judge mary ann grilli statement of economic interests 2005: hon. mary ann s. grilli santa clara...
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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ALIRIA R M CMC R�
FAI� ?OLlCAt PRAT1ES MN CVG
Pease pt i ink
\
NAME
LST)
A Pub oc 'J l . 4
GRLL
MAILIG ARSS SREMay use buiness ddrss
Oice, Agency or Courta of Ofc, Agncy or Cou:
(FIRS)
MARY
CIY
SAN OSE
SANTA LARA ONT SUPERIOR OURT
Dvson. Boad Dstict applcab:
You Poston
JDG• ng o mulp posos s addonal agncy(s)/
postos: (Aach a spaa st f cssay
Postion:
Jursdictio of Ofice (Check at least one box)
Sa
Cony o
Cy o _ _ _ _ _ _ _ _ _ _ _ _ _ Mult Couny Oher
Type o Statement (Check at least one bo
D Assung OfcInalDate:
[ Anua T pod covd s Januay 005,toug cb 00
-or
T pod covd s
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, tougcb , 005
Lavng Oc Da : __ Cck on
T pod covd s Jaua 005 tougt da of avng oc
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Te pod covd s _ hougth dat o lavng ofc
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MIDDL
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SA Z O
A
AYI TPHON NUMBER
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PTAL: X E·MAI ADRSS
4 Schedule Smmary
• o mer of pagesicludg i ove page:
• Ch ap plicabe scedles or "No repoaleinerests.
av dscosd ntsts on on o o o aacd scduls
Schdul A1 0 Ys - schdu atacdIvestmets (Less lhan % Owrip)
Scdu A2 0 Ys - scdul aacdIvsmets % or grar sh
Scdu Rl Py
s scdu atacd
Scdu C Ys scdu attacdIcome, Los. & Busss Posos Icm tr an Gisand Trav Paymn
Scdul D Ys - scul aacdIome - Gs
Sc D Ys - sc atacIome Trv ymts
or
D No pota ntsts on any scdul
5Vercaton
av usd al asoab dgnc n ppang tsstatnt av vwd s statnt and to th sof y nowdg t noaon contand n and n anyaacd scdus s tu and cop
I efy uder penaltyof pejuy under te law ohe Saef Califnia ta he oregog s tre and coec
ae Sged__ _ _ _ ___l_ . _ __mon. d, year
FPP Fm 700 (200512006)FPP T-F H 866/AK-FPP
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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SCHEDULE A-1Invesmens
ALI RNA R FAIR POITICAL ATIES OMMIN
tos ods d Oe eessOweship Ieet is Le T 10%
e
MARY ANN GRLLI
D attach ra or aal tae.
NAME O BUSNESS ENTITY
LAROC INTL ONDGEEA ESCPON O BSINESS ACIVT
GLOA OND
FA MAET VAUE
$2 000 $10.000 $100,00 $000,000NATE O NVESTMENT
S
$000 $000000 Oe $000000
! her
_
O
D
APCABL IST AE
ACQUIE DSPOSED NAE OF SNES
OPPENHEIMER DE MTS A
GEEA DSCON BSESS ACVY
EMERGNG MARETS
FAI MAKE VAE
$2000 $0,000 $10000 • $00000
NATUE O NVESTMNT
St
Oe STOC UNDF APPICABE LST ATE
$0001 - $00,000 Ove $1,0
!sb)
�ACQUIE
�DSPOSED
NAM OF BSESS NTT
ANGUARD INLAT PROTECTED I
GEA SITON O BSIESS ACIVY
ONDS
A MAET VAE
0 $000 $0000 $00.00 - $1000000NATE OF NVESTMENT
Sock
$000 $000000 Oe $000000
�
rher
_
_
O
D
_
_
(DsC
APPCABE IST ATE
ACQUIED
�SPOSED
NAME O BUSINSS ENTITY
ALIANZ NJ DI ALUE UNDGNA ESCPTIO Of BUSE ACTVT
EQUITY MUTUA UND
A MAET VAUE
$000 $10000 $0000 $000000NATU OF IVSTMET
0 Slc
$000 $100000 Oe 1.000
0 Other MUTUAL FUND 0
APPLCABE ST DA
ACQ SOSD NAME BUSIESS TIT
OLUMIA INTERMED OND UND
GEA DSCITON O BUSNSS ACVY
OND UND
FA MAKE VAU
$000 $0,000 $00001 $000,000
NATU O IVSTMET
Sl
� oihe OND UND
F APLCAB, S ATE
s000 s100o0 Ove $,000,000
J�ACQUD
�ISPOS
NAM OF BUSESS ET
HAROR INTERNATONA INS
GNEA DESCPON OF BSNESS ACIVY
NTERNATONAL MARETS
FA MAKT VAU
$000 $000O s0000 .ooooo
N OF NVESN
Slc
$10,00 $1000000 Over $1 000000
Oe(sn
APCABE S AT:
.�ACQUIED
�DSOS
FPP Fm 700 20052006) A·FPP oll· Hpin: 866AKFPP
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·
SCHEDUE A1
nvesmens
ALORNA OR FAIR OITI A MISI
ocs ods nd Ote nteestsOwnsip ntst s Lss n 0%
e
MAR ANN GRL I
ach rrae r acal e
NA O BSINSS NT
PIMO ALL ASSET INSL.GNRA DSCTION O BUSINSS CIVT
REA RETRN ASSETS
AR M V
$,000 $000 $1000 • $1 000 0NAUR O INVSN
Sto
Otr STO FND
I AICB ST DT
$000 100oo0 Over $000000
crbe
_ .
.
L
.
�ACQUIR
DSOSD
NAM O BSSS N
L
G DS O SSS AVY
IXED INOME ONDS
IR R VU
2oo - 10oo 00.0 - .o.oo
NAR O INVSTMNT
0 Stk
$10,001 - $1000000 $,0
Ii
he
_O_ _D_
_ _ _ _ _ _ _ _
(Des )
I ALICAB, IST DAT
�AQ
�ISOS
NA O BSINSS NT
MORGAN STAN E INST INTL EQITES
GN DSCITION O BSNSS ACIV
STO ND
AI ART V
2000 $10.000 $10000 • $1.000000
N O NVSN
Stock
$00 $000 Over 1000000
� O SO NDescb
I. LS :
E AQRD DSOSD
NM F BSISS NOAMAR INT SMALL AP
GNR SRON OF SSS TV
INTERNAONA DEELOPED MTS
T VA
$000 $0000 00.0 .oo.oAU OF IVSMNT
Soc STO ND
LCA, LIS DAT
$10.001 $000000 e $0
�DSOSD
N OF SINSS T
RS GLOAL NATRAL RESORES
GNRAL DSCON O BSNSS ACTVY
REAL RETRN ASSES
AIR V
2ooo 10ooo 00001 1o
NUR O INVS
Sc
$10.001 $00 000 Ove S 000000
Other - .
-
Decrb
F AICAB LIS DAT:
�CIRD
DISOS
NAM O BSINSS TIT
ANGARD ST ORPORATE-IN
GNR SCRIION O USNSS ACTV
ONDS
AI ART V
10 $100001 • $1,000.000
TR O NVS
Sto
� ONDS
I PB S A:
�QURD
000 00 Over $,000.000
!Ds be
PPC om 70 (20052006) ch APPC ll Hplin: 866APC
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SCEDULE A1Invesmens
AFNA A OIIA ACS OMMIS
os ods d O sts(Oweship Inteest is ess Ta 0%)
e
MRY NN GRILL I
Do ach ra or cal ame
AE O BUSIESS TTY
VNGURD SHORT ERM BOND NDEXGEA DSCRO O BSESS ACTV
BOND FUND
A A VA
sooo $oooo $ioo sooooooNA TURE OF INV STMEN
0 St ock
e BOND FUND
IF APICAE LIS ATE
�ACURE
A O BSESS E
CISCO SYSTEMS
$1 $ Ove $1
s
GEEA DESCRPO BSSS ACVY
INFORMION ECHNOLOGY
A ARK VALU
$ $, s sooooo
AUE OF VEST
Sc
s s1ooo e $
r ----
-
---
sb
APPICAB. ST AE
�ACQUIRE
DISPOSED
AE BUSESS TY
DOMNION RESORCES
GERAL DSCRPTIO OF BSESS ACTVI
ENERGY
AIR AET VAUE
$2 $ $ $1,AR O VSE
Stock
$ $ r $.
e
(sIF APICALE. ST AT:
�ACD
�SPOSE
A O BUSIESS TT
L3 COMMNICTIONS HLDNGS.GA DESCIPTO OF BSESS CV
COMMUNCTIONS
AR ARE VALU
$ $ $ $ATR O VSET
So
i$1 $1 $1
hr ____________{
F APPCAB LST ATE
_ACUIR
SPOSD
AE O SSS EITY
PEPSICO
GEAL DSCRTO O BUSESS ACTV
CONSMER STP LES
FA R ARET VAE
$ • $ $1, $1
ATU OF VST
� Stok
� $1 $1 r $
O e ____ scbe APICAE, IS AT
_ACUED
DISOSE
AE O BUSISS TT
PROCER & GMBLE
GEA DESCIPO OF SSS ACTVT
CONSMER S PLS
A AT VALU
� $ $ $11 $ATURE OF IVESTE
Sck
$, • $ Ov $,
hr_____________
{esc i
ACAE S AE
�AUED
DSPOSD
es:
�
C om 00 (252) ch. AC ole elpl 8AKC
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SCHEDE A1nvestmets
LINI F A POIIA ATS MMII
oks ods d Oer eress(Owersp nteest s ss Ta 0%
MY NN GLLI
D no ata a r ncal atn
> E BSSS
L TENCOEERL DSRPTIO O BSESS VI
TECHNOOGY
R MRKE VUE
s2ooo - 1o.ooo $0000 1,000000
URE O VESME
( Sk
s000 s100ooo Oe 1,000000
the(De
c
I PPIBL IST DE
QUIRE �DSPOSE> M O BSIESS ET
SYST TECHNOLOGY
EER DESRIPTIO O SIESS TIVTY
INFOMTION ECHNOLOGY
IR MRKET VLE
s2ooo s10ooo 10000 000000
URE O VESME
Sk
$10001 - 100000 Oe 1 ,000000
the
-
-
-
D cr
I PPIE ST DE
QIRE
DSOSE
> M O BSIESS ET
LGEEN
EER ESRPO O USESS TVY
CONSME DSCETONY
IR MRKET VLE
2000 10000 0000 000TURE O VESMT
Sk
10001 00000
Oe 0000
� theDescri
I PPIBE LIST DE
QRE
DOSED
E BSESS E
ELLS FGOEERL DESRPTO O BUSSS IVITY
FNNCILS
IR MRKE VUE
000 10000 s00001 s1ooooo
TRE O VESME
Sk
s 1000 - 100000 Oe 1000000
Ohe
_
,_
,
D r
PPLE ST E
QIR DISPOSE ME O SIESS T
VNGD S & P 500 NDEX
EERL SRIPO O BSISS VY
STOC FND
R MRET VE
2000 - 0000 00001 000000
RE O VESME
Sk
� 0001 100000 e 0000
� Ohe STOC FND (Descie PPILE S TE
2 --QRED DSPOSD
> ME O BUSIESS E
STNDD & POOS MD CP TS
EER ESRPTIO O SESS TIV
FINNCLS
R MRKE V
2000 000 00001 000RE O IVESTME
Sk
� 1000 100000 O 100000
Ohe
e cre
PPLIBLE S TE
QRED
DSOSE
Cmme:
C orm 700 (2005206) c A1C ol· Hpn 86AKC
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SCHEDUE A-1Invesmes
ALFRNA FR PO-ITIC
A
L PCCES
os ods d Oe eressnrshp tst s ss T 0
e
MARY ANN GRL
Do not atach brokerag or nncial statemnts.
OF
LAUDUS ROSNBRG US SMALL CAP NSLGER RP O TVT
ND X QUTS
R MR VE
$2,000 $10000 s100.00 - s1oooooo
RE VETMT
ck
SOCK FND
F P T:
$10001 $100000 ver $000000
Desb
RE O
M O TTY
LONGLAF PARTNRS SMALL CAP FUND
GR R E VTY
NDX QUTS
R M V
5000 S0000 000 s1oooooo
TR OF VEME
ck
STOCK FUND
PP
000 $00000 Over $000000
(Des
R
PE
> M OF ETT
ARBOR NTRNATONAL NS
GERL RPT E V
NRNATONAL STOCK FUND
FR MRK V
$000 - $0000 10000TRE OF VTMT
lck
1 Oh STOCK FUND
F PPLE E
$10 00 - $100000 000000
es
R
P
> ME EY
MORGAN SANLY NSTL NL QUYGER ERT O E VY
STOCK FUND
MRE VE
$ooo - $0000 $100001 1,000000TR F VTM
k
h STOCK FUND
P TE
I 1000 00000 v 000000
Db
R E
ME ET
OAKMARK NSTL SAM CAP
GNR RPTO VTY
NDX QUTS
F MRK VE
ooo s10oo s00001 s1oooooo
TR VME
� r STOCK FUND
E
� $10001 - $00000 ve 000000
Dsbe)
-E
O
M F T
OPPNHMR DVLOPNG MARKS A
GENR RT E V
NTRNATONAL BOND FND
R MRKT V
$000 - $0000 0000 sooooooR O VMT
<
� hr BOND F ND
F L T T
� $0001 00000 vr $000000
R
P
PPC om 7 (526) c APPC olle Helplie 66AKPPC
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SCEDUE A-1nvesmens
CAFA rI II cncs IN
oks, ods d Oe erests(Owsip terest s Less Tha 10%)
a
MARY ANN GRL
D nt aach brkeage anci staments
NAME F BINE IT
PMCO MRGNG MARKTS BON FUNEERA B AV
BON FUN
AR MARKET VAU
$,000 $0 $0000 $000000NATUR VMENT
lk th BON N
I AABE I A
0 $0,001 $000000 ve $000,000
AQ -P> AME F BUE I
OS ANGLS CA COP
EERA RIPIN F BUN AVIY
BON
AR A VAE
0 $000 $0000 s0000 soooooo
NATUR NVMEN
k
$0,00 $000000 v $000000
Oth
O_ _
(sci
APPIABE L AE
AQIRE
_PE
> NAE BIE TY
SAN MATO CTY CA RANS ST
NRAL RIN BIE AVY
BON
AR MARE VAL
ooo 0ooo s0000 oooooNATUR IVENT
0 c
$10001 • $000000 v $000000
� e BON
�
D
b
�
�
I APIABE IT ATE
AQUIRE
PE
NAE BU ENTY
BLACKROCK NTL BON NSTERA ECPT BUE ATVI
BONS
AR MAE AU
I $000 • $10000 s10000 • soooooo RE VEME k
s10001 s100ooo ve 000000
BONS
��
D
��
APLABE T AT
ACQRE P> AME F BNE TTY
SANSH MLLON NT X NC
EERA ERITN B AIVY
BONS
AIR ARKET V
$000 $0,000 s100001 soooooo
NARE IVTME
k
$0,00 • $00,000 ve $000,000
� BONS _
I APABE IT AT
ARE
IE
> AME F BE ETI
MORGA STANY S US RA A
ERA ERPT BU AVTY
RAL SAT FUN
AIR ARET VALU
$000 • $100000 $0000 • $000000
NARE VEMNT
0
s000 00ooo v $000
� e RA SAT FUN(s
I APPLABE LIT AE
1PE
PC om (25/26 A1PPC oee Helpline 866/APPC
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SCHEDUE A1Investments
FI FM I I Is MMIIN
ocs, ods d Oe eess(Owsp Itrs s Lss Tha 0%)
MRY NN GRILLI
D o atah broe or aal statemets
> AME UN ETI
VNGURD RT INDXEEA E UE A
R ST
AI MAKET VALUE
$2000 - $0000 $0000 $000000AUE F VMENT
$000 - $00000 ve $000000
or RL STTs
I APPIA LIT AT:
AQE _ E> AME UE ITY
IMCO LL SS FUND
EAL EI E AIVY
BLNDD FND
A MKE VAU
$2000 - s0ooo s0000 - soooooo
ATE IVEMET
$000 - $00000 ve $000000
BNDD FUDesCI APPLALE I ATE:
AQE
IPE
> AM UI ETITY
LUDUS ROSNBRG VU
EA EI UIE AVITY
HDG FUND
FAI MAKT VALE
$000 $0000 s0000 sooooooNAT NVE
� othr HDG FUND
I APPALE IT ATE
$000 $00000 v $000000
{Der
AQE
_E
> AE F UI ETITY
RBITRG UNDEA EP NE ITY
STOCK FUND
AI MA AUE
s2ooo - s0ooo $0000 - $000000NAE VE
c� le STOCK FUND
I APPALE ATE:
$000 $00000 ve $ 000000
{
AQE > AME F I ETI
FIRST G GOLD FND
EA EPTN IE AIVTY
GOLD
A AE AE
$2000 $0000 s0000 - soooooo
AE VEME
� GOLD FUND
I APIAE, T A:
� $000 - $00000 ve $000000
{Desre
AQUIE
_E
AME UIE EY
MCO COMMODY R RR
EEAL EIPTI F E ATVITY
STOCK FUND
AI A VALUE
sooo s0ooo s0000 sooooooAT NVEET
� r SOCK FND
I APPALE ATE
� $000 $00000 ve $000000
AQE
IPE
PPC om 7 256) ch APPC oll pl 866AKPPC
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SCHEDUE A1vesmes
R M POII ACTIS OISION
oks ods d Oe eess(Owrship Itrst s ss Tha %
MRY NN GRLL
o o aa bokrage o aal saes
AME F BIE EI
MGNGEEA ERITI F BUE ATVY
HLTHCR
FAIR MARE VAUE 2000 0000 0000 • s1AUE F IVETME c
1000 100000 Over 000000
Oher
F ACABLE T ATE:
AQRED AME F BUIE ET
BP PLC
GEEA ERIT F BIE ACTIVT
NRGY
A MARE E 000 0000 0000 1000000
AUE F VTME c
000 00000 Over 000000
0 he-
-
--,
-
---
{
F ALCABLE IT ATE
ACQRE
DED
AME F BUE ETIY
CISCO SYSTMS
GEEA ERI F BE ACTIVY
INFORMTION TCNOLOGY
FAI MAE VAUE 000 · 0000 S100001 • 1000000
AE F VETME� c
1000 00000 Over 000000
O er (ebe)
IF AIABE DAE
AQUIRED
ED
AE BE ETI
DOMINION RSOUCSEERA DERT E ACT
NRGY
FAIR MARET VAUE000 10000 10000 1000000ARE F IVETM c
10001 • 00,000 Ove 000000
Q Ohe De
IF AICABE I DAE
AQRED DED AE F BUIE ETY
ILLNOIS TOOL WOKS
GEEAL ERIT F BUIE ATVY
INUSTRILS
FAR ME VAE 2000 0000 s10000 s1
AUE F IVEMET� c
000 100000 Ove 1000000
Ohe Db)
IF AICABE, I ATE
AQIED
ED
AME F BE ETI
ONSON & ONSON
GEERA ECRIT F BUE ACVY
PRMCUTICS
FAR AET VAE
� 000 0000 00001 000000
ARE F VETMETr lc
10001 00 000 Ove 000000
Ohe
.
D )
F ACABLE DAE
AIED
DE
Cen:
PPC om 700 2005/006) h A·1PPC o lplin 66/AKPPC
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SCHEDUE A1nvestments
CALF ORNIA OM 7 0 0 I OITI TI OMMISSIO
Sos ods d Oe eesswershp Iteest is Less Th 1%)
MARY ANN GRILLI
Do not attah bokage nancial tatmnt
> AM SINSS TY
L-3 CMMNICATINS HLDGS INCGNRA SCRITION O BSINSS ACTIVY
CMMNICATNS
AR ART VAL
� $2000 $0000 $10001 - $1000000AUR O INVSTMN
Sk
0 $0001 $00.0000 Over $1000000
Oh
e
�
(
I ALICA. IST DAT
.ACR ISOS
> NAM Of BUSISS ITYMCRSFT
GRAL SCRPTIO O USSS ACVITY
TCHNLGY
FAIR MARK VAL
$000 $1000 $10000 - $000,000
AR OF VSTT� Sc
$1000 $1 Ove $1000000
Otr -. b) APLCABL S A
ACIRD
DSOSD
A OF SSS YPPSC
GNRA DSCRITON O BSINSS ACIVY
CNSUMR SAPLS
AR ART U
$2000 $10000 $00001 $1000000AR O INVSM Stc
0 $1000 $100000 Over $1000000
h _DesG�
APPLCABL LIS A
ACIRD
DSOSD
> AM O BSSS TY
PRRA DSCRITO O BSSS ACTVY
HALTHCAR
AR MAR VA
i$.000 $100 $00001 $1000000AUR O VSMN
� Stc
$101 $100 000 Ove $000,000
Ohe
1
0
I APICAB. S AT
ACUR �DISOS
NAM Of BUSINSS YPRCR & GAML
GRA DSCRIO O SISS ACVY
CNSMR STAPLS
FAR MARK VAU
� $ 000 $100,001 $.000000
NAR OF INVSTM
� Slc
$ - $ Ove $000,000
0 O
�
-
(Dscb)
ACABL LIS DA
_AIRD
DISPOS
OF BUSINSS ENTIALLIAN NJ DIVIDND VAL FUND
GNRAL SCRIPON O BUSNSS ACVY
SCK FUND
AR MAR VALU
0 $000 $10000 $100001 $1000000AR O IVSMN
Stc
� r STCK
ALCAB, S AT
� $0,00 - $1000000 Ove $1000,000
(Des)
DISOSD
mmts
PC om 700 (2005/2006) Sch A1PPC olee epi 866/ASK·PC
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SCEDUE A-1nvestments
ARNA R �I OITI ATS OMMISO
tos, ods d O tss(Owsip trst is ss T %)
a
MARY ANN GRLL
D aach ra r aa ate
NA O USINSS NTY
VANGUARD S & P NDEXGNR DSTN O SNSS AY
STOCK UND
AI ARKT AL $ - $1 $ - $
TU O INSTNT Stok
O STOCK UND
ALAL LIS DAT:
s - s1ooo Over $1
()
AQD OS NA O USINSS NITY
STANDARD & POORS MD CAP TRUST
GNA DSRITON O SINSS ATIY
NDEX EQUTES
A AK AL $2 - $ $ - $
N O INSN Stok
STCK UND ALAL, IS DAT:
$ $ Over $1
Decb
AIRD
DISOSD
NA O USNSS NTIY
LAUDUS ROSENERG US SMALL CAP
GNRAL DSON O USNSS AIT
NDEX EQUTES
AIR AK ALU
s2ooo sooo s sooooooNA O NSN Stck
Ot NDEX UND
I AIA LST DA:
$ - $ Ove $
Dcr
AQUID
DSOSD
NA O USINSS NIY
LONGLEA PARTNERS SMALL CAP UNDRA DSTN SNSS ATY
NDEX EQUTES
A AK LU
sooo s1ooo $1 - $NTUR O NSN Stc
NDEX UND
I ALIA IS DA
$11 - $ Ove $
b
AD DSOSD
NA O USNS NY
MRGAN STANLEY NSTL NT'L EQ
GNRA DSION O USINSS ATIIY
NTERNATNAL EQUTES
A AKT A
s2ooo soooD s1 - soooooo
NA O INSTN Sock
$ - $1 Ove $1
� NTERNATNA EQUTES UND(s)I AA, IS DA
AUID
DOSD
NA O USINSS NTY
AKMARK NT SMAL CAP
GNA DSION O SNSS ATIIY
NTERNATONAL EQUTES
AI AKT ALU
sooo sooo s1 sooooooNAUR O NSN Sc
$1 - $1 Ove $
Ot NERNATNA EQTES(sib
AIAL. LS DA
ARD
DSOSD
PPC om 7 (2526 c A·1PPC ol plin 66APPC
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SCHEDUE A-1nvemen
LR RM I OITI T5 OMMI
tos, ods, d Oe eess(wnsip st is ss Than 1%
ae
MRY NN GRLL
t attach ree r aal aeet
NAME OF BSINESS ENTTY
PMC MRGNG MK B ND FNDGENEA DESON OF BSNESS AV
BND FND
FAR MAET VAE
$000 $10000 $100001 $1,000,000NATE OF NVESTMEN Sl
$1000 $00.000 Ovr $1000000
BND FUNDnJ
IF AIABE ST DATE
-AQRE DSOSD
NAME OF BSNESS ENTIY
VNGURD NFLT PRTCTD V
GENERAL ESRON OF BSNESS ATVIY
BNDS
FAR AE E
S000 $0,000 $100 00 $000000
NATE OF NESMENT
Sck
$0001 $100000 Ov $000,000
Ol BNDS� -(
sne
-
�
IF AIABE S AE
AQED
ISOSE
NAME OF BSINESS ENITY
CLMB NTRMDT BND FND
GENERA DESIION OF BSINESS AIVY
BN FND
FAI MARE VALE
2oo 10oo 100001 1ooooNATE OF IVESTMENT
Sck
BND FUND
IF AABE ST AE
$1001 $100000 Ovr $000000
{Drib)
�AQIE
ISOSE
NAME OF BSINESS ENTTY
PMC TTL RTURN NSTTGEA SON SNESS AVY
BNDS
FA MAR VAE
$000 $0000 $00,001 $1,000.000NARE O F NVESME
Sc
i$10.001 $00.000 Ov $ 000000
lh
B
_
_
D
S
_
_
_
_
IF AABE S DAE:
AQE SOSE
NAME OF BSNESS ENY
FHLB
GENERA ESRIO OF BSINESS AIVTY
BNDS
AR MAE VAE
$oo 0oo $0000 $000,000
NATRE OF INVESMENT
Sc
$000 $00000 Ov $,000000
�
01
_
DS
_
i
JF AABE, S DAE:
AQIRED
DSOSE
NAME OF BSINESS ENTY
BLACKRCK N BND NS
GENERAL DESRO OF BSINESS AIV
BNDS
FA MARET VAE
$,000 $10,000 $100.00 $.000000
$10001 $100000 Ovr $1000000
NATE OF NVESMET
Sck
Or BNDS�
Dsrb
IF AIABE, LIS AE
AQRD
lDISOSE
PPC om 7 (526) ch. A·C oee epie 866AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
13/30
'
SCHD A-1nvestents
AA fI OI OMMII
tocs ods, ad Oe eess(Owesip rest is Less Ta 0%)
ae
MARY ANN GRLL
Do n atach oag o ana stmns
OF BUSSS ITY
STANDS MLLON NTL. XD NCOMG DSO O BS CV
ONDS
KT VLU
$10.000D $10000 1000000
U OF VTT
Stc
$1000 $100000 Over $1000000
o
t
e
r
_
O
_
_
D
_
IF PICBL, IS DT:
CUD _DSOS
OF BS S TY
ANGARD RT NDX
G DSCPTIO O BUSISS CIVITY
RAL STAT
F T V
$000 $10000 100001 $1000.000
OF VST Stck
10001 - 00 Ovr ,000000
[ Ot R AL S A T FUND Dsc PPCB ST D
� CID
DIOS
> O BSSS TIT
MCO ALL ASS NSTL
GL DSCIPO O BUSS CTIVY
ONDS
FI T VL
$2,000 $10000 $00 001 - $1000.000U OF S
Sck
$0 00 $100 000 Over $000000
�
s
o
_ _
.
10e•�ib
1
PPCB IST D
CUID
JDISOD
O BUSIS TT
LADS ROSNRG AL LNG. DO O BS CY
DG ND
I U
$000 • $10,000 00001 $000000TU S
Sc
� O DG ND
F IBL, LIT DT
I $1000 • $100.000 Ove $1000000
� CQD �DOS
> OF BS S IT
ARTRAG FND
G DCPO O BUSISS CTVITY
STOCK ND
K
.000 · $10000 $00001 $1000,000
TU OF IVSTT
Sck
ot STOCK NDIF PCB L :
� $10,00 $100000 Over $1,000,000
(cI
� CD
�ISPOSD
O BUI
RST AGL GOLD ND
GL SCIO OF BUSS CTTY
GOLD ND
FI VU
0. $00001 • $000.000U OF IVT
Sck
� GOD ND
F CB L T
$10.00 $100.000 Ove $000000
(DescbI
� CID
DPOD
PPC m 7 (5206} APPC ol Hlpl 866AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
14/30
SCHEDUE A1nvestmets
ALIFNA F 00I OITI TI OIIO
oks ods d Oter terests(wnerp Ie i e T 0%)
amMARY A GRLL
D n ah bke nnci temens
AME O SESS TT
PMC CMMDTY RR STATSE SIIO OF BSISS AIV
CMMDTS
AI MAKT VAE $2,000 $0000 0000 • A OF IVESTMi Sck
$000 $00.000 Ove $,000000
Ote_____________
IF ALCA ST DAT:
AQUIED -JDSOSE
AME O SIESS TITRS GLBAL ATURAL RSURCS
GA DESTO OF BUSESS ATVITY
CMMDTS
AI MAKE VAU $.000 - $0000 $00,00 $000,000
ATU OF VESMT Sk
$0,00 • $00,000 Ove $000000
Oe ____________
I AAB S A
ACQD
DSOSD
AME O BSSS EITCSC SYSMS
GEAL DSCTIO O SISS ATIV
RMAT TCHLGY
FAI MAET VALE $000 $0,000 0000 ATU OF VSTMT Sc
000 00 Ove $000000
e _____________Oes ct)
JF ACABLE IST DATE:
ACQIE
_SOSE
AM OF BSISS ETIT
DM RSRCS DS SSS V
RGY
AI MKT VAE $2000 $0000 $0000 • $000000
A OF VEST Sk
$000 $00,000 Ove $000000
Oher ______________Des
IF AA, LST AT
- AQUE SOE
AME OF BSESS IL-3 CMMUCATS HLDGS
EEA ESIO OF SSS ACTVIT
CMMCATS
FA A V $2,000 $0000 00.00
AE OF IVSTME� Sck
$000 - $00 000 Ove $000000
er
(Des cr)
I ACA ST AT;
_ � AQIE
-
AM OF BUSISS EITPPSC
DISOSE
GA DESITO O USIESS ATVT
CSUMR STAPLS
FAI MAK VAL $2000 $0,000 $0000 • $000.000
ATE O IVESTT Sck
$0,00 $00,000 Ove $000.000
O e____
_______
si
IF AA LIST AT:
AQUED
MDSOSED
omet ______________________________________
PC om 700 (00/2006) ch APPC or Hpin 866AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
15/30
SCHEDE AInvesmens
IR R 00FAR POLTCA ATCES OMMSI�
oks onds nd Oter neess(Owership nterest is Less Thn %)
MRY NN GRLL
Do o aach brag o aal am
NM O SNSS NIY
PROCTR & GMLN ESON SNSS VTY
CONSMR STPS
I M VU
$2.00 - $100000 $0000 - S,000000
U O NVESN
St
$1 $00 Ove $,000000
0 Ohe--
-
--
(cr)
IL. LS T:
� UE .
O SIESS NY
WGRN
DSOSD
DSION O SINSS IVY
CONSMR ISCRTIONRY
M V
000 $00000 $0000 - $,000000
NTE O INVSTMN
Stk
$0,00 $00000 Over $000000
Olher
( c)
I IL. LST T:
_ UIE
DSOSD
N O SINESS NY
WS FRGO
GL DSTIO O SINSS VY
INNCIL
M V
$2000 $0,000 $0000 $,000,000N O NVSNT
S
$0 00 $00,000 Over $000000
Oer
cr
)
I A. IST DT
UIE
.DSOSD
NE O USESS ITY
LLN N IVN VL FNE DESO O USNSS VIY
QTY MTL FN
MET V
$0 $0000 $0000 - $,000000
NT O INVESTMN
S
I $0,0 $000000 Over $000000
her QITY MTL FN()
I IE, S T:
.SOSD
NE O USESS ENIY
VNGR S & P INX
ENAL SON O SNSS TIVY
STOCK FN
M VE
$000 - $0000 $00,00 $000,000
NU O IVSMET
sk
her STOCK FNI I S TE
$000 $00000 Ove $000,000
(}
UID
DSOS
NME O SIESS NIY
STNR & POORS M CP TRST
GNRA DESON O SINSS V
INX QTS
T VE
sooo - s0oooD s0000 - soooooo
NE O VESMN
0 S
� Other IND EX F UND
AE S
$000 $000000 Ove $000000
)
_ UID
.DISOSD
oes
�
PPC om 700 (2005/2006) c APPC o lpl 866/APPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
16/30
SCHEDUE A1nvesmens
LIFI F 0 0F LL C MMN
oks onds, nd Oe neess(Owrship Irst is s T 0%
N
MRY GRLI
D nt attach kag nancia atmts
A U
LUDUS ROSBRG US SMLL GERA ECRIPIN N ACIVI
DX QUITIS
AIR MARE VALUE sooo - s0ooo s0000 - s1 ooo.oooARE NVEE tk
$1000 $100000 v $1000000
te IDX QUITS FUDeie
I APPICA I DAE:
ACURE DIPED
AME I ELOGLF PRTRS SMLL P FUD
GEERA DECRIP E ACIV
IDX QUITIS
AR ARKE VALUE sooo - s0oooD 1001 s1ooo ooo
ARE NVEEN tk
o ther ID EX FUD
I APPICAE DAE
00 $100000 ve $1000000
(Descbe
_! ACURE
DIPE
> NAME E EHRBOR TL IS.
GEERA DECRIP INE ACIVI
IRTIOL STOK UD
A R MARE VALUE $2,000 $0000 $00
AURE VEMEN lk
1 th STOK FUD
I APPICALE I A
$1 0 00 $100.000 $00
Deribe]
ACR
DPE
AE E E
MORG STLY ST QUTSGERAL DECRIPIN NE ACIVI
QUITY FUD
AIR MARKE VAUE $2000 0000 $00001 $1000000ARE IVEME t
I $0001 - $100000 ve $,000,000
Oter QUITY UDDcie I
I APPICALE A
ACUIRED DIPD
NAM UE ENIOKMRK TL. SMLL P
GEERA CRPIN UINE ACVI
ITRTIOL QUTS
AR MARE VAE $000 $0000 $100001 - $,000,000
NARE IVE ck
1000 100000 $1 000,0
th STOK FUD crel APPICAE AE
ACIRED
PD
AME U NIOPPHIMR DVLOPG MKTS
GEERA ECRIPIN UINE ACIVI
ITRTIOL FIILS
AR MARE VALE $2000 - $0,000 $00 $
NARE INVEEN k
! $0,001 - $100000 e $0
1 ITRTIOL FIILS FUD4s
APPLCAE DAE
__. ACRE
DPE
PPC om 7DD (2D52DD) ch A·1PPC Toll-ee Helpline 8AK·PPC
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
17/30
SCHEDUE A1
nvestments
AIONA O 0 0FA LAL AC M
Stocks, Bonds and Other Inteests(Owip I i L 0%)
AY ANN GILLI
Do o aa bage o ancl aemens.
> AME O USESS ET
ICO EEGNG AES BOND NDEEA ESCPTIO O USESS ACTIVY
BOND UND
A MAET VAUE� 2,000 0.000 01 $000
AUE O IVESMET Stc
� Oh BOND FUND
I APPICABLE LST ATE
000 00000 v 000.000
e
ACQUIE SPOSE
AME O BUSIESS EITLOS ANGEES CA CO BOND
EEA ESCIPIO O BSIESS ACTVI
NICAL BONDS
A MAE VALUE $2000 0,00 l000 - S000000
AUE O VESTMET Sc
000 00000 Ov S,000000
h_O
D
_
_
APPLICAE S AE
ACQUIE
ISPOSE
> AME O USIESS ESAN AEO CNY NS. DISIC
EEAL ESCPTO O BUSESS ACTIV
UNICAL BONDS
AI MAET VAUE 000 0000 0000 - $ 000,000ATUE O IVESTMET S
000 - 00 000 Ov 000000
�
_
O
_
_
D
_
De)
I APPCAE IST ATE
ACQURE
ISPOSE
AE O USIESS T
BACOC NS BOND INSEEA ESCPO O USESS ACIVY
GOBAL BOND
MAE VAE2000 - 0 000 s 0000 - sooooooAE O VSTME S
s000 s00ooo er 000000
oth
e
_
O
__
s
_
_
_
_
K APPLCABLE, S ATE
�ACQUIE SPOSE
> AME O BUS ESS EYSANDS ELON N. XED NCOE
EEAL ESCIPTIO O BUSESS ACTIV
GOBA BONDS
AI MAET VALUE so s0ooo s 0000 - soooooo
ATE O IVESMET St
! 000 00000 Ov 000,000
�
O
BO_ _D
_ _
I APPCALE, LS ATE:
ACQUE
_SPOSE
AM O SESS EOGAN SANEY NS US
EEA ESCIPTIO O USESS ACTVI
EAL ESAE
A AET VALUE! 000 0000 0000 000,000
ATE O IVESTMT S
s000 s00ooo Ov 000000
EAL ESAE ND(Des)
I APPICABLE, LS ATE:
�ACQUE
SPOSE
PPC om 00 2005/200) ch A·1PPC olee eple AK·PPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
18/30
SHDU A·1Ivestmets
IFNI 00A LL T coM
Soks, Bonds, nd Oh nssOwerip Iee i Le han 0)
N
Y NN GII
n atah bkag nana stamnts
AM OF BSNSS IT
VNGD EIT NDEXRA DSCRTO BUSSS ACVY
L ESTT
AI MARK VAU $00 • $000 s0000 sNAT O VSTM Sk
$00 • $00 Ove $000000
Oer T INDEX NDDebe
APPCA IST DAT:
� ACUD DISOSD
NAM O BSISS TTYCO L SSET INSTL.
NA DSCITON O SNSS ACTVIT
BONDS
FA MAR VAL0 $000 $00000 $00 00 $000000
ATR O IVSTMT Sa
$0 00 $00,000 Over $000000
�
her
_
B_O
_D
Dibe� APPICABL ST DAT
� ACQUIRED
JDSPOSD
AM O USISS ITDS OSENBG V NG S E
RAL DSRPIO O BUSISS ACTVY
DGE FND
A MAR VA $000 $0000 $ 0000 $000000AT O NVSTM Sk Oe HDGE FND
I APPCA. LST DA
$000 $00000 Ove $,000000
eb
ACIRD
DISPOSD
NAM O USIS NY
BTG FNDRA DSCRPTON O BSNSS ACIV
STOC FND
AI MAT VA $0 $00D s0000 s
ATR O NVSTMNT Sk Oher STOC FND
I ALCA S DAT
I $000 • $000 vr $,000000
02 � AD DISPOSD
AM OF BSNSS FIST GLE GOLD FND
NRAL DSCPTO O SNSS ACTIV
GOD FND
AI MAR $000 $0000 s0000 • s
NAU OF VSM k
� Other GOLD FND
I APIABL, ST DA
� $000 • $00000 Ove $,000000
{Dib
ACURD
DISPOSD
AM O BUSSS NITCO COODTY STTNS
A DSCIPON O BUSISS ACIVT
COODITIES
AR MAR VA s s0 $0000 $000000
$0,00 $00000 Ov $000000
A O VSM Sk
er COOODTES FND{Dibe
I APPCA, S DA
AURD
DSPOSD
PPC om 00 2005/2006 h A·1PPC olee epline: 866AK·PPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
19/30
SCHD A1nstmnts
AFIA 0 0A P.TL AS VlSSO
Soks Bods ad Oer eess(Owersh Intees is Less Tan 0%}
amMAY ANN GILLI
D atach bkeage a saemet.
> NAM OF USNESS NI
S GLOBA NATUAL ESOUESGNA DSO O SESS AV
OMMODTIES
FAI MAE VA $ 1000 $0000 - $,000000AU O IVSMEN S
1 1 Ove $,000000
e -----
------
1scr)
AAE LS DA
AQU �ISOSD NAME O SNSS EN
BP PL
GA DSION OF SISS AVIY
ENEGY
FA MA VAE 2,000 0000 0000 000000
A Of IVESM S
$0,00 $00000 Ove $000000
Oe
Decrbe
IF AA S A
AQUE
DISOSD
NAM OF SESS NISO SYSTEMS
GENEA SON O SISS AIVY
EHNOLOGY
A A VA $2 000 0000 $000 - 000 000NA OF IVSMN Sl
$000 $00000 Over 000000
Olhe .{Oscn
I AIA. IS A
AQIED
�DSOS
AM O USINS NI
DOMINION SOSGENA DSON OF SISS AVY
NGY
AI MAK VA $ 00 0000 AE O NVSEN S
$000 $0000 Ove $000000
Ohe
Dsc)
I AIAE, S DAE:
� AQI DISOED
NA O USINSS ENEXXON MOBI OP
GENA DESION O SINSS AIVI
ENGY
AI MAK VA $000 0,000 0000 - $,000000
NAU O INVSMN S
000 00 Ove $,000,000
0 Ohe \escbe AIA, IS DA
AQED
DSOSD
NAM O SNESS NYNOS OO WOKS
GENEA DSON O SINESS AV
INUSTIALS
A MA VA 0 $0000 - ,000000NA O VSMN S
$000 00000 Ove $000,000
0 Ohe s
AAE S A
__. AQU
SOSED
ommn -
PPC om 7DD (2526 ch A·PPC ol pli: 866AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
20/30
SCHEDE A1nvesmens
AIIA ES CO'
Stocks, Bonds ad Other IeessOwrsp Itst is ss 1%)
Na
A ANN GLI
n th ke r nni stmens
> NAME BSNESS ENI
JOHNSON JOHNSONENERA ESRPTIN BSNESS ATVY
HEALTHAE
AR MARKET VALUE $2 $ $ $..NARE INVESTMENT Sc
$11 - $. $
_
(b)
APPIABE ST AE
AIRE JISPSE
> NAME BUSNESS ENTITYL-3 OUNAONSENERAL ESRPTIN BSNESS ATVY
OUNIAIONS
FAR MARKET VAUE $2 $1. $11 $
NAURE INVESTMEN S
$1 $ v $1,
h--------- ) APPIABE LST ATE
AIRE
JSPSE
> NAME BSNESS ENPEPSIO
ENERAL ESRIPTIN BSINESS ATIVY
ONSUE STALES
AIR MARKE VALE $2 $ $1 $1,NATRE NVESMEN Sc
$1,1 $1, v $,
er
(
I APPABE ST AE
AURE
JSPSE
> NAE BUSNESS ENTIT
POTE & GABLEENERA ESRPTIN BSNESS ATIVY
ONSUE STAPLES
AIR MARE VAE$2 $1 $ $NARE NVESTMEN� Sc
$11 $ v $
h<
,-
-
----
(Dc)
F APPLIABE ST ATE
AURE .ISPSE
> NAE BSINESS ENYAANZ NF DVDEND VAUE FUND
ENERA ESRIPN F BSNESS AVIT
EQUT UTUAL FUND
AIR MARKET VAE $2 $1 $11 $1
NATRE NVESTMEN Sc
$1 $1 Oer $,
ot EQUT UTUA FUNDI APPABLE ST ATE
AURE
�ISPSE
> NAE BUSESS ETYVANGUAD S & P 500 NDEX
ENERAL ESRIPN BSINESS ATIVY
NDEX FUND
AI MARKET VALE $ $1 $1 $1NATRE NVESENT S
NDEX UND
I APPLABE S ATE
$1 $1O v 1
s
AQUIRE
SPSE
omms �
--
---
--
�
--
--
�
PPC om 700 20052006) ch. A1PPC oee Hp 866AK·PPC
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
21/30
SCHEDULE A1nvestments
AFNA F 0 0A OA AES OMO
Stocks, Bonds, and Oh Inrstswesp Ieest is Less n 0%)
amMAY ANN GILLI
o aah bage fal saemes
NAM F USINSS NITY
SANDAD & S MID A SGNA SN USINSS ATIV
INDEX EQUIES
AI MA VAU
s s s s1NA F INVSMN Sock
INDEX FUND
I APLAL S A
$0,0 $00 $00
f
_AQI �DISS
NAM USINSS NIY
LADS SENEG S SMALL AP NSL
GNAL DSIPIN F USNSS AVIY
INDEX EQIIES
FAI MA VAL
00 $,0 s01 s
NAU NVSMNT Sock
� INDEX FNDIF APIAL S DA
0 $00,000 ve $,00
AQUD
ISSD
NAM USINSS NTIY
LNGLEAF PANES SMAL AP FUND
GNAL DSIIN SNSS ATIVIY
INDEX EQUIES
AI MA VAL
s s0 sNAU NVSMN Sto� NDEX ND
I AIA, S DA
$0 ,0 $00000 ve $0000
ecr
AQUD
SPSD
NAM USNSS NT
HA NENAINA INSGAL DSIPIN SINSS AVIY
NENANAL MAES
FAI MAT VA
s00 • s0 s0 sNA NVSTMN Sock
$ 0000 s
thr
I APLAL S DA:
�AQUI ISS
NAM USINS NIY
MGAN SANLEY NS. N EQES
GNA SIPIN SNSS AVIY
INENANAL EQIIES
FAI MAKT VAU
s s0 s00 - s
NAU INVSTMNT So
� $0 $,000 ve $,0000
� NENANAL EQIES NDIF AAL, S DA:
AQD
DISSD
NA F USSS Y
AMA !NL SMALL AP
GNA DSITN F USINSS ATIVTY
INENAINAL EQUIES
FAI MAKT VAL
s s0 s00 sNAU NVSNT Soc
� $00 $0 e $0,
NENANA EQES
F ALIA IST DA
�AQUID
SS
e
PPC om (2526 h A1PPC Toll elpe: 866AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
22/30
SCHEDUE A1nvestments
AFNIA F 00f CCS
Socks, Bonds and Othe IneressOwnehip Iteet i Ls Tn 0%)
Name
MA ANN GIL
D ttch kege cil teme
> M OF B
OPPENHEIME DEEOPING MTS AGRAL DERIPI B TIVI
INTENATIONA FNANIALS
R MRE VL $000 $10000 $100001 $1,000000RE VET[ ock
$000 $100000 ve $1000000
D te _IOcn
I ALBLE LI E
�IRD PE
> E BE EIY
PIMO EMEGING MAETS BOND FND
GEER RIPI F BE TIVIY
BOND FND
R MRE V 000 $0.000 $0001 $1.000.000
TRE F IVME tck
$000 $100000 er $000.000
[ other BOND FND
Dcb
PLIB T DE
RE
ID
> ME BIE ET
ANGAD INFAT POTETED I
GEERL ERT BE IVT
BONDS
R RKET VLE
$000 $0000 $ $RE F IVE lock
� $1000 • $00 000 r $0
l
he r
O
D
_
S
_
Dcl
PBE T:
RE
PD
> E B
OMBA NTEMEDATE BOND FNDGEER DRI BE VT
BOND FND
R RT VLE $,000 $0000 $100001 $000000RE F VETMET tok
he BOND FND
I PPIB. DE
i$10.00 $100000 e $1000000
Dc�
�IRED DI
M B EIY
PIMO TOTA ETN
GRL DERI BIE TVIY
BONDS
IR R VLE
$000 $0000 $001 $000000
TR VEMET ock
! $1000 $100,000 e $000000
the
Dcb
F PLBE LIT E
�RE
DIED
> E OF BI TITY
ANLN INOME FND
GEER ERIPT O BE TVITY
BOND FND
FR MRET VE
$000 $10000 RE VEMT k
� 01he BOND FND
I IBLE DE
! $100 $100000 e $
(Dcb
�R
DPE
omm -
PPC m 7 252 A·1PC oee Helpine 8AKPPC
-
8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
23/30
SCHEDE Anvestments
AINIA 0 0R T MSS
Soks, Bods, ad Oe eess(Owersi Ieres s Less Ta 0%)
Nae
MAR ANN GRIL
D nt ata erage anci satemen
NAM O SNSS NIY
BLACROC INSTL BOND INSTGNA DSCION SNSS ACIV
BONDS
AIR MA VAL0 , 1 11 AR O IVSM0 Stk
1 Oer
I
o
hr
_
O
_
D
_
(Dece)
I ACA IS DAT
ACR �ISPOS
NAM O SINSS NTIY
STANDISH MELLON NTERNL FIED INC
GA SCIPION O SNSS ACIVY
GLOBAL BONDS
AR VA 5 1
NA O INVSTMN St
1 1 Oe
i
her
_O _D
.
-
-
-
c l
APPICAB. ST DA
ACI
DSPOSD
AM O BISS NT
MORGAN STANLE NS S REAL A
GNRA DSCRITON O SINSS ACVIY
REAL ESTATE
A MARK VA 1ooooooNA O IVSTMN $
1 1 Oe
Ohe REAL ESTATE FNDDec
APP. S DA
DSPOS
NAM O SINSS NY
VANGARD REIT NDEGA SCRITON O BSINSS ACV
REIT INDE FND
AIR MAKT VAi ,1 1NAR O IVSMT Sc
1 1 Oer 1
� or REIT INDE ND{ce
APCA S DA:
�ACI DISPOS
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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SCHEDE Anvesmens
ALFIA RM 00 O S MMS
Scs Bds ad Othe IteestsOwnes ees s ess Tn 0%
Nae
MAY A GLL
Do not atta bkag or nan statements
NAM OF USINESS ENTI
ABITAGE FGENRAL ESCRIPTION O SINESS ACIV
SO F
FAR MARE VAU s s. s • sNAURE OF INVESTME0 S1ck
h STO F
F APPICAL IS ATE
$ $ O $
(Deb)
�ACQUIRE SPOSE
NAME OF SINESS ENlTFS EAGE GO FD
GENERA SCRIION O SNSS ACTVT
GOL F
FAR MART VALE $ $ $ $
NARE OF NVSTMNT0 Stck
0 Oe GOL
F
APPICALE LIST A
$ l Ov $
ACQUIRE
SOSE
NAM O USESS TPIMO OMMOTY
GEERA SCRIPTIO O USINESS ACTIVT
OMMOITIES
AIR MARE VAU s s s s
ATURE OF INVSTMENT0 S k
$ - $ Ovr $
OMMOTES F(Desbe)
F APPAE LS ATE
ACQR
ISPOSE
> NAM OF USNESS NT
S GLOAL AAL ESOESGERAL ESCRPTION OF SNSS ACTIVT
ATAL ESOES
FA MARE VAUE . s s s
NAURE OF NVESTMET Sk
i$ $ Ov $
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) APPCAE. IS ATE:
�ACQUR SPOS
AM OF USINESS TTOHMA
GERA ESCRTIN O SNSS ACTIVT
FIAALS
FAI MARET VALUE $2 $ s s
NATUR OF INVESMET Stk
� $ $10 Ov $
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> N OF SSS H BO
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GENERA ESCRIT OF USNSS ATV
STIALS
FAR MAR VAE s s $ s
ATURE OF VESMT S k
$, $0 Ov $,
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-----
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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SCHEDUE A1nvesmens
CALIRIA R 00•A P. TCA ACTE COM\�
Socks Bods, ad Oe eressOwnes Inees is Less Tn 0%
ae
MARY ANN GRILL
D nt attah erag nanl statemnts
> NAM F BSINSS NTIT
VANGUARD REIT INDEXNRA DSPTIN BUSNSS AIV
REAL ESTATE
AIR MART VAL $ $000 $0000 $000000
NAUR F INSTMNT Stk
$1001 $10000 v $1000000
h INDEX FUNDc>
I APAB LS DAT
AQUIRD � NAM F BSNSS NIT
HALLIBURTON
DSPSD
NRA DSRN SINSS ATIT
NERGY
FAIR MARK ALU $000 $10000 s10000 s1
NATR NVSTMNT S
$10001 $1000000 $000000
-
--
a
AA IST DA
AQRD
DSSD
NAM F BUSNSS NTITSNGARD DATA SYSTEMS
NRAL DSRITN F BSINSS ATVI
INFORMATION TEHNOOGY
AR MARKT VAU $2000 10000 s10000 1AR NVSTMN Stck
s0 00 s000 vr $000000
0 Ole -
.
-
D
AAB S DA
AQRD
DISSD
NAM F BUSNSS NT
MEDIIS PHARMAEUTIAL ANRA DSRITIN F BUSINSS AV
HEALTH AR
AIR MARK VA0 $000 $10000D s10000 - s
NAUR NVSNT S
I $000 $1000000 vr $000000
0 Oher
,
Des.
rb)
F ALAB S DA
.AQUIRD NAM BSINSS NIT
MBIA IN
DISSD
NRAL DSRIIN BUSNSS AIIT
FINANIALS
AR MAR VAU $000 $0000 s00001 s
NAR F INSTMN S
$000 - $100000 vr $1000000
0 thr
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I AIA S DAT
�AQUIRD
�
NAM BUSINSS NTTMBIA IN
DISSD
NRAL DSRN F BUSINSS AT
FNANALS
FAIR MARKT VA s0 s0000 s1UR VSMN Sk
$10001 $000000 vr $000000
h(D
F AA S DA
AQUIRD
�241
DISSD
omes
C m 7DD (2005006} A1PC o· Hlplin: 86/APPC
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
26/30
SCHEDUE A1nvesmens
ANIA 0 0AI OTI ACTIE OISlmj
Stocs, Bonds ad Oer eess(Owershi Itrest is ess Tan 1%
Na
AY ANN GILLI
D tch brokrge or ci mt
> NAME BUSNSS ENY
AECAN EXESSGENEA DESCN BUSNESS ACVY
INANCIALS
AR MAKE VAUE
$2 - $ -
NAUE NVESMEN
S
$ - $ r $
0 he
)
ACAE S AE:
�ACQUR SSED NAME BUSNSS EN
LAS OSENBEG S SALL CAP
GNEA DESCN USNESS ACVY
EQITY FUN
AR MAE VAUE
D 2 - D
NAURE NVESMEN
0 S
$0 v $
EQUTY FUN)
ACAE S AE
�ACQURE
SSE
> NAM USNESS ENY
COLUBA HIG YIEL FN
GNEA ESCN USNESS ACVY
HGH YIEL FUN
A MAE VALUE
0 $2 $ NAUE NVESMN
0 Sk
$,0 v $,
e G EL FNDe be
AAE S DAE
�ACQUED
DSSED
> NAME USNESS NY
GLE SCIENCESGENERA DESCRN BUSNSS ACV
EALTH CAE
A MARE VAUE
- D -
NAUE NVESMN
Sk
I $ $
r
ACAE S AE
_ � ACQE> NAME BUSNSS NY
CGAW HLL
DSSE
GENERA ESCN BUSNESS ACV
CONSE ISCEIONAY
A MAE VAUE
.
NAUR NVESMEN
� Sk
0 v
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ACAE S AE
ACQED
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> AME SESS EY
JOHNSON CONOLS
GENEA DSCRN BSNESS ACVY
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ACAE, S DAE
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DSSED
omm
ents
-
PC orm 700 (2005/006) Sch. A·1PPC To- Helpline: 866AK·P
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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�
SCHEDUE 1nvestments
ALIA 0 0 LA T1crs M
Stocks Bods, d Oer eressOwes Inteest s ess Ta %)
e
MAY A GLI
Do o aa bokeae or i taemet
O BSSS E
LOGLEAF ATE MALL A UGER DESRITIO O BUSESS VI
EQUITY U
IR RK VE $ooo $D ooooo
UR O VESENO Sok
$ $0 Ov $
hr EQUITY UD crb1
I IBL LST DTE
�QIR �l NE O BSISS ENTTY
ITEL
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GRL DSRIPTIO O BSISS VITY
IOMATO TEOLOGY
IR RKT VE$ $0 $ $
UR O VESTEN Sok
$ $ Ov $
0
Oth
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PPIBLE ST DT
�QIR
ISOS
E O BSISS EIGEEAL MI
GR SRIION O BSINESS IVY
OUME TALE
IR RKET VE $ $ $ $NUR O INVSTT Sk
0 $ $ $
Ot
_
(Dsct
I PPLBE IS D
�QRED
N O BSESS
BA GRL DESRION O BSIESS IV
EALT AE
R RK VU $ooo $0 $ $
R O INVSTET Sk
I PBL S DE
$ $,0 v $,
� 2.QRED SOSED O BUSNESS ETIY
VAGUA T OOATE
GER DESRION O BSESS VIY
BO
R RKE VU $ $ $ $
TRE O INVST0 Sk
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O BUSNSS ENTITYVAGUA OT TEM BO EX
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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SCHEDUE A2nvestments, ncoe and Assets
of Business Entities/Trusts(Owsp Is is 0% o Ga
AIOR IA OR 700FAR TL PCCES CSS
MARY ANN GRLLI
> BUSINES S ENTITY RS
GRILL REOABLE TRSTName191 N RST ST, SAN JOSE A
Address
Cck oe us go o 2 usess ty cm bx tn g
GA SPTIO O USISS AV
A MAKT VAU0 $ - $1 $1 - $ s1 s1oooooo0 Oe 1
NA O IVSTMN
APPA LST DAT
_
5
A_�
ISOSE
0 Sole Propreorsip 0 Patne 0
O SSS OSON
> 2 IENTIF HE GRSS INCM RCEV (NLU O O RASE � THE GSS NCOM E N ITUS)
so - s499 so so0 1 $
� $1 0 OV ,
> 3 IS E NA O ECH EPRE SNG SRC O 1a:d ,epJ'h> !e r\c�.
SEE SHEULE A-1
> INVESMNS N NTRESS IN RE PRP HE EUSESS ET RUS
Cc �
VEST A PROPR
EMASSY RESORTS, PEE ROAD AUAI, HAWAIName o sness y d Assess Pce Nu Proy
TIMSHARE NTEREST HEL Y TRUSesition o snes Aciy iy o Oe Precise oatio of eal Poerty
A MAK VA
$ $ $ $, $ - $,0 Oe $
NAT O INTST0 P weshipDed o st
APCA S A
5
5A ISPOS
0 Soc 0 Pn
Leaseod Ote
Y0 eck box f addioal scedes eptg inestmes or eal propety
a aaed
SINSS ETI TRS
JOHN GRLL ROLOER RAIDELTY INae9 . RST S, SA OSE, A.
Addess
Ck on us g 2 sness ntty oe e b. g 2
GNA SPTION O SSS TI
A MAKT VALU $ $ s11 sooo0 $1 $ Oer $1
ATU O IVSMT
APPLA ST
_
5
AQURE
5
SOSE
Sole Popieosip Partep 0 OU USSS
PO TION
2 ENT HE OSS V ( AASHRE OF ROSS INOM ! E NTSt
0 $ - 990 $ $1 $ $1
0 $11 $ OV $1
> 3 IS E NM ECH ERTE SE SRE NCOM R MOE (l i N ico- )
SEE SHEDULE A-
> INVESTMNS N NTERSS IN R RR H TSSS N RS
Cc on bx
INVSMNT 0 AL POP
SEE SHEDE A-1me o sess ny Seet Adress o Asessr's acl Nu ea Popery
eciptio o siess Aciiy C o Oe Pcise ocaion of eal Poey
A MAK VA
sooo sooo $1 $1$ Oer $1NAU O S
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AC SOS
Poety Owesi/eed of Tst 0 Stoc 0 Pater
0 easeold � Oer ROLOER RAY rma
ec o addiioal scedules epog nesmes o eal ppeyare aced
Comments
PP orm 7 (2/2 h 2PP o- Hen 6/KPP
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
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SCHEDUE A2
vestmets come ad Assetsof Busiess Etities/Trusts
(Ow It 0% Gat
AFRA R 700FAIR OITIL R MMIIO
MARY ANN GRILLI
I TIT R R
MARY ANN GRLLI RA-FIDELITY INVNae9 N IRS S SAN OSE A
Addess
Ceck oneO T go o 2 usiness y omplete he box, ten go to 2
GNRA SCRPTIN NS AVITY
AR MART VA
0 $ - s 11 $D $ $1D ve $NAR VMN
I APICA LST A
5
ACIR
5
IP
oe Poprieoship 0 atnesp 0 Oe
SP TIN
> Y GR N R N YR R RAHAR � R TH IYR
0 $ - $99Q $ - D s1 s
s1 - s1Q VR $
A A RA GL R 1 R R " ,. w ' "
SEE SHEDULE A-1
> V A I A RRTY L H Y R R
Check oe box:
0 VSTMNT RA PRRTY
SEE SHEDULE A1ame o usnes nty gS Adess Assssos ce Rea opey
escipion o usness Actviy wCiy o e cse ocaon of Rea opery
AR VA
D s - sD s - s0 $ $ v $NA NRT
AA S A
5 5
ACR S
opy wnehip/ee o Tus ock 0 Pep
Leasehod - I IT TR
THERMAWAVE STO PURHASE PLANae N RS S, SAN OSE, A.
Addres
Cek oe rus go o 2 sess nty com ee e bo en go o 2
GRA CRPTIN ISS AIVITY
AIR MAR VAL
$, $0 $ $ $1 $0 ver $
APLCA IST AT
_
5
AIR
5
NATR NVM
0 Sole Popeohip D Panership I STOCKPURCHASE
YR SN SI SPOSE'S STO PN
> Y R I IV IL Y RAAAR H R I IYT
0 $ $0 $ $ s11 s
s VR $1
> 3 T H A AH RRA IL R I R R u !p:< 1 ne�J)
VT A TT I RAL R R
C/k oe box
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THERMAWAVE STOK PU RHASE PLAName o iness ty ee Address o Assessos ce Nume Rea opery
SOK RASE Neciptio of sines Aciviy Cy o e ecise ocao o Rea Propey
AR MAR VA
D s - $0 $11 $1 s s1 ve $1AR R
pery ep/eed of s
ALA. IT A:
5
5
ACR
0 aesp
Leaseol 0 e Y
heck bo i adioa scedues repo nvesmes or eal propeyare alached
Cmens
PPC om 25/ ch A2C o-e pli /A-PC
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8/18/2019 Judge Mary Ann Grilli Statement of Economic Interests 2005: Hon. Mary Ann S. Grilli Santa Clara County Superior …
30/30
SCHEUE Cncome Loans & Business
Posiions
AFIA 70 0A LAL A MM
ame(Other than Gi ad Travel aym A A G
> . R 1 RD
NAME URC NCME
THEAWAEADR
FEONT, CABU ACV A URCE
INFOATION TECHNOOGYUR BU
SOSES INCOE
GR CM RECV
0 $500 - $000 $1,001 $100000 $1000 · $00000 VER $100000
CDRAT R WC NC WA RCVES e' nme n epmen
e c ba tc.
0 Cs 0 en nme f m
ter
A C
AE URCE CME
ADR
BUNE ACV ANY URC
R
GR CM RECVD
soo sooo O s1001 s0o0 $0001 $100000 VER $00000
CDRATN R WC CM WA RECV0 se's ce eymen
0 Sale of Py, c boat. lc.
0 Cmin Ren e lisrh o $0
he -
(escJ
o are ot reqied o epo loa from commra ledng tuo o ay debede reated a par o a
etal ialmet o redit car traato mad in te lender egula coue o bune on term availab tomembes o e pbli wito rard to o official tatu eona oa ad oan evd no n a ederega ore o buie m be dicloed a fllow:
AM ED
ADR
BUE ACVTY. ANY ER
HET ALAC URG RERG ERD
0 $500 $000
$00 $0000D 000 00 R 00000
RE RAE ERM (thsYes)
ne
CUR R A
0 e 0 es esence
0 Real pey
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Sut d.
ly
Guaantor
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•
Commen ts:
PPC 70 20/26) S PPC H AS P