james k singleton financial disclosure report for 2010

8/3/2019 James K Singleton Financial Disclosure Report for 2010

1/7

AO IORev . 1 /2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010 Report Required by the Ethicsin Government A ct ofl978(5 U.S.C. app. I01-111 )I . P e r s o n Reporting (last name, first , middle init ial)Si ng l e t on , James K .

4. Title (Article Il l judges indicate active o r s e n i o r status;magistrate judges indicate full- or part-time)U,S. Distr ict Judge- Senior

7 . C h a m b e r s or Office Address222 West Seventh Avenue, No.41A nch or age , A l a s ka 9951 3-752 4

2. Court or OrganizationU.S.Distr ic t Court , Alaska

3 . Date of R e p o r t05 /I 1/2011

5a. Report Type (check appropriate] N o m i n a t i o n , D at e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c er D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to1 2 1 3 1 1 2 0 1 0

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last pag~

I . P 0 S 1 T I 0 N S . C R ~ v o r ~ . ~ i .d i v i d . a l o n l y : s , , W . 9 - t ~ o y ~ i i , g instructions.)[~1 N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

II. A G R E E M E N T S . C R e ~ ,o r a . g i n d i v i d u a l only s e e p p . 1 4 - 1 6 of fi llng instructions.)D (No reportable agreements . )ON E

D A T E PARTIES AND TERM S1.2010 Sta te o f Alaska , Jud ic ia l Ret i remen t com menced 01 /01 /942. 2010 Executive Life Ins.Co. annuity f rom State payable age 603.


2/7

FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t i n gSingleton, James K .

D a t e o f R e p o r t05/11/2011

III. N O N - I N V E S T M E N T I N C O M E . (Repordng individual and spouse; see pp. IT-24offilinginstructions.)A. Filers Non-lnvestment IncomeD (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE I N C O M E(yours , not spouses)1.2010 Sta te o f Alaska Jud ic ia l Ret i r emen t $ 98 512.002 . 2 0 1 0 Alas ka Supplementa l Annu i ty P lan $ 13,000 .003.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f yo u w ere married during any por t ion o f the re por t lng y c ar , c omple te this se c t ion.(Dollar amount not required except for honoraria.)D (No reportable non-investment income.)ONE

D A T EI . 20102.3.4.

SO U R C E A N D T Y P EAnch or age Sch oo l D is t r i c t Teach er Ret i r emen t

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entcrlainmenl.(Includes those to spouse and dependent children; see pp. 25-27 o f il l ing instructions.)

D (No reportable reimbursements.)ONE

D A T E ~ S LOCATION PURPOSEOURCE1. George M as on Unive rs i ty 4/23-4/29/10 Tucs on, AZ " Th e F ou nd er s a nd T he ir M e als an d Lo dg in gLa w & E co nom ics Ce n ter Constitu tion" Sem inar2. F R E E 7/I 8-7/22/10 Gallat in Gateway, MT "Per sonal Heal th Car e Meals , Lodging & P t l Trans por t a tionChoices and Public Policy"S e m i n a r3.4.5.

ITEMS PAID OR PROVIDED


3/7

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

Name of Pe rson Report ingS i n g l e t o n , Ja m e s K .

D a t e of Report05/11/201 I

V . G I F T S . a , c l. d o , h o s e ,o s p o ~ e a n d , ~ e p e n d e , , , children; see p p . 2 g - 3 ! of fillng instractlon~)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a .c t ,, ,~ e s t h o se o / st .o ~ e a . d d e ~ , e . ~ . t chtTdren; see p p . 3 2 - 3 3 of filing instr.ctions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


4/7


Name of Pe rson R e p o r t i n gS i n g l e t o n , Ja m e s K .

Date of Report05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .... e, value, transactlon~ (Indudex those of spouse and dependent children; seepp. 34-60 of fillng lnstructlon~:)NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( in c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

I n c o m e d u r in g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i ty o fC o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d ! y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) transacfon)

1. Ex ecu t ive L i f e I nsu r ance S ta te Ret i r emen tPlan2. Trans amer i ca Inc . R e t i rement annui ty3. Fi rs t Na t l Bank A K Checking A cc t . ma in

branch4. Blackrock Tota l R e turn F und Ins t it u t iona lClass5. Davis New York V en ture FD CL Y6. Am er ican Cap Inc Bldr FD CL F27. Cohen & Stee rs Se lec t Inf ra s t ruc ture FundInc.8. Gabel l i D iv idend & I ncom e Tr us t9. Merr i l l Lynch Bank (cas h)1 0 . Blackrock Na tura l R es ources Trus t Ins t l1 I . Blackrock Globa l A l loca t ion FD Inc Ins t l1 2 . I nvesco lnsd Mun Sees1 3 . Bank of Am er ica Corp.1 4 . Wal-Mar t Stores Inc .1 5 . Power sh ar es Ex ch ange T r aded FD TR1 6 . Ivy Asset Strategy Fund CL I1 7 . Pimco R ea l R e turn FD CL P

N o n e M UN o n e L TN o n e J T

A Int ./Div. J TA Int . /Div. K TA Int ./Div. J TB lnt ./Div. J TA Int ./Div. J T Sold(part)A Int . /Div. J T

N o n e J T Sold(part)A Int . /Div. K T Bu y(add l )B Int ./Div. K TA Int . /Div. J TA lnt ./Div. J TA Int ./Div. SoldA Int . /Div. J TA Int . /Div. K T Sold(part)

02/16/10 J Market

07/27/I 0 J C Market02/16/10 J i Market

02/16/10 J Market

12/30/10 J A Market

1. Income Gain Codes: A =$1.000 or less B - $1 .0 ~1 - $ 2 , 5 0 0 C =$2.501 - $5,0(10 D =$5.001 - $15.000(S Columns BI and 1)4) F = $50,0 0 1 - $10 0 ,00 ~ G = $10 0.00 1 - $1.0 00 .0 00 I 1 1 = $ 1 , 0 ~ 0 , 0 0 1 - $ 5 . 0 0 0 . 1 9 0 0 112 =More than $5.000.000

2. Value Codes J = $ 1 5 . 0 0 0 o r Ices K =$15.001 - $ 5 0 . 0 0 0 L =$50.0~1 - $ 1 0 Q . 0 O O M =$10~.0OI - $250.000(See Columns CI and D3) N =$250.001 - $ 5 0 ~ . 0 ~ O O =$ 50 0.0 01 - $ 1.0 0~ .0 0~ P I = $1,0 00 .0 01 - $ 5.0 00 .0 00 P2 =$5.O30.0OI - S25.00~.009

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 1 X 1 0 . 0 ~ 0 P4 =l" . lore than $50.00~.0~3. V alue M ethod Codes Q =A ppraisal R =:Cos! (Real Estate Only) S =Asscssmenl T =Cash M ark,.:tIS~ Column C 2 ) U I~ook Val ue V =Olhcr W -Estimated

E =$15 .001- $5 0.0~


5/7

FINANCIAL DISCLOSURE REPORTPage 5 of 7

N ame o f Per son R epor t i ngSingleton, James K.

D a t e o f R e p o r t05/I 1/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -i ....... .alue, tr ..... tions (Includes those of sp ...... d dependent children; seepp. 34-60 of fillng instructions.)[ ~ ] NONE(No reportable income, assets , or transactions. )

De s c r ipt i on of As s e t s I n c o m e d u r i n g(in c lu d in g tru st a ss e ts ) re p o rt in g p erio d

, (1) (2)P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I div. , r e nt ,( A - I I ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e tho d

( J - P ) C o d e 3

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

( 1 ) (2) (3) (4) (5 )T y p e (e .g . , D a t e V a l u e Gain I d e n t i t y o fbuy, sell, n u r f d d / ~ Code 2 Code I buyer/se ller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . Pimco Unconstrained Bond Fund CL P A Int./Div.1 9 . Templeton Glbl B ond FD Adv CL A Int./Div.2 0. F IA Card Se r v i ce s NA RASP A I n t e r e s t21 . AT&T Inc . A Int./Div.22 . Blackrock Eqty Dividend Fund Instl A lnt./Div.

J

J

J

J

J

T

T

T

T

T

B uy

B uy

07/27/10 J12/30/10 K

M a r k e t

M a r k e t

I. Incom e G ain Codes: A -$1,00 9 or less B = $1,0 01 - $2.50 0 C = $2.50 1 - $5.0~0 D = $5.0 01 - $15,00 0(See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ I { K I . 0 O 0 G = $100.001 - $ 1.000.090 I I I = $ 1 . 0 00 .0 01 - $ 5 . 0 00 .0 00 1 1 2 = More than $5.000,00~

2 . V a l u e : C O d e s J =$15.000 or I~s K 1 1 5 . 0 O I . $ 5 0 . 0 O O L = $50.0 01 - $10 0.0 00 M = $10 0.00 1 - $250 .00 0(See Co lu mr~ CI an d D3 ) N =$250,001 - $500.000 O $ 5 0 4 ) . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 PI =$1.000.001 - $5,000.000 p2 =$5.000,001 - $25,000,000

P3 =$25.000.0~1 - $50.000.000 P4 =More than $50.0~1,0~03 . V alue Meth od C odes Q =Appraisal R =Cost tRcal [:s tale Only) S =Ass~ssmerll T =Cash Markc~(See C o l um n C 2 ) U = Book V alue V = O t h t " r W = Es t imated

E = $1 5 .0 ~1 - $50 ,0 0 0


6/7

FINANCIAL DISCLOSURE REPORTPage 6 of 7

N a m e o f P e r s o n R e p o r t i n gSingleton, James K .

D a t e o f R e p o r t05/I 1/201 I

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (ln,ticatepartofrepor~)

Part VII:Li n e 7 - Ja n u a ry 2 01 0 N a m e C h a n g e f ro m C o h e n & S t e e r s S e le c t U t i l it y F u n d In c .L i n e 1 0 - 1 2 / 3 0 / 10 A d d l S a l e (p a r t) - J - C - M a rk e tL i ne I I - 1 2 / 30 / 1 0 So l d ( pa r t ) - J - B - M ar ke tLi n e 1 2 - Ju n e 2 01 0 N a m e C h a n g e d f ro m M o rg S t a n In s M u n i S e c


7/7


Name of Person Repor t ingS i n g l e t o n , Ja m e s K .

Date of Report05/I 1/2011

IX . CERTIFICATION.I cer t i fy tha t a l l in formation g iven above ( inc luding in formation per ta in ing to my spouse and m inor or d ependen t ch i ldren , i f any) isaccurate , t rue , and complet e t o the bes t o f my k nowledge and be l i e f , and that any inform at ion no t report ed was wi thheld because i t me t appl icable s tatu toryprov i s i ons permi t t ing non-di s c l osure .I fu r th e r c e r t i fy th a t e a rne d inc ome f rom ou t s ide e mploy me nt a nd h onora r i a a nd th e a c c e p ta nc e o f g i f t s wh ic h h a ve b e e n re por t e d a re inc om pl ia nc e wi th th e p rov i s ions o f 5 U . S . C. a pp . 50 1 e t . s e q ., 5 U. S . C. 7353 , a nd J ud ic i a l Confe re nc e re gu la t ions .

Signatur e: S/Jam es K. Singleton

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

james k singleton financial disclosure report for 2010

Documents