james c mahan financial disclosure report for 2010

8/3/2019 James C Mahan Financial Disclosure Report for 2010

1/14

AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010 Report Required by the Ethicsin Governme nt Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst , middle initia l)M A H A N , J am e s C .

4. Ti t le (Art icle I l l judges indica te act ive or sen ior sta tus;magis t rate judges indicate ful l - or par t - t ime)U.S. Dis t r ic t Judge (Act ive)

7. C hambers o r O ff ice Ad d res s3 3 3 L a s V e g a s B o u l e v a r d S o u t hSuite 6085L a s V e g a s , N e v a d a 8 910 1

2. Cour t o r O rgan izat ionU.S.Dis t r ic t Cour t , Neva da

~ 5a . Report Type (check appropria te type)

] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On t he ba s i s o f t he i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n ymodif ica t ions perta in ing the re to , i t i s , in my opin ion , in compliancewith a pp l i c a b le l a ws a nd re gu la t ions .

R e v ie wing O f f i c e r Date

3. Date o f R e p o r t05/12/2011

6 . Re p o r t i n g P e r i o d0 1/0 1 /20 10

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed. Complete all parts,checking the NON E box for each part where yoa hav e no reportable information. Sign on last page.

I . P O S I T IO N S . m e p o . i n g individual only; seepp. 9 -13 of fi ling instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I Z A T IO N / E N T IT Y

I I . A G R E E M E N T S . m e p o . i .g i . d iv l d a a l o . l y ; s ~ p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agre eme nts.)

DATE PARTIES AND TERMS


2/14

FINANCIAL DISCLOSURE REPORTPage 2 of 14

N a m e o f Person Report ingMAHAN, James C.

D a t e o f R e p o r t05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o . ln g i n d i v i d u a l o n d s p o u s e ; s e e p p . 1 7 - 2 4 o f : l ln g instructions.)A. Filers Non-Investment Income~-~ (No reportable non-investment income. )ONE

DATE SOURCE AND TYPE

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1.2.3.4.

I V . R EI M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDE


3/14

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 14

N a m e o f P e r s o n R e p o r t in gMAHAN, James C .

Date of Report05/12/2011

V . G I F T S . a .c ~ u d e s t h o s e , o s p o u s e o n d d e p e . d e . t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No repo rtable gifts.)

SOURCE DESCRIPTIONI.2.

3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o u s e u n d dependent children; see pp. 3 2 - 3 3 of f!ling instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


4/14

FINANCIAL DISCLOSURE REPORTP a g e 4 o f 1 4

Name of Person Report ingM A HA N , J a m e s C .

Date of Repor t05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r ip t io n o f A ss e ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) repomng period

(1 ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t ,

( A - H ) o r i n t . )

1 . I R A # 12. - - A k a ma i T e c h3. - - A k a ma i T e c h4. - - A T P O i l & Ga s C o r p5. - - A T P O i l & Ga s C o r p6. - - C h ic o s F a s I n c7. - - C h ic o s F a s I n c8. - - C h i n a A g r i t e c h I n c N e w9. - - C h i n a A g r i t e c h I n c N e w

1 0 . - - C h i n a D i g i ta l T V H L D A D R1 1 . - - C h i n a D i g i ta l T V H L D A D R1 2 . - - D o c to r R e d d y s L a b1 3 . - - D o c to r R e d d y s L a b1 4 . - - Fer ro Corp1 5 . - - Fer ro Corp1 6 . - - H a r r y W in s to n D ia m o n d C o r p1 7 . - - H a r r y W in s to n D ia m o n d C o r p

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Value V a l u e

C o d e 2 M e t h o d( J - P ) C o d e 3

(Q-W)

E Dividend M T

(I)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date Va lue Gain

mm/dd/yy Code 2 Code 1( J - P ) ( A - H )

Buy/Sel l P t .

B uy

Sold

B uy

Sold

B u y

Sold

B uy

Sold

B u y

Sold

B uy

Sold

12/31/10 M

08/12/10 L09/16/10 L B

03/12/10 K04/13/10 K B08/18/10 L09/14/10 K B05/14/10 K

!08/18/10 K B

08/18/10 K09/14/10 K B09/07/10 K10/25/10 K B

Bu y 10/13/10 KSold 11/04/10 K BBu y 10/13/10 KS o l d 12/02/10 K B

( 5 )Identity of

b u y e r / s e l l e r(if private

t r a n sa c t i o n )

1. Incom e Gai n Codes :(See Col um ns B 1 and D4)2. V al ue Codes( S e e Columns C I a nd D3)

3. V al ue Met hod Codes( S e e Column C2)

A =$1,000 orlcssF =$50,001- $100,000J =$15,000 orlcssN =$250,001- $500,000P3 =$25,000,001- $50.000.000Q = A p p ~ i s a lU =Book Va lue

B = $1 ,0 0 1- $2 ,5 0 0G =$100,001 -$1,000,000K =$15,001- $50,000O=$5 0 0 ,0 0 1 -$1 ,0 0 0 ,00 0R -Cos t ( Re a l Es t a t e Only )V Other

C =$2,501 - $5,000H 1 =$1,000,001 - $ 5,000,000L -$50,001 - $ 100,000P 1 =$ 1,000,001 - $5,000,000P4 -M or e t ha n $5 0 ,00 0 ,0 00S = A s s e s s m e n tW =Es t ima te d

D=$5 ,0 0 1 -$15 ,0 0 0H2 =Mo re t han $ 5 , 000 , 000M= $10 0 ,0 0 1 -$25 0 ,00 0P2 =$5,000,001 -$25,000,000T = C a s h M a r k c t

E =$15,001 -$50,000


5/14


N a m e o f P e r s o n R e p o r t in gM A HA N , J a m e s C .


V I I . I N V E S T M E N T S a n d T R U S T S - in c o . n . , ,, a t u ~ , , r a n s a c t io . s a n d u d ~ s t l, o s ~ o . ~ p o u ~ a n d ~ * p ~ n ~ n , c ~ o i ~ r * . ; ~ p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

AoD e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g

( in c lu d in g t ru s t a s s e ts ) r e p o r tin g p e r io d(l ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,

(A-H) o r i n t . )

1 8 . -- He l ix Energy So lu t ions

1 9 . -- He l ix Energy So lu t ions

20. -- JDA Software Group Inc

21. -- JDA Software Group Inc22 . - - K i nr o s sG o ld Cor p

23 . -- Kinross G old Corp24. -- Las Vegas Sand s Corp25 . -- Las Vegas San ds Corp

2 6. -- L o ng t o p Fn l T ec h Lt d AD R2 7. -- L o ng t o p Fn l T ec h Lt d AD R

28 . --Nacco Indu str i es Inc29 . --Nacco Indu str i es Inc

3 0. - -Netgear lnc

3 1. --Netgearlnc32. --Vimpe l Commu nica t i on ADR

33 . -- Vimpel Commu nica t i on ADR

34. -- Patr iot Coal Corp

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2) ~ 0

Value V a l u e Type (e.g.,C o d e 2 M e t h o d b u y , s e l l ,(J-P) C o d e 3 r e d e m p t i o n )

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3)D a te V a lu e

mm/dd/yy C o d e 2O - P )

Bu y 06/14/10 KS o ld 06 /16/10 KBu y 10/27/10 KS o l d 11/04/10 KBu y 09/23/10 KS o l d 10/06/10 KBu y 01/05/10 MS o ld 09/0 3/10 MBu y 06/16/10 KS o ld 0 8 /18 /10 KBu y 03/09/10 LS o ld 03/15/10 LBu y 10/27/10 KS o l d 12/06/10 KBu y 04/15/10 KS o l d 08/I 1/10 KBu y 03/12/10 K

(4 ) (5 )Gain Ident i ty of

Code 1 buyer/se l ler(A-H) (if private

t ransact ion)

I. Inco m e Gain C od es : A = $1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F =$ 50,001 - $ 100,000 G =$100,001 - $ 1,000 ,000 HI =$1.000,001 - $5,000,000 H2 =M ore t han $ 5 .000 , 000

2 . V al ue Codes J =$15.000 or less K =$15,001 - $50,000 L =$ 50,001 - $ 100,000 M =$100,001 - $ 250,000(Se e Co lum ns C I an d D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$ 1,000,001 o $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000.000 P4 -M or e t ha n $5 0 ,00 0 ,0 003 . V al ue Met hod Codes Q =Appra i sa l R =Cos t ( Re a l Es t a l e Only ) S =As s e s s me nt T = C a s h M a r k e t( S e e Column C2) U = B o o k V a l u e V = O t h e r W =Es t ima te d

E =$ 15, 001 - $ 50 , 000


6/14


N a m e o f P e r s o n R e p o r t in gM A HA N , J a m e s C .

Date of Report05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

35 .36 .37 .38 .3 9.

40.4 1.42.43.44 .45.46.4 7 .48.4 9.50 .51 .

D e s c r i p ti o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (t) (2) (i ) (2) (3)Place "(X)" after each asset A mount Type (e.g., V a l u e V a l u e Type (e.g., D a t e V a l u e

exempt from prior disclosure C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )

( Q - W )

-- Pa t r io t Coa l Corp

-- R P C I n c

- R P C I n c

-- R a c k s p a c e H o s t i n g I n c

-- R a c k s p a c e H o s t i n g I n c

-- S o t h e b y s

-- S o t h e b y s

-- Ta ta Mo to r s L td-Spns ADR

-- Tata Motor s Ltd-Spns ADR

-- T i t an iu m Me ta l s Corp N ew

-- Titan ium Metal s Corp New

-- T oreador Re s ou rce s

-- T oreador R e sou rce s

-- Wo rld Fue l Serv ice Corp

-- W or l d Fu e l S e rvi c e Corp

-- Cont inen ta l Resources (X)

-- Sows tn E ner gy Co ( X)

S o ld 04 /12/10 KBu y 10/06/10 KS o l d 10/13/10 KBu y 09/28/10 KS o l d 11/02/10 KBu y 09/17/10 LS o l d 10/25/10 LBu y 09/14/10 KS o ld 09/29/10 KBu y 03/23/10 KS o ld 05 /13/10 KBu y 01/22/10 KS o l d 10/19/10 KBu y 09/29/10 KS o l d 10/13/10 KS o l d 04/23/10 KS o ld 0 1/0 5 /10 K

(4 ) (5 )Gain Ident i ty of


transaction)

B

B

B

1. I n c o m e Gain C o d e s :(See Col um ns B I and 1)4 )

2. V al ue Codes(See Col um ns C I and D3 )


A =$ 1.000 or l essF =$50.001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 -$25,000,001 - $50,000,000Q =Appra i sa lU = B o o k V a l u e

B=$1,001 - $2,500G=$100.001 - $ 1,000.000K=$15,001 - $50,000O=$500,00 t - $ 1,000,000R =Cos t ( Re a l Es t a t e Only )V = O t h e r

C =$2 ,5 0 t - $5 ,0 0 0H 1 -$1,000,001 - $5,000.000L =$50.001 - $100,000P1 =$1,000,001 - $5,000,000P4 -M or e t ha n $5 0 .0 00 ,0 0 0S =As s e s s me ntW =Es t ima te d

D =$5,001 - $15,000H2 -M or e t ha n $5 .0 00 .0 0 0M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


7/14


N a m e o f P e rs o n R e p o r t in gM A HA N , J a m e s C .


VII. INVESTMENTS an d TRUSTS - inco . ,e , valae, , ....actions ( Includes those of spouse and depende nt chi ldren; seepp. 34-60 of fillng instructions.). D N O N E (No reportable income, assets, or transactions.)

A. B. C.Descr ipt ion of Assets In co m e d urin g Gro ss value at en d(includ ing trust asse ts) repo rting pe riod of repor t ing per iod

( 1 ) ( 2 ) (1) (2)Place "(X)" af ter each assel A mo un t Typ e (e .g ., V a l u e Va lueexempt f rom pr ior di sclosure C o d e I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3( Q-W )

52 .53.~54.

55 .1 5 6 .

57 .1 5 8 .

59 .60 .

61.

62 .63 .64 .65 .66 .67 .68 .

- - MGM Mirage (X)

- Asianinfo Holdings- - A s i a n i n f o H o l d i n g s- - Actuant Corp- A c ua n t C o r p-- Alpha Natura l Rsrcs Inc

- Alpha Natura l Rsrcs Inc-- Am em Super c onduc to r

-- Am em Super c onduc to r

-- At las P ipe l ine Partners

-- At las P ipe l ine P artners

- Br igham Explora t i on Co- Br igham Explora t i on Co- Brash Eng ineered Mat- B r a s h E n g i n e e r e d Ma t- - C a m e o C o r p

A Dividend M


(1 ) (2) (3) (4)Type (e.g., D a t e Value Gainb uy , s e l l , mm/dd/yy Code 2 Code 1

redempt ion) (J-P) (A-H)

Bold 01/12/10 K12/31/10 M

B u y 05/14/10 KSold 06/21/I0 K

B u y 06/18/10 K

Sold 09/13/10 K

B u y 03/29/10 MSold 12/06/10 M

B u y 04/15/10 LSold 10/08/10 L

B u y 11/09/10 K

Sold 11/12/10 K

B u y 02/02/I 0 M

Sold 10/01/10 M

B u y 04/05/I 0 L

Sold 04/21/10 L

B u y 11/01/10 L

( 5 )Identity of

b u y e r / s e l l e r(if private


1. Incom e Gai n Codes : A =$ 1, 000 or l ess B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000( S e e Columns B I a nd D4) F =$50,001 - $ 100,000 G ~ $ 100,001 - $1,000.000 H 1 =$1,000,001 - $5,000 ,000 H2 =Mo re t han $ 5 , 000 ,0002. V a lue C o d e s J -$15 ,000 o r le ss K =$ 15,001 - $50,000 L =$ 50,001 - $100,000 M $10 0 ,0 0 1 - $25 0 ,0 0 0( S e e Columns C I a nd D3) N =$250,001 - $500,000 O =$ 50 0,00 1 - $ 1,00 0,00 0 P I = $1,00 0,00 1 - $5 ,00 0,00 0 P 2 = $5 ,00 0,0 01 - $25,0 00,000

P3 =$25,000,001 - $50,000,000 P4 -M or e t ha n $5 0 ,0 0 0 ,0 003 . V al ue Met hod C odes Q =Appra i sa l R =Cost (Rea l Es t a t e Onl y) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W =Es t ima te d

E =$15,001- $50,000


8/14

F I N A NC I A L D IS C L O S U R E R E P O R TPa ge 8 o f 14



V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ,a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s se ts In c o m e d u r in g( in c lu d in g t ru s t a ss e ts ) r e p o r tin g p e r io d

(l ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

69 . - - C a m e o C o r p70 . - - China Yuchai In t l Ltd71 . - - C h i n a Y u c ha i l n t l L t d72 . - - C i r r u s L o g i c l n c73 . - - Ci r rus Logic Inc

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

74 . -- Companhia S iderurg i ca E

75 . -- Companhia S iderurg i ca E76 . -- Compellent Technologies

7 7. -- C o mp e ll en t T e ch n o lo g ie s

7 8. -- C o mp l e te P r o d u ct io n S e r vi ce s

79 . -- Complete Prod uct i on Serv i ces

80 . - - DeerConsumer P rod New81 . - - DeerConsumer P rod New


(1 ) (2) (3)Ty pe (e .g ., D ate Va lue

b uy , se ll, m m/d d/yy Code 2redempt ion) ( J-P)

( 4 ) ( 5 )Gain Ident i ty of


transaction)

82 . - - F e r r o C o r p83 . - - F e r r o C o r p84 . - - Finisa r Corp85 . - - Finisa r Corp

S o l d 11/04/10 L BB uy 05/11/10 LS o l d 12/03/10 L CB uy 06/17/10 LS o l d 09/29/10 L BB uy 03/29/10 KS o l d 04/05/10 K BB uy 09/24/10 KS o l d 10/27/10 K CB uy 12/01/10 KS o l d 12/02/10 K BB uy 05/17/10 KS o l d 06/16/10 K BB uy 07/27/10 KS o l d 08/02/10 K BB uy 11/12/10 KS o l d 12/02/10 K B

I. Incom e Gai n Codes :(See Col um ns B I and 194)2. V al ue Codes( S e e Columns C I a nd D3)


A=$ 1, 000 or l essF=$50,001 - $100,000J=$15,000 or lessN=$250,001 - $500,000P 3 -$25,000,001 - $50.000,000Q=Appra i sa lU=Book Va lue

B =$1,001 - $2,500G =$ 100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $1,000,000R =Cost (Rea l Es t a l e Onl y)V = O t h c r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$ 1,000,001 - $5,000,000P4 -M or e t ha n $5 0 ,00 0 ,0 00S =Asscssr~ cn tW =Es t ima te d

=$5,001 - $15,000H2 =Mo re t han $ 5 , 000 , 000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

= C a s h M a r k e t

E =$ 15, 001 - $ 50 , 000


9/14


Name of Person Report ingMAIIAN, James C.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a l a e , t r a n s a c t i o n s (Includes those of spouse and dependent children; see pp. 3 4 - 6 0 of filing instructions.)D N O l l E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s In c o m e d u r in g G r o s s v a ln e a t e n d

( in c lu d in g tm s t a s s e ts ) re p o r tin g p e r io d o f r e p o r t i n g p e r i o d(t) (2 ) (1) (2)

Hace "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u eexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) (J-P) C o d e 3

(Q-W)

86 . - - H a r r y W i n s t o n D i a m o n d C o r p

87 . - - H a r r y W i n s t o n D i a m o n d C o r p

88 . - - H o m e s I n n s & H o t e l s

89 . - - H o m e s I n n s & H o t e l s

90 . - - I c i ci B a n k L t d S p o n

91 . - - I c i c i B a n k L t d S p o r t

92 . - - J a b i l C i r c u i t I n c

93 . - - J a b i l C i r c u i t I n c

94 . - - J u n i p e r N e t w o r k I n c

95 . - J u n i p e r N e t w o r k l n c

96 . - - L a s V e g a s S a n d s C o r p

97 . - - L a s V e g a s S a n d s C o r p

98 . - - M a n i t o w o c C o m p a n y l n c

99 . - - M a n i t o w o c C o m p a n y I n c

100. - - M c D e rm ot t I n t l I nc

101. - -M c D e rn ~o t t I n t l lnc

102. - - M c m 0 r a n E x p l C o


(1 ) (2) (3) (4)Type (e.g., D a t e Value Gainb u y , s e l l , mm/dd/yy Code 2 Code 1

(J-P) (A-H)edempt ion)

Bu y 04/05/10 KSo l d 05/11/10 K BBu y 03/02/10 KSo l d 05/13/10 K BBu y 01/19/10 MS o l d 11/25/10 M CBu y 06/23/10 LSo l d 10/29/10 L BBu y 10/20/10 KSo l d 11/05/10 K BBu y 02/01/10 MS o ld 0 8 /0 3/10 M CBu y 01/08/10 KS o l d 01/15/10 K BBu y 11/09/10 KSo l d 11/18/10 K BBu y 01/I 1/10 L

( 5 )Identity of

b uy e r / s e l l e r(if private


1. Incom e Gai n Codes : A =$1,000 o r less B = $1,001 - $2,500 C =$2,501 - $5,000( S e e Columns .B I a nd D4) F =$50,001 - $100,000 G =$ 100,00t - $ 1,000,000 H I = $1,000,001 - $ 5,000,0~ 0

2. Va lue Code s J =$ 15,000 or less K =$ 15,001 - $ 50,000 L = $50,001 - $ 100,000( S e e Columns C I a nd D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I =$1,000,001 - $5,000,000

P3 -$25,000,001 - $50,000,000 p4 =M or e t ha n $5 0 ,00 0 ,0 003 . V al ue Mct hod Codes Q =Appra i sa l R =Cost (Rea l Es t a t e Onl y) S =Asscssracn t( S e e C o l u m n C 2 ) U ~Book Va lue V = O t h e r W =Es t ima te d

D =$ 5, 001 - $ 15 , 000H2 =M ore t han $ 5 , 000 , 000M =$ 100, 001 - $ 2 50, 000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$ 15, 001 - $ 50 , 000


10/14

FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 4



V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those ofspouse and dependent children; see p p . 3 4 - 6 0 of filing instructions[] N O ] ~ E (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e t s

( i n c l u d i n g t r u s t a s se t s )P l a c e "(X)" a f t e r each asse t

exempt f rom pr ior di sclosure

B. C. D.In c o m e d u r in g G r o ss v a lu e a t e n d T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1 ) (2 ) (1) (2) (l) (2) (3) (4) (5 )

A m o u n t Type (e.g., Value V a l u e Type (e.g., D a t e V a l u e G a i n Identity ofCode l d iv . , r e n t , C o d e 2 M e th o d b u y , s e ll , mm/dd/yy C o d e 2 Code l b u y e r / s e l l e r( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) (if private

( Q - W ) t ra n s a c t io n )

103. -- Mcm ora n Exp l Co104. -- NII Holdin gs In c CL B

105. -- NIl Hold ings Inc CL B106. - - Nacco In dus tr i e s Inc

107. -- Nacco Ind us tr i e s Inc108. -- New Orien tal Educ at SP

109. - New Orien ta l Ed ucat S P110. - Orig in Agr i tech Ltd

111. -- Orig in Ag ritech Lt d112. -- Pa triot Co al Corp113. - - Patr iot Coal Cor p114. -- Perkin elmer ln c

1 ! 5. -- Per kinelm er Inc

I 16 . -- Pr ice In t l Inc

117. - - Pr ice In t l In c118. - - Quick s i lver Res Inc

119. - - Quick s i lver Res Inc

Sold 02/12/10 L CB u y 02/12/10 KSold 02/16/10 K CB u y 05/28/10 KSold 06/14/10 K BB u y !01/15/10 K

Sold 01/19/10 K BB u y 01/06/10 KSold 01/11/10 K BB u y 01/06/10 LSold 04/12/10 L BB u y 08/06/10 KSold 09/24/10 K BB u y 08/02/10 KSold 08/04/10 K BB u y 10/18/10 K

Sold 10/20/10 K B

I . Income G a in Cod e s : A ~ $ 1, 000 or l ess B =$1,001 - $2,500 C =$2,501 - $5,000( See Colum ns B I and 134) F = $50.001 - $100,000 G =$100,001 - $1,000 ,000 H 1 =$1.000,001 - $5,000,000

2. Va lue Code s J -$15 ,0 0 0 or l e s s K =$15,001 - $ 50.000 L =$50,001 - $100,000( S e e Columns C I a nd D3) N ~$250,001 o $500,000 O =$500,001 - $1.000 ,000 P I =$ 1,000,001 - $ 5,000,000

P3 =$25,000,001 - $50,000,000 P 4 = M o re th an $ 50 ,000,0003 . V al ue Mct h0c l Codes Q ~ Appra i sa l R =Cost (Rea l Es t a t e Onl y) S = A s s e s s m e n t( S e e C o l u m n C 2 ) U ~Book Va lue V = O t h e r W =Es t ima te d

D =$ 5, 001 - $ 15 , 000H2 =Mo re t han $ 5 , 000 , 000M -$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$ 15, 001 - $ 50 , 000


11/14




V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l. e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NOIqE (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g t ru s t a s s e ts ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d(1 ) ( 2) (1) (2) (1 )

PIace "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g.,exempt from prior disclosure C o d e 1 d iv . , r e n t , C o d e 2 M e th o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m ptio n )

1 2 0 . -- R P C I n c B uy1 2 1 . -- R P C I n c S o l d12 2 . - - R i n o I n t l C o r p B uy12 3 . - - R i n o I n t l C o r p S o l d1 2 4 . - - Sa n d i s k C o rp B uy1 2 5 . - - Sa n d i s k C o rp S o l d1 2 6 . - - M e c h e l O A O B uy1 2 7 . -- M e c h e l O A O S o l d1 2 8 . - - T e c kR e s o urc e s L t d B uy12 9 . - - T e c k R e s o u r c e s L t d S o l d13 0 . - - T o r e a d o r Re s o u r c e s S o l d131. - - Y a n z ho u C o a l Mn g C o B uy1 3 2 . - - Y a n z h o u C o a l M n g C o S o l d13 3 . - - S o the b y s ( Y )13 4 . -- T o r e a d o r R e s o u r c e s ( Y )1 3 5 . J & E M a h a n A g e n c y ( A l p i n e ) C ln t . /Div. M T1 3 6 . M a h a n Par tnersh ip D l n t JDiv . L T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3)D a t e V a l u e

mm/dd/yy C o d e 2(J-P)

10/27/10 L11/30/10 L01/22/10 K03/15/10 K06/15/10 M11/05/10 M02/01/10 L03/25/10 L12/02/10 L12/06/10 L01/22/10 K02/03/10 L

1 0/06/1 0 L

(4 ) (5 )Gain Iden tity o f

C o d e I buyer/se l ler(A-H) (if private

t ransact ion)

B

C

1. Incom e Gai n Codes : A ~ $ 1,000 o r le ss B =$ 1,001 - $ 2.500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Col um ns B 1 and D4) F =$ 50,001 o $ 100,000 G =$100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $ 5,000,000 H2 =More t han $ 5 , 000 , 0002. V a lue C o d e s J -$15,00 0 o r le ss K =$15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000(S ee Co lu mn s C 1 a nd D3) N =$ 25 0,00 1 - $50 0,00 0 O =$50 0,0 01 - $ 1,000 ,00 0 P I =$ 1,000 ,00 1 - $5 ,00 0,0 00 P 2 = $5,000,001 - $25,000,000

P 3 =$ 25,000,001 - $50,000,000 P 4 = M o re th an $ 50 ,000,0003 . V al ue Met hod C odes Q =Appra i sa l R =Cost (Rea l Es t a t e Onl y) S =As s e s s me nt T - C a s h M a r k e t( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W =Es t ima te d

E =$15,001 - $50.000


12/14




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!llng instructions.)D NONE(No reportable incom e, assets, or transactions.)

A, B. C.D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g t ru s t a s s e ts ) r e p o r tin g p e r io d o f r e p o r t i n g p e r i o d(1 ) (2 ) (1) (2)

Place "(X)" after each asset A m o u n t Type (e.g., Value Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) (J-P) C o d e 3( Q -W )

(1 )Type (e.g.,

buy, se l l ,redempt ion)


(2) (3) (4)D a t e Va lue Gain

m m / dd/ y y C o d e 2 Code 1( J - P ) (A-H)

( 5 )Identity of

b uy e r / s e l l e r(if private

t r a n s a c t i o n )

1 3 7 . U . S . B a n k A Int. /Div. K T138. Circus Circus D Distr ibu tion J T

1. Incom e Gai n Codes :(See Col um ns B 1 and D4)

2. Va lue Code s( S e e Columns C I a nd D3)

3. V a l u e M e t h o d C o d e s( S e e C o l u m n C 2 )

A =$ 1, 000 or l essF =$50,001 - $100,000J =$ 15, 000 or l essN =$250.001 - $500,000P3 =$25,000,001 - $50,000,000Q =Appra i sa lU = B o o k V a l u e

B =$1,001 - $2,500G =$ 100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $ 1,000,000R =Cos t ( Re a l Es t a t e Only )V = O t h e r

C =$ 2 ,5 0 1- $5 ,0 0 0H 1 =$1,000,001- $5,000,000L =$50,001- $100,000P1 =$1,000,001- $5,000,000P4 -Mo r e tha n $5 0 ,0 0 0 ,00 0S =Asscssn~entW = E s t i m a l e d

=$5,001- $15,000t t2 =Mor e ~a n $5 ,0 0 0 ,0 0 0M $100,001- $250,000P2 -$5,000,001 o $25,000,000

= C a s h M a r k c t

E =$15,001- $50,000


13/14

FINANCIAL DISCLOSURE REPORTP a g e 1 3 o f 14

Na m e o f P e r so n R e p o r t i n gMAHAN, James C.

Date o f Rep o r t05/I 2/2011

VIII. ADI)ITIONAL INFORMATION OR EXP LANATIONS. (lmtlcatepart of report.)P a r t V I I , li n e 13 8 : Rc c c i v c d u n c l a i me d p r o c e e d s o f a m i s p l a c e d s t o c k c e r t if i c a t e ha n d l e d by f o r m c r b r o k e r t ha t ha d n o t be e n t r a n s f e r r e d t o f i l e r d u r in g p r i o rrepor t ing per iods .


14/14

FINANCIAL DISCLOSURE REPORTPage 14 of 14

Na m e o f P e r so n Re p o r t i n gMAHAN, James C.

Date o f Rep o r t05/I 2/201 I

I X . C E R T I F I C A T I O N .1 c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .1 f u r th e r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U. S . C . 7 3 5 3 , a n d Jud i c i a l C o n fe re n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 -3 01O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

james c mahan financial disclosure report for 2010

Documents