john g roberts jr financial disclosure report for 2009

8/3/2019 John G Roberts Jr Financial Disclosure Report for 2009

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, ~ o 1 0 I FINANCIAL DISCLOSURE REPORT R e p o , t R e q u i r e d b y t h e E t h ic sin Govermnent d ct of ] 978R e v . J /2 0 1 0 [ FOR CALENDAR YEAR 2009 0 u.s.c, app. L tol-tH.;I. Peraon Reporting (last nam e, first, middle initial) 2. Courl or Organization 3. Date of ReportRobert% Jr., John G Supreme Court of the U.S. 05,14/2010

4. Title 1Article Ill judges indic~tte active or senior sUttus; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or par/-time)[] Nomination, Date 01/01/2009

Chief Justice [] Initial ~ ~ A n n u a l [] Final to12.3 I ,20095b. [] Amended Report

7. Chan~ber$ or Office Addres~ 8. On the bax|s of the Information contained In thts Repot! and anymodification!i p~rtainlng thereto, i t is , in my opinion, in complianceOne First Street, NE ~ith applicable laws and regulations.Washington, DC 20543

Reviewing Officer D,le

1MPO RTANT N OTES: The instructions accompanying this form must be followed Complete al l pa rt .~,checking the NONE box for each pa rt where )ou have no reportable information. Sign on last p age.

I . P O S I T I O N S . t ~ , ~ o r , Z , , g individual only; see pp. 913 of Jiling instructions.)NONE ( No reportable positions.)

PO SIT IO N N A M E O F OR G A N IZA T IO N !E N T IT YI.

3.

~-~ N O N E ( N o reportable agreements.) . ~.c . ~ . -D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPOR T N .... [P ......Reporting Date of ReportPage 2 c~f 10 Roberts, Jr., J o h n G . 0 5 / 1 4 , ~ 0 1 0

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (R,porti.g in~ivla,,t,.d,p .... ; s e e p p . 1 7 - 2 4 offilirrg i ........ i o r ~ { . )A. Filers N on-Investment Income[---] N O N E (N o reportable non-investment income.)

pATE S OU R C E A N D T Y PE I N C O M E(yours, not ~pouses)I. 3..t2-14/09 University of Idaho College of Lax,.,, Boise and Pullman, Idaho -- $11,500.00teaching stipend

2.

3.7!13-23/09 New England School of Law, Summer Program. Galway. Ireland -- $15,000.00teaching stipend

4.

B . S p o u s e s N o n - I n v e s tm e n t I ncom e - i f you ~*,ere married during a ny portion of the reporting ) ,ear, complete Ik ir section.(Dot!at utnount not required e~cept for honoraria.)~ N O N E non-investment income.)N o reportable

SOURCE AND TyPEl . 2009 Major, Lindsey & Africa, LLC -- Attorney Search Consultants -- Salary

2.

3.

4.

I V . R E I M B U R S E M E N T S - - ,, .. sp o . ,o , ;o . , ~oexin~,yood, ~.,~.i .... ~(Includes those ~o spouse and dependent children: ~e pp. 2.5-27 ~f!lb!g i~tructions.][~] N O N E (No reportable reimbursements.)

~ D A T E S. L O C A T I O N P U RPO SE IT E M S p A ID O R PR O V ID E DI. Universi ty of Arizona Col lege 2/2-4109 Tucson, Arizona Visited University s t~dents Air transportation, meals, and lodgingof Law and high schoolgovernment class;

2. reel with Federal judges;delivered the third WilliamH. Rehnquist CenterLecture

3. I_!r, iversiD of Idaho 3112ol 4~09 Boise and Pullman, Idaho Delivered the Beliwood Air transportation, meals, and lodgingLecture; reel with Federaljudges;

4. "Conversation with the


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FINANCIAL DISCLOSURE REPORT N .... fPer~on Report ing DateofReportPage 3 of 10 Rober|s, Jr., J o h n G. 0 5 1 ) 4 2 0 1 0

Chief Justice" presentationto the law schoolcommunity;

5, attended College of LawCentennial events6. North Carolina Central 4/13-15/09 Durham, North Carolina Judged moot coui~:; Air transportation, meals, and lodgingUniversity attende~l admissionsceremony for 1307. Univ ersib of l.ouisville 4;17-18/09 Louisville, Kentucky " Co nv e rs at io n w it h t he A i r t ra ns po ~ ta ti tm , m e al s, a nd l od gi ngChief Justice" presentationt o t h e8. University community; rnetwith 3g McConnellScholars

University of Cambridge 5 . ~ 6 - 9 , 0 9 Cambridge, United D e li v er ed th e S ir Da v id A i r t ra ns po rt at io n, m e al s, a nd lo dg in gKingdom Williams Lecture10 . N ew E ngland School of Lax,.. 7113-23/09 Galway, Ireland Taught course on the Air transportation, meals, and lodgingSupreme t..;ourt1 I. University of Michigan 9/10-12/09 Ann Arbor, Michigan Met wi~h students in law Air transportation, meals, and lodgingschool classes;"Conversation with theChief Justice"12 . presentation to the lawschool community: metwith Federal judges13 . Stanford Law School 1 0 1 2 2 - 2 4 1 0 9 Stanford, California At tended formal dedication Air tr anspor ta t ion , meals , and lodgingof Brest Hall; met withstudents in law schoolclasses:1 4 . attended dedication ofWilliam ft. RehnquistCourtyard1 5 . Universi~ of Oklahoma I 1/16-18/09 Nemean. Oklahoma IX,let with students in law Air trunspoaation , meols , anti lodgingschool c las~es; deliveredHenry Family CentennialLecture


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FINANCIAL DISCLOSURE REPORT n ..... f P .....Reporting Da,e of Rep,,r tPage 4 of 1 0 Roberts, Jr., J o hn G . 0 5 / 1 4 / 2 0 ~ 0

V. GIFTS. a,~ t.,~,,- a,o,, to.,~, ...... a dependent children; s e e p p . 2 8 - 3 I of filing instructions.)1-~ N O N E ( N o reportable gifts..)

S O _ ~ Q U R C E DESCRIPTION ~I. Washington National Opera T wo tickets to Dinner and Opera Ball, June 5, 2009 $ 5 0 0 . 0 02.34.5.

V I . L I A B I L I T I E S . a , a . a e , , t .. .. .. ,p ...... n a,p,,~ .... hildren; s e e p p . 3 2 - 3 3 of filing instruction,.)N O N E (No reportable liabilities.)

CR E D IT O R D E SC R IP T IO N VA LU E C O D EI.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT s,~ ofPerson ReportingPage 5 of 10 Roberts, Jr. , John G.

[0 5 1 1 4 1 2 0 1 0

N O N E ( N o reportable income, t~sets, or transactions.)

D e s c r i p t i o n o f A s s e t s l n e o m e d u r i n g ~ G r o s s v a l u e a t e n d Transactions during rc~ing ~riod( i n c l u d i n g t ~ s t a s s e B ) reposing peri~ . o f r e p o r 6 n gP E a c e " ( X ) " ~ n e r e a c h ~ s s c ~ Amount J Type (eg., ! Value [ Value ~ Type (e g.. Date ~ Value ~ Gain I d e n t i ~ y o fe x e m p l f r o m p r i o r d i s c l o s u r e C o d e I d i v . . r e n t ,(A-HI .... i ~ t ) [ ( J - P ) ~ Code3 r e d e m p : , o n ) ! (J-P, (A-ft) ( i f p r , w , eI (Q

I. Ti~e Warner (TWX) C Dividend I M I T I3. Freddie Mac (C ..... n) None I jI

5. ttillenbr~nd (Comm on) A Dividend J ~ T6. Hill-Rom H oldings, Inc. A ~ividend I ~ T7. lntel (Cmnman) B Dividend L8. Microso~ {Common) C Dividend M9. Noki~ (Common) None K [ T

I

1. Pfizer(Common) A Dividend J1 2 . Texas lnslmmer,~ (Common) B Dividend L I T1 3 . T M O ( Co m m o n ) N ~ n e ,~ ] T14 . Sirius XM Radio (Common) None K ] T I[ I

15 Washington REI~ B Dividend K T16 . Am Cen~ Gr Fund A Dividend : 1 T17 . ~avis Set Rea~ gst gnnd A Dividend K


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Page 6 of 10 R o b e r t s , J r . , J O n a h G . 0 5 ~ 4 ~ 0 1 0

~ ~ONE ~Vo reportable income, ~sets. or transactions,)A. B. C. D ..... ~D e s c r i p t i o n o f A s s e t s ] I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i ~ l( i n c l u d i n g t r u s t a s s e t s) r e p o r t in g p e r i o d of re.riling period , ~

g l a c e " ( X ) " a ~ e r e a c h a s s el ] . A m o u n l T y p e ( e g . , V a l u e Value T ~ p e ( e . g ., Dale [ Value I~ Gain Idcnh~ ofe x e m p t f r o m p r i o r d i s c l o s u r e ~C~e I d i v . , ~ e n L C o d e 2 [ M e f i ~ o d buy, sell, m ~d~yy [ Code 2 [ Code I bu~er/scller( A - H ) or int.) (J-P) C o d e 3 redempt ion) I (JP) (A- II) (~fpti*atc~ ( Q - W ) ] t r a n s a c t i o n )18 . Fideliff C~ntraf~d Fund A Dividend L T1 9 . NB Kaminsky 11 None J T

2 0 . Fidelity l.ow Priced Stock Fund A Dividend N T Sold 0 9 1 2 5 1 0 9 L D(par02 1 . Spartan 500 Index (formerly Spartan U.S. C Dividend N TEquity Index)2 2 . Fideli~ Growth Company A Dividend M T2 3 . Fidelity Overseas Fund B Dividend L T2 4 . Fidelity Select Energy Fund B Dividend K T2 5 . Fidelity Managed Income Portfolio (no A Dividend L T B uy 0 9 1 2 5 / 0 9 Kc o n ~ r o l ) (addl)2 6 . Fideliq, Retirement Money Market A Dividend L T B uy 0 9 1 2 5 / 0 9 K

(addl)2 7 . Franklin Mut Beac Z Fund A Dividend J T2 8 . Franklin Mot Disc Z Fund A Dividend J T2 9 . Janus Ent Fund None K T30. Janus Fund A Dividend J T3I. Janus WW Fund A Dividend K T32, Blackrnck In t l B Dividend L T

3 3 . Lorcl Abbetl Dev Gr Fund None K T34. Pul na m Ne w O pp F und N o n e J T


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F I N A N C I A L D I SC L O S U R E R E P O R TPage 7 of 10 ~ober,s,

~ N E ( N o reportable income, assets, or transaction.)B. ~ c. .......... D. .............Description o f A ~ e B ~ I n c o m e d u r i n g [ G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t ~ s t a s s e t s) , r e po n i n ~ p e ~ o d ~ of repoamg period

P l a c e l X ) " a ~ e r e a c h a s se t ]Amountl Type [e.g., V a l u e V a l u e "ryN leg., ~ Da~e VMue Gain ~ I d e n t i~ o f.... pt from prior discl ..... { C~cl [ di ...... 1 , Code2 [ Method b u y , s e l l . [ .... d~)~ C~e2 CodelI b~eriseller~ (A-H) } p r i n t . } I ] - P ) Code3 r e d e m p t i o n ) , ( J - P ) (AdD ~ ( i f p f i v a l e, t Q - W ) ~ t ~ n s a c ~ i o n )3 5 . Putnam Voyager Fund N one J T3 6 . Selig~an Common A Fund None K T

3 7 . Totray Fund A Dividend M T3 8 . TRPrice Euro Stock Fund A Dividend J Y3 9 . TRPrice SCi & Teeh Fund None J T40. Vanguard lntIGr Fund B Dividend M T4 I. Vanguard Sm Cap Index Fund A Dividend L T4 2 . Ing F~,n Countries A Fund None K T4 3 . MTB Money Mkt account A Dividend L T4 4 . CMA Money Fund B Dividend L T4 5 . C. Schwab Money Mkt Fund A I n t e r e s t 3 T4 6 . C. Schwab Muni M. Fund A Dividend K T4 7 . Wachevia, A Wells Fargo Company, A I n ~ e r e s t J Ta c c o t m t48 Chevy Chase Bank, A Division of Capital A I n t e r e s t L T ,4 9 , 1/8 interest in Conage, Knocklong, County A Rent J WLimerick. Ireland5 0 . TE. Price Prime Res Fund A Dividend J T5 1 . B hc kro c k S& P ] B Dividend M T


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FINANCIAL DISCLOSURE REPOR TPage 8 of 10 Roberts, Jr., John G. 05 / I 4 / 2 010

N O N E (No reportable income, a~sets, or transactions.)Desc r ip t io n o f A s~ Income during [ Gross value at end Transactions during rcpo~ing

(including trust asse~s) reposing ~ri~ ~ of re~rt ing pcrio~ .(5)

Date .lace "(X)~ af te r ~ c~ as s c~ Amount Type (e,g.. Value Value "1 y~ (g., Value Gain Idcnt~W ofexempt f lora prlo~ d isclosure Code 1 ] dh,., rent. Code 2 Method buy, sell, mmd~,~ C~c 2 Code I buycr,scllc~~ { A - H ) ~ oriat.) ~ (J-P) C~e3 ! redemption) , (J-P) A- ) ( ifpvvate

52 . M idc a p S P DR T r S er ies I B D iv id e n d L T

5 3 . A llied Capilal (Common) N one J T

5 4 . Utah E duc. Svgs Plans (no control) B Dividend M T55 . Pill~buD " Winthrop Ret. Plan A Div idend KFid.iVlgd.lnc.Part 11 (bond fund)56 . Allegis Group Ret . Plan (no control) A Dividend J T

N o n e K T I 1210~!09 K7. Warner Cable Spinoff(from line I)


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FINANCIAL DISCLOSURE REPORT. Page 9 of 10VII1. ADDITIONA L INFORMATION OR EXPLAN ATION S. a,,,~ . .... .,,,~r,o.tRo,.,,,,~.)


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Page l 0 of 10I R o b e r t s , J r . , J o b . c .

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) l~accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside emp|oyment and honoraria and the acceplance of gifts which have been reported are incompliance with the provisions nf5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulalion~.

NOTE: ANY IND|VIDUAI. Wl tO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE T i l l s REPORT MAY BE SUIIJECI" TO CI\ ILAN D CRIMINA L SANCT IONS (5 U .S.C. app. 104)

F IL IN G IN S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United Stales CourlsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544 j

john g roberts jr financial disclosure report for 2009

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