nomenclature

Expected Values

Total number of subfractions identified is method dependent

A substantial heterogeneity of interpretations with complete agreement in only 8% of

samples

Ensign et al Conclusions

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Established a link between LDL levels and CVD

NCEP ATP III Guidelines

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Established a link between LDL levels and CVD

Identify the combination of elevated triglycerides and Low HDL-C as an associated

risk of CVD

NCEP ATP III Guidelines

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Established a link between LDL levels and CVD

Identify the combination of elevated triglycerides and Low HDL-C as an associated risk of CVD

Recommend treatment of individuals at high risk based upon LDL-C and triglyceride values

NCEP ATP III Guidelines

Page 79: Lipoprotein Subfractions

As LDL increases small dense LDL subfractions increase

Other Study Findings

Cromwell WC, Otvos JD. Current Atherosclerosis Reports 2004Campos H, et al. J Clin Endo Metab 1988;67:30-35.Asztalos BF, et al. Biochimica et Biophysics Acta 1993Asztalos BF, et al. Arterioscler Thromb Vasc Biol 2000Asztalos BF, et al. Aterioscler Thromb Vasc Biol 2003Asztalos BF, et al. Journal of Lipid Research. 2004Asztalos BF, et al. Aterioscler Thromb Vasc Biol 2004Asztalos BF, et al. Aterioscler Thromb Vasc Biol 2005Otvos JD, et al. Am J Cardiol 2002.Otvos JD, et al. Circulation 2006Otvos JD. et al. Clin Lab 2002

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As LDL increases small dense LDL subfractions increase

As HDL decreases there is a marked decrease in larger HDL particles

Other Study Findings

Page 81: Lipoprotein Subfractions

As LDL increases small dense LDL subfractions increase

As HDL decreases there is a marked decrease in larger HDL particles

Based upon these findings, it has been suggested that elevated LDL, elevated small

dense LDL subfractions, low HDL and low HDL subfractions are predictive of CVD

Other Study Findings

Page 82: Lipoprotein Subfractions

Although there is evidence that lipid subfraction profiles differ between individuals

with established CVD and normolipidemic individuals, it is unclear to the FDA whether

meaningful and reproducible diagnostic cutoffs for particle size, density and/or number

can be established

LIPOPROTEIN SUBFRACTIONS

Page 83: Lipoprotein Subfractions

Some investigators have observed that lipid subfraction reference ranges for patient risk

for CVD (as defined by NCEP) vs normolipidemic patients have considerable

overlap

Other Study Findings

Page 84: Lipoprotein Subfractions

HDL Large(mg/dL)

HDL Intermediate(mg/dL)

HDL Small(mg/dL)

HDL total(mg/dL)

Cholesterol total

(mg/dL)

Range 8-43 18 – 44 0 - 12 40 - 89 110 - 199

Mean 21.7 30.4 4.3 56.5 166.2

SD 8.05 5.06 2.56 10.87 19.37

96% range 10 - 41.9 22.0 - 41.9 1.0 - 11.0 41.0 - 79.9 118.5 - 197.8

HDL Large (mg/dL)

HDL Intermediate(mg/dL)

HDL Small(mg/dL)

HDL total(mg/dL)

Cholesterol total(mg/dL)

Range 2 - 90 13 – 53 1 - 19 21 - 122 94 - 322

Mean 14.5 28.1 6.2 49.0 213.9

SD 10.3 7.01 3.05 15.54 39.17

96% range 3.8 - 37.0 16.8 - 43.2 1.0 - 12.6 27.0 - 85.8 124.6 - 299.4

HDL Fractions comparisonNormolipidemic

Dyslipidemic

Morais et al, Poster presented at AACC 2005

Page 85: Lipoprotein Subfractions

The NCEP ATPIII guidelines recognize that small LDL particles have been identified as a component of atherogenic dyslipidemia, and that some studies have suggested that some HDL subfractions may make important contributions to CVD risk assessment.

NCEP Guidelines

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The guidelines state that LDL particles are formed in large part as a response to elevated triglyceride. However, while these guidelines assert that LDL subfractions plus elevated triglyceride is associated with CVD, they also note that the ability of LDL subfractions to predict CVD independently of other risk factors is not well defined.

NCEP Guidelines

Page 87: Lipoprotein Subfractions

NCEP Guidelines

The guideline also points out that the clinical performance of HDL subfractions has not been established. As a result of this and the ready availability of standard methodologies, the ATPIII does not recommend the measurement of small lipid particles in routine practice.

Page 88: Lipoprotein Subfractions

NACB Draft Recommendations

In addition, the NACB recently proposed new guidelines for the use of several biomarkers for the assessment of CVD risk. The NACB is proposing the following three recommendations concerning lipid subclasses:

Page 89: Lipoprotein Subfractions

NACB Draft Recommendations

1. Lipid subclasses, especially the number or concentration of small dense LDL particles have been shown to be related to the development of initial coronary heart disease events, but the data analysis of existing studies are generally not adequate to show added benefit over standard risk assessment.

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NACB Draft Recommendations

[Classification/Weight of Evidence: The committee found that there is evidence and/or general agreement that measurement of lipid subclasses is not useful (and in some cases might be harmful) based on data obtained from multiple randomized clinical trials that involved large numbers of patients.]

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NACB Draft Recommendations

2. There is insufficient data that measurementof lipid subclasses over time is useful to evaluate the effects of treatments.

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NACB Draft Recommendations

[Classification/Weight of Evidence: The committee found that there is conflicting evidence and/or divergence of opinion about the usefulness/efficacy of these assays, with the usefulness/efficacy of the test being less well established. This conclusion was based on a consensus of opinion of the experts in thefield.]

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NACB Draft Recommendations

3. Several methods are available to assess lipoprotein subclasses. Standardization is needed for this technology.

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NACB Draft Recommendations

[Classification/Weight of Evidence: The committee found that there is conflicting evidence and/or divergence of opinion about the usefulness/efficacy of standardization, with the weight of evidence/opinion being in favor of standardization. This conclusion was based on a consensus of opinion of the experts in the field.]

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The proposed recommendations cited above and the published reports provide insight regarding the current understanding of the clinical usefulness of these types of assays and the strengths and weaknesses of these potential biomarkers.

Conclusion

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However, FDA’s task when evaluating whether a novel assay should be cleared (or approved) is to determine whether the assay can be found substantially equivalent to existing assays (or is reasonably safe and effective for its intended use).

For that purpose we focus on the analytical and clinical validity of the assay based on the specific claim(s) that are made when promoting and labeling the device.

FDA Comments

Page 97: Lipoprotein Subfractions

The FDA seeks the advice of this panel regarding whether the clinical use of these devices pose a risk to the public health.

FDA also requests that the panel discuss the effectiveness of these devices to measure and diagnose lipid disorders and atherosclerosis.

FDA Comments