james k bredar financial disclosure report for bredar, james k

8/3/2019 James K Bredar Financial Disclosure Report for Bredar, James K

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor t ing ( las t name, f i r s t, middle ini t ia l )B REDAR, JAMES K.

4. Title (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

U.S. DISTRICT JUDGE - ACTIVE

7. Chambers or Off ice Address3D UNITED STATES COURT HOUSE101 WEST LOMBARD STREETBALTIMORE, MARYLAND 21201

2. Court or O rganizat ionU.S . DISTRICT COURT- MARYLAND

3. D a t e o f R e p o r t04/27/2011

5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followevL Complete all parts,checking the NONE box for ea ch part where you have no reportable informatlo~ ~qlgn on last page.

I . P O S I T I O N S . m e p o . in g i n d i v id n a t o n t y ; s e e p p . 9 - 1 3 of filing instructions.)[~] N O N E (No reportable positions.)

POSITION1 . V O L U N T E E R S K I P A T R O L A L U M N I ( JO I N E D 1 2 / 7 2 )

2. GOVERNOR, FEDERAL BAR ASSOCIATION3. TRUSTEE4. MEMBER

5.

NAME OF ORGANIZATION/ENTITYN A T I O N A L S K I P A T R O L ( C H A P T E R : W I N T E R P A R K S K I R E S O R T ,W I N T E R P A R K , C O )F E D E R A L B A R A SS O C I A T I O N , M A R Y L A N D C H A P T E R

V E R A I N S T I T U T E O F J U S T I C E, N E W Y O R K , N Y

A R C H I T E C T U R A L C O M M I T T E E T U F T O N S P R I N G S N E I G H B O R H O O D ,B A L T I M O R E C O U N T Y , M D

I I . A G R E E M E N T S . (Reporting individual only; seepv. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gBREDAR, JAM ES K.

D a t e o f R e p o r t04/27/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Repo. i .g individual and spouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-lnvestment Income~ ] N O N E (No reportable non-investment income.)

DATE S O U R C E A N D T Y P E

2.

3.

4.

IN C O ME( you r s , not spouses)

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - I f y o u w e r e m a r r ie d d u r in g a n y p o r t io n o f th e r e p o r t in g ) e a r , c o m p le te th is s e c t io n .(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

t . 20 1 02.3.4.

DATE SOURCE AND TYPEB A L T IM O R E C O U N T Y P U B L I C S C H O O L S - S A L AR Y

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)~ (No reportable reimbursements. )ONE

DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. V E R A I N S T I T U T E O F JAN . 2 1 ,2 0 1 0 N EW Y O R K , N Y BO AR D MEET IN G T R AN SP O R T AT IO N , FO O DJ U S T I C E2. V E R A I N S T I T U T E O F J U N E 10 , 20 10 N E W Y O R K , N Y B O A R D M E E T I N G T R A N S P O R T A T I O N , F O O DJ U S T I C E3. V E R A I N S T I T U T E O F SEPT. 20-21 , 2010 N EW Y O R K, N Y BO AR D M EET IN G T R AN SP O R T AT IO N , F O O DJ U S T I C E4.5.

SOURCE


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N a m g o f P e r so n R e p o r t i n gBREDAR, JAM ES K.

Date of Report04/27/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-J I of f!ling instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n d u d e s t h o s e o / sp o u s e und dependent children; see pp. 32-33 of filing instructions.)~ (No reportable liabilities.)ONE

3.4.5.

CREDITOR DESCRIPTIONW R P R O P E R T Y M A N A G E M EN T ,LLC~ Wilmette, IL60091

GUARANTOR ON~ LEASE~VALUE CODE

J


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N a m e o f P e r so n R e p o r t i n gBREDAR, JAM ES K.

Date of Report04/27/20 ! I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ ~o reportable income, assets, orO N E transactions.)

A. B.Description of Assets Income dur ing(including trust assets)

Place "(X)" after each assetexempt from prior disclosure

1 . BROKERAGE ACCOUNT # 12. - T . R O W E P R I C E H E A L T H S E R V I C E S3. - T . R O W E P R I C E P R I M E R E S ER V E4. B R O K ER A G E A C C O U N T # 25. -T .ROW E PRI C E - UNI TRI N I NC6. IRA #17. - T . R O W E P R I C E BL U E C H I P G R O W T H- IR A8. -T .ROW E PRICE PRIME RESERVE - IRA9. ~ IRA #21 0 . - W E L L S F AR G O - L A R G E C O C O R E -1 NV - I RAI I. 403(B)#1 (IRA)1 2 . - V A L I C ( AI G ) - B L U E C H I P G R O W T HFUND1 3 . -VALI C - ARI EL APPREC I ATI ON FUND1 4 . -VALIC - SM CAP AGGR ESSIVEG R O W T H1 5 . - V A L IC - V A N G U A R D L O N G - T E R MTREASURY1 6 . -VALIC - VANGUARD LT INV - GR ADEFUND1 7 . - V A L IC - A M E R F U N D S G R O W T HF U N D

Amount Type (e.g., V al u e Value i . ~ype (e.g., Date V al u eCode I div. rent , ~qd9 2 Me~qd: :buy; se l l~ mrn/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t ) ( J2 P ) Code 3 redemptign) (J-P) (A-H) (iprivate( Q - W L t r a n s a c t i o n ~

A DividendN o n e

JJ

TT

A Dividend JA Dividend L

TT

A Dividend J T

Dividend K T Bu y( add l )

1. lneome Gain Codes:(See Columns B 1 and 1)4)

2 . Va lue Codes(See Co lumns CI and D 3)

3. Value Method Codes(See Co lumn C2)

A = $ 1 , 0 0 0 o r te s s B = $ 1 ,0 0 1 r $ 2 ,5 0 0 C = $ 2 1 5 0 1 - $ 5 , 00 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0G = $ 1 0 0 ~ 0 0 1 - $ i ; 0 0 0 ~ 0 00 H 2 = M o r e th a n $ 5 , 0 0 0 ,0 0 0=$5 0 ,0 0 1 - $1 0 0 ,0 0 0 H 1 =$1 ,0 0 0 ,0 0 1 - $~,0 0 0 ,0 0 0

3 = $ 1 5 ,0 0 0 o r l e s s K = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 , 0 0 1 ~ $ i 0 0 ; 0 0 0 M = $ 1 0 ~ , 0 01N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 ,0 0 0 P 1 -- $1 ,0 00 ,0 01 ~ $ 5 0 00 00 0 P 2 - -$ 5,0 00 ,0 01 = $ 25 ,0 00 ,0 00P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 ; 0 0 0 , 0 0 0 P 4 = M o r e l h a n $ 5 0 ; 0 00 , 0 0 0 T = C a s h M a r k etQ = A p p r a is a l R = C o s t ( R e al E S t a t e O n l y ) S = A s s e s s m e n tU = B o o k V a l ue V = O t he r W = E s t i m a te d

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t i n gBREDAR, JAM ES K.

D a t e o f R e p o r t04/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a l u e , t r a nsa c t i o ns ( I nc l ud e s tho s e o f s p o us e a nd d e p e nd e nt c h i l d r e n; s e e p p . 3 4 - 6 0 o f f ! li ng i ns t r uc t i o ns . )

1 8 .

1 9 .

20 .21 .22 .23 .

24 .25 .26 .27 .28 .29 .

30 .

31 .

32 .33 .

NONE (No reportable income, assets, or transactions.)A. . B C. D.Description of Assets Incom e during G ross va lue at end Transactions during reporting period

(including trust assets) reporting period of reporting period( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X )" after each asset Am ount Type (e.g., Va l ue V al u e Type (e.g., Date V a l u e ~ G a i n Identity ofexempt from prior disclosure Code 1 d iv re n t Code 2 Method buy se l l mna/dd/yy Code 2 Code 1 buyer/seller(A:H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P) (A-H) ( i f p r i v a t e

(Q-W) t r a n s a c t i o n ]

-VALIC - ARTISAN MID CAP VALUE-VALIC - BARON SCAP FUN D-VALI C - AMC ENT I NF-ADJ BOND 1 NV-VALI C - P I MC O TOT AL RETURN A

H A R T F O R D I N S C O A N N U I T Y # 1

H A R T F O R D I N S C O A N N U I T Y # 2

None M T Redeemed 08/01 / 10( p a r t )N o n e M T Redeemed 04/12/10(part)

LL

COLLEGE SAVINGS PLAN OF MD - 52 9 N o n e KPLANBAN K O F AMER IC A (V AR IO U S N on e MA C C O U N T S )

TT

34 .

1, Income Gain Codes: : A--$!;000 ~i~ss .. .. B =$1;00t- $2,500(See Co lumns B I and D 4) F =$50,001 - $100,000 G =$100,001 - $1,0001000

2. V alue Codes J =$15,000 or less K =$15,001 - $50,000(See Co lumns C l and D 3) N =$250,001 -$500,000 O =$500,001 - $1,000,000

P3 =$25,000~00i - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)(See Co lumn C2) U =Book Va lue V =Other

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50~001 - $100,000P t =$1,000,001 - $5i000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D =$5,001 - $15,000H2 -More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Mark e t

E =$15.001 - $50,000


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N a m e o f P e r s o n R e p o r t in gBREDAR, JAM ES K.

D a t e o f R e p o r t04/27/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)PART I . POSI TI ONS:LINE 3 : HERE THE RO LE OF "TRU STEE" IS EQUIVALENT TO T HAT OF A "DIRECTOR" . I AM A MEMBER OF A BOARD OF T RUSTEES FOR ANON-PROFI T ORGANI ZATI ON.PART I I I -A. NON-I NVESTMENT I NC OME:NON-REPO RTABLE NON-INVESTMENT INCOME WAS RECEIVED FROM THE U.S . DISTRICT CO URT FO R MARYLAND AS SALARY FOR THEPOSI TI ONS OF FU LL TI ME MAGI STRATE JUDGE AND U .S. DI STRI C T JUDGE.

PART VII . INVESTMENTS AND T RUSTSI R A # 1 C O N S IS T S O F T H E F O L L O W I N G F U N D S : T . R O W E P R I C E B L U E C H I P G R O W T H , T . R O W E P R I C E P R I M E R E S ER V E

IRA #2 CONSISTS OF THE FOLLOW ING FUNDS: WELLS FARGO LARGE CO C ORE - INV

403(B) #1 (IRA) CONSISTS OF THE FOLLOW ING FUN DS:BLUE CHIP GROW TH FUND, ARIEL APPRECIATION FUND, SM CAP AGGRESSIVE GROW TH,VANGUARD LONG-TER M TREASURY, VANGUARD LT INV-GRADE FUND, AMER FUNDS GROW TH FUND,ARTI SAN MI D C AP VALUE, BARON SC AP FUND, A_ MC ENT I NF-ADJ BOND I NV, PI MC O T OTAL RETURN A

4 0 3 ( b) # 1 ( I R A ) : D U R I N G T H E Y E A R , T H E R E W E R E P U R C H A S E S O F T H E F O L L O W I N G A S S ET S , O N L I N E S t 7 T O 2 1 , U N D E R $ 1 ,0 0 0 ( W H I C H A R ENOT R EQUIRED TO BE REPORTED):VALIC - AMER FUDS GROW TH FU ND, VALIC ARTISAN MID CAP VALUE, VALIC BARON SCAPFUND, VALIC AMCENT INF - ADJ BOND INV, VALIC PIMCO TOTAL RETU RN ATHE TOT AL OF ALL PURCH ASES ON LINES 17 TO 2i WERE GREATER TH AN $1,000 , THEREFORE THE VARIOU S MINIMAL PURC HASES ARERECOR DED ON LINE 11 , THE SUMMARY LINE FOR THE 403(B) #1 ( IRA) ASSETS. THE DATE ON L INE 11 , SECTION D, HAS BEEN LEFT BLANKD U E T O T H E F A C T T H A T T H E P U R C H A S E S W E R E M A D E T H R O U G H ~ ~ B I- W E E K L Y P A Y C H E C K ( 2 6 TOTAL M I N I MA L P U R C H A S ESOF 403(B) #1 ASSETS).


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Name of Person Report ingBREDAR, JAMES K.

Date of Report04/27/2011

IX. CERTIFICATION.I c e r t if y t ha t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t io n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to ryp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t he r c e r ti f y t ha t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d ho n o r a r i a a n d t he a c c e p t a n c e o f g i f t s w h i c h ha v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d ic i a l C o n f e r e n c e r e g u la t i o n s .

Signature: S/JAMES K. BREDAR

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI ES O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U BJ EC T T O C I V I LAND CR IMINAL SANCTION S (5 U .S.C. app . 104)

C o m mi t t e e o n F i n a n c i a l D i s c lo s u r eAdm inis t ra tive Off ice of the Uni ted Sta tes Cour tsSui te 2-301O n e C o l umb us C i r c le , N . E .W a s h i n g t o n , D. C . 20 5 44


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UNITED STATES DISTRICT COURTDISTRICT OF MARYLANDCHAMBERS OF

JAMES K. BREDARUNITED STATES DISTRICT JUDGE

101 WEST LOMBARD STREETBALTIMORE, MARYLAND 21201

(410) 982-09S0 OFFICE

July 11, 2011

The Honorable Bobby R. Baldock, ChairJudicial Conference of tke United StatesComm ittee on F inancial DisclosureOne Columbus Circle, N.E.Washington, D.C. 20544Re: Amendment to 2011 Financial Disclosure Report

Dear Judge Baldock:Thank you for your letter of July 7, 20 11, advising that my F inancial Disclosure Reportdated April 27, 20 11 requires clarification. Specifically, you noted that in Part VII, Page 5, L ine27, Column A that I listed "College Savings Plan of MD - 529 Plan," but did not list theindividual assets within this Plan. L et me clarify by am ending the entry on that line and columnto read as follows:

College Savings Plan of M D, "Portfolio 202 1" (no control)Thank you for allowing m e to amend m y 20 11 F inancial Disclosure Report. .: :L. ".;.~:,

JKB~hcc: Mark E. Gatzke, CPA

James K. BredarUnited States District Judge

james k bredar financial disclosure report for bredar, james k

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