karen l henderson financial disclosure report for 2009

Upload: judicial-watch-inc

Post on 06-Apr-2018

217 views

Category:

Documents


0 download

TRANSCRIPT

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    1/16

    FINANCIAL DISCLOSUI~ REPORTO 10 i~e, , . ~2ozo FOR CALENDAR YEAR 2009I . I er~on I tep*~rt i .g [ l~,sl n~mc. lzrst , middie i l l i l~al 1 2 . Cou r t o r O rgan i za t i on

    110ndcrs~m. Kat cn L. US Circuit Co~=~ ol Appeals

    7. Ckamhers or Of lice Address 8. O n the basis of the inform ati.n containtd in this Rcporl and any

    333 C~nstiluUO~ Avenue, NWWashington, DC 20001

    IMIORTANT N OTES: The instruclions accompanying this fi~rm must be followed. Complete all parts,checking the NONE box for each part w here you/,ave no reportable information. Sign on lasr page.

    ~ (No r~-7)ortabfepositions.)ONEPOSITION NAME OF ORGANIZATION/ENITVY

    3.

    ~ N ONE (No rtTortablc agreeme~ts.)l)All~ PARTIES AND TERM S

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    2/16

    FINANCIAL I)lgCLOSkIRE REPORTPage 2 of 1 6 n e , , ,~ r ~ o . , K a r e n I . . 0 5 . 1 5 / 2 0 1 0

    A. Fliers Non-Investment IncomeN O N E (No rcT~ortable non-investment income.}

    DATE SOURCE AND TYPE INCOME( y o u r s , t ~ o t s p o u a e s )

    3.

    B. Spolls[~s NOll-]nvt~slllli~fl[ I n c o m e - ~ f y o , , were marrit~d during uu.v portion t~[the reporting kear, complete this sctiott.(Dol!ttr tim,tutti not teq~ired t,tze~ for honoraria ~~ N O N E (No r~7~ortable non-im,e.~tment income.)

    I)ATE SOURCE AND TYPE1 ,2.3.4.

    NONI-. (No r~7;ortable reimlm rsetnents.)SOt~ DATES I.OCAFION PL/RPOSE ITEMS PAID O R PROV II)EI)

    I2.3.

    5.

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    3/16

    FINANCL4 ,LDISCLOSUREREPORTINf I . , a , ,~ . , r l l ng ....... ...... !D u t . : . . l R c p u r t

    ]Page 3 of l 6 l l e n d e r s t ~ n , K a r e n L . t ~ 5 / 1 5 / 2 t l 1 0

    W. (~ ] F~S. (Inch, de,~ thos,, t,, spouse u,,d depend,.nt children; s , e pp. 28-31 t(fitmg instrt, cti ,,l lx.)N O N E (No rtT~ortable" gifts.)

    ~ I)ESCRI PTION VAI A IEI.

    2.3.

    5

    ~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION V AL UE CO D E

    I.

    3.

    5.

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    4/16

    2. SunLrus! Bank Checking Account A Interest J T

    4. Allis Chalmcrs Energy hie.: Common Ntmc J W

    3, (ht+group Acuuu,t

    t~, * "SJmth l~itl~lcy (~ash Au~otml~ A Interest J

    ~ * * AT&T Inc.: Common I~ D~ idc~d K T * Alcatel4.ucent: Common None J T9. *NCR Corp: Common None J

    10. "*Teradz, ta Co~: Common None J T

    11. " I~I Curpt;raliun: Comm~,n None J T

    1 3 . IR/~ (?l). Wt~chovi;~ ILIrI[ /~ hHcrcst J T

    14 IRA: (?m grt,up

    15. " ",\T&T h~c (ow,;ntm C Dividend 1. T

    t l l~ ( : i l i~r ( lup h,..: (~)lnnlorl Non:: J T17 * * Alcalc l - l .u~.cnl : Conunon N o n t J 1

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    5/16

    FINANCIAL DISCLOSURE REP ORT N . . . . . .. . fPe ..... R ~ [ , , r t i n g D a t t o f l te l , ,, ; ~ lPage 5 of 16 llenderson, Karen L. 0 5 t l 5 / 2 0 IV I 1 . IN V E S T M E N T S n n d T R U S T S -. i . . . . . . . . . . . , ~ , , , , . . . . . . . .

    N O N E (No reportable ittcume, assets, or trattsactions.)A. ~ C

    (I) (2 ) ~ 1 ) (2 ~ ~ 1 ) (2 ) ~3) ~) (5 )II~CC "(X) a l l o t c a t c h ; t % s ~ l A n ~ o u n t I y p c ( e . g . .

    o r i n t . ]

    1 8 *lnll Business Machines Corp.: Common B Dlvidend L TI t9 * "NCR Corp." Common No~e J T

    2 0 . *Teradala Corp: Common N t ) n c J T2 1 . "Ciligroup Cash Accotmts A Inlcresl2 2 . * "LSI Co~oralion: Common No~e J q"

    2 3. "*Ttavclcr~ Ctm~panics: Common A Dividend J: 2 4 . Merrill Lynch .Account Conlains:

    2 5 . **Federal Signal Corp.: Common B Dividend K T2 6 . "Schlumbe~gc~ Ltd: Common C D~vidcnd N T Buy 10/06/09 J2 7 . ""CD: Bar,co Iop Iucr~o Rico B I n t e r e s t Redeemed 04/23/09 L2 ~ . * *CD; GE Capit~d Fi~ant:ial, Inc. C lnlerest Rcdecmcd 0 7 / 1 t i / ~ 1 t) 1.2 9 . ""CD: Bank of Baroda. NY C I n t e r e s t Redeem ed 07/23/09 L3 0 . *el); C~pmalk lJa~lk (; [ n t c ~ e : , l Rcdccmcd t 1 7 1 2 3 / 0 9 I_3 1 . * "CI): Capital One Bank C I n t e r e s t L T

    3 3. ""CD: Ila~k of AIIIdIiC;I N o r i e 1 . "r U u ) . 1 1 7 / 3 0 / 1 1 9 L3 4 . "*CD: Fir~g~ank of IR N ( m c L T Buy 1 0 / 3 ( ) , 0 ~ 1 L

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    6/16

    F I N A N C I A L D I S C L O SU R E R E P O R TPage 6 of 16 ~ , ,a~ so n, Karen L. 0 5 / 1 5 / 2 0 1 1 ~

    VI 1. INVESTMENTS and TRUSTS --i,,. ........N O N E (No reportable income, assets, or trattsactions.)

    A B. C{inclusi.g trusI ~sxcls) r~porting period, of ~cponir~g period ..

    Iqatc "(X)" after c~ch ;~sct Am,~unt "[ }pc (e.g., Value V~luc TypcC x e ~ p l I r o m prlol disclosure C o d e I : d ~ v . . r e n t . ( t ~ , t " ? M g lh o d bO~, sell, m m . " d d ~ y y ( 7 ~ ; 0 c 2 ( { ~ d c I h a v e , i s i a r( A - } I ) e r i n t ) ( J - P ) C e ( I c 3 i r c d c m p t i ( m ) ( J - P J ( A - I I ) I ) J p n v i ~ i u

    3 5 . * (TD: B a n k ~ , ~ A m e r ic a A hHcrcsl B u y { 1 4 2 ( } / 1 N M36 Sold I0/29/(}9 M

    37. * Arizona Sch Fats BR1) 5t1% None K T l ~ , u . , , . , 0 7 . 2 0 A 1 t) K

    3 8 . "*South Carolina "lransn lnlra ...~3 .,; D I n t e r e s t Redeemed 1 0 / 0 1 1 0 9 M39 . "Rock Hill SC Util Sys RV 4.4(~ A Interest Re,:lccm cd 01A)2/0,) K

    4 t ! . "*P~edn:on! Muncipal lowcr Agcl,c.v SU A I n t e r e s t Redc.emcd 1 1 1 . , 0 2 / 0 9 .I5.25~, 4 1 . "Gct)r/.,a Sta~e 5 (~% None K "I B u . , I ) 7 . , 2 0 / 0 9 K4 2 . * "Georgia State 5.0% None J T Buy 07r20/09 J4 3 . "Charlotte NC (TYFS 4.0eft None M T Buy 09 /29 ;09 M4 4 . * * New Jersey Econ Dev 5.0% A I n t e r e s t L T Buy 0 7 , " 2 ( ) / 0 9 1 .4 5 . * Nt.w Jc[scy Econ Dcv 5.0% A ImeresI L T B, y 07.20/09 I.4 o . l.aurcns Co S(" Wtswc WDSR 3.D% A [nleresl Redcmned 1 ) 3 / ( 1 2 / { J 9 J4 7. "Bc~keluy (:,u.~ SC S~h l))st. 5.75.:i !3 Inte)es~ K T4 8 . * "l.aurcns {:o SC" \\qrs~r 3.4q~ A I n t e r e s t K T B u . v t ) l , ( } l / O t; K, 1 9 . " SC "l)ansn Inlra.,tr t".e, 5.0% C Intcresl I% t " 1

    5 0 . * "S(: Jol,:, ELL,\ lisp Fcs 5.0% . \ I n t t : , t s ~ J T Redeemed ! 1 / 0 2 / 0 9 J( p a r U5 1 . * "Beaufort (:),I,, SC O I L ) 2.875),: B h ) l e ~ c s l L l "

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    7/16

    P~l~ "7 of 1 (1 Henders im, Ia ren L, i ]llStlSs201(1

    N O N E (No rcpxrtttbtt" itlcom~:, fishers, or lrttttsticlion~.)A. B C. D

    I i t ~ c l u d i n g t r u s l ; t s s c t s ) i c lm rl i n g p c ~i o d o l i c pu 0 in g p e r i l e d

    5 3 . *$ou~h Carolina SI tlwy 5.(1% H Intcresl L T5 4 . "*Smith Carolina "]ransn I n t r a Set 5.1% C I n t e r e s t L T5 5 . "*(]alifornia ST Economic 5.75% B lnteresl K T5 1 ) . "Clcmson Universily. SC 4.0% C l f ~ i e r e s t L T5 7 . *New Ytnk, NYClran Fin 5.5% C hllercs! L T5 8 . "" New Y~rk, NY 6.~% C Inlcrcst t. T5 tL "Florida St Dept Transn 5.0% C hueresl M6 0 . "South Dakola St [1ldg 5.0% t~ Inicrcst K T~ f l . "ltalliburmn Co.: Com mon A Dividend K T0 2 . "*WlaliMit:ciin Inc.: U u m m o n Nolle L T6 3 . *Merrill Lynch Cash Acctlunl~ A I n t c t e s l I1 ~ 4 . "l)clh:ilzc Group Spoils Adl: (?olillnon J Dividend K T

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    8/16

    F I N A N C I A L DISCI. ,OSORE REPORT nPage 8 of ] 6 m . , ,o ~ - ~ o , , , ~ , ~ , ~ n L . 0~.,].V2m0 :,

    N O N E ( N o reportable income, assets, or transactions.)A B C

    (including IrusI a5~c[s) r~porfing period(I} (2) {1) (2) (I) 2) (3) [4 [5)

    cx cmpl tram prit:l dt~losure Code l di~. toni. Code 2 Mcth~d b U ) l ~ 1 1 , , m a ~ . . d d . / y y Codc 2 Code 1 b u y c ~ . s c l l c t(A+H) tit int.I O PI C o d e 3 rcdcrnplion) (J-P) (A-H) (iI private

    ~ ) L "~ News Co~ Lid: Comm(m A Dividend J T

    70 . * *Allslatc Co;p: Common A Dividend J T

    71 . * "Morgan S~anle~: Common A Dividend 2 T

    72 * *I)iscovcr Fin~ncizd Services: Conlmon A Dividend J T

    73 . * "Cbcvron Corp: Common C Dividend M q

    74 . "*klar~tbon Oil Corp: Con~rnon [} Di~i(lend I_ "F

    75. **Royal Dutch SlaelI I LC C Dividcnd M T Buy 07/20/(]9 M

    76. Me,rill Lynch IRA

    77 . * "AT&T, Inc.: Common A Dividend J T

    78. ""Alcatel-l.ucenl: Common Nont J T

    79 . *I~SI CTorporation: Comn,on Nont J T

    B0. **M i~ratb(,n Oil Corp: Comm ~m (S Dividend M

    SI "Me,nil Lynch C;;tsh Act:ouuts .& Interest J T

    ~2. ~i~ch(lvi;l Roliovcr IRA

    83. " "U~ "l rcast)r~ Bills I)uc 07!()tl/t~9 B Intcrc~t Bu y

    84 . Redecmcd 07,(}9/09 PI

    8 5 . *" W,~cho,,ia Ir/vloney Market Fund A Inlercst

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    9/16

    F I N A N C I A L D I S C L O S U R E R E P O R T N . . . . .. . r v . . . . . .Page 9 o f 16 He nderson, Karen L.

    V 1 1 . I N V E S T M E N T S a nd TR U S T S . . i . . . . . . . . , , ~ . . . . . . . . . . . . . . . . . . . . a , , ~ . z ~ . ~ r ~ . . . . .. ,1.v, . . . . . . ., , , , ~ a e ~ , , , a . , , c ~ , ~ . ~ . . . . . . . . r ~ . ~ - ~ o , , ~ , ~ , i , , s , r ~ c~ . . . . . . . . . .~ NONE income, or trmtsactions.)eportable ( 1 5 5 ~ I S ,( 1 ) [ 2 ) (U ( 2 } ( ~ ) ~2) {3) { ~

    8 t ~ . * " L l n i l c e : i S t a t e . , " l l c a s t tr y B i l l s D u e I J l t l } 8 ! D I m e r c s t Redeemed 0 1 / 0 8 A ~ 9 PI

    8 7 . *United States Treasury Bills Due B Imcresl Buy 0 7 / 0 7 / 1 " 1 9 P1! 2 / 3 I8 8 . Redeemed 1 2 . 3 1 / 0 9 Pl

    8 9 . * * U n i te d S t at ~, T r c ,~ s ur y B il ls D u e O 7 ; 0 l !] (~ J Nouc PI T Buy 12!31/|D P19 0 . The Black & Decker Ce~p.: Common A Dividend K T9 1 . Bank Amelic,~ Corp.: Conm~on B Dividend N T9 2 . The Boeing Co.: Common D Dividend N T9 3 . Campbell Soup Co.: Co~nmtm D Dividend M T9 4 . C;olgate-Palmolive Co.: Cornmorl D Dividend O T9 5 . GeneTeal Electric Co.: Common E Dividend O T9 6. The Gt)~dyc~r Tile & Rubber Co.:Common None K T

    9 7. 113M Corp. : Commun C Dividend M "F

    t ~ 9 , El Pas~ Encrg): Commu~ A Dwidcud K T

    100. Plizcr [:tL: (:on~mon D D~vidcud M T

    ItJl. S,nlutia Inc.; Ct)r~mtm None J T

    102. N, laralhon (~roup: Cummon ~: D~-idend L T

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    10/16

    FINANCIAL DISCLOSURE REPORT n .......r,.,. .....r~p,.li,m .,,..,,rr~p,,~P~I~ ]0 of ]~ Ilenderson, K arenL. 1 1 5 , 1 5 ~ 2 0 1 ( I

    VII. INVESTMENTS and TRUSTS - -~ N O N E (No reportable tncome, assets, or traltbt~clions. )A B C D

    { I) (2) {I) (2) ~1) (2) (3) (4) {5)

    ( A - I t ) e t i n L ) ~ J - P ) C o d e 3 ~ c d c m p l i o n ) ( J - P ) ~ ( A - I t ) ( i l p r i v a lc( O - W ) t r a n ~ a ~ c t

    1 1 1 3 . Mtmsantu: C:omrntm (" l)ivide~d M

    1 0 4 . Chevron Corporation: Comm on D Dividend M T1 { 1 5 . Weycrhaeusc~ Co.; C o m m o n A Dividend L Tl l ) (~ . US Steel Group: Common A Dividend ] T1 0 7 . Springtrce Associates Partnershq~: 1 % (7 R e n t J WInterest - Columbia,SC1{18. Wachovi~ Bank Accounts: A h ~ l e i c s l L T1 1 } 9 I-"irsl Citizen,; Bank Account A Interest K T

    II0. NBSC Money Market Account A I n t e t e s ~ K T Open 07/01/09 KI I l. CI): Carolina First B I n t e r e s t L T1 1 2 . CD; NBSC B lntclcst K T113 CD: South Carolina Bank & Trust A I n l e r e s t K T1 1 , 1 . CD: Firsl Citizens Bank B lnlcresl K TI t5. CI): I]H,&I A Inlclcat L T Buy 07i01/(~9 I.

    116. Minncsola Muluall.delnsurance Policy B lhvidc~d L T117. Jolm Ilancock Lilt Insurance Policy A Dividend J T

    118. Mcmll Lynch Sl!PCtmlams:

    119. "*Merrill l.ynch SEP Cash Accounts A [)ividcnd K T

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    11/16

    F I N A N C I A L D I SC L O S U R E R E P O R TPage 1 1 of 16 llenderson, Karen L.

    V I 1 . I N V E S T M E N T S a n d T R U S T S .- i .......... t.,,, .......otis (Includes tl .... oJsp ........d depend .....hihlren; ~t,. pp. 34-60 of filing i ....... " t i o n ~ . )~--~ (No reportable blcome, assets, or transactions.)ONE

    A B. C D

    ~ (2~ 0) ~ 2 ) (~) (2) (3) O) (5 )Ilacc {X)" Mtc~ c~ch ~s~cl Armmn~ "ly~cexempt trom prm~ d,sclo~t~rc Cod~ I div,, ford, C~dc 2 blcth~d bay, sol!. mmidd~),) Code 2 Code i buyer/seller(A-H~ or int)

    121! "Chevron Ct~I): Common C I)ividcod M T

    1 2 1 . "An-,rican G~o,.vlh Fund of America A Dividend K TI.., *AmcricanEurolaciltcGr~,~thFund A Dividend K T

    1 2 3 . *"lhotttburg International Value Fund A Dividend L T1 2 " 4 . Wachovia Bank Trusl Contains:12 5 Arlio Iml Eqnily Fund A Dividend J F Buy 03/02/09 J(addl)] 26. Sold 06/11/09 J A(part)127. B oy 0 7 1 1 J 2 / ( J 9 J

    (addl)128 Sold 101(12/09 J :~ .(parl)129. *Dt,dgc & ().~x Iiilcrnltiiol~i~l St,o,.k Fond A Dividend J T Buy I13/0L{19 J(addl)1 3 1 ) . Sold 06il 1/I)9 J A(part)13 I. Buy 07/02;09 J(addl)132. Sold 11~!02/09 J A(part)133. "*E,crgrt:t:li Eqt!lt)It Intrinsic Value Fungi A Dividclld J T lJuy 03/t12!f}9 J(addl)t34. * Golden Large Core Value Fund A l)ividcnd K T Buy 03/02i09 J(addl)13 5 Buy (13tl l/C19 J

    (iiddl)13 6 Sold lit,! 11/09 i J A(part)

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    12/16

    F I N A N C I A L D I S C L O S U R E R E P O R TPage 12 of" 1 6 J k , , a ~ - ~ o , , , K ~ , r e n L . 0 5 . q 5 / 2 ( / 1 0

    V 1i. INVESTMENTS and TRUSTS .. i.,. ....... 1 . ~ , , . . . . . . . . . . . . . . . : ~ , , , ~ . a , . , t! ...... ~f.,p,,*,se and devendt,,, ,hildren: see p p . 3 4 - 6 0 offihng~ N O N E (No reportable income, asset.Y, or trattsactions.)

    A B (

    . (A-It) o r l n l . I 0 - 1 t ( ; o d e 3 * c d c m p t i u n ) O - t ) { A - I l l (i l

    1 3 7 Buy 0 7 ~ 0 2 / ( 1 9 J(addl)138 "*(;oldman Sachs Grow lh Oppt~r~unity Fun~ N o n e J T Sold (6q tit~9 J A( p a ~ t )1 3 9 . Buy 07/02/09 J1 . 1 0 . Sold 10/02/09 I A( p a r t )1 4 1 . " "Guldm:m Sachs ~r~gc Cap Value Fund A Dividend J T B ~ y 0 3 i 0 2 1 0 9 J1 4 2 . Buy 0 3 , 1 1 . 0 ~ J(addl)1 4 3 . Bu ) 0 7 A ~ 2 / 0 9 J1 4 4 "ING Intt:rnafional Real Estatc Unit A D~vidend J T Bu ) 0 M 0 2 . 0 9 J(addl)1 4 5 . Sold 06/I 1/09 J A( p a r t )1 4 6 . " "Julius Advisor Perkins Mid Cap Fund A Dividend J T Buy 03/0~09 J(addl)1 4 7 . Sold 06/11/09 J A( p a r t )1 4 S . Buy 07/02/09 J(addl)1 4 9 "lCuy~e V a l u e Plus [tllld N o n ~ : J "l Sold O b . l 1 , 1 9 J A1 5 1 ~ . t 3 u y 07/02 /09 J1 5 1 . " SS(]A Em~ r~: in~, Ma rk~ ls Fund A Div id e n d J T S t ) l d 0 6 /1 1 ;0 9 J A(parl)1 5 2 . B u y O ? / 0 2 i 0 * ~ J(addl)1 5 3 . S old 1 0 /02/0 9 J A(par0

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    13/16

    FINANCIAL DISCLOSURE REPORT li~,-~,,~, ~ . . . . . L. !age 13 of 16VII. INVESTMENTS and TRUSTS ............. . , ~ , ~ . , . . . . . . . , . . . . . a , , ~ , , d . , ~ ....... , ~ . , ~ . . . . . . . . . a ~ , . v , . , , d , ~ , , , , ~ , i u ~ , , ~ . , ~

    ~ NONE (No reportable income, assets, or transactions.)

    ( ~ (2 ) t l ) (2 ) ~ l~ {2 ) (3 )

    LA-I 1) ol ml) (J-l ) Code3 [gl{Cl l lpt iol l ! J-l ) (A- I~ ) (I t prlVi~I t "

    1 5 4 . *Wclls Fmgo Ad~anlage Endeavor Select A Dividend J T Buy 0 3 1 0 2 . 1 0 9 JFund (addl)I 5 5 . Buy 07!02/09 J~addl)1 5 6 . "*Nuvecn Funds Lid "l[m Muni Fund A Dividend J T Sold 03f02/09 J A

    (parl)1 5 7 . Buy 06/11/09 J[addl)1 5 8 . Sold 0 7 / { 1 2 . / 0 9 J A

    1 5 0 . Buy 1 ( 1 / 0 2 0 9 J(addl)1 6 0 . * ~Vangua~d Inlermediate-Term Tax-E xemp~ A Dividend K T Sold 0 3 ~ 0 2 1 0 9 J A1 6 1 . Buy 06/11/09I J( a d d 1 )l O 2 . Sold I ) 7 / 0 2 / 0 9 J A(par01 6 3 . Buy 1 0 / 0 2 / ( J 9 J{addl)1 0 4 . "*Golden Small Cu[c Value N o n e J T Buy :03/02/09 J[addl)1 6 5 . Buy 07/02/09 J(addl)1 6 f t . " * P i m ~ C o m m o d ib, Rcal Rclum St[a~W.y A Dtwdc~d J T Buy 03/02/09 JFund (add!)

    1 6 7 Sold 06/11/09 J( p a ~ l )1 6 8 . Row e I. Ince Real Esla~e Fuml A D~ idcnd J T Buy 0 3 1 1 1 / 0 9(addl)1~9. Sold 06/I 1t00 J1 7 0 . Sold 10/02/09[parl)

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    14/16

    FINANCIAL DI S CL O SI URE R E PO RT n .... fPe ..... R ~ p o r t i n g I).te t,fRep.rlPage 14 of 16 ltendcr.son, Karen L. 05/15/2010

    N O N E (No re])orlablc income, ttssets, or transactions.)A B C l)

    I ) ~ : ~ c r i l, t m n t ~ f A s ~ r ~ lacomc d u r m ~ G r o s s v a l u c ~ t e n d l t ; a ~ s a c r ~ o n s d u r i n g r c p o f l i n ~ p c r i ~(l) (z~- (~ ) (2 ) O) (2)

    ( A - H I o r i ~ l ~ ( J - P ) Code3 r c d c m p t i t m ) "

    171 *Eve~grcen Intcmatiunal I~ond Fund A Dividend J T1 7 2 . "Nuvccn Funds tiigh Yield Muni Ftmd A Dividend .I T S~ld (3.,02/09 .I(part)1 7 3 . Buy 06111/09 J

    (addl)~ 7 4 . Sold 07/02/I)9 J( p a r t )1 7 5 . *Pimco Emctging Murkets Bond Fund A Dividend J T Sold 03/11/09 J( p a r t )176 Sold 07/02/09 J( p a r t )I77 *Pimco Foreigu Bo~d Ftmd A Dividend J T Sold 10/0~09 J A( p a r t )1 7 8 . "" Evc~grcen hncrmcdiutc Monic:pal Bond A l)Kidend K T Sold 03/02/09 J AFund (parl)1 7 9 . B u y 06/11/09~addl)1 8 ( ) Sold 07/02/09 J A( p a r t )1 8 1 . "Drc)lusfax Exempt CashManagcment A Intetcsl J TFu~d1 8 2 . W:~hovia Ihuketagc AccountIS3. " * 1 . 1 5 JlCaStffy Bill DucHt.17/(~9 (7 I i I t e t e s t Buy 0 3 / 1 6 . . : 1 Y 1IS4. ]Zcdecmcd 09/ 7/(19 P lIX5 *UST~c ;~t)ry Bill l)uctl3/lOOt) I) I n t c ~ c ~ t Redeemed I J 3 1 1 9 t 0 9186 *US Trt:asurv l~ill Due 03/18/10 N ( m e PI T Buy 09/14/09 Pl1 87

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    15/16

    FINANCIAL DISCLOSURE REPORT N . . . . .. . r } ~ , , ,, t ~ p , , ,- t i , ,~ D . ~ o f ~ p , , , - ~Page 15of16

    VIII. ADDIT10NAL INFORMATION OR EX PI_ANATIONS. (Ind ..... p t ~ r t vflh,por,.)

  • 8/3/2019 Karen L Henderson Financial Disclosure Report for 2009

    16/16

    F I N A N C I A L D 1 S U L O S U R E R E P O R TPage 16 of ] 6 Ilenderson, Karen L . I 0 5 , q S / 2 [ t l l ~

    I X. C ER TI F I C ATI ON.! certil); thai all in|brmation given above (including infmmalion perlainifzg tt~ my spouse and minor nr deptndenl children, if anyt isal:curale, true, and complete to Ihe best of m.,,. kno~,ledge und beliel~ nnd tl|al an) informalino n3.1 repnrlett !.as ~ilhheld becaust" it reel applicabltr statutoryprovisions pcrmilting nnn-d isclosure.I further certify Ihat earned income lium outside employment and honor~wia ~md the acceptance of gil|s ~hich have been repnrled are incompliance ~vith the provisions hi5 U.S.C. app. 501 et, seq., 5 U .S.C. 7353, znd Judicial Cnnle~ence regulations.

    Sign.~l ore|

    NOTE: ANY INI)IVIDUAI, WIIO KNO~\"INGLY AN1 ) ViLFUI,LY FALSIFIES OR FALLS TO FILE Tills REPORT MAY B E SUII.IECq" TO CIVILAND CRIMINAL SANL"TIONS IS U.S.C, app. 104)

    FILING INSTRUCTIONSMail siR, ned tuiginal and 3 addilionld copies to:

    Committee on I;inanci~d l)isclosurcAdministralivc Olficc of the United Ntalcs Conrl~Suile 2-301One Columbus (Tilcle, N.E.Washington, D.C. 2(1544