larry r hicks financial disclosure report for 2010

8/3/2019 Larry R Hicks Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/larry-r-hicks-financial-disclosure-report-for-2010 1/9

AO IO

R~. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required b)’ the Ethics

in Government Act o fl978(5 U .S.C, app..~.~¢ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t name , f irst , middle initia l)

H icks , L a r r y R.

4. Title (Ar ticle I l l judges indica te active o r s e n i o r status;

magistrate judges indicate full- or part-time)

U . S . D is t r ic t Judge - Ac t ive

7 . C h a m b e r s o r O f f ic e A d d r e s s

Bruce R . Th omps on Cour th ous e

400 S. Virginia Street , Ste. 804Re no , N V 89501

2. Court or Org:~nization

U.S. Dis trict Court - Nevada

3. Date of Repor t

05/04/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , Dat e

[] Initial [] Annual [] Final

fib. [] Amended Report

8.On the basis of the Information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

¯ ~th applicable laws and regulations.

R e , , ~ e w i n g O f f i c e r D a t e

6. Reporting Period

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,

checking the N O N E b o x f o r each part w here you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . m , p o r ~ i n g indiridual only; see pp. 9- 13 of f il ing instructions,)

~ N O N E ( N o reportable posit ions.)

POSITION

2.

3.

4.

5.

NAME OF ORG ANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of ~llng instructions.)

D N O N E ( N o reportable agreements.)

DATE PARTIES AND TERM S

1. Pre-2001 S ee P a r t V I l l , p age 8 , r e M c D o na l d Car ano W i l s o n 401K P r o f i t Sh a r ing P l an .

2. Pre -2001 S e e P a r t V I I I , p a g e 8 , r e C h a r l e s S c h w a b I R A R o l l o v e r A c c o u n t .

3.



FINANCIAL DISCLOSURE REPORT

P a g e 2 o f 9

N a m e o f P e r s o n R e p o r t in g

Hicks , LarD’ R.

D a t e o f R e p o r t

05/04/201 I

I II . N O N - I N V E S T M E N T I N C O M E . (Reporting indiridual and spouse; seepp. 17-24 of filing instructions.)

A. Fl i er ’s Non-Inves tm ent Incom e

~] (No reporta ble incom e.)O N E non-investment

DA T E SO UR C E A N D T Y P E

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s t m e n t I n co m e - If you were marrled during any portion of the r eporting year, complete this section.

(Dollar amount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)

DA T E SO UR C E A N D T Y P E

1 .2010 Avans i no Rea l ty Pa rmers , L td .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en t er t a i n m en L

(Includes those to spouse a nd dependent children," see pp. 25 -27 of filing instructions.)

~] (No reportable reimbursements.)O N E

2.

3.

4.

5.

SO UR C E DA T E S L O C A T IO N P UR P O SE ITEMS PAID OR PROVIDED




o f 9


H i c k s , L a r r y R .

V . G I F T S . a n c l u d e s those to spouse a nd dependent children; see pp. 28-31 of filing instructions~)

NO NE ( ] go reportable g~s.)

SOURCF. DESCRIPTION

I.

2.

3.

4.

5.


05/04/201 I

V A L U E

V l . L I A B I L I T I E S . ~ t n c l u d e s t h o s e o £ ~ p o u s e a n d d e p e . d e n t children; see pp. 32-33 of filing instruction~.)

N O N E (No reportable liabilities.)

C R E D 1 T O R D E S C R I P T I O N

2.

3.

4.

5.

V A L U E C O D E



FINANCIAL DISCLOSURE REPO RT

o f 9


Hick s , Larry R .


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S --income, value, transactions (lncludcs thosc of spousc and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

De s crip tio n o f A s s e ts In c o m e d u rin g

( inc l ud ing t rus t asse t s) r e p e r t i n g p e r i o d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,

( A - H ) or int . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(I) (2)

V a lu e V a lu e

C o d e 2 M e th o d

(J-P) C o d e 3

( Q - W )

( J )Type (e.g.,

buy, s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

Dat e V a l u e Gain

m m / d c t / y y C o d e 2 Code I

(J-P) ( A - H )

( 5 )

I d e n t i t y o f

buye r /s e l l e r

( i f p riva te

t r a n s a c t i o n )

I. Renta l Proper ty # l - Reno , NV

2. Rental Property #2 - Sparks , NV

3. Avansino Real ty Par tn ers , L td . -Washoe C o . ,

N V

4. **Rental Property #3-Sparks, NV

5. **Rental Properly #4-Sparks , NV

6. **Rental Property #5-Reno, NV

7. **Rental Property #6-Reno, NV

8. **Rental Property #7-San Francisco, CA

~ 9 . MG M M i r a ge - Co mmo n

1 0 . Zion’s B ancorp - Com m on

I1. WaI-Mart S tores - Common

D R e n t

E R e n t

F R e n t

A Dividend

A Dividend

A Dividend

O

J

J

J

W

w

T

T

T

1 2 . In t l . Game Tech no logy

1 3 . Harbor Fund

A

A

Dividend

Dividend

J

J

T

T

1 4 . Stil lwaler Farms, Inc.-Common

1 5 . McDona ld Carano W i l son 401K Pro f i tSharing P l a n

16. **VGENX

None L W

Int./Div. N T

17. **COST

I . Income G ain Codes : A =$1,000 or less B -$ 1 .001 - $ 2 ,500 C = $ 2,501 - $5 ,000 D =$5.0~1 - $15,000

( See Colunms B I a nd I)4 ) F =$ 50,0~ I - $ 100.0O ~ G -$100.001 - $ 1.0O O.0O ~ H I =

$1.0OO.001 - $ 5 .000.0~O tl 2 =M o r e t h a n $ 5 .0 O O . 0 O O

2. V alue C odes J = $15.000 o r le ss K $ 15. 001 - $ 50,000 L =$50.001 - $100.00O M =$100.091 - $250.000

I Se e C olumn s C I a n d D 3 ) N -$250.001 - $ 500.000 O =$500.001 - $1,0OO.000 PI =$ 1.000.001 - $5.0~0.000 P2 -$5.0~0,001 - $25,000,000

P3 -$ 25,009.001 - $50.000.000 P4 =More tha n $50.000,000

3. Value Method Codc’-s Q =Appraisal R = Co st { Re al Esta te O nly ) S = As:,cssm cn t T = C a sh M a r ke t

IScc C o lum n C 2 ) U = B uck Va lue V = O ther W = Estim ate d

E =$15.001 - $50,000




P a g e 5 o f 9 Ia m e o f P e r s o n R e p o r t in g

Hicks , Larry R .


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i nc o m e , v a l u e , t r an s ac t i o ns ( I nc l u d e s th o s e o f s p o u s e an d d e p e nd e n t c h i ld r e n; s e e p p . 3 4 -6 0 o f f i l i ng i ns t r u c ti o ns . )

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( inc l ud ing t rus t asse t s) r e p o r t i n g p e r i o d

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , re nt ,

( A-H) or in t . )



0) (2) (I )

V a lu e V a lu e Type (e.g.,

C o d e 2 M e t h o d buy, s e l l ,

( J - P ) C o d e 3 re d e m ptio n )

( Q - W )

1 8 . * * P F C B

1 9 . * * M A R X X

20 . Char les S chwab IRA Rol loverAccoun t E Int./Div. O T

21 . **PRFD X

22. **T GCN X

23 . **D O D GX

24 . **PL D D X

25 . **SW UX X

26 . **V SGBX

27 . **IRA #1 A I n t e r e s t K T

28. ** IIA X X

29 . ** I RA # 2 A Dividend K T

30 . **A I C C X

31 . ** I RA # 3 A Dividend J T

32 . * * V W E S X

33 . B a n k o f A m e r i c a - Accounts D I n t e r e s t M T

3 4. Nevada S ta te Bank- Accounts B I n t e r e s t L T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e d o d

(2) (3)Dat e V a l u e

m m /d d/y y C od e 2

O - P )

( 4 ) ( 5 )Gain I d e n t i t y o f

Code I b u y e r / s e l l e r

( A - H ) ( i f p r i v a t e

l r a n s a c t i o n )

1. Incom e Gain Co des: A = $1,000 o r less B =$1,001 - $ 2 , 5 0 0 C =$2,501 - $ 5 , 0 0 0 D =$5,001 - $15,000

(Se e C olun ms B I a n d D 4) F = $ 50.001 - $100.000 G = $100.0~ 1 - $ 1,000.0~ ) H I = $1.0(~ .(~ 1 - $5.0(EI.IX )9 H 2 =M ore Ihan

2. Value Codes J = $15,C~ 0 o r less K = $ I 5 .001 - $ 50,000 L :$ 50.001 - $ 100.000 M =$ 100,001 - $250,000

(Se e C olumn s C I a n d D 3 ) N =$250.0~1 - $500.000 O = $500.001 - $1,0~0.000 PI =$1 .000.001 - $5,0~0.000 P2 =$5,000.001 - $25,0~0,0~0

P3 =$25,0~0,001 - $50,0~0.000 P4 -More than $50.000,090

3. Value Method Codes Q =Appraisal R =Cos t ( R eal E s t a t e On ly) S =A s s es s ment T = C a sh M a r ke t

( S ee Co luron C2) U =Book V alue V = O t h e r W =E s t imated

E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0




o f 9


Hicks , Larry R.


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco.,o, ,’otae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g

( in c l u d in g t ru s t a ss e t s ) re p o rt in g p e r io d

0) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , re nt ,

( A - H ) or in t . )



(l) (2)

Value V a l u e

C o d e 2 Me~od

(J-P) C o d e 3

( Q - W )

(1 )

T y p ~ ( e . g .,

b u y , s e l l ,


T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value G a i n

m m / d d ! y y C o d e 2 C o d e I

0-P)

I d e n t i t y o f

b uyer / se l l e r

( i f p r i v a t e

t r a n s a c t i o n )

35 . F i r st I n d e p e n d e n t B a n k - A c c o u n t s

36 . B r o k e r a g e # 1

37 . - B A C

I n t e r e s t M T

Dividend

38. - BPK B I n t e r e s t K T

39. - BYD A D ividend J T

40. - NIO B I n t e r e s t K T

41 . - M O M T X

42 . - P B M F X

A

A

I n t e r e s t L T

I n t e r e s t L T

Merged 03/01 /10 L A

(with l ine 42)

03/01 /10 L A

43. - ZION A Dividend J T

44. - IQM

45. - NEA

B

A

I n t e r e s t K

I n t e r e s t J

T

T

46 . - S t . Mary’ s Reg. Med. Cente r Bond Fund

47 . - Cla rk County , Nev BD BK Pre f

48 . - Cla rk County , Nev BD BK

49 . - Ci t ibank Ban k Depos i t P rogram

50 . B r o k e r a g e # 2

51 . - B A C

A I n t e r e s t

A I n t e r e s t

A I n t e r e s t

A Interest

A Dividend

J

J

J

K

T

T

T

R e d e e m e d 0 5 / 1 7 /I 0

1. Incom e Gain Codes: A = $1,000 o r less B =$ 1,001 - $2 ,500 C = $ 2,501 - $5 .009 D =$5,001 - $1

(See Colunms B 1 and EM ) F = $ 5 0 . 1 3 9 1 - $ 1 0 0 . 0 0 ~ G -$ 100,001 - $ 1 ,000,000 H 1 =$1,000.001 - $ 5 ,00~,000 H 2 =M ore than

2 . V alue Codes J =$15,0~1 or less K= $15,001 - $50,000 L =$50,001 - $ 100,000 M -$ 100,0~ I - $250,0~0

( S ee Co lumns CI and D3) N =$ 250.001 . $50~ .00~ O = $50~ ,0~ 1 - $1,00~ .00~ PI =$1,000,001 - $5,000,0~O P2 =$5.000,001 - $25,00~.000

P3 $25.000.0~1 - $50,000,000 P4 =Morethan $50,0~0,090

3. V alue M ethod Codes Q =Appraisal R =Cos t ( R eal E s t a t e Only) S = A s ~ s s m c n t T =Cas h M arket

t S e e C o l u m n C 2 ) U =Book V alue V - O l h c r W =E s t imated

E :$15,001 -$50.000




P a g e 7 o f 9


Hicks, LarD" R.

Date o f Report

05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco..e, ,’ol.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A.B. C.

D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t end

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

0) (2) O) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e

exempt from prior disclosure Code I d iv ., re n t , C o d e 2 M e t h o d

( A - H ) o r int.) (J-P) C o d e 3

( Q - W )

(l )Type (e.g. ,

buy,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value G a i n

m m / d d / y y C o d e 2 C o d e I(J-P) (A-H)

(5 )

Identity of

buyer/seller

(if private

transaction)

52. - IGT A Dividend J T

53. - M T S A Dividend J T

54. - WMT A Dividend K T

55 . - Morgan Slanley Bank

56 . Brokerage #3

57 . -Notes: Sedona Devel. Partners

I n t e r e s t L T

I n t e r e s t L T

58 .

1. Income G ain Codes :

(Se e C olumn s B I a n d

2. V alue Codes

(See Columns C I and D3)

3.V alue M ethod Codes

( s e e C o l u m n C 2 )

A =$1,000 or less

F =$ 50.001 - $100.000

J =$15.000 or less

N =$250.001 - $500.000

P3 $25,000.001 - $50,000,000

Q =Appraisal

U =Book V alue

B=$1,001 - $2,500

G =$100.001 -

K =$15,001 - $50,0~0

0 =$500,001 - $1,000,000

R =Cos t ( R eal E s t a t e Only)

V O t he r

C =$2,501 - $5,000

HI =$ 1.000,001 - $5,000.000

L -$50,001 - $ 100,000

PI =$1.000,001 -$5.000,000

P4 -More than $50,CO0.000

S =A s s es s ment

W =E s l imated

D =$5.001 - $15,000

H2 =More than $5.000,000

M =$100,001 - $250,000

P2 =$5.000.001 - $25,000.000

-C a sh M a r kc l

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 ~ O




o f 9


H i c k s , L a r r y R .

Da t e ~ f R e p o r t

05/04/201 I

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. a.~ic~tep~rt

Par t V I I , page 4 , l i ne 3 , co lumn C(2) , th e appra i s a l da t e fo r Avans i no R ea l ty Pa r tne r s , L td . is Decem ber 1998.

Par t V I I , page 4 , l ine 14, S t i l lwa te r Fa rms , Inc . , i s a p r i va t e ly owned corpora t i on wi th no e s t abl is h ed "book va lue ." I t i s p r im ar i ly a h u nt i ng c lub, exac t va lueunkno wn wi th no more accura t e de t e rm i na t ion ava i l able .

Pa r t V I I , page 4 , l ine 15 . Th e M cDona ld C arano W i l s on 401K P ro f i t Sh ar i ng P lan i s a 401K pro f i t s h a r i ng p l an de r i ved f rom th i s f l ie r ’ s fo rmer em ploym ent p r i o r

to 2002 in the private sector . I t i s owned by this fi ler and is a self-directed plan.

Pa r t V l l , page 5 , l ine 20. Th e C h ar l e s Sch wab IRA R ol lover Acco unt i s a ro l l ed over p ro f i t sh a r i ng p l an de r i ved f rom th i s f l ie r ’ s fo rmer em ploym ent i n th e p r i va t es ec to r . I t was c rea t ed p r i o r t o th e p ro f i t p l an r e fe renced above . I t i s owned by th i s f il e r and i s a s e l f -dir ec t ed p l an .




o f 9

IX. CERTIFICATION.

Ja m e o f P e r s o n R e p o r t in g

Hicks , Larry R .

D a l e o f R e p o r t

05/04/201 I

1 c e r t i f y tha t a l l i n f o rm a t i on g iv en abov e ( i nc lud ing in f o rm a t i on p e r t a in ing to m y s pous e and m inor o r d ep enden t ch i ld r en , i f any ) i saccu ra t e , t ru e , and co mp l e t e t o t h e b e s t o f my kno wledge and b e l i e f , and t h a t any in f o rma t i o n no t r ep o r t ed wa s w i t hhe ld b ecau s e i t me t a p p l i c ab l e s t a t u t o rypr ov i s i on s p e rm i t t ing non - d i s c l o s ur e .

I f u r th e r ce r t i f y tha t e a rned inc ome f r om ou t s i d e em p loym en t and honora r i a and th e a c c ep t anc e o f g if t s wh ich have b e en r epor t ed a r e in

c omp l i anc e w i th th e p rov i s i on s of 5 U.S.C. app. § 501 el. seq., 5 U.S.C. § 7353, a n d J u d i c i a l Con f e r e n c e r e gu l a t i on s .

Signatu re : S] Larry R. Hicks

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

larry r hicks financial disclosure report for 2010

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