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J U N E 3 0 2 0 1 9 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio

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Page 1: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

J U N E 3 0 2 0 1 9

INNOVATION IN SINGLE CRYSTAL BULK WAVE

TECHNOLOGY

AKTS

1

Patent Portfolio

Page 2: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY

25 Patents(2), 42 patent filings pending

plus numerous trade secrets

(1) As of June 30 2019

(2) Includes Akoustis issued patents, Cornell patent under license (see PR 9-7-16), and UCSB patents

licensable under option agreement (see PR 9-22-15).

https://www.akoustis.com/patents/

2

Akoustis IP Portfolio(1)

INTELLECTUAL PROPERTY (IP) PORTFOLIO BREAKDOWN

29

32

3111

7

21

System

RF Filters

Packaging

Acoustic Devices

& Manufacturing

Piezo

Materials

Platform

Substrates

Vertical IP Portfolio:

# of patent filings with claims in this area

#

% of filings where patent claims issued

LEGEND

Page 3: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY

PATENT DETAIL

3

Patent Number Title Issue Date

CN205195673U WAFER-LEVEL PACKAGE DEVICE 04/27/2016

CN205195752U MOBILE COMMUNICATION SYSTEM 04/27/2016

CN205212799U A SUBSTRATE FOR ACOUSTIC RESONATOR EQUIPMENT 05/04/2016

US 9,362,887 INTEGRATED CIRCUIT CONFIGURED WITH TWO OR MORE SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICES 06/07/2016

CN205657658U A SUBSTRATE AND ACOUSTIC RESONATOR EQUIPMENT FOR ACOUSTIC RESONATOR EQUIPMNET 10/19/2016

CN205725676U WAFER SCALE PACKAGE APPARATUS 11/23/2016

US 9,537,465 ACOUSTIC RESONATOR DEVICE WITH SINGLE CRYSTAL PIEZO MATERIAL AND CAPACITOR ON A BULK SUBSTRATE 01/03/2017

US 9,571,061 INTEGRATED CIRCUIT CONFIGURED WITH TWO OR MORE SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICES 02/14/2017

CN206100080U MOBILE COMMUNICATION DEVICE CONFIGURED WITH A SINGLE CRYSTAL PIEZO RESONATOR STRUCTURE 04/12/2017

US 9,673,384 RESONANCE CIRCUIT WITH A SINGLE CRYSTAL CAPACITOR DIELECTRIC MATERIAL 06/06/2017

US 9,716,581 MOBILE COMMUNICATION DEVICE CONFIGURED WITH A SINGLE CRYSTAL PIEZO RESONATOR STRUCTURE 07/25/2017

US 9,805,966 WAFER SCALE PACKAGING 10/31/2017

US 9,912,314 SINGLE CRYSTAL ACOUSTIC RESONATOR AND BULK ACOUSTIC WAVE FILTER 03/06/2018

US 9,917,568 MEMBRANE SUBSTATE STRUCTURE FOR SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICE 03/13/2018

US 10,084,588 MOBILE COMMUNICATION DEVICE CONFIGURED WITH A SINGLE CRYSTAL PIEZO RESONATOR STRUCTURE 9/25/2018

US 10,110,188B2 STRUCTURE AND METHOD OF MANUFACTURE FOR ACOUSTIC RESONATOR OR FILTER DEVICES USING IMPROVED FABRICATION CONDITIONS AND PERIMETER STRUCTURE MODIFICATIONS 10/23/2018

US 10,110,189B2 STRUCTURE AND METHOD OF MANUFACTURE FOR ACOUSTIC RESONATOR OR FILTER DEVICES USING IMPROVED FABRICATION CONDITIONS AND PERIMETER STRUCTURE MODIFICATIONS 10/23/2018

US 10,110,190B2 STRUCTURE AND METHOD OF MANUFACTURE FOR ACOUSTIC RESONATOR OR FILTER DEVICES USING IMPROVED FABRICATION CONDITIONS AND PERIMETER STRUCTURE MODIFICATIONS 10/23/2018

Page 4: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY

PATENT DETAIL (cont’d.)

4

Patent Number Title Issue Date

US 10,211,804 METHOD OF MANUFACTURING INTEGRATED CIRCUIT CONFIGURED WITH TWO OR MORE SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICES 02/19/2019

US 10,217,930 METHOD OF MANUFACTURE FOR SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICES USING MICRO-VIAS 02/26/2019

US 10,256,786 COMMUNICATION FILTER USING SINGLE CRYSTAL ACOUSTIC RESONATOR DEVICES 04/09/2019

US 10,319,898 RESONANCE CIRCUIT WITH A SINGLE CRYSTAL CAPACITOR DIELECTRIC MATERIAL 06/11/2019

Page 5: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY

LICENSED/OPTIONED PATENT DETAIL

5

Patent

NumberTitle Assignee

Patent Issue

Date

US 7,250,360SINGLE STEP, HIGH TEMPERATURE NUCLEATION PROCESS

FOR A LATTICE MISMATCHED SUBSTRATE

Cornell Research

Foundation, Inc.7/31/2007

US 7,687,293

US 8,405,128

METHOD FOR ENHANCING GROWTH OF SEMIPOLAR (AL, IN,

GA, B) VIA METALORGANIC CHEMICAL VAPOR DEPOSITION

The Regents of the

University of California

3/10/2010

3/26/2013

Page 6: J U N E - Akoustis TechnologiesJ U N E 30 2019 INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY AKTS 1 Patent Portfolio INNOVATION IN SINGLE CRYSTAL BULK WAVE TECHNOLOGY 25 Patents(2),

A leading, fully-integrated designer & manufacturer of

patented, single crystal BAW RF filters

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