light sar 1, radar basics

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Light SAR 1, Radar Basics Lena Halounová 29 June 2009, D1La1

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Page 1: Light SAR 1, Radar Basics

Light SAR 1, Radar Basics

Lena Halounová

29 June 2009, D1La1

Page 2: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 3: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 4: Light SAR 1, Radar Basics

1. Introduction - Remote Sensing

Remote Sensing Tutorial NASA adapted

Page 5: Light SAR 1, Radar Basics

1. Introduction - terms

Active sensorsDetect reflected responses from objects irradiated by artificially-generated energy sources

Passive sensorsDetect the reflected (Sun) or emitted (Earth) electromagnetic radiation from natural

sources

Imagedigital values arranged in the matrix format presented in an image form composed

from pixels

Imagingmeasutement in the system of along and across track – yielding spatial raster data

Page 6: Light SAR 1, Radar Basics

1. Introduction - active RS terms

RADAR: Radio Detection and Ranging

SLAR: Side Looking Airborne Radar, developed during the World War II,

for all weather, and day and night aircraft operations over land and sea

SAR: Synthetic Aperture Radar, airborne systems developed in 1950’s

Page 7: Light SAR 1, Radar Basics

1. Introduction - electromagnetic spectrum

Remote Sensing Tutorial NASA

Page 8: Light SAR 1, Radar Basics

1. Introduction -spectral bands of SAR

Band Frequency (GHz) Wavelength (cm)

Ka <40 - 26,5) <0,8 - 1,1)K < 26,5 – 18) <1,1 - 1,7)Ku < 18 - 12,5) < 1,7 - 2,4)X <12,5 – 8) <2,4 - 3,8)C < 8 – 4) < 3,8 - 7,5)S <4 – 2) <7,5 - 15,0)L <2 - 1) < 15,0 - 30,0)P <1 - 0,3) < 30,0 - 100,0)

λ wavelength (m)f frequency (GHz = s-1)c velocity (m.s-1), c = 3.108 (m.s-1)T period

λ = c . T = c/f

Page 9: Light SAR 1, Radar Basics

1. Introduction - spaceborne SARs

2007

Page 10: Light SAR 1, Radar Basics

1. Introduction– optical x radar RS

Optical1. V bands –day operation

IR bands day and night operation

2. Severe impact of atmosphere on measured data

3. Atmospheric corrections needed

4. low sensitivity to dielectric properties

5. Low sensitivity to surface roughness (ocean wind speed)

6. No measurements of distance (interferometry)

7. No extra sensitivity to man made objects

8. No extra sensitivity to target structure

9. No subsurface penetration

radar1. Day and night operation (independence of sun illumination)

2.All weather capability (small sensitivity of clouds, light rain)

3.No effects of atmospheric constituents (multitemporal analysis)

4.Sensitivity to dielectric properties (water content, biomass, ice)

5.Sensitivity to surface roughness ( ocean wind speed)

6.Accurate measurements of distance(interferometry)

7.Sensitivity to man made objects

8.Sensitivity to target structure (use of polarimetry)

9.Subsurface penetration

Page 11: Light SAR 1, Radar Basics

1. Introduction– optical x radar RS

optical

1. easy understanding

2. easy visual interpretation

3. no topograhic effects

4. lower effect of surface roughness

radar

1. complex interactions (difficulty in understanding, complex processing)

2. speckle effects (difficulty in visual interpretation)

3. topograhic effects

4. effect of surface roughness

Page 12: Light SAR 1, Radar Basics

1. Introduction - all weather capability

ERS-1 SAR, 11.25 a.m. LANDSAT TM, 9.45 a.m. SPOT , 10:21:40

Ireland, 09/08/1991 Czech Republic 04/04/2004

cloud penetrating no penetrating no and low penetrating (+ shadows)

Page 13: Light SAR 1, Radar Basics

1. Introduction - Marginal atmospheric effects

absorption

Page 14: Light SAR 1, Radar Basics

1.Introduction sensitivity to dielectric properties

Sea ice – high water content

Ellesmere Island west of northern Greenland

The Odra River – high soil moisture after the 1997 flood

during flood after flood

Page 15: Light SAR 1, Radar Basics

1.Introduction Effect of surface roughness- waves

ERS Images (C band, 23°, VV)in false colorsGibraltar straitImage : 90 km x 100 km

Internal waves (l≈2 km)Origin : difference ofsalinity between AtlanticOcean and Mediterranean sea+ tide effects

1. From ‘ERS-1 : 500 days in orbit ’Published by the ESA’2. Radarsat

Page 16: Light SAR 1, Radar Basics

1. Introduction – roughness distinguising

ERS Image (C band, 23°, VV)in false colors/RADARSAT BW

France - Côte d ’Azur90 km x 90 km, 19/09/91

Decrease of the sea localroughness because of oil sheets:Application : detection of oil sheets,natural or illicit (mud volcanoes)

From ‘ERS-1 : 500 days in orbit ’.Published by the European Space Agency’

smoother surface

Page 17: Light SAR 1, Radar Basics

1. Introduction - Topographic effects

three ASAR images acquired on different dates and assigning a colour ( RGB ) to each date

Red : 20 June 2003, Green : 7 November 2003, Blue : 7 March 2003)

volcanoes

Sedimentary basin (Kalimantan, Indonesia)RADARSAT F4 (C band, ~ 45°, resolution : 8 m)

Page 18: Light SAR 1, Radar Basics

1. Introduction– multitemporal composite

RADARSAT - MORAVIA10. 7. 1997 27. 7. 1997 multitemp. composite

blue – floodblack – permanent water surface

Page 19: Light SAR 1, Radar Basics

1. Introduction– multitemporal composite

RADARSAT14. 7. 1997 24. 7. 1997 27. 7. 1997

blue - flooded 14.7., 24.7.

cyan- flooded 14.7.

red - flooded 24.7., 27.7.

magenta – flooded 24. 7.

yellow - flooded 27.7.

black – permanent water

blue - flooded 14.7., 24.7.

cyan- flooded 14.7.

red - flooded 24.7., 27.7.

magenta – flooded 24. 7.

yellow - flooded 27.7.

black – permanent water

Page 20: Light SAR 1, Radar Basics

1. Introduction– usage of polarization

Rice mapping using HH/VV at a single date

September 6th, 2004 Hongze area evaluation – red=urban, yellow =rice black= other

Magenta=HH, Green=VV

Page 21: Light SAR 1, Radar Basics

1. Introduction– penetration through canopy

Mapping of flooded forest areas • better for longer wave length

Radarsat 1Moravia 27.7. 1997C band , steep incidence angle - 23°

non-flooded forest flooded forest

Page 22: Light SAR 1, Radar Basics

1. Introduction– penetration through soil

Document P. Paillou

Page 23: Light SAR 1, Radar Basics

1. Introduction - Radar Interferometry

Relief DEM displacement

Page 24: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 25: Light SAR 1, Radar Basics

2.SAR – polarisation

horizontal polarisation vertical polarisation

Electric wave

Magnetic wave

Page 26: Light SAR 1, Radar Basics

2.SAR – radar principle

Antenna

• emits radiation in pulses to the earth and

• records reflected signals – all in an oblique direction

Day and night measurement

The measurements are recorded on the „time axe“and therefore perpendicular orientation measurement records backscatter from 2 different objects within the same distance from antenna at the same moment

Page 27: Light SAR 1, Radar Basics

2. SAR – basic terms

Incident angle = angle between the radar illumination and the normal to the ground surface.

Local incident angle

far range

near range

Page 28: Light SAR 1, Radar Basics

2. RAR – real aperture radar

Aperture = the opening used to collect the reflected energy that is used to form an image.

In the case of radar imaging this is the antenna.

For RAR systems, only the amplitude of each echo return is measured and processed.

The SAR-Guidebook

Page 29: Light SAR 1, Radar Basics

2. RAR – range resolutionpulse length

front side of reflected wave from A

end of incident wave

front side of reflected wave from B overlapping reflectance from A

τ pulse durationc the speed of light

2.τcresrange =

if oblique A-B range < PL/2 -

the pulse travels way and back

signal from B overlaps signal from A:

it is not possible to distinguish A from B

Page 30: Light SAR 1, Radar Basics

2. RAR – azimuth resolution

LRRresazimuth.. λβ ==

L antenna length, R distance antenna-objectλ wavelength

For systems where the antenna beamwidth is controlled

by the physical length of the antenna,

typical resolutions are in the order of several kilometers

Lλβ =

β = λ/LRaperture

L

resazimuth

(Light SAR 1,Radar Basics)

2_Lres BESTazimuth =

Page 31: Light SAR 1, Radar Basics

2. RAR – azimuth resolution

Numerical example:

L ≈ 10 m, R ≈ 1000 km (spaceborne radar), λ ≈ 5,6 cm (C band)

real resazimuth = R . λ /L ≈ 5 km

Page 32: Light SAR 1, Radar Basics

2. SAR principle

As the radar moves, a pulse is transmitted at each position. The return echoes pass through the receiver and are recorded in an echo store.

orbiting about 900 km from the Earth, the area on the ground covered by a single transmitted pulse (footprint) is about 5 km long in the along-track (azimuth) direction (ERS, Envisat)

SAR requires a complex integrated array of onboard navigational and control systems, with location accuracy provided by both Doppler and inertial navigation equipment

synthetic aperture

Page 33: Light SAR 1, Radar Basics

2. SAR - acquisition modes

flexibility to select an imaging swath by changing the incidence angle

fixed antenna = disabling selection of an imaging swath:

1. ERS-1/2 SAR 2. JERS-1 SAR

1. RADARSAT-1/2, 2. ENVISAT ASAR, 3. ALOS PALSAR, 4. TerraSAR-X-1, 5. COSMO- SkyMed, 6. RISAT-1

selection of different swath modes

1. Stripmap Mode

Page 34: Light SAR 1, Radar Basics

2. SAR - acquisition modes

swath widening by antenna beam electronically steerable in elevation

radar images can then be synthesised

the area imaged from each particular beam is said to form a sub-swath.

The principle of the ScanSAR is to share the radar operation time between two or more separate sub-swaths in such a way as to obtain full image coverage of each.

2. ScanSAR Mode

Page 35: Light SAR 1, Radar Basics

2. SAR - acquisition modes

sensor steers its antenna beam to continuously illuminate the terrain patch being imaged.

Three attributes distinguish Spotlight and Stripmap mode:

1. offers finer azimuth resolution than in Stripmap mode using the same physical antenna.

2. possibility of imaging a scene at multiple viewing angles during a single pass.

3. allows efficient imaging of multiple smaller scenes X Stripmap mode naturally images a long strip of terrain.

3. Spotlight mode

Page 36: Light SAR 1, Radar Basics

2. SAR range resolutionThe range resolution limited by the bandwidth of the transmitted pulse.

A wide bandwidth can be achieved by a short duration pulse

The shorter the pulse, the lower the transmitted energy and the poorer the radiometric resolution.

To preserve the radiometric resolution, SAR systems generate a long pulse with a linear frequency modulation (or chirp).

Chirp, real part

Signal is compressed, the range resolution is optimized without loss of radiometric resolution

Page 37: Light SAR 1, Radar Basics

2. SAR range resolution

Improvement of the range resolution :based on the frequency modulation of the transmitted pulse

BcccR comp

range 22.

2.

===ττ

B =15 MHz:

5 km 10 m

1010.15.2

10.32 6

8

===BcRrange

Page 38: Light SAR 1, Radar Basics

2. SAR azimuth resolution

Synthetic aperture processing =complicated data processing of received signals and phases from moving targets with a small antenna

converted to the effect of a large antenna

Real beam width β= λ/L

Real resolution Ls = β.R = (synthetic aperture length)

Synthetic beam width βs = λ /2.Ls = L/(2.R)

Synthetic resolution ΔLs = βs . R = L/2

L

L

Page 39: Light SAR 1, Radar Basics

2. SAR -azimuth resolution

An array of antennas is equivalent to a single antenna movingalong the flight line Ls if the received signals = echoes from X1, X2, ..Xn are :

• coherently recorded (amplitude and phase as a function of time)• and added, • and the target assumed to be static during the period

X2X1

Xn

R

Ls

Ls

synthetic resolution

Rs azimuth = ΔLs = βs . R = L/2

L – atenna length

Page 40: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 41: Light SAR 1, Radar Basics

3. Geometric properties

weak reflection

image

shadow shadow shadow

foreshorteninglayover layover

Depression angle

Pulse direction

Steeper terrain imaged with layover

Imaging cases:

• layover – 2 points´ reflection registered in one moment• weak reflection – weak illumination• shadow – areas are not illuminated

Important differences of imaged object sizes – 1-2 X 6-7

Page 42: Light SAR 1, Radar Basics

3. Geometric properties

( )αθαθ

θ

+=−=

=

sin.´´)sin(.´´

sin.´´

CDDCBCCBABBA

Page 43: Light SAR 1, Radar Basics

3. Geometric propertiesSlant versus Ground Range Geometry

convesion

•from the slant range projection (SAR geometry)

•into the ground range one

Page 44: Light SAR 1, Radar Basics

3. Geometric properties - example

layover

forshortening

shadow

look directionFrom: RADARSAT GeologyHandbook(RADARSAT International), 1997

Page 45: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 46: Light SAR 1, Radar Basics

4. Scattering mechanisms

the higher or brighter the backscatter on the image, the rougher the surface being imaged

flat surface scattering rough surface scattering volume scattering

Analysing radar images

Page 47: Light SAR 1, Radar Basics

4. Scattering mechanisms

• physical size of the scatterers in the target area, • surface roughness• incidence angle

• target's electrical properties,• wavelength and polarisation of the SAR pulses,• observation angles will also affect backscatter

• moisture content, with wetter objects appearing bright, and drier targets appearing dark.

– The exception = smooth body of water, which will act as a flat surface and reflects incoming pulses away from the sensor. These bodies will appear dark

Backscatter is a function of

Page 48: Light SAR 1, Radar Basics

4. Scattering mechanisms

the incoming radar pulses –

1. bounce off the streets and then 2. bounce again off the buildings (called a

double-bounce) 3. back towards the radar

objects appear very bright (white) in radar images.

Roads and freeways are flat surfaces and so appear dark.

Buildings which do not line up so that the radar pulses are reflected straight back will appear light grey, like very rough surfaces

Impact of local geometry - double bounce

Page 49: Light SAR 1, Radar Basics

4. Scattering mechanisms

observed radar reflectivity = integration of single scattering mechanisms

Scattering

1.surface (σs), 2.volume (σv), and3.double bounce (σt)

example for forestry, simplifications of the target and assumptions on the basic scattering processes must be done

theoretical modelling (usually based on the radiative transfer theory) of the radar backscatter is very complex

Crown layer

Trunk layer

Ground layer

Combination of Scattering Mechanisms

Page 50: Light SAR 1, Radar Basics

4. Scattering mechanisms

1. Wavelength

the longer the wavelength, the stronger the penetration into the target

2. Polarization

cross-polarized (VH/HV) acquisitions significant less penetration effect than co- polarized (HH/VV) one

Penetration

Page 51: Light SAR 1, Radar Basics

4. Scattering mechanisms

high dielectric constant (80):metal and water

low dielectric constant (3 to 8):dry conditions

Dielectric Properties

wetness of soils or vegetated surfaces can produce a notable increase in radar signal reflectivity

dielectric constant of moistened soil from approximately 2.5 (dry) to 25 to 30 (saturated conditions)

soil moisture from the backscattering coefficient limited to the use of polarimetric and dual frequency (C-, L-band) SAR sensors, in order to separate the effect of soil roughness and moisture

Page 52: Light SAR 1, Radar Basics

4. Scattering mechanisms

high or low, depending on

constructive or destructive interference.

This statistical fluctuation (variance), or uncertainty, is associated with the brightness of each pixel in SAR imagery.

This summation of backscatter

Page 53: Light SAR 1, Radar Basics

4. Scattering mechanisms

transforming SAR signal data into actual imagery –

1. focusing process

2. multi-look processing = non-coherent averaging

3. speckle filtering: still inherent speckle in SAR image data - reduced through adaptive image restoration techniques.

Unlike system noise, speckle is a real electromagnetic measurement, which is exploited in particular in SAR interferometry (InSAR)

Speckle

Page 54: Light SAR 1, Radar Basics

1. Good speckle removal requires - large processing windows

2. Good preservation of the spatial resolution is needed so as not to blur image details like textural or structural features.

3.In high spatial resolution images, speckle can be in some areas (e.g. Urban with afew strong scatters in the resolution cell – even isolated point target,

intensity should not be affected by the speckle filtering process small window sizes are preferable.

4. Scattering mechanisms

• 1. Check if speckle is fully developed in the neighborhood of the pixel considered.

• 2. If this is the case: estimation of the radar reflectivity as a function of the observed intensity, based on:

– some local statistics and of – some a priori knowledge about the scene.

Speckle Model and Speckle Filtering Principle

Page 55: Light SAR 1, Radar Basics

4. Scattering mechanisms

A speckle filtering is therefore a compromise between speckle removal (radiometric resolution) and thin details preservation (spatial resolution).

Adaptive filters based on appropriate scene and speckle models are the most appropriate ones for high spatial resolution SAR images, when speckle is not always fully developed.

Filter application• adapt as a function of the local coefficient of variation • fix a minimum value for better speckle smoothing• fix upper limit for texture or point target preservation.

The coefficient of variation (e.g. mean/standard deviation) a good indicator of heterogeneity within a window. It is well adapted when only isotropic (homogeneous) texture is present and can be assisted by ratio operators for anisotropic oriented textural features.

Speckle Model and Speckle Filtering Principle

Page 56: Light SAR 1, Radar Basics

4. Scattering mechanisms

radar image image, after speckle filtering

Introduction to SAR remote sensing Thuy Le Toan

Page 57: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 58: Light SAR 1, Radar Basics

5. Data statistics - radar equation

2.4 RPS s

u π=

Non-directional power densityPs transmitted power (W)Su nondirectional power density (W/m2)R range (m)

GSS ug .=

Directional power densityG antenna gain

Reflected power

σπ

...4 2 GR

PP sr =

Pr reflected power (W)σ radar cross section (m2)

i

r

PPR ..4 2πσ =

Radar cross section

Pi incident power (W)

Page 59: Light SAR 1, Radar Basics

5. Data statistics

Amplitude

SAR data = complex data :

1.real part = in-phase channel

2.imaginary part = quadrature channel

amplitude

θcos.AIn =

θsin.AQ =

22 QInA +=

Page 60: Light SAR 1, Radar Basics

5. Data statistics

• phase range : <- π ,+ π>.

• amplitude: Rayleigh distribution

• intensity : I (or power P) = A2 has a negative exponential distribution

In single-channel SAR systems (unlike the InSAR, DInSAR, PolSAR, and PolInSAR case)

phase provides no information, while amplitude (or intensity / power) is the only useful information

single-channel SAR system (C-band, HH polarization)

Page 61: Light SAR 1, Radar Basics

5. Data statistics

• averaging over range and/or azimuth resolution cells = incoherent averaging.

• Fortunately even multi-looked Intensity data have a well-known analytic Probability Density Function:

• L-look- image (L is the number of looks) is essentially the convolution of L-look exponential distributions

Multi-looking

Probability Density Function

PD

F of

am

plitu

de A

Amplitude A

Page 62: Light SAR 1, Radar Basics

Lecture content

1. Introduction to radar remote sensing

2. Synthetic Aperture Radar

3. Geometric properties of SAR images

4. Scattering mechanisms

5. Statistic properties of SAR measurements

6. Physical content of SAR data

Page 63: Light SAR 1, Radar Basics

6. Physical content of SAR data

Polarisation

Page 64: Light SAR 1, Radar Basics

6. Physical content of SAR data

Roughness, dielectric constant – vegetation, geology, soil moisture

Page 65: Light SAR 1, Radar Basics

6. Physical content of SAR data

Volume scattering

Scatterers for individual bandstheir size is similar to the wave length

Page 66: Light SAR 1, Radar Basics

6. Physical content of SAR data

Soil – vegetation scattering

soilvegetationsoilvegetation −++= σσσσ

Page 67: Light SAR 1, Radar Basics

6. Physical content of SAR data

1. Polarimetry: the radar measures at the same time• HH, VV, HV, VH and their phase difference

2. Interferometry: 2 radars observe the scene with a small shift in• the look angle; or the same radar at different dates from lightly shifted orbit

Intensity and Phase usage