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Prediction of available rotation capacity and ductility of wide-ange beams: Part 1: DUCTROT-M computer program Victor Gioncu a, , Marius Mosoarca a , Anthimos Anastasiadis b a PolitehnicaUniversity of Timisoara, Timisoara, Romania b ASA Structural Consultants, Thessaloniki, Greece abstract article info Article history: Received 12 January 2011 Accepted 29 June 2011 Available online 9 September 2011 Keywords: Ductility Rotation capacity Local plastic mechanism In-plane mechanism Out-of-plane mechanism Gradient moment Quasi-constant moment This paper is a development of the [1], presenting the new improvements in determining the rotation capacity of wide-ange beams. It deals with the available rotation capacity of steel beams, using the local plastic mechanism methodology. For these purposes, a more advanced software was elaborated at the PolitehnicaUniversity of Timisoara, namely DUCTROT-M, substituting the old DUCTROT-96 computer program presented in [1]. The new version considers two different forms the in-plane and out-of-plane plastic mechanisms, as well as the application of gradient or quasi-constant moments. A CD-ROM containing the free DUCTROT-M computer program can be nding in Appendix of [2] or free on the site [3]. Thus, the present paper is focused on the phenomenological aspects of the utilized plastic collapse mechanisms, while the companion paper [41] is devoted to applications in design practice exploiting the new capabilities of the aforementioned current software version. © 2011 Elsevier Ltd. All rights reserved. 1. Introduction Today's challenge, for a proper seismic design, is to solve the balance between seismic demand and structural capacity. Seismic demand corresponds to the earthquake effect on the structure and depends on the ground motion characteristics. Structural capacity is the ability of the structure to resist these effects without failure. Looking to the development on topics of Engineering Seismology and Earthquake Engineering, it is very clear that the major efforts of researchers were directed toward the structural response analysis. Therefore, the structural response can be predicted fairly condently, but these achievements remain without real effects if the accurate determination of the seismic actions is doubtful. In fact, the prediction of ground motions is still far from a satisfactory level, due to the complexity of the seismic phenomena [2,4]. Hence, in the design of earthquake-resistant structures, the structural designer is confronted with many uncertainties. The checks, which are required to assure a suitable behavior of a structure during a seismic attack, must be examined in the light of three levels of design approach namely; serviceability, damageability and ultimate limit states. For the rst two limit states the exceeding of design values as compared with seismic actions cannot produces important effects. In exchange, in case of severe earthquakes when the structure attains the ultimate limit state or the near collapse behavior, the great uncertainty due to the variability, dispersion and scatter, in the evaluation of seismic design forces seems to be the rule and not the exception. The result can be the total or partial structure collapse, which is not accepted by the Seismic Design Philosophy. In order to consider this situation, the structure must be endowed by design with corresponding ability to develop and maintain its bearing capacity, even when the considered seismic action exceeds the design limits. A measure of this ability, named robustness, is the ductility, which is the structural performance to sustain these exceeding by large deformations in plastic range without signicant loss of resistance. The ductility could be dened as a function of loading type acting on the structure (monotonic or cyclic ductility). The capacity to predict the available ductility particularly under seismic loads is a key-point in structural design. A measure of the ductility is the plastic rotation capacity of a section. Unfortunately, in present design specications, there are no provisions concerning the determination of this rotation capacity. Furthermore, the difference between monotonic and cyclic ductility is not recognized. The Eurocode 3 (EN 19931:2005) [5] proposes the classication of structural cross-section into four ductility classes: ductile, compact, semi-compact and slender. The same classication is also specied to the Eurocode 8. Evidently only the rst three classes can be considered for seismic design. The main critics of this classication refer to the sole use of cross-section characteristics to determine the ductility. Therefore, the 2005 Italian code [6] introduces classication criterion into three ductility classes, ductile, plastic and slender, using Journal of Constructional Steel Research 69 (2012) 819 Corresponding author. Tel.: + 40 740470642; fax: + 40 256226277. E-mail address: [email protected] (V. Gioncu). 0143-974X/$ see front matter © 2011 Elsevier Ltd. All rights reserved. doi:10.1016/j.jcsr.2011.06.014 Contents lists available at ScienceDirect Journal of Constructional Steel Research

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Page 1: Journal of Constructional Steel Research - Geostatic 1...Journal of Constructional Steel Research. the characteristics of steel members and based on the over-strength factor. In the

Journal of Constructional Steel Research 69 (2012) 8–19

Contents lists available at ScienceDirect

Journal of Constructional Steel Research

Prediction of available rotation capacity and ductility of wide-flange beams: Part 1:DUCTROT-M computer program

Victor Gioncu a,⁎, Marius Mosoarca a, Anthimos Anastasiadis b

a “Politehnica” University of Timisoara, Timisoara, Romaniab ASA Structural Consultants, Thessaloniki, Greece

⁎ Corresponding author. Tel.: +40 740470642; fax: +E-mail address: [email protected] (V. Gioncu).

0143-974X/$ – see front matter © 2011 Elsevier Ltd. Adoi:10.1016/j.jcsr.2011.06.014

a b s t r a c t

a r t i c l e i n f o

Article history:Received 12 January 2011Accepted 29 June 2011Available online 9 September 2011

Keywords:DuctilityRotation capacityLocal plastic mechanismIn-plane mechanismOut-of-plane mechanismGradient momentQuasi-constant moment

This paper is a development of the [1], presenting the new improvements in determining the rotation capacityof wide-flange beams. It deals with the available rotation capacity of steel beams, using the local plasticmechanism methodology. For these purposes, a more advanced software was elaborated at the “Politehnica”University of Timisoara, namely DUCTROT-M, substituting the old DUCTROT-96 computer program presentedin [1]. The new version considers two different forms the in-plane and out-of-plane plastic mechanisms, aswell as the application of gradient or quasi-constant moments. A CD-ROM containing the free DUCTROT-Mcomputer program can be finding in Appendix of [2] or free on the site [3]. Thus, the present paper is focusedon the phenomenological aspects of the utilized plastic collapse mechanisms, while the companion paper [41]is devoted to applications in design practice exploiting the new capabilities of the aforementioned currentsoftware version.

40 256226277.

ll rights reserved.

© 2011 Elsevier Ltd. All rights reserved.

1. Introduction

Today's challenge, for a proper seismic design, is to solve thebalance between seismic demand and structural capacity. Seismicdemand corresponds to the earthquake effect on the structure anddepends on the ground motion characteristics. Structural capacity isthe ability of the structure to resist these effects without failure.Looking to the development on topics of Engineering Seismology andEarthquake Engineering, it is very clear that the major efforts ofresearchers were directed toward the structural response analysis.Therefore, the structural response can be predicted fairly confidently,but these achievements remain without real effects if the accuratedetermination of the seismic actions is doubtful. In fact, the predictionof ground motions is still far from a satisfactory level, due to thecomplexity of the seismic phenomena [2,4].

Hence, in the design of earthquake-resistant structures, thestructural designer is confrontedwithmany uncertainties. The checks,which are required to assure a suitable behavior of a structure duringa seismic attack, must be examined in the light of three levels ofdesign approach namely; serviceability, damageability and ultimatelimit states. For the first two limit states the exceeding of designvalues as compared with seismic actions cannot produces important

effects. In exchange, in case of severe earthquakes when the structureattains the ultimate limit state or the near collapse behavior, the greatuncertainty due to the variability, dispersion and scatter, in theevaluation of seismic design forces seems to be the rule and not theexception. The result can be the total or partial structure collapse,which is not accepted by the Seismic Design Philosophy.

In order to consider this situation, the structure must be endowedby design with corresponding ability to develop and maintain itsbearing capacity, even when the considered seismic action exceedsthe design limits. A measure of this ability, named robustness, is theductility, which is the structural performance to sustain theseexceeding by large deformations in plastic range without significantloss of resistance. The ductility could be defined as a function ofloading type acting on the structure (monotonic or cyclic ductility).The capacity to predict the available ductility particularly underseismic loads is a key-point in structural design. A measure of theductility is the plastic rotation capacity of a section. Unfortunately, inpresent design specifications, there are no provisions concerning thedetermination of this rotation capacity. Furthermore, the differencebetween monotonic and cyclic ductility is not recognized. TheEurocode 3 (EN 1993–1:2005) [5] proposes the classification ofstructural cross-section into four ductility classes: ductile, compact,semi-compact and slender. The same classification is also specified tothe Eurocode 8. Evidently only the first three classes can beconsidered for seismic design. The main critics of this classificationrefer to the sole use of cross-section characteristics to determine theductility. Therefore, the 2005 Italian code [6] introduces classificationcriterion into three ductility classes, ductile, plastic and slender, using

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the characteristics of steel members and based on the over-strengthfactor.

In the frame of performance-based design a structure, under aspecific ground motion, is sized in order to behave within codeprescribed bounds. To achieve these levels of verification, the seismicdesign is laid out through required available formulation [2]:

REQUIRED CAPACITY < AVAILABLE CAPACITY

Currently, the required-available pairs of three mechanicalcharacteristics are considered in earthquake resistant design, namelyrigidity, strength and ductility:

REQUIRED RIGIDITY < AVAILABLE RIGIDITYREQUIRED STRENGTH < AVAILABLE STRENGTHREQUIRED DUCTILITY < AVAILABLE DUCTILITY

:

In a coherent earthquake design strategy, the structure must beverified for rigidity at serviceability level, for strength at thedamageability level and for ductility at ultimate limit state.

According to these verifications, one can remark that, in the firsttwo ones there are no difficulties to perform these verifications, butfor the last one, referring to ductility, the verification is far to besatisfactory. The main reason is the difficulty to define the requiredand available ductility which are based on the very vague codesprovisions [2]. In addition, the new design philosophy considers thatthe required ductility must by defined in function of earthquakecharacteristics [4]:

(i) Reduced ductility but high strength (reduced q factor) forearthquakes with short duration and reduced number of cycles.

(ii) Moderate ductility and moderate strength (medium q factor)for earthquakes with moderate duration and number of cycles;

(iii) High ductility but reduced strength (high q factor) forearthquakes with long duration and large number of cycles.

where q is the behavior factor.This classification, characterized by the reduced or large number of

cycles, is given in function of the structural capacity to dissipateseismic energy. In this way, a comprehensive methodology is requiredthat takes into account the possibility to calculate the structuralductility (reduced, moderate or high) depending on earthquakecharacteristics. The aforementioned target is not allowed by theexisting code rules until now.

Fig. 1. Plastic buckling types for standard beam SB 1 [1]

A solution to improve this situation is to define the ductility usingthe rotation capacity of structural members. Therefore, analytical ornumerical methodologies for determining the available rotationcapacity of steel members are of crucial importance for seismicdesign. Among the existing methodologies (experimental, theoreticaland empirical), it was proved that the most efficient for designpurposes is the local plastic mechanism model based on yield linesand plastic zones [1,2].

2. Investigations in local plastic mechanism models

During the experimental tests on the steel wide-flange beams onecan observe that the plastic deformations are produced only in alimited zone. The rest part of the beam remains in elastic field. In thisplastic zone large rotations are concentrated, working as plastichinges. The inelastic rotations are amplified if in these zones plasticbuckling of flange and web occurs. Two main buckling types weredistinguished during the experimental tests, the in-plane and out-of-plane buckling modes [7] (Fig. 1).

After these first experimental results, a series of tests, presented in[1,2], were performed, confirming the obtained results. Two types ofbeam specimens were used, with one or two transversal forces, alsohaving different moment variations in zones were plastic hinges areconsidered to be formed. The first loading systemmodels themomentgradient while the second one, the constant moment. Importantdifferences between the obtained results are observed, indicating thatmoment variation is an important factor in determining the beamductility.

Following this experimental results, a series of studies involved inanalytical expression of moment–rotation curves in plastic range,were performed. The first application of the plastic mechanismmethod can be considered the paper of Climenhaga and Johnson [8],which considers the plastic hinge formed by flange and web. Theproposed model is in good correspondence with experimental tests.The most important aspect of this paper is the fact that the both in-plane and out-of-plane are considered. An important progress inapplication of this methodology was performed by Ivanyi [9], basedon the principle of the virtual work in order to analyze the local plasticmechanism. Kuhlmann [10] and Feldmann [11] proposed a plasticmechanism for in-plane plastic buckling, in which the interaction offlange and web is considered.

An intensive research work was started in Timisoara from 1989 todetermine the ductility of wide-flangemembers using the local plastic

: (a) In-plane buckling; (b) Out-of-plane buckling.

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a)

b)

SB 2 SB 1

c)

Fig. 2. Using standard beams to determine rotation capacity [1,2]; (a) Structurescheme; (b) Influence of moment gradient; (c) Standard beam types.

10 V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

mechanism methodology, for both in-plane and out-of-plane plasticbuckling modes. The first results, including the development ofcomputer programs POSTEL and DUCTROT 93, were published in[12,13]. The research was continued and further results werepublished [1], while a new improved version of computer program,the DUCTROT-96, was elaborated. The proposed methodology allowsdetermining the rotation capacity and ductility in function of allgeometrical and mechanical parameters.

The main conclusion of these studies is that the plastic bucklingoperates as a filter against large strains in tension flange, reducing thedanger of cracking. A synthesis of these research works and someapplications of this methodology were published in [14–16].

Another step in research works performed at Timisoara Universitywas devoted to modify the collapse mechanism, mainly for improvingthe dimensions of plastic zone of flange local mechanism and theshape of web local mechanism. On the basis of these optimized localplastic mechanisms, an evolution of the abovementioned softwarewas made with the elaboration in 2002 of DUCTROT-M computerprogram [17]. With the aid of this one new series of studies wereperformed and the results were published in [2,18]. A very goodcorrespondence between numerical results and experimental testswas obtained further validating the accuracy of the DUCTROT-M.Details concerning the new shape of plastic mechanisms for in-planeand out-of-plane mechanisms can be found in [2]. Additionally, morein depth investigations regarding the evaluation of the rotationcapacity of steel members were published in [19–21].

In the last period, based on the development presented in [8], localplastic mechanisms were proposed to study the behavior of steelmembers under low-cycle fatigue [22,23], or fire conditions [24].

3. DUCTROT-M computer program

3.1. Modeling the member behavior

The available rotation capacity must be determined taking intoaccount that the member belongs to a structure with a complexbehavior. But this is a very difficult task, due to the great number offactors influencing the behavior of the actual member. Thus, it isimportant to simplify the analysis by using for the actual member asimple substitute element with a very similar behavior. This memberis so named standard beam, used for the first time in [1] to determinethe rotation capacity.

Fig. 2a shows the behavior of a framed structure, where theinflection points divide the beams into two portions, with positive andnegative bending moments. The rotation capacity of the beam endsmust be determined in different conditions. For positivemoments, theplastic hinge works in a zone with quasi-constant gradient, while fornegative moments, under important moment gradient (Fig. 2b).Therefore, the actual behavior of a member in a structure can bereplacedwith the similar behavior of two standard beam types: the SB1, with a central concentrated load for the zone under quasi-linearmoment gradient, and the SB2, with a distributed load for the zonewith weak moment gradient (Fig. 2c). Considering that the inflectionpoint is situated at (0.2–0.3) Lb, the relation between standard beamspan, L, and real beam in a structure, Lb, is:

Standard beam span, mm

Beam span, mm 2000 3500…5000 3000 5000…7500 4000 6500…10,000 5000 8000…12,500

Fig. 3. DUCTROT-M computer program [2,18]: Analysis algorithm.

3.2. Computer performances

However, thepresent paper is focused only to the phenomenologicalaspects of the utilized collapse mechanisms which are considered as

a basis for the development of the aforementioned software. Thecharacteristics of DUCTROT-M computer program are published in[2,18], where mainly all mathematical aspects are discussed.

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11V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

The algorithm is presented in Fig. 3. The computer programdetermines the following characteristics for wide flange members:

(i) General characteristics:– material characteristics considering the random variability of

superior limits for yield stress;– cross-section characteristics with the limits to prevent elastic

buckling and brittle fracture;– member characteristics considering loading systems (SB1

and SB2 standard beams), member span and axial force.

Fig. 4. Evolution of local plast

(ii) Ductility characteristics for monotonic loads:– two main curves of plastic buckling which determines in-

plane and out-of-plane plastic mechanisms;– moment–rotation curves for the two mechanism types and

for gradient or quasi-constant moments;– determination of ultimate rotation and rotation capacity for

the defined level related to fully plastic moment (1.0 or 0.9);– main geometrical dimensions of plastic mechanism shape;– influence of the beam–column connection details;– selectionbetween in-planeandout-of-planeplasticmechanism;

ic mechanism shapes [2].

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Length of flange buckled shape

Length of web buckled shape

Points of rotation

Points of rotation

a)

b)

c)

Fig. 5. Experimental aspects of local in-plane plastic mechanisms (modified after [25]);(a) Relation between flange and web lengths of buckled shape; (b) Position of rotationpoint in case of vertical ribs; (c) Position of rotation point in case of free conditions.

12 V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

– influence of fabrication type: rolled or welded (filet orpenetrated welds).

(iii) Ductility for seismic loads:

– influence of pulse loading, in function of strain-rate level andexterior temperature;

– influence of cyclic loading, in function of cycle type(increasing, constant or decreasing) and cycles number.

The present paper deals with the ductility defined under monotonicloads. The principle that the results frommonotonic actions can be alsoused for seismic actions is accepted in the Eurocode 8 (earthquakeresistant design) by applying the same ductility classes prescribed inEurocode 3 (static design). In any case for exceptional seismic actionswith specific features, as pulse or multi-cycle characteristics, themonotonic values must be corrected. The abovementioned topicconstitutes an open issue currently under investigation. However,details for seismic effects on the available ductility can be found in [2].

The computer program DUCTROT-M is now free available on CD-ROM as an appendix of the book [2] or free on the site [3].

4. Local plastic mechanisms for gradient moment

4.1. In-plane local plastic mechanism

This local plastic mechanism is characterized by deformationsituated in the beam plan, without lateral displacements of flanges(Fig. 1a). The shape of collapse mechanisms observed during theexperimental tests is composed by yield lines (true mechanism) or bycombination of yield lines and plastic zones (quasi-mechanism). Thelast mechanism type involves a large amount of energy than the firsttype, due to the membrane yielding of plastic zone [2].

A progress in function of the attempt to transform the experi-mental mechanism into analytical and numerical models can be noted(Fig. 4).

The Climenhaga and Johnson [8] as well as Ivanyi's [9] collapsemodel is based on a perfect symmetry in relation with vertical axis,and considers the length of flange andweb plastic zone equal with theflange width. The POSTEL [10] and DUCTROT 93 [13] computerprograms are based on these considerations.

Kuhlmann's model [10] is based only on yield lines, for symmetriclocal plastic mechanisms, formed by plastic buckling of compressedflange and compressed part of web. Feldmann's model [11] considersonly the collapse mechanism formed in compressed flange.

The version of DUCTROT-96 computer program was based on animproved mechanism, implementing a more suitable shape for thelocal plastic deformations of flange and web. However, examiningmore careful the experimental tests [25] one can observe that theopposite is true, namely the width of web plastic zone is different incomparison with the flange one (Fig. 5a).

Therefore, the first improvement in DUCTROT-M computerprogram was to take into account this difference in the dimensionsof plastic zones of the flange and web.

The second improvement refers to the rotation point of web plasticmechanism. The following cases are studied, considering the beam–

column connection details:

- The mechanism type corresponding to the case when the shape ofmechanism is limited to the presence of the column flange orvertical ribs (Fig. 5b).

- The formation of web shape plastic deformation is free, having noimposed rotation point (Fig. 5c), in case of plastic hinge formed farfrom column (cover plates or dog-bone solutions for beam–

column connection).

The final version of computer program, DUCTROT-M [2,3,17,18],takes into consideration both of the above cases.

Making use of such shapes, some parametrical studies areperformed and the results were published in [19–21].

For the standard beam SB 1 (Fig. 6a), the global plastic mechanismis presented in Fig. 6b. It is composed by two local plastic mechanisms.Themechanisms rotate around the rotation center O. An experimentalmoment–rotation curve is presented in Fig. 6c. There are someimportant characteristic points which mark some significant changesregarding beam behavior. The first point A refers to the reaching of theflange yielding; the second one B is defined by the occurrence of fullyplastic moment. Moreover, in order to be developed the plastic hinge,the rotation should be increased. At this stage an importantobservation is that the increasing of bending moment over the fullyplastic moment is due to the strain-hardening behavior. Themaximum value for moment is reached in point C, when plasticbuckling occurs in the yielding zone of the compression flange andweb. In this step, the local plastic mechanism is formed. After point Cthe bending begins to decrease with the increasing of rotation and theequilibrium of the beam becomes unstable. The ultimate rotation

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Rotation

a)

b)

c)

Fig. 6. Local plastic mechanism for gradient moment [2]; (a) SB 1 standard beam;(b) Local plastic mechanism; (c) Actual moment–rotation curve.

Ultimate Rotationrotation θu

Fig. 7. Theoretical post-critical curve of local plastic mechanism.

Fig. 8. In-plane plastic mechanism [2]: (a) General view; (b) Compression flange plasticmechanism; (c) Web plastic mechanism; (d) Tension flange plastic mechanism.

13V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

capacity is determined in the lowering post-buckling curve at theintersection with the theoretical fully plastic moment (point O).

The theoretical moment–rotation curve included in computerprogram must reproduce the above experimental curve. Fig. 7presents this curve, for which the elastic and plastic behavior can bedescribed by analytical relationships without any problems. Thedifficulties to complete the moment–rotation curve are related to theplastic post-buckling curve, referring to the degradation of momentcapacity due to the plastic buckling. For this purpose, the use of localplastic mechanisms proved to be very operative. The maximummoment results at the intersection of plastic and post-critical curves,eroded by local geometrical and mechanical imperfections. Theultimate rotation results at the intersection of this curve with theline corresponding to fully plastic moment.

The local plastic mechanism shape is shown in Fig. 8a, beingcomposed by plastic zones and yield lines in compression flange(Fig. 8b), web (Fig. 8c) and tension flange (Fig. 8d). The work of aplastic mechanism implies that a larger amount of energy is absorbedin the small area of plastic hinges and zones, therefore the other partscan be neglected. The rigid-plastic analysis is based on the principle oftheminimum of total potential energy. The result of this analysis, after

some mathematical operations presented in [2], is the post-criticalcurve of local plastic mechanism, described by the relationship:

M =Mp = A1 + A2θ−1=2 ð1Þ

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Fig. 9. Geometrical parametrical study [2]: (a) Influence of flange plastic zone;(b) Influence of rotation position; (c) Influence of asymmetry of web plastic shape.

Fig. 11. Determination of ultimate rotation for in-plane plastic mechanism usingDUCTROT-M computer program.

Tension zones of flangesa)

14 V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

The coefficients A1 and A2 contain the mechanical and geometricalcharacteristics of beams and the shape of plastic mechanism. They aregiven in [2,3,18].

The post-critical curve depends of geometrical parameters of localplastic mechanism. The length of mechanism is examined in [1], basedon theoretical studies and experimental data. The current version ofcomputer program takes into consideration these studies, keepingunmodified the length of plastic mechanism. The influence of otherparameters defining the shape of plastic mechanism is presented inFig. 9. The conclusions of this analysis are:

- The main dimension is the one defining the plastic zones ofcompression flange and web (Fig. 9a), which presents a minimumin determining the rotation capacity.

Fig. 10. Asymmetry of plastic mechanism [2]: (a) Columnwithout continuity plates; (b)Column with continuity plates; (c) Beam with cover plates.

- The parameter defining the position of rotation point of plasticmechanism shows a minimum for the position in the tensionflange (Fig. 9b).

- The asymmetry of mechanism shape produces an increasing ofrotation capacity, the minimum being obtained for symmetricshape (Fig. 9c).

While the minimizing of the post-critical curve in function of thefirst two parameters is included in software's capabilities, for the lastparameter, which depends on the position of rotation pointdetermined by constructional details (Fig. 10), the characteristic of

Compression zones of flanges

b)

Fig. 12. Experimental shape for out-of-plane plastic mechanism: (a) View of plasticmechanism (modified after [26]); (b) Lateral rotation of beam (modified after [27]).

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Fig. 13. Out-of-plane plastic mechanisms.

Fig. 15. Determination of ultimate rotation capacity for out-of-plane mechanism usingDUCTROT-M computer program.

15V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

local plastic mechanism asymmetry must be introduced in perfor-mance data.

Fig. 11 shows the determination of in-plane rotation capacity usingthe DUCTROT-M computer program.

4.2. Out-of-plane local plastic mechanism

This plasticmechanism is characterized by lateral displacements offlanges (Fig. 1b). The experimental shapes of out-of-plane plasticdeformation, named S-mechanisms, are presented in Fig. 12 [26,27].Theoretical studies are given in [1,8,9]. This mechanism type isproduced by a free lateral rotation around the vertical axis (Fig. 13).The majority of research works do not take into account the fact thatthe joint could be restrained by elements to prevent the rotation.However, in practical cases the formation of plastic mechanism alsoinvolves the participation of the adjacent column. The Fig. 14 presents

Fig. 14. S-shaped plastic mechanism [2]: (a) General view; (b) Compression flange p

details of this deformational condition, in the case when the columnpresence has no any influence. On the contrary case, see thediscussion presented [41]. The plastic mechanism is composed bytwo plastic zones and yielding lines. The post-critical curve isdescribed by the relationship [2]:

M=Mp = B1 + B2θ−1=2 + B3θ

−3=4 ð2Þ

where the coefficients B1, B2 and B3 are given in [2,3,18]. One canremark that, comparing the Eq. (1), for in-plane mechanism, withEq. (2), for out-of-plane mechanism, an additional term appears,producing a supplementary degradation in the post-buckling range.The Fig. 15 shows the determination of out-of-plane rotation capacity,

lastic mechanism; (c) Web plastic mechanism; (d) Tension flange mechanism.

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Fig. 16. Interaction between in-plane and out-of-plane local plastic mechanisms; 1-In-plane mechanism, 2-Out-of-plane mechanism.

a)

b)

c)

Fig. 17. Experimental shape for plastic mechanism under constant moments:(a) Experimental test; (b) Local plastic mechanisms (modified after [30]);(c) Experimental moment–rotation curve.

Fig. 18. Local plastic mechanism for quasi-constant moments: (a) SB 2 standard beam;(b) Local plastic mechanism.

16 V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

for the same profile as the one of Fig. 11. Obviously the rotationcapacity for out-of-plane is larger than the in-plane one, but thedegradation is higher.

4.3. Interaction between in-plane and out-of-plane local plasticmechanisms

The experimental evidences [7] show that in majority of tests thefirst formed mechanism is the in-plane one, and only in the post-buckling range the beam buckles in out-of-plane, due to considerablyweakened of flange rigidity, caused by the plastic deformations. Twocases of interaction were distinguished (Fig. 16):

(i) The intersection of two post-buckling curves takes place underthe line M/Mp=1, when the rotation capacity is defined by in-plane mechanism.

(ii) The intersection occurs over this line, and the rotation capacitymust be determined taking into account the interaction ofthese two buckling modes and the rotation capacity is definedby out-of-plane mechanism.

It is very well known that the coupling of two buckling forms canincrease the influence of imperfections [28]. But this form of couplingbelongs to the category of weak interaction in post-critical range. Inthis case the interaction could be neglected, being covered from the

Fig. 19. Determination of ultimate rotation using DUCTROT-M computer program.

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17V. Gioncu et al. / Journal of Constructional Steel Research 69 (2012) 8–19

scatter caused by other factors with higher influence on rotationcapacity than this interaction [29].

5. Local plastic mechanisms for quasi-constant moment

The experimental data for determination the quasi-constantmoment are obtained from beams loaded by two loads [9,30,31](Fig. 17a). The local plastic mechanisms are formed by two symmetricin-plane shapes (Fig. 17b). The typical experimental moment–rotation curve is shown in Fig. 17c. The standard beam to evaluatethe rotation capacity is presented in Fig. 18a, while the local plasticmechanism in Fig. 18b. The determination of rotation capacityutilizing the DUCTROT-M is given in Fig. 19. Generally, the rotation

Fig. 20. Correlation theoretical–experimental values for rotation capacity; (a) Lukey-AdamsKemp [34] and Suzuki [35] experimental values.

capacity for quasi-constant moments is larger than the momentgradient.

6. Definition of rotation capacity

In order to decide if a structural member has or no sufficientductility and to ensure a suitable response under different loadingconditions, the practice requires to define some indicators. As suchcan be the ductility index or rotation capacity. Concerning theseindicators one must recognize that there is no standard definitionwhich is universally accepted by all the specialists. However the mostrational definition is related to ultimate rotation [1]. The memberductility is based on the determination of rotation capacity parameter

[7] and Kulhmann [10] experimental values; (b) Spangemaher [32], Boerave et al. [33],

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R, defined as the ratio between plastic rotation at collapse θp and theelastic limit one θy (θp=θu−θy):

R = θp = θy: ð3Þ

This definition requires the calculation of ultimate rotation. Withthe aid of DUCTROT-M it is possible to determine the ultimate rotationat the intersection of post-critical curve with the theoretical fullyplastic moment. The software facilitates the evaluation of theavailable ultimate rotation or alternatively the non-dimensionalavailable rotation capacity under various geometrical, mechanicaland loading conditions.

7. Reliability of DUCTROT-M computer program

After the development process of a software the main questionthat arises is mainly associated to the reliability of the providedresults. Accordingly, a comparison between theoretical results andexperimental tests reported in the technical literature, is performed.Themost important experimental tests are selected in [1,2] ([7,12,32–35]), numbering 81 specimens. A very careful examination of relatedexperimental values was carried out, also considering the possibilityof existence of some errors in these results, connected with thefollowing aspects [36]:

(i) Determination of material properties in plastic and hardeningranges are less supervised than the ones in the pre-yieldingfield.

(ii) Measurement of rotation for elastic and plastic deformationsmay introduce some errors due to testing arrangements.

(iii) Determination of ultimate rotation at the intersection betweenthe post-yielding curve and horizontal straight line corre-sponding to full plastic moment results for a very small anglebetween the two curves. Therefore, themeasured values can bedetermined with important errors.

Generally, in the stability problems, variation of results is verylarge. For instance, in studies of Nakashima [37] referring to statisticalevaluation of steel strength, the coefficient of variation is 0.01–0.13,while for ductility capacity, this coefficient is 0.54–1.35. Consequently,a special methodology for validation of theoretical results must beemployed. The correlation between experimental data and numericalresults were performed. Applying a step by step analysis theexperimental data are processed considering rough, systematic oraleatory errors of measurements [38]. Therefore, making use of thismethodology [39], in the first step, the 6 experimental values obviouswrong were eliminated. They are out of rational field, from a group ofspecimens having the same characteristics they have had values verydifferent from the other ones. For the remaining 75 data (with avariation coefficient of 0.379), there are also some errors which can beconnected to the above difficulties in measurements. Based onprobabilistic considerations and adopted a relevant trust levelssome the errors are recognized and eliminated. Furthermore, themean value, standard deviation and coefficient of variation aredetermined. The elimination of wrong values is performed in twosteps, firstly 15 and secondly 5 data are excluded until a proper trustlevel of P=0.95 as well as a coefficient of variation 0.185 wasobtained. The remaining 55 data offer a high level of correspondencebetween experimental and theoretical results.

The correlation between the available experimental results, RE,and the calculated rotation capacity, RC (using the DUCTROT-Mcomputer program) in given in Fig. 20a (for [7,10] experimental data)and 20b (for [32–35] experimental data). A distinction between inplane and out-of plane mechanisms as reported form experimentalevidence is considered in statistical processing. It is remarked that, inspite of a scatter area specific for the stability experimental data, thecorrelation is good, giving confidence in the developed local plastic

mechanism as a methodology for determining the available rotationcapacity.

With respect to the type of local plastic mechanism it should beunderline that the great majority of experiments (especially for rolledsections) show an out-of-planemechanism. This fact is also confirmedby the numerical tests performed in [40], where the results came byFEM analysis revealing that the dominant type of plastic buckling forrolled standard beams is the out-of-plane collapse mechanism. This ismainly due to the presence of a simple reinforcement situated underthe force, which has very weak torsional rigidity, allowing the lateraldisplacements of buckled flanges in report with the beam vertical axis.

8. Conclusions

The paper presents the progress of some issues developed in [1]concerning the plastic collapse mechanism approach in determiningthe available rotation capacity for wide-flange beams. It is describedthe phenomenological inelastic behavior of the steel elements asobserved in experiments. Based on buckled shapes which are formedby plastic zones and yielding lines some collapse mechanisms arediscussed. By a continuing improvement of those mechanism shapesand after a long evolution a more advanced computer program theDUCTROT-M is developed taking into account geometrical, mechan-ical and loading parameters. In this way the paper is devoted to theinterpretation and modeling of the buckled shapes captured fromexperimental evidence and furthermore investigated the improve-ments as well as revalidated the models presented in [1]. Based onthose mechanisms in the companion paper [41] the application inpractical aspects of the DUCTROT-M will be presented. Throughparametrical studies on welded and rolled wide-flange steel beamsthe available ductility under monotonic conditions were investigateddemonstrating the capabilities of the software to quantify the inelasticcapacity of such elements.

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