jerome farris financial disclosure report for 2010

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  • 8/3/2019 Jerome Farris Financial Disclosure Report for 2010

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    AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Govermnent Act of 1978(5 U .S.C. app. b.~ 101-111)

    I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )Fanis , Joseph (Jerome) J .

    4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

    Sen io r Ci rcui t Judge

    7 , C h a m b e r s or O f f i c e Addres s1010 5th Ave, Sui te 1030Seat t le , WA 98104

    2 . C o u r t o r O r g a n i z a t io nNinth Circui t Court of Appeals

    3. Date of R e p o r t5/13/201 I

    5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

    m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ewith appl icable laws and regula t ions .

    Reviewing Office r Date

    6. Reporting Period01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Com plete a l l parts ,check ing the NON E box for each pa r t where you have no repor table in formation . Sign on las t page .

    I . P O S I T I O N S . m , p o , , i n ~ individual only; seepp. 9-13 of f il ing instructions.)1~] N O N E ( N o reportable posi t ions . )

    1 . Board of Trustees2. Board Member3.

    4.5.

    POSITION N A M E O F O R G A N I Z A T I O N /E N T I T YMo r eh o use Co l lege

    Wel ln es s Co mm it tee

    I I . A G R E E M E N T S . t R ~ p o n l n g individual only; see pp. 14-16 of fling instructions.)~] N O N E (No repor table a greements .)

    D A T E P A R T IE S A N D T E R M S

  • 8/3/2019 Jerome Farris Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 7

    N a m e o f P e r s o n R e p o r t in gFarris, Joseph (Jerome) J .

    D a t e o f R e p o r t5/13/201 I

    I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Fliers Non-lnvestm ent Income

    ~] N O N E (No reportable income.)on-investmentDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME(yours , no t spouses)

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f y o u were ma rried during onyportion of the reporting)ear, complete this section.(Dollar amount not required except for honoraria.)

    N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

    1.2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, en te r ta inment(Includes those to spouse a nd dependent children; see pp. 25 -27 of filing instructions.)

    N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

    I.2.3.4.

    5.

    PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Jerome Farris Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    N a m e o f P e r s o n R e p o r t in gFarris, Joseph (Jerome) J.

    D a t e o f R e p o r t5/13/201 I

    V . G I F T S . a n c l ,d e s , h o s e , o , p o , s e o n d dependen t c h i l d ren; s e e p p . 2 8 - 3 1 of fi l ing instruct ions.)N O N E ( N o reportable gifts. )

    SOURCE DESCRIPTIONI.2.3.4.

    5.

    VALUE

    V I . L I A B I L I T I E S . ( In c lu d es th ose of sp ou se a n d d ep en d e n t ch i ld ren ; s ee p p . 32- 33 of f i l in g in s t ru c t ion s . )~ N O N E ( N o reportable liabili t ies.)

    CREDITORI. Chase Manhattan2. Wachovia/Wel l s Fargo3.

    4.5.

    DESCRIPTIONMortgage on Ren ta l Proper ly #1 , Poulsbo , WA (Par t VI I , L ine 1 )Mortgage on Renial Property #7, Atlanta, GA (Part, VII, Line 5)

    VALUECODE

    L

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 7

    N a m e o f P e r s o n R e p o r li n gFarris , Joseph (Jerome) J.

    D a t e o f R e p o r t5/13/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , , . a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

    D esc r i p t i o n o f Asse t s I n c o m e d u r i n g( inc lud ing t rus t asse t s ) repor t ing per iod

    O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

    exempt from prior disclosure Code I div. , ren t ,( A -H ) or in t . )

    G r o ss v a l u e a t en dofreponing period(i) (2)

    V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

    O)Type (e.g.,

    buy, se l l ,r ed em p t i o n )

    Transact ions during repo rt ing per iod(2) (3) (4)

    D a t e V a l u e Gainmm/dd /y y Co de 2 Code

    ( J - P ) ( A - H )

    ( 5 )I d e n t i t y o f

    buyer / se l le r( i f p r i v a t e

    t ransac t ion)

    1. Rental Property #1, Poulsbo, W A

    2. Rental Property #2, Seattle , WA

    3. Rental Properly #3, Mon tego Bay, Jamaica

    4. Rental Property #4, Kent, W A

    5. Rental Property #7, Atlanta, G A

    6. Charles Schwab Stock Portfolio:

    D

    D

    D

    C

    R e n t N W

    R e n t N W

    None N W

    Rent N WRent M W

    7. Microsoft None K

    8. ICOS None K

    9. Paci f i c Northwes t Bank/Wel l s Fargo1 0 . AT&T Corp .II . A T & T C o r p

    1 2 . TriconGlobal Res t r .

    None

    None

    None

    None

    J

    J

    J

    J

    TTTT

    1 3 . Intel Corp.

    1 4 . Intel Corp.1 5 . General Elec t r ic

    None

    None

    None

    J

    J

    J

    TTT

    1 6 . Safeco Corp1 7 . Hewlett Packard

    None

    None

    J

    J

    TT

    I. Income Gain Codes:(See Co lumns BI and D4)

    2.Value Codes(See Co lumns CI and D3)

    3.Value Mclhod Code, .(See Co lumn C2)

    A =$ 1,000 or lessF =$50.001 - $100.00~J -$15.1)00 or lessN -$250.0~1 - $500.000P3 -$25.000.001 - $50.000.000Q =AppraisalU =Book Value

    B=$1.001 - $2,500G=$100,001 - $1.000.000K =$15.001 - $50,000O =$500,001 - $1,000,0~0R -Cost ( Real Esta te Only )V =Other

    C =$2,501 - $5,000H I =$ 1.000,001 - $ 5.000.000L =$50.001 - $100.000P I = $1,000.001 - $ 5,000,000P4 Mor e than $50, 000, 000S =As~ssmc n tW =Esl i matcd

    D =$5.001 - $15,000H2 =More than $5.000.000M =$ 100.001 - $250,000P2 =$5.000,001 - $25.000,000T =Cash Mar kot

    E =$15.001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 7

    N a m e o f P e r s o n R e p o r t i n g ] D a t e o f R e p o r tFarris, Joseph (Jerome) J.

    [5/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i. c o m e , ,~l.e, transactions (Includes those of spouse and dependent ch ildren; see pp, 34-60 of filing instructions.)D (No repor tab le incom e, a s se ts , or transac t ions . )ONE

    A. B. C.D esc r i p t i o n o f Asse t s I n c o m e d u r i n g G r o s s v a l u e a t en d

    (in c lu d in g tru s t a sse ts ) rep o rtin g pe rio d of repo rt ing p~riodO ) ( 2 ) (0 (2)

    Place "(X)" after each asset A m o u n t Type (e.g., V alu e V a lu eexempt from prior disclosure Code I d iv ., ren t, C o d e 2 M e t h o d

    (A-H) or in t . ) (J-P) C o d e 3( Q - W )

    Type (e.g.,buy, se l l ,

    r ed em p t i o n )

    Transactions during reporting period(2) (3) (4) (5 )

    D a t e V a l u e Gain Iden t i ty o fm m !d d/y y C od e 2 Code I buyer/ sel ler

    (J-P) ( A-H ) ( i f p r i v a t et ransac t ion)

    1 8 . Wash ington Federa l Money Marke t Accoun! A19 . W a c hov i a B a nk - M one y M a r k e t Ac c ou n t A

    I n t e r e s t J T

    I n t e r e s t K T

    I. Income Gain Codes: A =$1,000 or less B -$1 , 001 - $2 , 500 C = $2,501 - $5 ,000 D = $5,001 - $15,000{See Columns BI and D - l ) F = $50,001 - $100.000 G :$100.001 - $ 1.0~ 1.000 H 1 =$1,000,001 - $ 5 , 0 0 0 , 0 0 0 H2 =More than $5,000.000

    2 . V alue Codes J = $15,000 or less K =$15.001 - $50.000 L = $50.001 - $ 100.000 M :$ 100,001 - $250,000( See Columns CI and D3) N =$ 250,001 - $ 500.000 O =$500,001 - $1.0OO.0~O P I = $ 1, 0~ 0 ,0 01 - $ 5 ,0 0 0, 00 0 P 2 - $ 5, 00 0 ,0 01 - $ 2 5, 00 0, 00 0

    P3 =$25,000.001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Eslale Only) S -Assessment T =Cash Mar ket( Scc Column C2 ) U =Book Value V = O ther W ~ Estimatcd

    E = $ 1 5 , 0 0 1 - $ 5 0 , 0 ~ 0

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 7

    Name of Person Report ingFarris, Joseph (Jerome) J.

    Date of Repor t5/13/2011

    VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS.Part VI Liabi li tiesPart VII Investments and Trusts

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    FINANCIAL DISCLOSURE REPORTPage 7 of 7

    Name of P erson Report ingFar r i s , Joseph ( Je rome) J .

    Date of Report5/13/201 I

    IX. CERTIFICATION.I ce r t i fy tha t a l l informat ion g iven above ( inc luding informat ion per ta ining to my spouse and minor or dependent chi ldren, i f any) i s

    accura te , true , and com ple te to the bes t of m y know ledge and be l ie f , and tha t any informat ion no t r epor ted ~vas wi thhe ld because i t met appl icab le s ta tu toryprovis ions permi t t ing non-disc losure .1 f u r the r ce r t if y tha t e a rne d i ncom e f rom ou ts i d e e m ploym e n t a nd honora r i a a nd the a cce p ta nce o f g i f t s ~v h i ch ha v e be e n r e po r te d a r e i ncom pl i a nce w i th the p rov i s i ons o f 5 U .S .C . a pp . 501 e t . se q . , 5 U .S .C . 7353 , a nd Ju d i c i a l Con fe re nce r e g u la t i ons .

    Signature: S] Joseph (Je rom e) J. Farris

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U , S .C . a p p . 1 0 4 )

    Committee on Financ ia l Disc losureAdm inis t ra t ive Off ice o f the Uni ted Sta tes CourtsSui te 2-301One Colum bus Circle , N.E.W a s h in g to n , D . C . 20 5 44