larry j mckinney financial disclosure report for 2009

8/3/2019 Larry J McKinney Financial Disclosure Report for 2009

1/8

" ~ o ~ 0 "] FINANCIAL DISCLOSURE REPORT R ~ p o r ~ R e q u i r e d b y t h e l ~ t h i c sin Government Act of 1978R e v . 1 , 7 0 1 0 | F O R C A L E N D A R ~ r E A R 2009 (5 u.s .c , a p p . l o ~ - 1 ~1. Person R eporting (last name, first, middle initial) 2, Court or Organization 3. Date of Repor tMcKimaey, Lar~y J. U.S. Dist. Ct. So. Dist. oflN 05/J2,r2010

4. Title (Article Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or p~~n-time) ~] Nomination, Date 01101/2009District Judge, ArtictelIl [] hfitiaI [] Annual [] Final to1 ~3112009

5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information con tained in this Reporl and anymodifications pertaining thereto, it is, in my opinion, in co mpliance204 U.S. Courthouse with applicable laws and regulations,46 E. Ohio St,Indianapolis, IN 46204 R eview ing O fficer. D ate

I3~PORTANT NOTES: The instructions accompanying this form m ast be followetL Complete all parts,checking the NONE box for each part where you have n o reportable information. Sign on last page.

I. POSITIONS. ~ o~N O N E (No reportable positions.)

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T Y1.2.3.4 - .5.

II. A G R E E M E N T S . (se, om,,g individual only; s,e pp. 14.16 of fihng instructions.) " -~ . . . - _ .[~ N O N E (No reportable agreements.) /?).. ~:,~ . "

P~TIES AND TERMS -~.~

2.


2/8

FINA_NCIAL DISCLOSURE REPORT [ Name of P ..... Reporting D ate o f ReportIage 2 of 8 M c K i n n e y , L m r y J . 05/1~2010III.N O N - I N V E S T M E N T I N C O M E . C n e , o .i n g individual and sp .... ; see1;p. 17-24 of filing instructions.)A. Fliers Non-Investment Incom e[ N O N E (No reportable non-investment bwome.)

DATE_ SOURCE AND TYPE INCOMt~.(yours, not spouses)].

2.

3.

4 -.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - lf ~ou were nuzrried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

~ NONE (No reportable non-investment income.)DATE_ SOURCE AND TYPE

I.

2.

3.

4.

IV.REIMBURSEM ENTS ..(hwludes those to ~pouse at~ dependent children; see pp. 25-27 ~f!l ing i~t~~o~.

NO ~ (No reportable reimbursements.)~ ~ I~OCATION P~OSE I ~MS P AI D OR P ROVI DED

1.2.3.4.

5.


3/8

FINANCIAL DISCLOSURE REPORT N .... f P e r s o n R e p o r t in g[

D a t e o f R e p o r tPage 3 of 8 M c K i n n e y , L a r ~ . - " J . 0 5 / 1 2 / 2 0 1 0

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

~ DESCRIPTION ~1.2,3.4.5.

V I . L I A B I L I T I E S . t ~ , ~ , d e s t ~ o . ~ e o y , p o ~ s e ~ , ~ dependent children; see p p . 3 2 - 3 3 of filing instrucffo~s.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION V A L U E C O D E1.2.3.4.5.


4/8

FINANCIAL DISCLOSURE.I N a m e f P e r ~ n R e P o r t in g

I DatefRePrt

REPORT[ M ~ i ,u ~ e y , L a r r y j . O ~ / l ~ a O l 0age 4 of 8

VII. I N V E S T M E N T S a n d T R U S T S - i.eo.,., ,,~... ~ ..... ,o,, (Includes those of spo ..... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )[] NONE (No reportable income, assets, or transactional.)

A . B. ~ C. D .D e s c r i p ti o n o f A S S e l S I n c o m e d u r i n g G ro s s va l u e at e n d T r a n ~ c t i o u s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d~ - - ~ i . . . . .. . . .. . i ~ ) - - - - ~ i~)~ (~) (2) (3~ (4) - ~ % - . . . . . . . . . .. . . . . .P l a c e " ( X ) " a f t e r ~ a c h a , u s e t A m o u n t : T y p e ( e . g . , V alue V alue T y p e ( e . g . . Da{~ j V alue Gain l d e n t i ty o re x e m p t f i o m p r i o r d i s c lo s u r e Cod~ I ii d i v . , r e n t , C o d e 2 M o d r e d buy, sell, mm/ddgyy i Code 2 I C~e I buyer/seller(A-H) i o r i n t . ) (J~ i C o d e 3 r e d e m p t i o n ) i ( J - P ) ( A - H ) ( i f p r i v a m[ I ( Q - W ) : ! t r a n s a c t i o n )

I. Judicial Rethement Fund A Interest K W2. IRA(L) - American Funds - Growth Fund of A Dividend Sold 10/01/09 L AAmerica

! 3. IRA(L) - Lexin~on Gold Fund A Dividend K T4. IRA(L) - Schwab Money Market Fund A Dividend K T Sold I2/21/09(p~)5. IRA(L) - Schwab V alue Advantage A Dividend Sold 10/01/09 L6. 1R~ - Schwab Money Marke t A Dividend K T B uy 1 0 1 0 1 / 0 9 K7. IR~- Lexington Gold Fund A Dividend J T

1 8 . ~- American Funds - Growth Fund of A Dividend L T~a9. IRA.~ - Discover Bank - CD B Interest Sold 02/02/09 K A

l 0 . IRA(L) - GTE North, lac - Fixed Income A Interest K Tl I. IRA(L) - Merrill Lynch & Co - Fixed B Interest K TIncome1 2 . IRA(L) - iShares Trust - S&P 500 A Dividend K T1 3 . IR~- Schwab Value Advantage A Interest Sold 10/01/09 K14 . IR~ - C aterpillar Fha - Fixed Income A I n l ~ r e . s t Sold 08/15109 K

1 5 . IP~ - D aira er Chrysler - Fixed Income A I n ~ e r e s t Sold 0 9 1 1 5 / 0 9 J :16. Merrill Lynch & Co - Fixed A Inlerest J TIncome

1 7 . IRA(L) - PIMCO U nconstrained Bond A Dividend K T Bu y 12/21/09 K

I. lnc.~m G~in Codes: A "~I.DO0 or le~s B --$1,~01 - $2,500 C = $2,51")I - $5,00(I D --$5,001 - $15.00(I E --$1,5.001 - $50,0~0(See ~.oluml)s BI and D4) F =$50,00[ - $100,0(XI G - .~ 10 0, 00 1 - $ ], 0~ 0, 0f fJ H I = $ 1, 0( )0 ,0 01 - $ 5, ~X ), 00 0 82 =More than2, Value Codes ! =$15,000 or less K =$15,001 - $50,000 L = $50,001 - $100.000 M =$1~ , ~0 1 -(See Cok~n~s Cl and D3) N ---$250,001 - $500,000 O = $5 00 .0 01 - $1 ,fk ~ ,0 00 P I = $1 ,(g ) ,0 01 - $5 ,0 00 ,0 00 ~ =$ 5. 0 0 0 ,~0 1 - $25,000,000P3 =$25,000.001 - $50,000,009 P.~ =Morn than3. Value Melhod Codes Q = Appraisal R -~ost (R~ Estate Only) S =As~ssmen~ "r ---~.~h M~k~(See Column C2) U =Boc~k Value V - = O ~ h e r W =E~tima~ed


5/8

FINANCIAL DISCLOSURE N a m e o f P e r s o n R e p o r t in g ! D a t e o f R e p o r ~REPORT[ McKinney, Larry J"

I05/12/2010age 5 of 8 I

V I I . I N V E S T M E N T S a n d T R U S T S -- income, value, t ...... lions (Includes those of spouse and d ependent children; see pp. 34 -60 of filing instruaions.)N O N E (No reportable income, assets, or transactions.)

D e s c n p n o n o f A s s e ts i I n c o m e d u r i n g G r o s s v a l u e a t en d T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) I r e p o r l in g p e r i o d i o[reponing period ~t)P a c e " X ) " a f e r e a c h a . ~ , s g t : A m o u n t [ T y p e ( c g i V alue V al~e T y I ~ ( e , g . , i Dat~ i Value I Gain 1 I d e n t i ~ , o fe x e m p t f r o m p r i o r d i s c l< ~ s l n e Code t ] div., renk C o d e 2 M et h o d buy, sell, immidd/yy ! Code 2 i Code 1 buvertseller( A - H ) _ _ [

~ , r i "~ -r i n t . ) " ( J - P ) C o d e 3 r e d e r a p t i o n ) I ~ (1-1) (A-H) ( i t p r i v a t e( Q - W ) I i r r a l l s a c t k , n )1 8 . IRA(L) - GE Capital B Interest K T Bu y 11/I 3/09 K1 9 . IRA(L) - P1MCO Total Retmn A Dividend J T Bu y 1 0 1 0 1 1 0 9 J

2 0 . ]NA(L) - PIMCO High Yield B Dividend J T Bu y 1 0 1 0 1 / 0 9 J2 1 . IRA(L) - V anguard Emerging Market A Dividead K T Bu y ! I0/01/09 K

1 2 2 . IRA(L) - iShares Msci Eafe A Dividead K T Bu y 11/03/09 K2 3 . IR~- P IMCO Investment Grade A Dividend J T Bu y 12/21/09 J

2 4 . lRfi~- PIMCO Emerging Loca Market A Dividend K T Bu y 10/01/09 J25. LRt;~- PIMCO Em erging Local Market A Dividead K T Bu y 1 0 1 1 6 1 0 9 J(addl)26. IR~- PIhCO Emerging Local Market A Dividend K T Buy 11/16/09 J(addl)2 7 . IRP~- P1MCO Emerging Local Market A Dividend K T Bu y 1 2 / 1 6 1 0 9 J(addl)

2 8 . IR,a~- PIMCO High Yield B Dividend K T Bu y 10/01/09 K29. IRA. . - DreyNs Small Cap A Dividend J T Bu y 10/01/09 J30, IRA,- Dreyfus Small Cap A Dividend J T Buy 10116/09 J(addl)31. IR~-:,.:: Dre fus Sinai Cap A Dividend J T Buy 11116/09 J(addl)32. IRA~- Dreyfus Small Cap A Dividend J T Buy 12/16/09 J(addl)

3 3 . Schwab Tax Exempt Money Market Fund A Dividend J T Distributed 06t10/09 J(part)3 4 : Schwab Tax Exempt Moaey Market Fund A Dividend J T Distributed 06/22!09(part)

i (See Columns B1 add D4) F =$50,001 - $100,000 G --$100.001 $1,000,000 H I =$1.000,1301 - $5.000.0A) H2 =More than $5,000,0002. Value C~des 1 =$15,000 Of less K =$15.00! - $50,000 L--$50.001 - $100,000 M 5100.001 . $ 250,000(See Columns CI and D3) N ~ - $ 2 5 0 , 0 0 1 - 5 5 ( 1 1 ) , 0 1 ) 0 O =$500,001 - $1,0~10,000 Pt =$1,000,001 - $5,000.N)0 P2 =$5,~~).lg1! - $25,003,000


6/8

FINANCIAL DIS CL O S URE RE PO RT I Name of Person Reporting Date of ReportPage 6 of 8 M c K i n n e y , L i n T y J . 05/12/2010V I I . I N V E S T M E N T S a n d T R U S T S -- i . . . . e , va!.ue, transactions (lncludas those of sp .... and dependent children," see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)A. B. ! C. !

Description of Assets Income during i Gross vatue at end i Transactions dnring reporting period(inclnding trust assets) . reporting period of rel~arting period[.~-~ .... ~:.~ ~ l~ i ~.:) ~ o~ i ~:)


7/8

Name of Person Reporting

l

DateINANCIAL DISCLOSURE REPORT[ McKinney, Larry J .

o f R e p o r tPage 7 of 8 05/12/2010VIII. ADDITIONAL INFO RM ATION O R EXPLA NATIONS.. .,~ .~ .~ . ,~


8/8

FINANCIAL DISCLOSURE REPORT , ~ n ~ e 0 f ~ e r ~ o ~ R e p o , t ~ ~ ) ~ t e o r R e p o r tPage 8 of 8 McKinney, Larr~, J. 05/1212010IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of m y "la~owledge and belief, and that any information not reported was withheld because it ~net appficable s "tatutoryprovisions permitting non-disclosure.I fnrther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the prov isious of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7 353, and Judicial Conference regulations.

N O TE: A N Y IN D IVID UA L W HO KN O W IN GLY A N D "~TLF ULLY F A LSEF IES O R F A ILS TO F ILE THIS REPO RT M A Y BE SUBJ ECT TO CIV ILAND CRIM~AL SANCTIONS (5 U.S.C. app. 104)

F IL IN G IN ST R U C T IO N SMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One C olumbus Circle, N.E.W ashington, D.C. 20544

larry j mckinney financial disclosure report for 2009

Documents