janet t neff financial disclosure report for 2009

8/3/2019 Janet T Neff Financial Disclosure Report for 2009

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a o 1 o ] FINANCIAL DISCLOSURE REPORT Repo,t Required by t h e E t h i c sin Government Act of 1978R e ~ , . t ~ O l O [ FOR CALENDAR YEAR 2009 r~ u..~.C. ~p~ ~ m ~ 4 H ~I. Person Rep0rting flus( name, first, middle initial) 2. Co urt o r O rga niza tio n 3. D a te o f R epo rtNeff. Janet T. US District Court Western Districl of Michigan 6/5/2010

4. Title (Article Ill judge.; indicate active or senio r statu:, : 5 a. Re port T ype (che ck appropriate typt : ) 6. Rel)orling Periodmagistrate judges indicate fu!l- or parlqime)[] N


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FINANCIAL DISCLOSURE REPORT N .... fP .....Reporting ] Date 0fRep ortPage 2 of 7 Neff, Janet T . I 6 , 5 / 2 0 1 0

IlL N O N - I N V E S T M E N T I N C O M E . ~ R e p o r ~ . ~ individual and spouse; see pp. 17-24 of filing instructions.)A. Fi lers Non-Investment Incom e

[] (No reportable non-investment income.)O N ED A T E S O U R C E A N D T Y P E INCOME(yours , no t spouses)

i. 2009 State of Michigan pension $90,864.60

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t f~ o u were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria. )

[~ N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1. 2009 State of Michigan pension

2.

3,4.

I V . R E I M B U R S E M E N T S - ~ . ~ o o .~ o ~ ~ o a ~ . g , y o ~ entertainment.(Includes those to ~7~ouse and dependent children: see pp. 25-27 of filing instruc~ons.)

N O N E (No reportable reimbursements.)SOU RCE DATES_ LO C AT 1 O N P UR P O SE IT EM S P A ID O R P R O V ID E D

2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N ~ m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 3 o f 7 Neff, Janet T. 6 / 5 / 2 0 1 0

~ N O N E (No reportable gifts.)SO U R C E D E SC R IP T IO N V A L U E

I.2.3.4.5.

[~ N O N E (No reportable liabilities.CR ED IT O R D E SC R IP T IO N V A L U E C O D E

1 .2.3.4.

5.


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tP a g e F I N A N C I A L 4 o f 7 D I S C L O S U R E R E P O R T N e f f , J a n e t T . 6 i 5 ~ 0 1 0

V I I . I N V E S T M E N T S an d T R U S T S . - i ,~ o , ~ ,, , a u , . ~ . . .. n o , , ( I n c l u d e . , t h o s e oy spo ....~ ~ e n ~ n t chorea; s e e p p . 3 * 6 0 of fd ing i n s t ~ c R o n s . )~ (No reportable income, assets, or transac~ons.)ONE

A . B- C. D.~ S C f i p ti o n o f A s ~ e ~ I~o m e d ~g Gross vaiue ~ end T~fions d~ng m~ing ~ri~( i n d n d i n g t r u s t a s s e t s ) reining ~nod of repoaing ~(~) (2) ( 1 ) ( 2 ) ( 1 1 (2) (3) " ~4) (5 )Place "(X)" a~er each ~ ~ A m ~ n t T y ~ ( e , g . , V a l u e V a l u e T y ~ ( e . g ., D a r e V a l u e G a i n l d e m i ty o fexempt k~ prior disclos~ C~e t ~ i v . , r e n ~ C~e 2 Me~ b u y . s e l l , ~d~ C~e 2 C~e I b u y e r l ~ l l e r~ ( A - H ) o r i n ~ ) ( J - P ) C~e 3 m ~ m p t i o n ) ( J - P ) ( A - H ) ( f f ~ v a t e

1 . G ra n d Ra p i ~ F~i ly C ~d i t Umo n a cco u n t A lnte~st K T2. IRA - Ch ar les Sch w ab D Int.Div. O T

Arbitrage Fund CI R Bu y 07/27/09 K4. - Compass Diversified Hldg Sold 1 1 / 2 5 / 0 9 K5. - Royce Va lue Plus Fund Sold 08/t7/09 K6. - .Ip Morgan Strategic lncm Oppty A Bu y 0 7 1 2 7 1 0 9 K7. - IVA W orldwide Fund CI A Bu y 09/23/09 K(addD8. - IP Morgan Stratigic lncm Oppty A Bay 09/23/09 K(addl)9. - Hussman Strategic Total Return Fund Bu y 0 9 1 2 3 / 0 9 L

I0 . - Akfe Focus Fund Retail Bu y 09~3/09 L1 [. - AkreFocus Fund last Bu y [0/15/09 K12 . - FPA Crescent Fund last Bu y 1 2 ! I S i I Y ) L13 . - FPA Crescent Fund last Bu y t 2 1 2 8 1 0 9 K(addl)14 . - Intrepid Small Cap B u y 1 2 1 2 8 / 0 9 K15 . - Akros Absolute Return Fund Buy 1 2 / 2 8 / 0 9 K

16 . American Funds New Wo rld Bu y 1 2 1 2 9 / 0 9 K17 . - B e t - ~ v y a I n co m e F u n d Buy 1 2 / 3 1 / 0 9 K


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F I N A N C I A L DISCLOSURE REPORT : ~ . . . . f P ~ o .P ag e 5 of 7 Neff, Janet T.

IV I I . I N ~ S T M E N T S a n d T R U S T S -- income, v~ue, ~ansa~ons (lncl~s those of spou,~ a~ ~pen~nt ch~en; see pp. 3"~ o:~ing inst~c~ons.}

~ N O N E ( N o reportable income, assecs, or transactions.)......................... BT ............. c.De~p~ioa of A sset~ Inco m e d ~ng ~ss v a ~ue a t en d T ra nsa c tio ns d ~ng ~e~in g ~r~o d

tincluding ~st ~s) r~offing period of re posingPlace "{X)" a~er each ~set Ararat Ty~ (e.g.. Value Value Ty~ (e.g_ Date V~ue!] Gain Identi~ ofexempt from prior di~losu~ C~e I div. rent, C~e 2 Me~ buy, ~11, m ~ d d / y y C o d e 2 ] C ~ e 1 buys/seller(A-H~ or int.) (J-P) Co de 3 redemptio n) (J-P) (A-H) (if private( Q - W ) trans~c~on)

1 8 . - Schwa~ Adv Cash Reserve Sold 07/27/09 L

19 . - Schwab Adv Cash Rescue Sold ~3/09 M(p~)20 . - Schwab Adv Cash Reserve Sold ~0/I5 /09 K21 . - Schwab Adv Cash Reserve Sold I~15/~ L( p a R )22. - Schwab Adv Cash Reserve Sold 12/28/~ L( p a ~ )23 . - Schwab Adv C~h Reserve Sold 12~9/~ K(p~2& - Schwab Adv Cash Rescue Sold 12/31~ K25 , - Schwab Adv C~h Rescue Bu y 08/17/~ K

26 . - Schwab Adv C~h Re~e Bu ~ ~ D ~ / 09 K(add I )27 .2 8 .

2 9 .

3 0 .

31 .

3 2 .

3 3 .

34 .


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Name of Person Report ing DateP a g e F I N ~ N C I A L 6 o f 7 D I S C L O S U R E R E P O R T N e f f . J ~ e t " r . ~ / ~ / 2 oVIII . ADDIT IONAL INFOR MA TION OR EX PLA NAT IONS. r~,,~,e~,,~


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] Neff. Janet T.age 7 of 7 .

IX. CERTIFICATION.I certify that a ll information given above ( including information pertaining to my spouse and minor or dependenl children, if any) isaccurate, true, and complete to the best nfmy knowledge and belier; and that any informa tion not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.[ further certify that earned income from outside employment and ho noraria and the acceptance of gi~ts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NO T E : .A NY IND IV ID U A L W H O K NO WING LY A ND W ILF U LLY F A LSIF IF ~S O R F A LLS T O F ILE T H IS R E P O R T MA Y BE SU BJE CT T O CIV IL.~ND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

H L I N G I N S T R U C T I O N SMa i l si g n e d or i g in a l a n d 3 a d d i t ion a l c op i e s t o :

Committee on Financial DisclosureAdm inis tra t ive Off ice of the Lrni ted Sta tes CourtsSuite 2-301On e Co l u mb u s Ci r c l e , N . E.W a s h i n g ton , D. C. 2 0 5 44

janet t neff financial disclosure report for 2009

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