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1 2 3 4 5 Ian Farnan MichaelmasTerm 2004 NaturalSciencesT riposPartIB M INERA L SCIENCES M odule B: Transport Propert ies Lecture 3

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Page 1: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

1

2

3

4

5

Ian Farnan

Michaelmas Term 2004

Natural Sciences Tripos Part IB

MINERAL SCIENCES

Module B: Transport Properties

Lecture 3

Page 2: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic dynamics and Macroscopic D

We can see that if we want to understand the diffusion constant measured in any material a knowledge of how the microscopic structure and dynamics of the material determine the diffusion coefficient is required.

Consider a particle moving on a 1-D lattice

For a large number (n ) of random hops of distance on a 1-D lattice the mean displacement, , will be zero because moves left or right (±x)

are equally probable.

Δx = δ i1

n

∑ = 0

Page 3: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic dynamics and Macroscopic D

We can see that if we want to understand the diffusion constant measured in any material a knowledge of how the microscopic structure and dynamics of the material determine the diffusion coefficient is required.

Consider a particle moving on a 1-D lattice

For a large number (n ) of random hops of distance on a 1-D lattice the mean displacement, , will be zero because moves left or right (±x)

are equally probable.

Δx = δ i1

n

∑ = 0

Large # hops, n

Page 4: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic dynamics and Macroscopic D

We can see that if we want to understand the diffusion constant measured in any material a knowledge of how the microscopic structure and dynamics of the material determine the diffusion coefficient is required.

Consider a particle moving on a 1-D lattice

For a large number (n ) of random hops of distance on a 1-D lattice the mean displacement, , will be zero because moves left or right (±x)

are equally probable.

Δx = δ i1

n

∑ = 0

Large # hops, n

with the same individual hop distance

Page 5: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic dynamics and Macroscopic D

We can see that if we want to understand the diffusion constant measured in any material a knowledge of how the microscopic structure and dynamics of the material determine the diffusion coefficient is required.

Consider a particle moving on a 1-D lattice

For a large number (n ) of random hops of distance on a 1-D lattice the mean displacement, , will be zero because moves left or right (±x)

are equally probable.

Δx = δ i1

n

∑ = 0

Large # hops, n

with the same individual hop distance

On average, distance moved is zero.

Page 6: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic dynamics and Macroscopic D

We can see that if we want to understand the diffusion constant measured in any material a knowledge of how the microscopic structure and dynamics of the material determine the diffusion coefficient is required.

Consider a particle moving on a 1-D lattice

For a large number (n ) of random hops of distance on a 1-D lattice the mean displacement, , will be zero because moves left or right (±x)

are equally probable.

Δx = δ i1

n

∑ = 0

Large # hops, n

with the same individual hop distance

On average, distance moved is zero.

However, any individual particle may have moved a long way.

Page 7: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

Page 8: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

Use this to quantify extent of diffusion/particle mobility

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

Page 9: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

Use this to quantify extent of diffusion/particle mobility

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

Squared displacement

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

Page 10: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

Use this to quantify extent of diffusion/particle mobility

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

Squared displacement

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

n hops results in an nxn matrix

Page 11: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

Use this to quantify extent of diffusion/particle mobility

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

Squared displacement

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

n hops results in an nxn matrix

All diagonal elements are positive

Page 12: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Δx = δ i1

n

∑ = 0

The mean of the squared displacements, however, will not be zero

Δx2 = δ i1

n

∑ ⎛

⎝ ⎜

⎠ ⎟

2

= δ i2

1

n

∑ = nδ 2

Use this to quantify extent of diffusion/particle mobility

i2 = δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( ). δ1 + δ2 + δ3 + δ4 + δ5 + ....δn( )

Squared displacement

11 δ12

δ21 δ22

δ33

δnn

⎜ ⎜ ⎜ ⎜ ⎜ ⎜

⎟ ⎟ ⎟ ⎟ ⎟ ⎟

n hops results in an nxn matrix

All diagonal elements are positive

Off-diagonal elements can be positive or negative, on average sum to zero

Page 13: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

Page 14: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

ii2

ii

∑ = nδ 2Recall,

Page 15: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

Average distance a particle has moved is given by:

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

ii2

ii

∑ = nδ 2Recall,

Page 16: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

Average distance a particle has moved is given by:

Elementary hop distance x square root of the number of hops

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

ii2

ii

∑ = nδ 2Recall,

Page 17: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

Average distance a particle has moved is given by:

Elementary hop distance x square root of the number of hops

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

Total diffusion time

ii2

ii

∑ = nδ 2Recall,

Page 18: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

This is true because when squaring i, the off-diagonal terms will sum

to zero for large n

iδ ki≠k

∑ = 0

We have then

Δx2 = δ n

Average distance a particle has moved is given by:

Elementary hop distance x square root of the number of hops

If t is the time taken to acquire an mean square displacement, and is the time for a single elementary hop then:

n =t

τ

Total diffusion time

Individual hop time

ii2

ii

∑ = nδ 2Recall,

Page 19: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

It follows that

Δ x

2

=

t

If we nowtake the result fro m t heroot me -ansquar ed displacemen tdetermined fro m the

mean displacement i na Gaussian cur ve(solution t oFick’s 2 ndLaw for diffusi on o f a thin

source) i.e.,

Δ x

2

= 2 Dt

we can relat ethe macroscopic diffus ion constant to an elementa ry hoppi ng distance ()and an elementary hoppi ngtime () so that

D =

2

2

This is the fundamental equation that relates microscopi c atomic dynamics t othe

macroscopicall ymeasur ed diffusi .on

NB the facto r 2 in the denominator is related t othe possible directions arando mhop

might take i na 1- D lattice - this becomes 4 i n a 2 D lattice 6and in 3a D lattice.

Page 20: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

It follows that

Δ x

2

=

t

If we nowtake the result fro m t heroot me -ansquar ed displacemen tdetermined fro m the

mean displacement i na Gaussian cur ve(solution t oFick’s 2 ndLaw for diffusi on o f a thin

source) i.e.,

Δ x

2

= 2 Dt

we can relat ethe macroscopic diffus ion constant to an elementa ry hoppi ng distance ()and an elementary hoppi ngtime () so that

D =

2

2

This is the fundamental equation that relates microscopi c atomic dynamics t othe

macroscopicall ymeasur ed diffusi .on

NB the facto r 2 in the denominator is related t othe possible directions arando mhop

might take i na 1- D lattice - this becomes 4 i n a 2 D lattice 6and in 3a D lattice.

Substituting for n

Page 21: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

It follows that

Δ x

2

=

t

If we nowtake the result fro m t heroot me -ansquar ed displacemen tdetermined fro m the

mean displacement i na Gaussian cur ve(solution t oFick’s 2 ndLaw for diffusi on o f a thin

source) i.e.,

Δ x

2

= 2 Dt

we can relat ethe macroscopic diffus ion constant to an elementa ry hoppi ng distance ()and an elementary hoppi ngtime () so that

D =

2

2

This is the fundamental equation that relates microscopi c atomic dynamics t othe

macroscopicall ymeasur ed diffusi .on

NB the facto r 2 in the denominator is related t othe possible directions arando mhop

might take i na 1- D lattice - this becomes 4 i n a 2 D lattice 6and in 3a D lattice.

Substituting for n

Equate the average distance from analysis of macroscopic diffusion profile for thin source with microscopic ‘rms’ distance

Page 22: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

It follows that

Δ x

2

=

t

If we nowtake the result fro m t heroot me -ansquar ed displacemen tdetermined fro m the

mean displacement i na Gaussian cur ve(solution t oFick’s 2 ndLaw for diffusi on o f a thin

source) i.e.,

Δ x

2

= 2 Dt

we can relat ethe macroscopic diffus ion constant to an elementa ry hoppi ng distance ()and an elementary hoppi ngtime () so that

D =

2

2

This is the fundamental equation that relates microscopi c atomic dynamics t othe

macroscopicall ymeasur ed diffusi .on

NB the facto r 2 in the denominator is related t othe possible directions arando mhop

might take i na 1- D lattice - this becomes 4 i n a 2 D lattice 6and in 3a D lattice.

Substituting for n

Equate the average distance from analysis of macroscopic diffusion profile for thin source with microscopic ‘rms’ distance

‘Einstein relationship’ : relates microscopic dynamics to macroscopically measured diffusion through a fundamental hopping distance and a fundamental hopping time.

Page 23: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

It follows that

Δ x

2

=

t

If we nowtake the result fro m t heroot me -ansquar ed displacemen tdetermined fro m the

mean displacement i na Gaussian cur ve(solution t oFick’s 2 ndLaw for diffusi on o f a thin

source) i.e.,

Δ x

2

= 2 Dt

we can relat ethe macroscopic diffus ion constant to an elementa ry hoppi ng distance ()and an elementary hoppi ngtime () so that

D =

2

2

This is the fundamental equation that relates microscopi c atomic dynamics t othe

macroscopicall ymeasur ed diffusi .on

NB the facto r 2 in the denominator is related t othe possible directions arando mhop

might take i na 1- D lattice - this becomes 4 i n a 2 D lattice 6and in 3a D lattice.

Substituting for n

Equate the average distance from analysis of macroscopic diffusion profile for thin source with microscopic ‘rms’ distance

‘Einstein relationship’ : relates microscopic dynamics to macroscopically measured diffusion through a fundamental hopping distance and a fundamental hopping time.

The factor 2 represents the probability of hops (left or right) on a 1D lattice

Page 24: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

12

δ 2

τ

Page 25: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

2D

12

δ 2

τ

14

δ 2

τ

Page 26: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

2D

3D

12

δ 2

τ

14

δ 2

τ

16

δ 2

τ

Page 27: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

2D

3D

12

δ 2

τ

14

δ 2

τ

16

δ 2

τ

Although we deal with real 3D materials, the dimensionality of the diffusive process may well be lower.

Page 28: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

2D

3D

12

δ 2

τ

14

δ 2

τ

16

δ 2

τ

Although we deal with real 3D materials, the dimensionality of the diffusive process may well be lower.

NB 1/ is often replaced by a

frequency of hopping,

to give:

D = 1g νδ

2

Page 29: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Dimensionality of diffusion

1D

2D

3D

12

δ 2

τ

14

δ 2

τ

16

δ 2

τ

Although we deal with real 3D materials, the dimensionality of the diffusive process may well be lower.

NB 1/ is often replaced by a

frequency of hopping,

to give:

D = 1g νδ

2

2, 4 or 6

Page 30: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Page 31: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Missing anion or cation in a lattice

Page 32: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Page 33: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Missing anion or cation in a lattice

Occur in pairs to maintain electrical neutrality not necessarily together.

Page 34: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Missing anion or cation in a lattice

Occur in pairs to maintain electrical neutrality not necessarily together.

Vacant lattice site created by an atom moving into an interstititial position

Page 35: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Missing anion or cation in a lattice

Occur in pairs to maintain electrical neutrality not necessarily together.

Vacant lattice site created by an atom moving into an interstititial position

These are intrinsic vacancies

Other vacancies may be created by trace amounts of impurities or variable oxidation states of some constituent ions e.g. in NaCl a 2+ impurity (Ca2+, say)will require a missing anion (Cl-) as charge balance.

Page 36: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Types of vacancySchottky defect

Frenkel Defect

Missing anion or cation in a lattice

Occur in pairs to maintain electrical neutrality not necessarily together.

Vacant lattice site created by an atom moving into an interstititial position

These are intrinsic vacancies

Other vacancies may be created by trace amounts of impurities or variable oxidation states of some constituent ions e.g. in NaCl a 2+ impurity (Ca2+, say)will require a missing anion (Cl-) as charge balance.

These are extrinsic vacancies

Page 37: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Mechanisms of diffusion(1) Direct interstitial mechanisms for light gaseous elements, e.g. H2, He, N2, O2

'dissolved' in solids. Do not take up rational lattice sites.

(2) Direct vacancy mechanism - atom on rational lattice site moves to adjacent,

vacant lattice site. Flux of atoms in one direction requires a flux of vacancies

in the other direction.

(3)+(4) Exchange of lattice sites by two atoms 'squeezing past each other (3) or through

a ring mechanism (4).

(5) Intersticialcy mechanism - an interstitial atom takes up a rational lattice site as

atom occupying rational position moves off into adjacent interstitial position.

1

2

3

4

5

2

3

5

4

11

Page 38: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Mechanisms of diffusion(1) Direct interstitial mechanisms for light gaseous elements, e.g. H2, He, N2, O2

'dissolved' in solids. Do not take up rational lattice sites.

(2) Direct vacancy mechanism - atom on rational lattice site moves to adjacent,

vacant lattice site. Flux of atoms in one direction requires a flux of vacancies

in the other direction.

(3)+(4) Exchange of lattice sites by two atoms 'squeezing past each other (3) or through

a ring mechanism (4).

(5) Intersticialcy mechanism - an interstitial atom takes up a rational lattice site as

atom occupying rational position moves off into adjacent interstitial position.

1

2

3

4

5

2

3

5

4

11

Small concentrations (up to a few percent) dissolved in lattice, taking up interstitial positions - diffusion often rapid as number of vacant interstitial sites is high.

Page 39: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Mechanisms of diffusion(1) Direct interstitial mechanisms for light gaseous elements, e.g. H2, He, N2, O2

'dissolved' in solids. Do not take up rational lattice sites.

(2) Direct vacancy mechanism - atom on rational lattice site moves to adjacent,

vacant lattice site. Flux of atoms in one direction requires a flux of vacancies

in the other direction.

(3)+(4) Exchange of lattice sites by two atoms 'squeezing past each other (3) or through

a ring mechanism (4).

(5) Intersticialcy mechanism - an interstitial atom takes up a rational lattice site as

atom occupying rational position moves off into adjacent interstitial position.

1

2

3

4

5

2

3

5

4

11

Small concentrations (up to a few percent) dissolved in lattice, taking up interstitial positions - diffusion often rapid as number of vacant interstitial sites is high.

2,3,4 all mechanisms proposed to move one atom onto the site of another. Elastic energy required by (3) was considered too great so a cooperative mechanism (4) was postulated.

}

Page 40: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Mechanisms of diffusion(1) Direct interstitial mechanisms for light gaseous elements, e.g. H2, He, N2, O2

'dissolved' in solids. Do not take up rational lattice sites.

(2) Direct vacancy mechanism - atom on rational lattice site moves to adjacent,

vacant lattice site. Flux of atoms in one direction requires a flux of vacancies

in the other direction.

(3)+(4) Exchange of lattice sites by two atoms 'squeezing past each other (3) or through

a ring mechanism (4).

(5) Intersticialcy mechanism - an interstitial atom takes up a rational lattice site as

atom occupying rational position moves off into adjacent interstitial position.

1

2

3

4

5

2

3

5

4

11

Small concentrations (up to a few percent) dissolved in lattice, taking up interstitial positions - diffusion often rapid as number of vacant interstitial sites is high.

2,3,4 all mechanisms proposed to move one atom onto the site of another. Elastic energy required by (3) was considered too great so a cooperative mechanism (4) was postulated.

(2) allows direct hopping onto adjacent vacant site, explicitly requires vacancies, (3) + (4) do not.

}

Page 41: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Mechanisms of diffusion(1) Direct interstitial mechanisms for light gaseous elements, e.g. H2, He, N2, O2

'dissolved' in solids. Do not take up rational lattice sites.

(2) Direct vacancy mechanism - atom on rational lattice site moves to adjacent,

vacant lattice site. Flux of atoms in one direction requires a flux of vacancies

in the other direction.

(3)+(4) Exchange of lattice sites by two atoms 'squeezing past each other (3) or through

a ring mechanism (4).

(5) Intersticialcy mechanism - an interstitial atom takes up a rational lattice site as

atom occupying rational position moves off into adjacent interstitial position.

1

2

3

4

5

2

3

5

4

11

Small concentrations (up to a few percent) dissolved in lattice, taking up interstitial positions - diffusion often rapid as number of vacant interstitial sites is high.

2,3,4 all mechanisms proposed to move one atom onto the site of another. Elastic energy required by (3) was considered too great so a cooperative mechanism (4) was postulated.

(2) allows direct hopping onto adjacent vacant site, explicitly requires vacancies, (3) + (4) do not.

}

(5) Mechanism actually observed in some fast ion conductors (see later) combination of vacancy (2) and interstitial (1) mechanisms.

Page 42: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Page 43: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

Page 44: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

What happens to the inert markers?

Page 45: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

What happens to the inert markers?

They move closer together the longer time goes on.

Conclusion: Zn diffuses faster than Cu.

Page 46: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

What happens to the inert markers?

They move closer together the longer time goes on.

Conclusion: Zn diffuses faster than Cu.

Must be vacancy mechanism, because if direct (3) or cooperative (4) then Dcu = DZn

Page 47: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

What happens to the inert markers?

They move closer together the longer time goes on.

Conclusion: Zn diffuses faster than Cu.

Must be vacancy mechanism, because if direct (3) or cooperative (4) then Dcu = DZn

If markers move in then new sites are being created beyond markers with vacancy flow inwards

Page 48: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Kirkendall's ExperimentFine Molybdenum

Markers

Brass

Copper

Brass block was surrounded by fine (inert) molybdenum markers and then

copper. The whole arrangement was annealed at high temperature for increasing lengths

of time. The markers moved closer together for longer times.

Brass is an alloy of Copper and zinc. The concentration gradient causes Zn to diffuse out

and Cu to diffuse in. However, Zn diffuses faster than Cu causing the markers to move

nward.

This experiment rules out direct exchange (mech 3) and cyclic exchange (mech 4) asdiffusion mechanisms since they require DCu (in) = DZn (out).

The markers move inward because new lattice sites are being created on the outside and

here is a net vacancy flow inward.

First direct evidence of vacancy mechanisms and their importance in solid state diffusion.

Brass - alloy of Cu/Zn

Concentration gradient exists between Cu and Cu/Zn -

Zn will diffuse out, ‘down’ the gradient’ as sample is heated for long periods of time.

What happens to the inert markers?

They move closer together the longer time goes on.

Conclusion: Zn diffuses faster than Cu.

Must be vacancy mechanism, because if direct (3) or cooperative (4) then Dcu = DZn

If markers move in then new sites are being created beyond markers with vacancy flow inwards

Direct vacancy mechanism is the predominant mechanism in solid state diffusion.

Page 49: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

Page 50: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

V

Page 51: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

V

(r = )

Page 52: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

V

(r = )

Page 53: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

V

(r = )

V

V

Page 54: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Microscopic diffusion by atoms and vacancies

Earlier, we have seen that the diffusion constant D is related to microscopic (atomistic)

processes by the elementary hop distance, r, and a time between hops, , which we now

express a s a hopping frequenc , y = 1/.

For diffusi on of a vacancy on a cubic lattice t he diffusi onconstant becomes

Dv

=

1

6

r

2

v

v

≡ vacancy hoppi ngfrequency

≡ atomic hopping frequency

Similarly for diffusi on o f interstitials

DI

=

1

6

r

2

I

However, for atomic diffusion vi a a vacancy mechanism an ato mrequires an adjacent

vacancy in orde r t omove (this is not requir edin interstitial or vacancy diffusion)

Ds

=

1

6

r

2

v

cv

cv

n

N

, the concentrati on of vacancies

Ds i sknown as the se -lf diffusion constan t andrefers t othe itineran t motion of the

constitue nt atoms withi n a material which occurs wit h or withou t aconcentration (or

other potentia )l gradien .t In t heabsence of a gradient this atomic motion still occurs but

ther e isno tnet atomic movemen .t

V

(r = )

V

V

Ds can be thought of as an average mobility of indistinguishable particles.Increased by increasing the hopping freqeuncy or the concn of vacancies

Page 55: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Page 56: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Migration energy ΔEm

Page 57: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

Migration energy ΔEm

Page 58: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

The energy vs distance profile is a maximum at B, this is the migration

energy, ΔEm . Or the ‘saddle point energy’.

Migration energy ΔEm

Page 59: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

The energy vs distance profile is a maximum at B, this is the migration

energy, ΔEm . Or the ‘saddle point energy’.

Migration energy ΔEm

Hopping frequency [v=voexp(- ΔEm / kT)] increases with temperature as the atom occupies vibrational states nearer the top of the well.

Page 60: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

The energy vs distance profile is a maximum at B, this is the migration

energy, ΔEm . Or the ‘saddle point energy’.

Migration energy ΔEm

Hopping frequency [v=voexp(- ΔEm / kT)] increases with temperature as the atom occupies vibrational states nearer the top of the well.

Macroscopically this leads to an Arrhenian temperature dependence for D:

Page 61: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

The energy vs distance profile is a maximum at B, this is the migration

energy, ΔEm . Or the ‘saddle point energy’.

Migration energy ΔEm

Hopping frequency [v=voexp(- ΔEm / kT)] increases with temperature as the atom occupies vibrational states nearer the top of the well.

Macroscopically this leads to an Arrhenian temperature dependence for D:

DI,v = Do exp(- ΔEm / kT)

Page 62: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of D

Temperature will have a profound effect on the diffusion constant. Increasing

temperature will increase the atomic hopping frequency, . i s related t othe vibrational

frequency o f atom sin a materia l and as temperature increas esmore of the atoms will

vibrat e neare r t hetop of their loca l potenti alenergy well and thus bemore likel y t o hop

over into t he nex tpotential wel .l

E

Δ E

A B C

A

B

C

r

I nthe case whe re a vacancyis available or fo r interstitia l diffusion, for the atom

t omove fron A to C it has t o distor t t helattice as it pass esthrough positi onB. Thisrequire s an additiona l ener gyΔE t o get t othe 'saddl e point' B - known as the saddle point

energy. At low T the jum pwill be infrequent a s the ato mwill oscillate ar oundits

equilibriu mpositi onat the botto mof the potential we .ll As T increases the probabilty

that the ato mwill be in higher ene rgy states closer to the top of t he well increase s and

hence the likelihood that it can make the jum .p This can be written

υ = υ

0

exp

− Δ E

kT

Where ΔE is t hesaddle point energy.

Elastic energy is required to distort lattice and allow atom to pass from site A through to an adjacent vacant site C.

The energy vs distance profile is a maximum at B, this is the migration

energy, ΔEm . Or the ‘saddle point energy’.

Migration energy ΔEm

Hopping frequency [v=voexp(- ΔEm / kT)] increases with temperature as the atom occupies vibrational states nearer the top of the well.

Macroscopically this leads to an Arrhenian temperature dependence for D:

DI,v = Do exp(- ΔEm / kT)

interstitials, vacancies

Page 63: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 64: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 65: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:

measure D as a function of temperature

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 66: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:

measure D as a function of temperature

Plot loge D vs 1/T

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 67: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:

measure D as a function of temperature

Plot loge D vs 1/T

gradient

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 68: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:

measure D as a function of temperature

Plot loge D vs 1/T

gradient

What about self-diffusion?

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 69: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

For interstitial diffusion:

measure D as a function of temperature

Plot loge D vs 1/T

gradient

What about self-diffusion?

Vacancy concentration vs temperature?

Thus the macroscopic diffusion constant for interstitials or vacancies at any temperature,

T, can be written

DI , v

= Do

exp −

Δ Em

kT

where Δ Em

is knowna st hemigrati on energy andis related t othe micoscopic energy

barrier represented bythe saddle-point energy.We canmeas ure an activati on ene rgy fo r diffusion, by maki ngmeasurements of D

over a range of temperatures and making an Arrhenius plot of loge D vs 1/T

loge

D = loge

Do

Δ Em

R

.

1

T

T hesl ope of the li ne being ΔE/ (R for ane nergyi n kJ mol-1 ) and the y intercep t loge Do.For atomic diffusion, the activati on ene rgy fo r diffusion by a vacancy mechanism w ill bedetermi ned by t heactivati on ene rgy oft hejump from the lattice site to an adjacentunoccupied lattice site and by t he probabilit y of an adjacent vacancy be ing available.

Page 70: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Thermally Created Vacancies

Given that the free energy of formation of a vacancy is ΔGv then even for a 'pure'

material a tany temperature T above absolute zer ,o ther e w ill be a number of vacancies inequilibriu mwit hthe structur .e T hefracti on o f vacancies a s a functi on of temperaturedepends ont heenthal py of vac ancy formati ,on Ev.

n

N

= exp

− Ev

RT

ΔEv i s fairl y large, since it involve s brea king bonds and removing anato m fro mthe

structur ethen n/N will have a ve ry steep temperatur e dependence. If one looks a t the

equilibriu ,m thermall y generat ed vacancy concentrations at room temperatur ethey arever ysmall. I nfac t t heya re ver ymuch less than t he norma l level of impurities i n a

material .i .e, trace impurity atoms or slight off-stoichiometry, so tha tat low temperatures

the impurit y concentration is constan tbecaus e the number o f the seextrinsic defects willnot c . hange This is anadvantage as it allows ust omeasur ethe activation ener gyΔE at

lower T (fro m l n D vs 1/T plot )s and when the number of thermally generat edintrinsic

vacancies becomes important there will be a change of slope dueto the much higher

activation ener .gy T helowe r temperature slope is t heactivati on ene rgy for atomic

Page 71: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Thermally Created Vacancies

Given that the free energy of formation of a vacancy is ΔGv then even for a 'pure'

material a tany temperature T above absolute zer ,o ther e w ill be a number of vacancies inequilibriu mwit hthe structur .e T hefracti on o f vacancies a s a functi on of temperaturedepends ont heenthal py of vac ancy formati ,on Ev.

n

N

= exp

− Ev

RT

ΔEv i s fairl y large, since it involve s brea king bonds and removing anato m fro mthe

structur ethen n/N will have a ve ry steep temperatur e dependence. If one looks a t the

equilibriu ,m thermall y generat ed vacancy concentrations at room temperatur ethey arever ysmall. I nfac t t heya re ver ymuch less than t he norma l level of impurities i n a

material .i .e, trace impurity atoms or slight off-stoichiometry, so tha tat low temperatures

the impurit y concentration is constan tbecaus e the number o f the seextrinsic defects willnot c . hange This is anadvantage as it allows ust omeasur ethe activation ener gyΔE at

lower T (fro m l n D vs 1/T plot )s and when the number of thermally generat edintrinsic

vacancies becomes important there will be a change of slope dueto the much higher

activation ener .gy T helowe r temperature slope is t heactivati on ene rgy for atomic

Temperature dependence of vacancy concn

Page 72: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Thermally Created Vacancies

Given that the free energy of formation of a vacancy is ΔGv then even for a 'pure'

material a tany temperature T above absolute zer ,o ther e w ill be a number of vacancies inequilibriu mwit hthe structur .e T hefracti on o f vacancies a s a functi on of temperaturedepends ont heenthal py of vac ancy formati ,on Ev.

n

N

= exp

− Ev

RT

ΔEv i s fairl y large, since it involve s brea king bonds and removing anato m fro mthe

structur ethen n/N will have a ve ry steep temperatur e dependence. If one looks a t the

equilibriu ,m thermall y generat ed vacancy concentrations at room temperatur ethey arever ysmall. I nfac t t heya re ver ymuch less than t he norma l level of impurities i n a

material .i .e, trace impurity atoms or slight off-stoichiometry, so tha tat low temperatures

the impurit y concentration is constan tbecaus e the number o f the seextrinsic defects willnot c . hange This is anadvantage as it allows ust omeasur ethe activation ener gyΔE at

lower T (fro m l n D vs 1/T plot )s and when the number of thermally generat edintrinsic

vacancies becomes important there will be a change of slope dueto the much higher

activation ener .gy T helowe r temperature slope is t heactivati on ene rgy for atomic

Temperature dependence of vacancy concn

Large entropic TΔS factor in

ΔG promotes vacancy formation even though Ev may be large.

Page 73: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Thermally Created Vacancies

Given that the free energy of formation of a vacancy is ΔGv then even for a 'pure'

material a tany temperature T above absolute zer ,o ther e w ill be a number of vacancies inequilibriu mwit hthe structur .e T hefracti on o f vacancies a s a functi on of temperaturedepends ont heenthal py of vac ancy formati ,on Ev.

n

N

= exp

− Ev

RT

ΔEv i s fairl y large, since it involve s brea king bonds and removing anato m fro mthe

structur ethen n/N will have a ve ry steep temperatur e dependence. If one looks a t the

equilibriu ,m thermall y generat ed vacancy concentrations at room temperatur ethey arever ysmall. I nfac t t heya re ver ymuch less than t he norma l level of impurities i n a

material .i .e, trace impurity atoms or slight off-stoichiometry, so tha tat low temperatures

the impurit y concentration is constan tbecaus e the number o f the seextrinsic defects willnot c . hange This is anadvantage as it allows ust omeasur ethe activation ener gyΔE at

lower T (fro m l n D vs 1/T plot )s and when the number of thermally generat edintrinsic

vacancies becomes important there will be a change of slope dueto the much higher

activation ener .gy T helowe r temperature slope is t heactivati on ene rgy for atomic

Temperature dependence of vacancy concn

Large entropic TΔS factor in

ΔG promotes vacancy formation even though Ev may be large.

There are very many ways to arrange a small number of vacancies over a very large number of lattice sites - See BH48

Page 74: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Page 75: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

ΔEm + Ev

Page 76: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Page 77: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

Page 78: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

At low temperatures this doping creates extrinsic vacancies.

Page 79: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

At low temperatures this doping creates extrinsic vacancies.

Number of thermally created vacancies is far less than extrinsic vacancies at low temperature ->

activation energy is simply ΔEm

Page 80: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

At low temperatures this doping creates extrinsic vacancies.

Number of thermally created vacancies is far less than extrinsic vacancies at low temperature ->

activation energy is simply ΔEm

At high temperatures, thermally created vacancies become important

Page 81: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

At low temperatures this doping creates extrinsic vacancies.

Number of thermally created vacancies is far less than extrinsic vacancies at low temperature ->

activation energy is simply ΔEm

At high temperatures, thermally created vacancies become important

Activation energy is then ΔEm + Ev

ΔEm + Ev

Page 82: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

migration (hopping, ΔEm) and the higher T slope ΔEv+ΔEm. I n which case

D = Do

exp

− Δ Em

+ Δ Ev

( )

RT

An example of such data is shown below for NaCl substituted wit h a sma ll amount ofCdCl2.

Two energetic factors controlling the temperature dependence of diffusion can often be separated.

Example: NaCl doped with Cd

Cd2+ replaces Na+ creating Na+

vacancies.

At low temperatures this doping creates extrinsic vacancies.

Number of thermally created vacancies is far less than extrinsic vacancies at low temperature ->

activation energy is simply ΔEm

At high temperatures, thermally created vacancies beome important

Activation energy is then ΔEm + Ev

D increases much more rapidly as new vacancies are created.

Page 83: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of vacancy concentration

Page 84: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of vacancy concentration

Creation of a vacancy is a highly energetic process - breaking of all bonds and removal to the surface.

Page 85: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of vacancy concentration

Creation of a vacancy is a highly energetic process - breaking of all bonds and removal to the surface.

In addition there is an associated volume expansion beyond that expected from the x-ray determined volume.

Page 86: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of vacancy concentration

Creation of a vacancy is a highly energetic process - breaking of all bonds and removal to the surface.

In addition there is an associated volume expansion beyond that expected from the x-ray determined volume.

Nearly all atoms remain in register and there is some increase in the lattice spacing due to thermal expansion. The ‘ideal’ volume at any temperature can be determined from the lattice parameter at the same temperature

Page 87: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Temperature dependence of vacancy concentration

Creation of a vacancy is a highly energetic process - breaking of all bonds and removal to the surface.

In addition there is an associated volume expansion beyond that expected from the x-ray determined volume.

Nearly all atoms remain in register and there is some increase in the lattice spacing due to thermal expansion. The ‘ideal’ volume at any temperature can be determined from the lattice parameter at the same temperature

The real, macroscopic volume of a sample can also be measured…….

Page 88: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Macroscopic expansion vs ‘x-ray expansion’

Page 89: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Macroscopic expansion vs ‘x-ray expansion’

Very careful x-ray diffraction and dilatation experiments showed a

difference between Δa/a and Δl/l for aluminium

Page 90: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Macroscopic expansion vs ‘x-ray expansion’

Very careful x-ray diffraction and dilatation experiments showed a

difference between Δa/a and Δl/l for aluminium

Extra volume is created by vacancies in the material

Page 91: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Macroscopic expansion vs ‘x-ray expansion’

Very careful x-ray diffraction and dilatation experiments showed a

difference between Δa/a and Δl/l for aluminium

Extra volume is created by vacancies in the material

The nearer the melting point the greater the number of vacancies.

Page 92: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Page 93: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

Page 94: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Page 95: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Squared displacement

Page 96: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Squared displacement

Diagonal and off-diagonal terms

Page 97: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Squared displacement

Diagonal and off-diagonal terms

If motion is not random then the off-diagonal terms no longer sum to zero for a large number of hops.

Page 98: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Squared displacement

Diagonal and off-diagonal terms

If motion is not random then the off-diagonal terms no longer sum to zero for a large number of hops.

They are correlated by a factor, f

Page 99: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Random walk, correlation factors, tracer diffusion

Random Walk

ri

R

We have already seen that for a particle executing a number of hops per unit time(n) of elementary distance, ri, there will be a total displacement, R, in unit time.

R = r

i

i = 1

n

Squari ng gives

R

2

= r

i

i , j

n

∑ . r

j

separatingR

2

= ri

2

i = 1

n

∑ + r

i

i ≠ j

n

∑ . r

j

If all hops are random and therefore do no t depend on t he precedi ng hop then the second

term in the right hand expressi on will be zero. If for som ereason the probability of a hop

is not random, and depends on where a particl e has hopped fro ,m t henthis term willintroduce acorrelati onfactor, f, into the mean squa re displacement. This i s aproces s we

need t o understand in orde r tointerpre t tracer diffusi .on T helabelling of an atom by the

substitution of a trac erisotope makes it inequivalent t o othe r atoms surrounding it and

bias est he hops itmigh t m akewhen a vacancy isa next neighbou.r

Random walk - > each hop is independent of the previous hop

No ‘memory effect’

Squared displacement

Diagonal and off-diagonal terms

If motion is not random then the off-diagonal terms no longer sum to zero for a large number of hops.

They are correlated by a factor, f

f = r ii≠ j

n

∑ .r j

Page 100: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Page 101: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Tracer diffusion is correlated (non-random) - why?

Page 102: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Tracer diffusion is correlated (non-random) - why?

Origin of the problem is distinguishable and indistinguishable particles

Page 103: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Tracer diffusion is correlated (non-random) - why?

Origin of the problem is distinguishable and indistinguishable particles

tracer atom has a higher probability of hopping back into a site it has just left because it is distinguishable.

Page 104: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Tracer diffusion is correlated (non-random) - why?

Origin of the problem is distinguishable and indistinguishable particles

tracer atom has a higher probability of hopping back into a site it has just left because it is distinguishable.

We call this a ‘correlation’ or a ‘memory effect’

Page 105: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

A tracer atom has a higher probability of moving back to the vacancy it has just left.

Jumps of a tracer are thus correlated because they depend on the direction of the previous

jump.

The correlation factor takes account of the fact that the total displacement acquired by a

tracer atom is less than that acquired in a true random walk because of these ‘wasted’

jumps back and forth on the same two sites. In general, a full matrix calculation of the

correlation term is required. However, a simple approximation can produce some

reasonable values of f.

f = 1 −

2

z

where z is the coordination number.

i.e., 2 jumps a re wast edif the tracer jumps back int othe adjacen t vacancy and theprobability of this happening i s1/z, the number of neighbouring sites.

Tracer diffusion is correlated (non-random) - why?

Origin of the problem is distinguishable and indistinguishable particles

tracer atom has a higher probability of hopping back into a site it has just left because it is distinguishable.

We call this a ‘correlation’ or a ‘memory effect’

Random walk of a tracer will be less than that of a self–diffusing atom by a factor, f.

Page 106: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

Page 107: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

f = 1 - 2/z

Page 108: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

f = 1 - 2/z

Total displacement for n jumps (recall, √n) for a tracer is less than for a true random walk because jumps are wasted back and forth on a site.

Page 109: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

f = 1 - 2/z

Total displacement for n jumps (recall, √n) for a tracer is less than for a true random walk because jumps are wasted back and forth on a site.

These hops do not contribute to the total displacement.

Page 110: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

f = 1 - 2/z

Total displacement for n jumps (recall, √n) for a tracer is less than for a true random walk because jumps are wasted back and forth on a site.

These hops do not contribute to the total displacement.

Self–diffusion constant, Ds = DT / f

Page 111: Lecture 3. Microscopic dynamics and Macroscopic D We can see that if we want to understand the diffusion constant measured in any material a knowledge

Approximate and actual values of f for different lattices

lattice

2D square

2D hexagonal

diamond

simple cubic

BCC

FCC

z_

4

6

4

6

8

12

approx.f (1-2/z)

1/2

2/3

1/2

2/3

3/4

5/6 (0.833)

calculated f

0.467

0.560

0.5

0.655

0.72

0.78

f = 1 - 2/z

Total displacement for n jumps (recall, √n) for a tracer is less than for a true random walk because jumps are wasted back and forth on a site.

These hops do not contribute to the total displacement.

Self–diffusion constant, Ds = DT / f

Tracer diffusion