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Investigation of Polymer Based Materials in Thermoelectric Applications Von der Fakultät für Elektrotechnik und Informationstechnik der Technischen Universität Chemnitz genehmigte DISSERTATION zur Erlangung des akademischen Grades Doktoringenieur (Dr.–Ing.) vorgelegt von : M. Sc. Jinji Luo geboren am : 20. Sep 1985 in : Fujian, V. R. China eingereicht am : 10. November 2014 Gutachter : Prof. Dr. Thomas Geßner Prof. Dr. Carsten Deibel Tag der Verteidigung 19. May 2015

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Investigation of Polymer Based Materials in Thermoelectric Applications

Von der Fakultät für Elektrotechnik und Informationstechnik

der Technischen Universität Chemnitz

genehmigte

DISSERTATION

zur Erlangung des akademischen Grades

Doktoringenieur

(Dr.–Ing.)

vorgelegt

von : M. Sc. Jinji Luo

geboren am : 20. Sep 1985

in : Fujian, V. R. China

eingereicht am : 10. November 2014

Gutachter : Prof. Dr. Thomas Geßner

Prof. Dr. Carsten Deibel

Tag der Verteidigung 19. May 2015

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Bibliographic Description

Investigation of Polymer Based Materials in Thermoelectric Applications

Luo, Jinji - 117 pages, 72 Figures, 11 Tables, 148 References

Chemnitz University of Technology, Faculty of Electrical Engineering and Information Technology

Dissertation, 2014

Abstract

With the advancements in the field of wireless sensor networks (WSNs), more and more applica-

tions require the sensor nodes to have long lifetime. Energy harvesting sources, e.g. thermoelectric genera-

tors (TEGs), can be used to increase the lifetime and capability of the WSNs. Integration of energy harvest-

ers into sensor nodes of WSNs can realize self powered systems, providing the possibility for maintenance

free WSNs. TEGs can convert the existing temperature differences into electricity. The efficiency of TEGs is

directly related to the dimensionless figure of merit (ZT) of materials, which is given as 𝑍𝑇 = 𝜎𝑆2𝑇/𝑘,

where 𝜎 is the electrical conductivity, 𝑆 is the Seebeck coefficient, 𝑘 is the thermal conductivity, T is the

temperature and 𝜎𝑆2 is the power factor. Traditional thermoelectric (TE) materials are based on inorganic

materials, of which the thermal conductivity is high. Over the past decade, the use of nanostructuring tech-

nology, e.g. superlattice, could decrease the thermal conductivity in order to enhance the efficiency of TE

materials. However, the high cost and the rigidity of inorganic TE materials are limiting factors. As alterna-

tives, polymer based materials have become the research focus due to their intrinsic low thermal conductivi-

ty, high flexibility and high electrical conductivity. Moreover, polymer based materials could be fabricated in

solution form, giving the possibility for employing printing techniques hence a decrease in the production

cost.

Unlike the typical approach, in which secondary dopants are added into PEDOT:PSS solutions to

modify the power factor of polymer films, this thesis is focused on a more efficient method to improve TE

properties. This thesis demonstrates for the first time that post treatment of PEDOT:PSS films with the sec-

ondary dopant DMSO as the medium results in a much larger power factor than the traditional addition

method. The post treatment method also avoids the usually required mixing step involved in the addition

method. Different solvents were selected to discuss the impact factors in the modification of the power factor

by this post treatment approach. The post treatment of PEDOT:PSS films was then extended to utilize a

green solvent EMIMBF4 (an ionic liquid) as the medium. EMIMBF4 is found to exchange ions with

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PEDOT:PSS films. As a result, the EMIM+ cations remain in the films and reduce the oxidation level of

PEDOT chains, which affects the Seebeck coefficient and the electrical conductivity.

Furthermore, TE materials based on hybrid composites with polymer as the matrix and Te

nanostructures as the nanoinclusions were investigated. This thesis successfully developed a green synthesis

method to obtain Te nanostructures, in which a non toxic reductant and a non toxic Te sources were used.

Well controlled Te nanostructures including nanorods, nanowires and nanotubes were synthesized by wet

chemical and hydrothermal synthesis. Those as synthesized Te nanowires were then integrated into

PEDOT:PSS solution for composite films fabrication. A high Seebeck coefficient up to 200 𝜇𝑉/𝐾 was ob-

served in the composite film.

Keywords

thermoelectric, power factor, PEDOT:PSS, secondary dopant, post treatment, organic solvent, ionic liquid,

tellurium, nanostructure, composite

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Referat

Mit den Weiterentwicklungen der Drahtlosen Sensornetzwerke (engl. WSN, wireless sensor net-

works) stellen immer mehr Anwendungen die Forderung einer langen Lebensdauer der Sensorknoten. Ener-

giegewinnungssysteme (engl. Energy Harvesters) wie z.B. thermoelektrische Generatoren (TEGs) können

genutzt werden, um die Lebensdauer und Leistungsfähigkeit der WSN zu steigern. Mit der Integration von

Energy Harvesters können WSN ohne äußere Stromversorgung realisiert und somit die Möglichkeit zur War-

tungsfreiheit geschaffen werden. TEGs liefern Energie durch die Umwandlung einer Temperaturdifferenz in

Elektrizität. Die Effektivität der TEG ist direkt verbunden mit der Material-Kennzahl ZT und ist gegeben

durch 𝑍𝑇 = 𝜎𝑆2𝑇/𝑘, wobei 𝜎 die elektrische Leitfähigkeit ist, 𝑆 der Seebeck Koeffizient, 𝑘 die thermische

Leifähigkeit, T die Temperatur und 𝜎𝑆2 der Leistungsfaktor. Herkömmliche thermoelektrische (TE) Mate-

rialien basieren auf anorganischen Materialien, von denen die thermische Leitfähigkeit hoch ist. Im Laufe

des letzten Jahrzehnts konnte durch den Einsatz der Nanostrukturierung die thermische Leitfähigkeit verrin-

gern werden um damit die Effizienz von TE-Materialien zu steigern. Die Steifigkeit dieser Materialien ist ein

anderer Aspekt. Als Alternative für anorganische TE Materialien sind Polymer basierte TE Materialien zum

Fokus der Forschung geworden aufgrund einer intrinsisch niedrigen thermischen Leitfähigkeit, hohen Flexi-

bilität und hohen elektrischen Leitfähigkeit. Des Weiteren können diese Polymere in gelöster Form verarbei-

tet werden, was die Möglichkeit für den Einsatz von Drucktechnologien und damit geringeren Produktions-

kosten gibt.

Anders als der herkömmliche Ansatz den Leistungsfaktor der Polymerfilme durch die Ergänzung

von sekundären Dotanten in PEDOT:PSS Lösungen zu verändern, wurde in dieser Arbeit eine effizientere

Methode zur Verbesserung der TE Eigenschaften gesucht. In dieser Arbeit wird zum ersten Mal gezeigt, dass

die Nachbehandlung von PEDOT:PSS Schichten mit sekundären Dotanten Dimethylsulfoxid (DMSO) als

Medium der Nachbehandlung zu einem viel höheren Leistungsfaktor führt als bei der Zugabemethode und

außerdem die sonst erforderliche Mischprocedur vermeidet. Es wurden verschiedene Lösungsmittel ausge-

wählt um die Einflussfaktoren bei der Modifikation des Leistungsfaktors durch die Nachbehandlung von

Polymerschichten zu diskutieren. Die Nachbehandlung von PEDOT:PSS Schichten wurde nachfolgend er-

weitert um das umweltfreundliche Lösungsmittel EMIMBF4 (eine ionische Flüssigkeit) als das Medium ein-

zusetzen. EMIMBF4 ist bekannt für den Austausch von Ionen mit PEDOT:PSS Schichten, so dass EMIM

Kationen in der Schicht verbleiben, die Oxidationsstufe der PEDOT-Ketten senken und damit den Seebeck-

Koeffizient und die elektrische Leitfähigkeit beeinflussen.

Des Weiteren konzentriert sich diese Arbeit auf TE Materialien basierend auf Kompositen aus

Polymeren mit Nanoeinlagerungen. Erfolgreiche Syntheseansätze wurden für Tellur-Nanostrukturen entwi-

ckelt, bei denen keine giftigen Reduktionsmittel und keine giftigen Tellur-Quellen zur Verwendung kamen.

Es erfolgte die Erzeugung von kontrollierten Tellur-Nanostrukturen, einschließlich Nanostäben, Nanodrähten

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und Nanoröhren, mit nass-chemischer und hydrothermaler Synthese. Die so hergestellten Nanodrähte wur-

den dann in PEDOT:PSS Lösungen integriert für die Herstellung von Komposite-Schichten. Dabei konnte

ein hoher Seebeck-Koeffizienten, bis zu 200 𝜇𝑉/𝐾, festgestellt werden.

Stichworte

thermoelektrisch, Leitungsfaktor, PEDOT:PSS, sekundäre Dotanten, Nachbehandelung, organische Lö-

sungsmittel, ionische Flüssigkeit, tellurium, Nanostruktur, Komposite

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Content Abbreviations ........................................................................................................................... 9

Symbols ................................................................................................................................... 11

1 Introduction .................................................................................................................. 13

2 Fundamentals of Thermoelectrics ............................................................................... 17

2.1 Thermoelectric Generation and Refrigeration ................................................................................................. 18

2.2 Conflicting Thermoelectric Material Properties .............................................................................................. 22

2.3 Overview of Thermoelectric Materials ............................................................................................................ 25

2.3.1 Traditional Inorganic Thermoelectric Materials .................................................................................. 25

2.3.2 Polymer Based Thermoelectric Materials ........................................................................................... 28

3 Characterization Techniques ....................................................................................... 35

3.1 Electrical Conductivity .................................................................................................................................... 35

3.2 Seebeck Coefficient ......................................................................................................................................... 36

3.3 Thermal Conductivity ...................................................................................................................................... 38

3.4 Atomic Force Microscopy ............................................................................................................................... 40

3.5 UV-Vis Spectroscopy ...................................................................................................................................... 41

3.6 Raman Spectroscopy ....................................................................................................................................... 42

3.7 X-ray Diffraction ............................................................................................................................................. 42

3.8 X-ray Photoelectron Spectroscopy .................................................................................................................. 43

3.9 Transmission Electron Microscopy ................................................................................................................. 44

4 Thermoelectric Properties of PEDOT:PSS by the Addition and Post Treatment with Organic Solvents ........................................................................................................... 45

4.1 The Role of Organic Solvents .......................................................................................................................... 45

4.2 Influence of DMSO Addition and DMSO Post Treatment .............................................................................. 46

4.2.1 Sample Preparation and Materials Characterization ............................................................................ 46

4.2.2 Effect of DMSO Addition and Post Treatment ................................................................................... 47

4.3 Influence of Post Treatment with Different Organic Solvents ......................................................................... 55

4.3.1 Sample Preparation and Materials Characterizations .......................................................................... 55

4.3.2 The Correlation between the Post Treatment Medium and the Thermoelectric Properties ................. 56

4.4 Conclusions ..................................................................................................................................................... 62

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5 Thermoelectric Properties of PEDOT:PSS Films by the Application of Ionic Liquid 63

5.1 Introduction to Ionic Liquids (ILs) .................................................................................................................. 63

5.2 Sample Preparation and Materials Characterization ........................................................................................ 64

5.3 Influence of EMIMBF4/DMSO Mixtures on the Thermoelectric Properties ................................................... 66

5.4 Physical and Chemical Properties of Films Modified with EMIMBF4/DMSO Mixtures ................................ 67

5.5 Conclusions ..................................................................................................................................................... 73

6 Hybrid Composites of Polymer with Nanoinclusions ................................................ 75

6.1 Synthesis and Morphology of Te Nanostructures ............................................................................................ 77

6.1.1 Wet Chemical Synthesis of Tellurium Nanostructures ........................................................................ 77

6.1.2 Hydrothermal Synthesis of Tellurium Nanostructures ........................................................................ 77

6.1.3 Characterization of Tellurium Nanostructures .................................................................................... 78

6.1.4 Morphology of Tellurium Nanostructures ........................................................................................... 79

6.2 PEDOT:PSS/Te nanostructures Hybrid Composites ....................................................................................... 86

6.2.1 Preparation of Hybrid Composites ...................................................................................................... 86

6.2.2 Thermoelectric Properties of Hybrid Composites ............................................................................... 87

6.2.3 Conclusions ......................................................................................................................................... 90

7 Summary and Outlook ................................................................................................. 93

7.1 Summary ......................................................................................................................................................... 93

7.2 Outlook ............................................................................................................................................................ 95

Appendix ................................................................................................................................. 96

A.1 Reduction Ability of LAC/MEA Mixture ............................................................................................................. 96

A.2 JCPDS Patern with Cu-Kα and Co-Kα as Radiation Sources ............................................................................... 98

A.2.1 JCPDS 00-036-1452 Card with Cu-Kα as Radiation Sources ............................................................... 98

A.2.2 JCPDS 00-036-1452 Card with Co-Kα as Radiation Sources ............................................................... 99

Bibliography ......................................................................................................................... 101

List of Figures ....................................................................................................................... 105

List of Tables ........................................................................................................................ 108

Versicherung......................................................................................................................... 109

Theses .................................................................................................................................... 110

Curriculum Vitae ................................................................................................................. 113

Publications........................................................................................................................... 115

Acknowledgements............................................................................................................... 116

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Abbreviations

AFM Atomic Force Microscopy

CNT Carbon Nanotube

COP Coefficient of Performance

CP Coordination Polymer

CSA Camphorsulfonic acid

DEG Diethylene Glycol

DOS Density of State

DMSO Dimethyl Sulfoxide

EDOT 3,4-Ethylene Dioxythiophene

EG Ethylene Glycol

𝐸𝑀𝐼𝑀𝐵𝐹4 1-Ethyl-3-Methylimidazolium Tetrafluoroborate

EMIMTCB 1-Ethyl-3-Methylimidazolium Tetracyanoborate

Ett 1,1,2,2,-ethenetetrathiolate

GO Graphite Oxide

HOMO Highest Occupied Molecular Orbital

HRTEM High Resolution Transition Electron Microscope

IL Ionic liquid

ITO Indium tin oxide

LAC L-ascorbic acid

LUMO Lowest Unoccupied Molecular Orbital

MBE Molecular beam epitaxy

MEA Ethanolamine

NIR Near Infrared

PAC Polyacetylene

PANI Polyaniline

PEDOT:PSS Poly(3,4-ethylenedioxythiophene):poly(styrene sulfonate)

PGEC Phonon Galss Electron Crystal

PHT Polythiophene

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PPY Polypyrrole

PSS Poly(styrene sulfonate)

PVDF Polyvinylfluoride

PVP Poly(vinylpyrrolidone)

QDSL Quantum Dot Superlattice

SAED Selected Area Electron Diffraction

SEM Scanning Electron Microscopy

SPS Spark Plasma Sintering

TE Thermoelectric

TEG Thermoelectric Generator

TEM Transmission Electron Microscopy

Tos Tosylate

UV Ultraviolet

Vis Visible

VRH Variable Range Hopping

XPS X-ray Photoelectron Spectroscopy

XRD X-ray Diffraction

WSN Wireless Sensor Network

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Symbols

𝛽 Thomson coefficient

∆𝑇 Temperature difference

∆𝑉 Voltage difference

𝜂 Efficiency of a TEG

𝛾 Hopping exponent for electrical conductivity

𝜅 Thermal conductivity

𝜅𝑒 Electron thermal conductivity

𝜅𝑙 Lattice thermal conductivity

𝜆 Wavelength

𝜇 Charge carrier mobility

𝜔 Angular frequency

𝜙 Coefficient of performance

Π𝑃𝑒𝑙𝑡𝑖𝑒𝑟 Peltier coefficient

𝜌 Electrical resistivity

𝜎0 Conductivity prefactor

𝜎𝐸 Energy dependent electrical conductivity

𝜑 Phase shift

𝐶𝑠𝑝𝑟𝑖𝑛𝑔 Spring constant

𝑑𝑓 Penetration depth

𝐸𝐹 Fermi energy level

𝑘𝐵 Boltzmann constant

𝐿0 Lorenz factor

𝑁(𝐸) Density of state

𝑛𝑙𝑒𝑔 Number of thermal couples

𝑞𝑐𝑜𝑛 Conduction heat

𝑞𝑐𝑜𝑜𝑙𝑖𝑛𝑔 Peltier cooling

𝑞𝑖𝑛 Power input to the hot junction

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𝑞𝐽 Joule heating

𝑞𝑃𝑒𝑙𝑡𝑖𝑒𝑟 Cooling power of a Peltier cooler

𝑇0 Characteristic temperature

𝑡𝑓 Film thickness

𝑤𝑐𝑜𝑛𝑠𝑢𝑚𝑒𝑑 Rate of consumed energy

Z𝑑𝑒𝑣𝑖𝑐𝑒 Figure of merit of a thermoelectric device

A Area

d Distance between atomic layers

𝑒 Charge of charge carriers

F Force

I Electric current

J Electric current density

K Thermal conductance

L Length

n Charge carrier concentration

P Power output of a TEG

PF Power factor

Q Heat

𝑞 Heat conduction per unit volume

R Electrical resistance

S Seebeck coefficient

s Distance between probes

𝑇 Temperature

V Voltage

𝑤 Half width of heater

𝑥 Cantilever deflection

Z Figure of merit

ZT Dimensionless figure of merit

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1 Introduction

Technological advances have promoted rapid decrease in the size of computational functionality,

growth in the number of network devices, reduction in the sensor sizes and a continual decline in

the cost. [1] Consequently, inexpensive wireless sensor networks (WSNs), which are composed of

sensor nodes with different functionalities, could be realized. WSNs are being explored in fields

such as home applications, environmental applications, health applications and other commercial

and military applications. [2] A WSN (shown in Figure 1.1a) is based on the collaborative effort of a

large number of sensor nodes and it is able to monitor conditions such as temperature, humidity,

pollutant concentration, noise level and etc. [2] Each of the sensor nodes (see Figure 1.1b) requires

energy and has its own functionality. Both power storages and power harvesting devices are inte-

grated to supply the sensor nodes with energy to maintain their performance.

One of the main issues of WSNs is the network lifetime. As soon as the stored energy is consumed,

the network lifetime is terminated. This could be critical especially when the replacement of the

power storage is challenging. To extend the lifetime of WSNs, improving the energy density of

storage systems and scavenging their own power from the environment have been researched in

literatures. [3] Currently the most prevalent used power sources are non-rechargeable batteries.

There have been progresses to increase the storage density of batteries. However, the lifetime of

batteries cannot be extended indefinitely. Replacing batteries is unavoidable. In applications, such

as inhospitable environment monitoring, replacing batteries in devices is cost prohibitive. To

(a) A WSN with sensor nodes[6] (b) A wireles sensor node[6]

Figure 1.1 An example of a simple wireless sensor network.

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overcome this problem, power management systems with high power efficiency [4,5] and embedded

energy harvesters to harvest energy from environment [7] are under study. The application of energy

harvesting devices is a promising solution towards maintenance-free WSNs. To demonstrate the

application of self-powered WSNs, a smart city concept with integrated WSNs is proposed by

Tanaka et al. (shown in Figure 1.2). In this study, one example is to assemble the maintenance free

self powered WSNs on energy plants. Through these WSNs, it is able to promote energy saving and

monitor the status for disaster prevention.

For sensor nodes, in which energy reservoirs, e.g. batteries, are used to supply the power, their life-

time depends on the fixed amount of energy that is stored in the device. Therefore, the power gen-

eration is as a function of the battery lifetime. On the contrary, power harvesting devices are able to

produce energy as long as they are in operation. When a WSN is designed for a short lifetime, the

usage of batteries is a reasonable solution as they can provide high power density. However when

an autonomous and maintenance free WSN with long lifetime is required, integration of energy

harvesters is required. Among diverse power harvesting devices, solar energy harvesters offer ex-

cellent power density in direct sun light. Piezoelectric energy harvesters also provide sufficient en-

ergy density when there are vibration sources. However, in areas when there is no sufficient light

exposure or no vibration source, these energy harvesting methods become unpractical. Thermal

gradient energy harvesters, which are also called thermoelectric generators (TEGs), provide with a

possibility to recover the environmental heat into electricity. In addition, home heating, automotive

Figure 1.2 A smart city concept with wireless sensor networks. [8]

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exhaust and industry processes all generate huge amount of unused waste heat. Recovering the

waste heat into energy by TEGs could greatly increase the energy efficiency. Moreover, TEGs do

not have moving parts and do not emit CO2. Therefore, they offer a green and solid state energy

technology with respect to the world's demand for sustainable energy.

TEGs are excellent options to recover the nature abundance of heat in our environment. The high

fabrication cost of traditional inorganic thermoelectric (TE) materials, however, limits their wide

spread application. In contrast, polymers based materials could be potential candidates to decrease

the material cost. In addition, polymer based TEGs could be fabricated by printing techniques,

which gives the opportunity of inexpensive mass production. Furthermore, the flexibility of poly-

mer based TEGs offers the advantage over rigid TEGs made from inorganic TE materials as they

could easily be adjusted to different application environments. There have been plenty of investiga-

tions on inorganic TE materials. Polymers as alternative TE materials, however, are comparatively a

new research focus.

The primary objectives of this work are

o To investigate the thermoelectric properties of PEDOT:PSS films by the modification with

solvents (secondary dopants, amines and ionic liquid). Direct secondary dopant addition into

the polymer solution and post treatment of polymer films with secondary dopant are em-

ployed to identify a more efficient approach in optimizing the thermoelectric properties. The

used solvents for the post treatment are varied to find the correlation between the solvent

properties and thermoelectric properties of the polymer films.

o To develop green synthesis method to synthesize tellurium nanostructures. The method is

designed to be carried out with non toxic tellurium source and non toxic reductant. The syn-

thesized tellurium nanostructures should be with controlled morphology. Synthesized tellu-

rium nanostructures are then integrated into polymers to understand their influence on the

thermoelectric properties of hybrid composites.

The outline of the thesis is as follows:

Chapter 2: Fundamentals of Thermoelectrics

A general introduction to thermoelectrics and devices based on thermoelectric materials is present-

ed. The challenge for designing thermoelectric materials is pointed out. Progresses about both tradi-

tional inorganic TE materials and polymer based TE materials are reviewed.

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Chapter 3: Characterization Techniques

Techniques related to thermoelectric properties characterization are briefly introduced. Auxiliary

tools (Atomic Force Microscopy, UV-Vis spectroscopy, Raman spectroscopy, X-ray Diffraction, X-

ray Photoelectron Spectroscopy and Transmission Electron Microscopy) are described.

Chapter 4: Thermoelectric Properties of PEDOT:PSS by the Addition and Post Treatment

with Organic Solvents

Direct addition of DMSO into PEDOT:PSS solution and post treatment of PEDOT:PSS films with

DMSO both were employed to modify the power factor of polymer thin films in order to find a

more efficient method for high power factor. Afterwards the role of the post treatment medium is

discussed by the variation of used solvents during the post treatment.

Chapter 5 Thermoelectric Properties of PEDOT:PSS Films by the Application of Ionic Liquid

From a green chemistry point of view, ionic liquid is employed as an alternative to improve the

power factor of PEDOT:PSS thin films by means of post treatment. The influence of ionic liquid on

the physical and chemical properties of PEDOT:PSS films is carefully analyzed.

Chapter 6 Hybrid Composites of Polymer with Nanoinclusions

Green synthesis methods based on wet chemical and hydrothermal synthesis for tellurium

nanostructures are applied. With non toxic reductant and non toxic tellurium source, tellurium

nanostructures with different morphologies are synthesized. The as synthesized tellurium nanostruc-

tures are employed to fabricate polymer/tellurium nanostructure composites. The hybrid composites

are designed in order to obtain the high Seebeck coefficient of tellurium nanostructures and the in-

trinsic low thermal conductivity of the polymer matrix.

The thesis is closed with a summary and an outlook in Chapter 7.

In Appendix A.1 the reduction ability of LAC/MEA mixture is demonstrated with comparison to

LAC and MEA through the usage of graphite oxide dispersion. JCPDS patterns are shown in Ap-

pendix A.2 to show that same information about the crystal structure is obtained even with different

radiation sources.

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2 Fundamentals of Thermoelectrics In a thermoelectric material, there are either free electrons or holes. Both types of charge carriers

also carry heat. When the material is imposed with a temperature difference, charge carriers at the

hot side (𝑇𝐻) prefer to diffuse to the cold side (𝑇𝐶) as it is shown in Figure 2.1. Consequently there

is a buildup of electric potential to resist the diffusion of charge carriers. The generation of an elec-

tric potential by placing a material in a temperature gradient is called the Seebeck effect. And the

proportionality constant of the voltage (∆𝑉) to the temperature difference (Δ𝑇) is defined as the

Seebeck coefficient: [9]

𝑆 = −∆𝑉 ∆𝑇� = −(𝑉𝐻 − 𝑉𝐶)/(𝑇𝐻 − 𝑇𝐶) (2.1)

A P-type material is dominant with holes and exhibits a positive Seebeck coefficient. On the other

hand, an N-type material is dominant with electrons which results in a negative Seebeck coefficient.

Peltier effect is the opposite of the Seebeck effect. It is observed as the induced temperature differ-

ence when an electric current is driven through a material. Depending on the direction of current,

this effect could be either heating or cooling. For example, in Peltier cooling, when an external elec-

tric current is applied to drive the charge carriers, the charge carriers will carry away heat. The heat

is then forced to flow from the cold side to the hot side. The ratio of the rate of cooling (𝑞𝑐𝑜𝑜𝑙𝑖𝑛𝑔) to

the electric current 𝐼 defines the Peltier coefficient (Π𝑃𝑒𝑙𝑡𝑖𝑒𝑟) by [9]

Π𝑃𝑒𝑙𝑡𝑖𝑒𝑟 = 𝑞𝑐𝑜𝑜𝑙𝑖𝑛𝑔𝐼� (2.2)

When an electric current is driven through a conductor, of which there is a temperature gradient,

Figure 2.1 Schematic description of Seebeck effect. [10]

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there is either an emission of heat or absorption of heat. This phenomenon is called the Thomson

effect. If an electric current with density 𝐽 passes through a homogeneous material, heat conduction

per unit volume 𝑞 is [11]

𝑞 = 𝜌𝐽2 − 𝛽𝐽𝑑𝑇𝑑𝑥

(2.3)

where 𝜌 is the resistivity of the material, 𝑑𝑇/𝑑𝑥 is the temperature gradient along the material and

𝛽 is the Thomson coefficient. Here, 𝜌𝐽2 is the Joule heating per unit volume, which is not reversi-

ble. And 𝛽𝐽 𝑑𝑇𝑑𝑥

is the Thomson heat, which depends on the direction of applied current.

The above mentioned three thermoelectric effects are related by the Kelvin relation [9]

𝑆 = Π𝑃𝑒𝑙𝑡𝑖𝑒𝑟/𝑇 (2.4)

𝛽 = 𝑇𝑑𝑆𝑑𝑇

(2.5)

To evaluate the thermoelectric properties of a material, a figure-of-merit (Z) is employed and de-

fined as

𝑍 = 𝑠2𝜎𝜅

(2.6)

in which 𝜎 is the electrical conductivity, 𝜅 is the thermal conductivity. The product of 𝑆2 𝜎 is wide-

ly used in literatures as the power factor (𝑃𝐹) to evaluate the thermoelectric properties of materials.

2.1 Thermoelectric Generation and Refrigeration

Based on the Seebeck effect and Peltier cooling effect, devices for power generation and refrigera-

tion can be fabricated. The working principle of power generation and refrigeration devices is

demonstrated in Figure 2.2 by simplifying each device to only one thermal couple. The thermal

(c)

Figure 2.2 Thermoelectric refrigeration (a), power generation (b) and a practical TEG (c).

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couple is consisted of a P-type and an N-type thermoelectric leg. Practical devices are consisted of

multiple thermal couples that are connected electrically in series and thermally in parallel (see Fig-

ure 2.2c). In a power generation device (or TEG), the thermal couple is connected to an external

load 𝑅𝐿. Upon a temperature difference, the charge carriers in both types of thermal legs will flow

from the hot side to the cold side to produce a voltage. The induced voltage drives a current flow

through the load, generating electrical power. The efficiency of the TEG depends on both the value

of 𝑅𝐿 and on the thermoelectric properties of the thermal couple. In a refrigeration device (or Pelti-

er cooler), an electric current is supplied as it is depicted in Figure 2.2b. The charge carriers keep

flow away from the cold side to the hot side. As the charge carriers also carry away the heat, the

cold side remains cold.

When a TEG is subjected to a temperature gradient Δ𝑇 = 𝑇𝐻 − 𝑇𝐶, the actual temperature drop of

TEG (Δ𝑇𝐺) is smaller than Δ𝑇 due to the electrical and thermal resistance between the thermal leg

and the metal connection. Under the assumption that the heat passes only through the thermal legs,

the temperature drop of TEG is Δ𝑇𝐺 ≈ Δ𝑇 = 𝑇𝐻 − 𝑇𝐶. The thermal energy of the hot side comes

from the following three contributions (shown in Figure 2.3) [12]: (I) the rate heat passing through

the thermal legs (𝐾𝑃 + 𝐾𝑁)(𝑇𝐻 − 𝑇𝐶) when the electric current is zero. K is the thermal conduct-

ance of thermal legs; (II) the Joule heating 𝐼2(𝑅𝑃 + 𝑅𝑁)/2 to the hot side. The heating is originated

from the current 𝐼 induced by thermoelectric voltage. R is the resistance of thermal legs; (III) the

rate of Peltier heat absorption (𝑆𝑃 − 𝑆𝑁)𝑇𝐻𝐼 from the hot side due to the current flowing to the cold

side. The power input to the hot junction is defined as: [12]

𝑞 𝑖𝑛 = (𝑆𝑃 − 𝑆𝑁) 𝑇𝐻 𝐼 − 12

(𝑅𝑃 + 𝑅𝑁) 𝐼2 + (𝐾𝑃 + 𝐾𝑁)( 𝑇𝐻 − 𝑇𝐶 ) (2.7)

The electrical power output is:

Figure 2.3 Demonstration of the energy flows through a thermal leg upon a temperature gradient. [12]

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𝑃 = 𝑅𝐿 𝐼2 (2.8)

in which 𝑅𝐿 is the resistance of external load.

The current I induced by the thermoelectric voltage is defined as

𝐼 =( 𝑆𝑃 − 𝑆𝑁)∆𝑇

𝑅 + 𝑅𝐿=

( 𝑆𝑃 − 𝑆𝑁)∆𝑇 𝑅𝑃 + 𝑅𝑁 + 𝑅𝐿

(2.9)

The open circuit voltage is:

∆𝑉 = 𝑛𝑙𝑒𝑔 � ( 𝑆𝑃 − 𝑆𝑁)𝑑𝑇𝑇𝐻

𝑇𝐶

(2.10)

in which 𝑛𝑙𝑒𝑔 represents the number of thermal couples.

The efficiency of a thermoelectric generator is the ratio of the output power to the power input, giv-

en by [9]

𝜂 =𝑅𝐿𝐼2

𝑞𝑖𝑛=

𝑅𝐿𝐼2

( 𝑆𝑃 − 𝑆𝑁) 𝑇𝐻 𝐼 − 12 (𝑅𝑃 + 𝑅𝑁) 𝐼2 + (𝐾𝑃 + 𝐾𝑁)( 𝑇𝐻 − 𝑇𝐶 )

(2.11)

A maximum efficiency is achieved when the external load resistance is equivalent to the internal

resistance of the TEG. Under an assumption that parameters (S, 𝑘 and 𝜎) are constant within the

temperature range of interest, the efficiency can be interpreted as: [13]

𝜂𝑚𝑎𝑥 =𝑇𝐻 − 𝑇𝐶

𝑇𝐻�1 + 𝑍𝑑𝑒𝑣𝑖𝑐𝑒𝑇 − 1

�1 + 𝑍𝑑𝑒𝑣𝑖𝑐𝑒𝑇 + 𝑇𝐶𝑇𝐻�

(2.12)

with here 𝑍𝑑𝑒𝑣𝑖𝑐𝑒 as the thermoelectric figure of merit for the TEG and 𝑇 = (𝑇𝐻 + 𝑇𝐶)/2.

When a current 𝐼 passes through a Peltier cooler, the charge carriers in both thermal legs will move

away from the cold junction and carry away the heat. With a continuous supply of electric current,

the charge carriers keep carrying away to cool the cold side. For a Peltier cooler, the coefficient of

performance (𝐶𝑂𝑃) is introduced, which is defined as the ratio of heat extracted from the source to

the consumed electrical energy. [14] In an ideal case, in which the device is free from heat losses

associated with the heat conduction and electrical resistance, the Peltier cooling at the cold side is

given as [14]

𝑞𝑐𝑜𝑜𝑙𝑖𝑛𝑔 = ( 𝑆𝑃 − 𝑆𝑁)𝐼𝑇𝐶 (2.13)

The heat conduction to the cold side which is opposite to the cooling effect is [14]

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𝑞𝑐𝑜𝑛 = ( 𝑇𝐻 − 𝑇𝐶 )( 𝐾𝑃 + 𝐾𝑁) (2.14)

Considering the Joule heating 𝑞𝐽 = 12

( 𝑅𝑃 + 𝑅𝑁 ) 𝐼2 at the cold side, the cooling power is given

by[14]

𝑞𝑃𝑒𝑙𝑡𝑖𝑒𝑟 = 𝑞𝑐𝑜𝑜𝑙𝑖𝑛𝑔 − 𝑞𝑐𝑜𝑛 − 𝑞𝐽

= ( 𝑆𝑃 − 𝑆𝑁)𝐼𝑇𝐶 − ( 𝑇𝐻 − 𝑇𝐶 )( 𝐾𝑃 + 𝐾𝑁) − ( 𝑅𝑃 + 𝑅𝑁 )𝐼2/2

(2.15)

And the rate of consumed electrical energy by [14]

𝑤𝑐𝑜𝑛𝑠𝑢𝑚𝑒𝑑 = ( 𝑆𝑃 − 𝑆𝑁)𝐼( 𝑇𝐻 − 𝑇𝐶) + 𝐼2( 𝑅𝑃 + 𝑅𝑁 ) (2.16)

The COP (𝜙) is then given by [14]

𝜙 =( 𝑆𝑃 − 𝑆𝑁)𝐼𝑇𝐶 − ( 𝑇𝐻 − 𝑇𝐶 )( 𝐾𝑃 + 𝐾𝑁) − ( 𝑅𝑃 + 𝑅𝑁 )𝐼2/2

( 𝑆𝑃 − 𝑆𝑁)𝐼( 𝑇𝐻 − 𝑇𝐶) + 𝐼2( 𝑅𝑃 + 𝑅𝑁 )

(2.17)

In order to yield a maximum cooling power, the supplied current should be derived from Equation

2.15 to give

𝐼𝑞 = ( 𝑆𝑃 − 𝑆𝑁)𝑇𝐶( 𝑅𝑃 + 𝑅𝑁)� (2.18)

By replacing Equation 2.17 with Equation 2.18, the corresponding maximum cooling power is giv-

en [14]

𝜙𝑚𝑎𝑥 =𝑍𝑇𝐶2/2 − ( 𝑇𝐻 − 𝑇𝐶 )

𝑍𝑇𝐻𝑇𝐶

(2.19)

in which Z is equal to (𝑆𝑃 − 𝑆𝑁)2/(( 𝐾𝑃 + 𝐾𝑁)( 𝑅𝑃 + 𝑅𝑁)).

Equation 2.19 shows that the optimum COP of a Peltier cooler depends on the Z of the thermal

couple and the temperature difference between the heat source and the heat sink.

For both TEG and Peltier cooler, the performance of devices depends on Z of the thermal couples

(see Figure 2.4). To have high performance devices, the Z of the thermal couple should be high

enough. Because Z has a dimension of inverse temperature (see Equation 2.6), the dimensionless

figure of merit, which is defined as 𝑍𝑇 = (𝑠2𝜎𝑇)/𝜅 at a given temperature, is widely used. The

evaluation of ZT for a thermal couple depends on the ZT of both P-type and N-type thermal legs

and also the geometry of device configuration, resulting in the complexity in the ZT calculation. For

simplicity, ZT of a single thermoelectric material is employed to evaluate the material property.

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(a) Conversion efficiency of TEG regarding ∆𝑇 and Z of the

thermal couples.[9]

(b) The coefficient of performance of a Peltier cooler regarding

∆𝑇 and Z of the thermal couples.[9]

Figure 2.4 The dependence of device efficiency on the Z of the thermal couples.

2.2 Conflicting Thermoelectric Material Properties

To maximize the ZT of a material, a large power factor, defined as 𝑆2𝜎 is required. At the same

time, a low thermal conductivity (𝑘) is demanded to maintain the temperature difference for effi-

cient energy conversion. However, the transport characteristics depend on interrelated material

properties. Therefore, an optimized ZT could be only achieved by tuning the material properties. [15]

To ensure a large Seebeck coefficient, the presence of a single type of charge carriers inside the

material would be beneficial. A mixed N-type and P-type charge carriers will cancel out the induced

thermal voltage, leading to lower Seebeck coefficient. The great challenge of TE materials lies in

increasing the Seebeck coefficient without diminishing the electrical conductivity. Mott equation

from Boltzmann transport theory provides a general understanding of the Seebeck coefficient. [16]

𝑆 = �𝜋2

3𝑘𝐵2𝑇𝑒

𝑑𝑙𝑛[𝜎(𝐸)]𝑑𝐸

�𝐸=𝐸𝐹

(2.20)

Here, 𝑘𝐵 is the Boltzmann constant, 𝐸𝐹 is the Fermi energy and 𝜎(𝐸) is a measure of the contribu-

tion of electrons with energy E to the total conductivity and 𝑒 is the charge of carriers. [17] With the

assumption that the electronic scattering is independent of energy, 𝜎(𝐸) is proportional to the densi-

ty of states (DOS) at energy E. Seebeck coefficient is in fact a measure of the variation in 𝜎(𝐸)

above and below the Fermi level. The Seebeck coefficient could be indicated from the DOS dia-

gram as it is shown in Figure 2.5. The one with fast changing of DOS near 𝐸𝐹 (Figure 2.5a) is ex-

pected to have larger Seebeck coefficient according to Equation 2.20. [16]

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All the electrical conductivity, Seebeck coefficient and thermal conductivity strongly depend on the

temperature and the charge carrier concentration. The intercoupling relationship among the electri-

cal conductivity, the Seebeck coefficient and the thermal conductivity regarding the charge carrier

concentration is shown in Figure 2.6a. The electrical conductivity is improved when the charge car-

rier concentration is increased. However, there are simultaneous increase in the thermal conductivi-

ty and decrease in the Seebeck coefficient. Due to these conflicting thermoelectric material proper-

ties, only optimized power factor and ZT could be obtained through tuning the charge carrier con-

centration.

An efficient TE material requires a low thermal conductivity (𝑘). Thermal conductivity comes from

the heat contributed from charge carrier transport (𝑘𝑒, electron thermal conductivity) and also the

heat coming from the phonon travelling through the lattice (𝑘𝑙, lattice thermal conductivity). The

electron thermal conductivity is directly related to the electrical conductivity given by the

Wiedemann-Franz Law: [15]

𝑘 = 𝑘𝑒 + 𝑘𝑙 (2.21)

Figure 2.5 Hypothetical DOS with a) a large slope 𝑑𝑙𝑛[𝜎(𝐸)]/𝑑𝐸 and b) a small slope near 𝐸𝐹 . [16]

(a) Dependence of materials parameters on carrier con-

centration.[15]

(b) Influence of lattice thermal conductivity on ZT.[15]

Figure 2.6 Optimization of ZT through tuning the charge carrier concentration.

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and

𝑘𝑒 = 𝐿0𝜎𝑇 = 𝑛𝑒𝜇𝐿0𝑇 (2.22)

in which 𝐿0 is the Lorenz factor, 𝑛 is the charge carrier concentration and 𝜇 is the charge carrier

mobility. The Lorenz factor is 2.4 × 10−8 𝐽2𝐾−2𝐶−2 for free electrons.

Wiedemann-Franz law addresses the challenge to tune the ZT through the charge carrier concentra-

tion. By replacing Wiedemann-Franz law into the definition of ZT, ZT can be converted into [15]

𝑍𝑇 =𝑆2/𝐿0

1 + 𝑘𝑙/𝑘𝑒

(2.23)

Equation 2.23 indicates that when a material is with high electrical conductivity or very low 𝑘𝑙

(where 𝑘𝑙/𝑘𝑒 ≪ 1), the critical parameter determining the ZT is the Seebeck coefficient.

To reduce the total thermal conductivity, both 𝑘𝑒 and 𝑘𝑙 should be minimized. However, lowering

the electron thermal conductivity through reducing the charge carrier concentration concomitantly

decreases the electrical conductivity. Modification of the lattice thermal conductivity, on the other

hand, is an effective way to manipulate the total thermal conductivity as it is not determined by the

electronic structure. To reduce the lattice thermal conductivity, introducing point defects to induce

strong phonon scattering is proven successfully. Figure 2.6b demonstrates that the value of ZT is

doubled by reducing the lattice thermal conductivity from 0.8 to 0.2.

Based on the intercoupling behavior among the thermoelectric material properties, materials with

“phonon glass electron crystal (PGEC)” structure are expected to have high ZT. [15] The demand for

electron crystal originates from the high power factor of crystalline semiconductors, which meets

the compromise required from the electronic properties. At the same time, the phonon glass is re-

quired in order to design materials with low lattice thermal conductivity.

Organic materials based TE materials, such as polymers, are also facing the same challenge in the

optimization of power factor. For lightly and moderately doped polymers, the electrical conduction

is dominated by the thermal activation or by the variable range hopping (VRH). [17] In this case, the

electrical conductivity of polymers can be written as [17]

𝜎 = 𝜎0𝑒𝑥𝑝 [−(𝑇0/𝑇)𝛾] (2.24)

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in which 𝜎0 is the conductivity prefactor. It is weakly temperature dependent but depends on the

scattering. 𝑇0 is the characteristic temperature and it is related to the localization length. 𝛾 is the

hopping exponent (0.25-0.5). [18]

The Seebeck coefficient of polymers is dependent on the temperature in a relation of [19]

𝑆 = �𝑘𝐵22𝑒�𝑇0𝑇�12 (𝑑𝑙𝑛𝑁(𝐸)

𝑑𝐸)�𝐸=𝐸𝑓

(2.25)

with 𝑁(𝐸) as the density of state.

Upon doping, the electrical conductivity of polymers is increased. In addition, they exhibit a transi-

tion from semiconducting into metallic characteristic. Polyaniline doped with camphor sulfonic acid

(CSA) and PEDOT:PSS doped with dimethyl sulfoxide (DMSO) and ethylene glycol (EG) are both

observed with metallic behaviors. [18,20] For highly doped polymers with metallic behavior, the See-

beck coefficient could be explained by Mott Equation as it is expressed in Equation 2.20.

2.3 Overview of Thermoelectric Materials

The current TE materials can be categorized into traditional inorganic TE materials and polymer

based TE materials. Recent advancements in the ZT of inorganic TE materials are based on the

nanostructuring method. High ZT values have been achieved by this method to preferentially reduce

the lattice thermal conductivity. [21] However, the complexity involved in the nanostructuring meth-

od and the high-cost fabrication processes push the development for alternatives. Polymers have

come to the fore front as a promising alternative.[22] In the following, the progresses in inorganic

and polymer based TE materials are reviewed.

2.3.1 Traditional Inorganic Thermoelectric Materials

In inorganic TE materials, the current research trend is to look for new materials that either have

high ZT or are able to work within a broad temperature regime. [23] Up to now, alloys based on bis-

muth telluride (Bi2Te3) are successful in practical applications near room temperature. For applica-

tions in the mid temperature range (500 K to 900 K), materials based on group IV tellurides are

commonly used. The state of the art commercial bulk TE materials regarding the application tem-

perature are shown in Figure 2.7. Those traditional TE materials have been extensively investigated.

Until 1990s, the maximum ZT of most materials remained around 1, limiting them only to niche

applications. In 1993, Hicks and Dresselhaus proposed that the confinement of materials into low

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dimensions (2D, 1D and 0D) could increase the ZT, which inspired intensive researches on the

thermoelectric properties of quantum wells and superlattices. [24] For conventional 3D systems, the

quantities (S, 𝜎 and 𝑘) are interrelated to each other. Hence, it is difficult to separately tune one of

the parameters for better ZT. [25] However, when the dimension is decreased, the change in the den-

sity of electronic states (DOS) (see Figure 2.8) allows new opportunities to modify S, 𝜎 and 𝑘. [26]

To design low dimensional materials with high thermoelectric properties, common method for ma-

terial nanostructuring is either introducing nanoscale constituents for the quantum confinement ef-

fect or the design of internal interfaces. With the use of quantum confinement effect, it is able to

obtain materials with enhanced DOS near the Fermi energy. As a result, a high power factor could

be obtained. [16] Through the utilization of the internal interfaces, phonons are more effectively scat-

tered than electrons, especially those which strongly contribute to the thermal conductivity. Corre-

spondingly, the lattice thermal conductivity could be greatly reduced. These nanostructuring strate-

gies have been used to fabricate nanostructured thin films and bulk nanostructured materials.

Thin Film Nanostructured Materials

Harman et al. utilized both the quantum confinement effect and the superlattice structure to develop

quantum dot superlattices (QDSLs) as shown in Figure 2.9. [27] To obtain quantum dots with good

quality, uniform size and well controlled separation distance, molecular beam epitaxy (MBE) is

used to deposit the QDSLs. It is confirmed experimentally that the thin films of QDSLs are with

Figure 2.7 Figure of Merit, ZT, of the state of the art inorganic TE materials regarding the temperature. [15]

Figure 2.8 Electronic densities of states of materials with different dimensions. [26]

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improved Seebeck coefficient and higher ZT than bulk samples. The better thermoelectric perfor-

mance is associated with quantum dot structure and the designed interfaces. [27] A later developed

cooling device made from these QDSLs thin films demonstrates a much better cooling performance

than conventional materials under same test condition. [27]

Bulk Nanostructured Materials

Superlattice thin films and nanowires could be only produced in thin film and small quantity due to

the very low deposition rate of the MBE technique (e.g. 360 nm/hour for silicon). For practical ap-

plications that are compatible with commercially available devices, materials with high perfor-

mance are required to be synthesized in a large quantity. This promotes the development of bulk

process rather than the nanofabrication process to fabricate nanostructured materials. [28] Bulk

nanostructured nanocomposite materials are subdivided into two main groups: one is that nanoparti-

cles are embedded in a host material and the other one is that hetero-structure geometry with differ-

ent nanoparticles adjacent to each other is present in the bulk material. [28] The challenge behind

these types of materials is to create a nanoscale structure with high ZT through a bulk process. And

these bulk synthesized nanostructure materials must be thermodynamically stable to maintain their

performance.

A typical strategy for bulk nanostructured TE materials is to use either a chemical or a physical

route to synthesize nanopowders. Afterwards, the nanopowders are rapidly compacted to avoid

grain growth. [29] The physical route to prepare nanopowders is realized by a top down process: me-

chanical ball milling. The chemical route is a bottom up approach in which nanopowders are syn-

thesized in the solution phase. The followed powder compacting process is critical as the

nanograins should be maintained for high TE performance. In a conventional hot processing, grain

growth is unavoidable, which leads to deteriorated TE properties. Therefore, the key challenge lies

Figure 2.9 Schematic cross section and SEM image (surface) of QDSL. [25]

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in how to maintain the bulk nanostructured materials thermodynamically stable to constrain the

grain growth. The recent developed spark plasma sintering (SPS) and direct current induced hot

press are able to compact the loose nanopowders into a dense bulk within several minutes. Thereby,

the grain growth is suppressed and the original nanostructures are kept within the bulk material. [29]

2.3.2 Polymer Based Thermoelectric Materials

Since the discovery of high electrical conductivity in polyacetylene (PAC) upon doping with

iodione or arsenic pentafluoride (AsF5), great interest is attracted to intrinsic conducting polymers.

The Nobel Prize in Chemistry in 2000 to Heeger, MacDiarmid and Shirakawa has highlighted the

importance of this type of polymers. Intrinsic electrical conducting polymers are conjugated poly-

mers with an alternation between single and double bonds. The alternation of single and double

bonds greatly lowers the band gap between the HOMO (Highest Occupied Molecular Orbital) and

LUMO (Lowest Unoccupied Molecular Orbital) levels, allowing the charge carriers to transport

through the 𝜋 orbital.

PACs are the first type of studied conjugated polymers. In their neutral state, polymers resemble

insulators. When the oxidation level (reduced state ↔ oxidized state) is increased, the electrical

conductivity could be increased to a value as high as 105 S/m. This high electrical conductivity

prompts great research interest of their applications in the electronics industry. However, the oxi-

dized PACs with high electrical conductivity degrade readily in air. Moreover, these polymers are

insoluble in solvents, making it difficult to process. Other conjugated conducting polymers, such as

polypyrrole (PPY), polyaniline (PANI) and polythiophene (PHT) are developed at the same time.

However, it is still a great challenge to dissolve these polymers for solution based processing.

A breakthrough in the electrical conducting polymers was made by Bayer AG. A water dispersible

poly(3,4-ethylene dioxythiophene):poly(styrene sulfonate) (PEDOT:PSS) dispersion was produced.

PEDOT:PSS is a stable aqueous dispersion which is produced by the polymerization of (3,4-

ethylene dioxythiophene) (EDOT) with poly(styrene sulfonate) (PSS) as the surfactant. Uniform

PEDOT:PSS films can be fabricated from a commercial PEDOT:PSS dispersion by conventional

coating techniques, such as spin coating, inkjet printing, spray coating, screen printing and aerosol

jet printing. These polymer thin films are highly transparent, which is ideal for the application as

transparent electrodes for solar cells and as anti-static coating. Besides, high electrical conductivity

up to 3000 S/cm of PEDOT:PSS film, which is comparable to typical indium tin oxide (ITO) elec-

trode, is reported by a simple sulfuric acid treatment by Ouyang et al. [30]

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With their high electrical conductivity, polymers are considered as alternative TE materials. The

other advantageous aspects of utilizing polymeric materials as TE materials are:

I) Thermal properties

The intrinsic thermal conductivity of polymers is reported to be lower than 1 W/(mK), which is 2-3

magnitudes lower than that of traditional inorganic TE materials. [21] Thus, the nanostructuring

method for low thermal conductivity could be avoided.

II) Mechanical properties

TEGs made from traditional inorganic TE materials are usually rigid. However, in applications

where wearable and bendable devices are required, the rigidity is an issue. [31] The flexibility of pol-

ymer based TE materials is an optimum for this type of application. In addition, the density of pol-

ymers is much lower, which allows the realization of light weight TEGs.

III) Fabrication process

Most polymers can be dissolved in organic solvents, supporting the application of conventional

printing techniques for the deposition. In turn, the production cost could be greatly lowered while

the production capability could be increased. Moreover, the printing of polymer based TE materials

could take place at room temperature. Compared with the high energy input of typical process for

inorganic TE materials, this allows low energy fabrication.

Conductive Polymer

Pristine conductive polymers have too low charge carrier concentration for an effectively electron

transport. This in turn results in a poor electrical conductivity (below 10−8 𝑆/𝑐𝑚 ). [21] The reason

is that the charge transport is dominated by hopping between polymer chains. The electrical con-

ductivity could be increased by doping. As the power factor is proportional to the electrical conduc-

tivity, doping is widely used for a better thermoelectric performance. Doping of polymers is usually

realized by electrochemical or chemical processes. [22] Thereby, more charge carriers are introduced

to increase the electrical conductivity and the charge carriers are transported along intra- or inter-

chains. [32] However, a side effect of this doping process is the concomitant decrease of the Seebeck

coefficient. Up to now, even though the electrical conductivity of polymers is high, the Seebeck

coefficient is still in the range of ~ 20 𝜇𝑉/𝐾. [30] Dedoping (the reverse of doping) is applied to

increase the Seebeck coefficient. Figure 2.10 demonstrates the result of a chemically dedoped P-

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type PEDOT:Tosylate (PEDOT:Tos) film, of which the Seebeck coefficient is brought up to hun-

dreds of 𝜇𝑉/𝐾 at low oxidation level. [33] An optimum power factor is achieved through controlling

the oxidation level by dedoping. The trade-off between the electrical conductivity and the Seebeck

coefficient is attributed to the change in the Fermi energy: the Fermi energy is pushed inside the

conduction band and the DOS around the Fermi level becomes symmetrical during doping. [20–22,33]

As the Seebeck coefficient is a measure of the variation in 𝜎(𝐸) above and below the Fermi level,

this symmetry results in the decrease of the Seebeck coefficient. Therefore, the doping level has to

be well controlled to balance the electrical conductivity and Seebeck coefficient for an optimum

power factor.

Figure 2.10 The correlation of thermoelectric properties regarding the oxidation level of PEDOT chains. [33]

For PANIs, the typical used are camphor sulfonic acid (CSA), hydrochloric acid (HCl) and ammo-

nium hydroxide (NaOH). A high power factor value of ~ 1 𝜇𝑊/(𝑚𝐾2) is obtained by sequential

doping of PANIs with CSA and NaOH. [34] For PACs, iodione and ion chloride (FeCl3) are the typi-

cal doping agents. [22] PEDOT:PSS, one type of PHTs, is typically dedoped with hydrazine to tune

the oxidation level of PEDOT chains. [35,36]

Besides the doping of polymers, the other widely used approach is to use secondary dopants (espe-

cially for PEDOT:PSS), which could increase the electrical conductivity by several orders of mag-

nitudes. [37] The role of secondary dopants is not the same as the doping agents. They do not change

the electronic structure. Instead, they affect only the film morphology. Upon the removal of second-

ary dopants by heating the polymer films, this effect on the electrical conductivity remains. For ex-

ample, DMSO and EG (secondary dopants for PEDOT:PSS) have been proven to sufficiently in-

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crease the electrical conductivity up to 1418 S/cm. [38] Taking advantage of the extreme high elec-

trical conductivity of PEDOT:PSS brought by secondary dopants, they are applied to explore their

roles in the thermoelectric properties of PEDOT:PSS. [39–43] Kim et al. reported that the

PEDOT:PSS film has achieved a ZT=0.42 with DMSO at room temperature. [44]

Coordination polymers (CPs), which are constructed from metal ions and ligands where metal ions

are used as connectors and ligands as linkers, are found to be promising TE materials. [45] Zhu 's

group reported high TE characteristic (best organic TE materials) of a series of N- and P-type CPs

which contain a 1,1,2,2,-ethenetetrathiolate (ett) linking bridge: polymer[Ax(M-ett)] (A =

tetradecyltrimethyl ammonium, tetrabutyl ammonium, Na+, K+, Ni2+, Cu2+, M = Ni, Cu). [46] An all

organic TEG device was fabricated based on 35 N-P thermal couples of synthesized CPs (N-type

poly[Nax(Ni-ett)] and P-type poly[Cux(Cu-ett)]) with the thermal leg size of 5 𝑚𝑚 × 2 𝑚𝑚 ×

0.9 𝑚𝑚. Under a temperature difference of ∆𝑇 = 80 𝐾, the TEG with an optimized load resistance

is able to deliver a voltage of 0.26 V, a current of 10.1 mA and a power of 2.8 𝜇𝑊/𝑐𝑚2.

Hybrid Composites Based on Polymers and Nanoinclusions

Hybrid composites are developed to use the advantageous characteristics of both the polymer ma-

trix and the nanoinclusions. The formulated composites feature the low thermal conductivity, flexi-

bility and solution processability based on the polymer matrix. In addition, composites could yield

the high electrical conductivity and the high Seebeck coefficient as the nanoinclusions. Carbon

nanotubes (CNTs) and inorganic particles are typically investigated as the nanoinclusions. The no-

tations for hybrid composites are polymer/CNTs hybrid composites and polymer/inorganic nanopar-

ticles hybrid composites.

Polymer/CNTs Hybrid Composites

CNTs have remarkable electronic, physical and mechanical properties, but their high thermal con-

ductivity is a big challenge when directly used as TE materials. As most polymers still have low

electrical conductivity, especially the non-conjugated ones, the combination of CNTs with polymers

could enhance the power factor by the increase of the electrical conductivity. In addition, the ther-

mal conductivity of the hybrid composite could remain low due to the intrinsic low thermal conduc-

tivity of the polymer matrix.

Yu's research group has developed polymer hybrid nanocomposites with a segregated network

structure. In this type of composites, an insulating polymer dispersion was employed as the matrix

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and CNTs which are dispersed by PEDOT:PSS are the nanoinclusions. The CNTs are pushed into

the interstitial spaces between the insulting polymers to construct the segregated network. Their

study has shown that a CNTs network with junctions which is thermally disconnected but electrical-

ly connected is formed (see Figure 2.11).[47,48] A flexible hybrid composite with a power factor of

~160 𝜇𝑊/(𝑚𝐾2), an electrical conductivity of ~105 S/m and a thermal conductivity in the range

of 0.2 - 0.4 𝑊/(𝑚𝐾) at room temperature is reported recently. [48]

Mechanical blending of CNTs into the polymer matrix solution is also a commonly used technique

to fabricate polymer/CNTs composites. [47–51] Hewitt et al. demonstrated the possibility of embed-

ding CNTs into a polyvinylfluoride (PVDF) matrix by simple mechanical mixing in the solution

phase. [50,51] A flexible TEG was built-up by multi-layering the thermal legs of PVDF/CNTs hybrid

composites as it is shown in Figure 2.12.

In order to have better polymer structures, in-situ polymerized polymers with CNTs as template are

extensively investigated. [52–54] This approach could effectively tune the interface between polymers

and CNTs. Polymers are located within or in the immediate vicinity of the CNTs. Especially for

polymers, to which CNTs have strong 𝜋 − 𝜋 interactions, ordered polymer chains could grow along

Figure 2.11 Nanotubes are coated by PEDOT:PSS particles, making nanotube-PEDOT:PSS-nanotube junctions in the composites. [48]

Figure 2.12 Demonstration of a flexible TEG based on PVDF/CNTs hybrid composites. [51]

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the surface of CNTs, leading to enhanced carrier mobility for better electrical conductivity. Meng et

al. demonstrated that the thermoelectric properties of PANI/CNTs hybrid composite outperform that

of pure CNTs and the PANI matrix. [52] Bounioux et al. developed a composite of PHT and CNTs

of which the achieved power factor (maximum 95 𝜇𝑊/(𝑚𝐾2)) significantly exceeds the values of

both PHT and CNTs. [54]

Besides CNTs, other carbon based materials such as graphite, graphite oxide, expanded graphite,

graphene and graphite nanofibers are proven to be able to increase the power factors of polymer

based hybrid composites.[55–58]

Polymer/Inorganic Nanoparticles Hybrid Composites

There is growing interest in developing composites based on polymers and inorganic nanoparticles

as a synergistic effect in both the flexibility, low thermal conductivity of polymers and high ther-

moelectric performance of inorganic nanoparticles could be generated. [21] Tellurium (Te), Bi2Te3

and Sb2Te3 are the most often used nanoparticles to fabricate hybrid composites. Evan's group has

developed dispenser printed hybrid composites based on ball milled Bi2Te3 and Sb2Te3 nanoparti-

cles and an epoxy matrix.[59–62] A printed P-type single leg TEG (legs made from silver paste are

deposited to complete the TEG) can produce a power output of 20.5 𝜇𝑊 at 0.15 mA and 130 mV

for a ∆𝑇 of 20 K (see Figure 2.13). [62] However, the epoxy matrix is insulating, which leads to the

low electrical conductivity of the hybrid composite. Replacing the epoxy matrix with conducting

polymers could be a solution for better power output.

PHTs, among conducting polymers, are extensively investigated as the matrix. [63–68] Flexible and

all solution processed P-type and N-type TE materials based on ball milled inorganic particles and a

commercial PEDOT:PSS solution were demonstrated by Katz's group (see Figure 2.14). [69] The

inorganic nanoparticles were drop casted on a substrate to form a thin layer of nanoparticles.

Figure 2.13 Illustration of the dispenser printed flexible polymer/inorganic nanoinclusion composites. [62]

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Subsequently, a PEDOT:PSS solution was then drop casted on top of the nanoparticle layer in order

to form the hybrid composites. This work shows the possibility to process TE devices by an all so-

lution method. Later on He et al. developed a hybrid composite of PHT and Bi2Te3 nanowires, of

which the power factor is 4 times higher than that of pure PHT. [63] The improved Seebeck coeffi-

cient and power factor are attributed to the rational engineering at the organic-inorganic semicon-

ductor. In Lawrence Berkeley Laboratories, the researchers demonstrate that homogeneous Te

nanorods could be synthesized with PEDOT:PSS solution as the morphology directing agent. The

synthesized Te nanorods are coated with a thin layer of PEDOT:PSS (see Figure 2.15).[18,70,71] In

this type of hybrid composite, a ZT of about 0.1 is achieved.

A hybrid composite based on Te nanowires and PHT was further developed by Wang's group. [64]

The composite was deposited on a flexible Kapton substrate, which was then attached to the human

body to employ the body temperature for energy harvesting. Polymer/Te nanostructures hybrid

composites can also be realized through the vapor deposition of both the Te nanostructures and pol-

ymers as reported by Sinha et al. [68]

Figure 2.14 SEM picture of a PEDOT:PSS solution casted over a layer of ball milled Bi2Te3 particles. (a) Cross sec-tion; (b) Top view. [69]

Figure 2.15 Demonstration of a composite casted from PEDOT:PSS directed synthesized tellurium nanorods. [71]

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3 Characterization Techniques This chapter discusses characterization techniques for the determination of thermoelectric proper-

ties: the electrical conductivity, the Seebeck coefficient and the thermal conductivity. In addition,

Atomic Force Microscopy (AFM), Raman spectroscopy, UV-Vis spectroscopy, X-ray Photoelec-

tron Spectroscopy (XPS), X-ray Diffraction (XRD) and Transmission Electron Microscopy (TEM)

are used for detailed analysis of material properties.

3.1 Electrical Conductivity

The electrical resistivity (𝜌) is a measure of the materials' inherent resistance to the applied current

flow. It is inversely proportional to the electrical conductivity, which is defined as 𝜎 = 1/𝜌. The

typical methods to determine the electrical resistivity are 2-Point Probe method, 4-Point Probe

method and the van der Pauw method.

The arrangement of a typical 2-Point Probe resistance measurement is shown in Figure 3.1. In this

method, the obtained resistances include the contact resistance (𝑅𝑐), the spreading resistance (𝑅𝑠𝑝)

and the resistance of the probes (𝑅𝑝). The major problem of this method is the contact resistance, in

particular, when the samples are high electrical conducting. Moreover, it is not applicable for sam-

ples with random shapes. In principle, 2-Point Probe resistance measurement is suitable for the

samples with high resistance, in which the contact resistance could be ignored.

To overcome the above mentioned problems, the 4-Point Probe and the van der Pauw method are

introduced. Both have become standard methods to measure the surface resistance of thin films. In

Figure 3.1 Schematic diagram of a 2-Point Probe method.

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this thesis work, the focus is on the 4-Point Probe method, which is arranged as the sketch in Figure

3.2. In this method, a current I is injected through the two outer probes, and a voltage is recorded

between the inner two probes. Same as in the 2-Probe method, there is a probe resistance, a contact

resistance and a spreading resistance for each probe. However, the usage of a voltmeter with high

input impedance results in a very low current flowing through the voltage path. Therefore, 𝑅𝑐, 𝑅𝑠𝑝

and 𝑅𝑝 could be neglected. [72]

Figure 3.2 Schematic diagram of a 4-Point Probe method.

When the probes with a uniform spacing (𝑠1 = 𝑠2 = 𝑠3 = 𝑠) are placed on an infinite slab material

(𝑡𝑓 is the film thickness), the resistivity can be calculated as:

𝜌 = 2𝜋𝑠𝑉𝐼� ,𝑓𝑜𝑟 𝑡𝑓 ≥ 𝑠 (3.1)

and

𝜌 = (𝜋𝑡𝑓/𝑙𝑛2)𝑉𝐼� ,𝑓𝑜𝑟 𝑠 ≥ 𝑡𝑓 (3.2)

For thin films (𝑠 ≥ 𝑡𝑓), the surface resistance Rs is given by

𝑅𝑠 = 𝜌/𝑡𝑓 =𝜋𝑙𝑛2

𝑉𝐼

= 4.53𝑉/𝐼 (3.3)

3.2 Seebeck Coefficient

There are two popular approaches to measure the Seebeck coefficient: the integral method and the

differential method. In the integral method, samples are required to be fabricated in a long wire like

geometry with lead (Pb) in L geometry as the reference material. In some cases, it is difficult to

prepare test sample with long wire like geometry, especially for spin coated polymer films. The

differential method, on the other hand, is generally used to measure films and bulk samples. The

schematic diagram of a differential method is shown in Figure 3.3: the sample is imposed with a

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temperature difference (∆𝑇) of 𝑇2 − 𝑇1; one end of reference wires is connected to the sample and

the other end is connected with copper (Cu) wires to the measurement devices; the temperature of

each site is depicted in the figure. In this method, two important conditions need to be fulfilled: 1st

The connection Cu wires and the samples should be homogeneous that 𝑆𝐶𝑢 and 𝑆𝑠𝑎𝑚𝑝𝑙𝑒 are only as

a function of the temperature, not of the position along the Cu wire or the sample; 2nd During the

measurement, the net current across the sample is zero that the electrical field E from the current

contribution is zero. The potential difference ∆𝑉 = −𝑆∆𝑇 is only due to the Seebeck coefficient of

test sample.

Under these conditions, the ∆𝑉 is given as

∆𝑉 = −(� 𝑆𝐶𝑢𝑑𝑇𝑇0

𝑇𝑎+ � 𝑆𝑟𝑒𝑓1 𝑑𝑇

𝑇1

𝑇0+ � 𝑆𝑠𝑎𝑚𝑝𝑙𝑒𝑑𝑇

𝑇2

𝑇1+ � 𝑆𝑟𝑒𝑓2 𝑑𝑇

𝑇0

𝑇2+ � 𝑆𝐶𝑢𝑑𝑇

𝑇𝑎

𝑇0)

(3.4)

with 𝑆𝐶𝑢 as the Seebeck coefficient of Cu wires, 𝑆𝑟𝑒𝑓1 the Seebeck coefficient of the Ref1 wire and

𝑆𝑟𝑒𝑓2 the Seebeck coefficient of the Ref2 wire.

When homogeneous references wires are used ( 𝑆𝑟𝑒𝑓1 = 𝑆𝑟𝑒𝑓2 = 𝑆𝑟𝑒𝑓) and the temperature difference

is much smaller than the average temperature (𝑇𝑎𝑣) of sample (∆𝑇 ≪ 𝑇𝑎𝑣 ≡ (𝑇1 + 𝑇2)/2), then

Equation 3.4 can be transformed into

∆𝑉 = −� �𝑆𝑠𝑎𝑚𝑝𝑙𝑒 − 𝑆𝑟𝑒𝑓�𝑑𝑇 ≈ �𝑆𝑠𝑎𝑚𝑝𝑙𝑒 − 𝑆𝑟𝑒𝑓�∆𝑇𝑇2

𝑇1

(3.5)

Figure 3.3 Sketch of a Seebeck coefficient measurement based on the differential method. [9]

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And the Seebeck coefficient of the sample follows:

𝑆𝑠𝑎𝑚𝑝𝑙𝑒(𝑇𝑎𝑣) = −∆𝑉∆𝑇

+ 𝑆𝑟𝑒𝑓(𝑇𝑎𝑣) (3.6)

The Equation 3.6 is only valid when the Seebeck coefficient has no appreciable change in the tem-

perature change of ∆𝑇.

SRX, which is designed by Fraunhofer IPM, is commercial Seebeck coefficient characterization

equipment based on the differential method and it is able to characterize thin films. [73] Figure 3.4a

displays the sample holder in SRX. The test sample, e.g. polymer thin films on a glass substrate,

was fixed on top of the sample holder with the test sample film facing down. The thermal couples

for temperature sensing were then connected to the film by a pressure contact through the plate

spring (shown in Figure 3.4b). This avoids gluing the sample to the mounting plate or welding

thermocouples to the sample surface. The micro heaters embedded in both sides of the mounting

base are used to regulate the temperature gradient.

(a)

(b)

Figure 3.4 Sample holder for Seebeck coefficient measurement of the platform in SRX. [74]

3.3 Thermal Conductivity

When a heat Q passes through an object with a cross section area of A (shown in Figure 3.5a), a

temperature difference over a distance of ∆𝐿 will be created. The heat flux (𝑄/𝐴) is proportional to

the temperature gradient (∆𝑇/∆𝐿) in a relation of

𝑄𝐴∝∆𝑇∆𝐿

(3.7)

Under the condition that the heat flux only flows through the sample that the heat loss in the radial

direction is negligible and the heat flux is at a steady state, Equation 3.7 can be rewritten to give the

thermal conductivity 𝑘

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𝑘 =𝑄/𝐴∆𝑇/∆𝐿

(3.8)

This formulation is valid only when the heat radiation from the sample surface is small compared to

the heat flux through the sample, e.g. the test temperature is below 50 K. However, when the test

temperature is above room temperature and the sample is a poor conductor of heat, most of the heat

is radiated away instead of fluxing through the sample. Under this circumstance, Equation 3.8 is no

more valid. To overcome this problem, the 3 omega method is introduced. In the 3 omega method,

an infinitely narrow metal line with four contact pads is deposited on the top of the sample surface

(see Figure 3.5b). An alternating current (𝐼 = 𝐼0cos (𝑤𝑡)) is applied through the metal heater line,

leading to the sample heating at a frequency of 2𝜔. Correspondingly, the temperature of the metal

line oscillates as 𝑇 = 𝑇0 + 𝑇2𝑤cos (2𝜔𝑡 + 𝜑), with 𝜑 as the phase shift. The temperature oscilla-

tion at the same time leads to the resistance oscillation of the metal heater line at a frequency of 2𝜔.

Combined with the source current at the frequency 𝜔, an oscillating voltage signal across the metal

line occurs at 3𝜔 and it is defined as[75]

𝑉3𝜔 =12𝑉0𝑅0𝑑𝑅𝑑𝑇

∆𝑇2𝜔 (3.9)

The 𝑉3𝜔 can be detected by a lock-in amplifier. Rearranging Equation 3.9, it is obtained

∆𝑇2𝜔 = 2𝑅0𝑉0𝑑𝑇𝑑𝑅

𝑉3𝜔 (3.10)

(a) Bulk sample (b) Thin film with deposited electrode for 3 omega method[76]

Figure 3.5 Schematic views of thermal conductivity measurements.

In a typical experimental setup, the temperature fluctuation is small enough that 𝑉0 = 𝑉𝜔. From the

temperature oscillation of the metal heater line which is as a function of heater frequency, the ther-

mal conductivity can be derived. [77] In the case of thin films on substrates, both the temperature

response of a film on the substrate and the temperature response for a substrate only are required.

To apply the 3 omega method for thermal conductivity measurement, the following conditions must

be fulfilled:

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a) The film thickness (𝑡𝑓) must be far less than the thermal penetration depth in the film (𝑑𝑓).

b) The film must be much thinner than the heater half-width 𝑤.

c) The film should be deposited on the top of an electrical conducting substrate.

All the above discussions are applicable for insulating samples. If the interesting sample is electri-

cally conducting, e.g. the conducting polymers, a thin insulating layer between the metal heating

line and the test sample should be deposited.

3.4 Atomic Force Microscopy

Atomic Force Microscopy (AFM) consists of a cantilever spring (see Figure 3.6), to which a very

sharp tip is mounted at the end. In this technique, the tip scans the sample surface. The interaction

force between the tip and sample atoms is then recorded to provide a 3D profile of the surface on

nanoscale. This force depends on the spring constant of the cantilever and also the distance between

the probe and the sample surface. According to Hooke’s Law, the force, F, is given by [78]

𝐹 = −𝐶𝑠𝑝𝑟𝑖𝑛𝑔 ∙ 𝑥 (3.11)

in which 𝐶𝑠𝑝𝑟𝑖𝑛𝑔 is the spring constant and 𝑥 is the cantilever deflection.

The force regarding the tip distance from the sample is depicted in Figure 3.7. To obtain the surface

profile of samples, several modes can be applied. These modes are determined by the force: in the

contact mode, the tip is in contact with the sample surface all the time and the deflection of cantile-

ver is kept constant; in the non-contact mode, the tip does not touch the specimen at all with a con-

stant amplitude of the oscillation; in the intermittent mode or tapping mode, the tip intermittently

Figure 3.6 Basic principles of AFM. [79]

Figure 3.7 Atomic interaction force regardingthe tip distance from

sample. [78]

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contacts the surface and oscillates with sufficient amplitude to prevent the tip from being trapped by

the soft sample layer. [80]

For soft materials, like polymers, contact mode AFM has specific limit as the lateral forces can

damage samples, causing artifacts and reducing the image resolution. Tapping mode AFM over-

comes these limitations and it is widely used for the morphology study of soft materials. In the tap-

ping mode, the cantilever is oscillated with the resonant frequency ranging from 50 kHz to 400 kHz.

When the cantilever is brought closer to the sample surface and touches it, the vibration amplitude

is reduced. The amplitude is measured and kept constant through a feedback mechanism. Hence,

topographical images are produced as the amplitude is dependent on the mean tip height. [80] In ad-

dition, the phase shifts of vibration are simultaneously detected when the oscillating cantilever in-

teracts with the sample surface. The phase shifts often correspond in a complex way with the sam-

ple surface, such as variations in the composition, adhesion and viscoelasticity. [80] Phase imaging is

the mapping of shifts. In particular for heterogeneous surfaces, it provides an enhanced phase con-

trast. This is important for mapping different components in the sample, for example, regions of

high and low surface hardness in the sample can be differentiated.

3.5 UV-Vis Spectroscopy

Visible light lies in the wavelength range 400-700 nm. When light is absorbed by matter, it pro-

motes the valence electrons of matter from their normal (ground) states to higher energy (excited)

states. This phenomenon can also occur in the ultraviolet region (down to 190 nm). The absorption

of light depends on the bonding system within the test sample. For example, 𝜋-electrons require

lower energy to the excited states than 𝜎 electrons. Therefore, increasing the number of 𝜋 bonds in

the test sample can shift the absorption to longer wavelength.

Figure 3.8 Monitoring the reduction of a polymer film on a glass substrate by UV-Vis spectroscopy. [81]

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In a UV-Vis spectrometer, the sample is radiated with a range of wavelengths. A detector records

the absorbed wavelengths and the extent of absorption. With its sensitivity to the chemical bonds,

UV-Vis spectrometer can be utilized to monitor the condition in which a redox process occurs as

shown in Figure 3.8: The sample is reduced in a consequence of 𝑎 → 𝑏 → 𝑐. As a consequence, the

aborsption at shorter wavelength is observed.

3.6 Raman Spectroscopy

When light interacts with molecules, there are both elastic and inelastic scattering. In elastic scatter-

ing, the scattered light has the same frequency as the incident light. In inelastic scattering, the light

interacts with molecules in a way that its energy is either gained or lost. As a result, the scattered

light is shifted in frequency. The shifting in the frequency is called the Raman Effect. The principle

of spectroscopic transitions including Raman scatterings is depicted in Figure 3.9.

Raman Effect is based on the molecular deformation in an electric field determined by the molecu-

lar polarizability. If the polarizability is changed during the vibration, the test sample is Raman-

active. Therefore, Raman spectroscopy provides information about molecular vibrations that can be

used for sample identification. In Raman spectroscopy, a sample is illuminated with a monochro-

matic light source (e.g. laser) in the ultraviolet (UV), visible (Vis) and near infrared (NIR) range.

The scattered light is then collected by optics and filtered to obtain Raman spectra of the sample.

3.7 X-ray Diffraction

X-ray diffraction (XRD) is an analytical method used for the phase identification of a crystalline

Figure 3.9 Spectroscopic transitions underlying several types of vibrational spectroscopy. 𝜈0 indicates laser frequency, while 𝜈 is the vibrational quantum number. The virtual state is short-lived distortion of the electron distribution by the

electric field of the incident light. [82]

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material and it provides information about unit cell dimensions. For example, the crystalline struc-

ture (lattice spacing) of tellurium can be determined by XRD. XRD is based on the wave interfer-

ence of a monochromatic X-ray and a crystalline sample. When a monochromatic X-ray hits the

sample (see Figure 3.10), the interaction of the incident X-ray with the sample could produce a con-

structive interference when Bragg’s law is satisfied.

Bragg’s law is defined as:

𝑛𝜆 = 2𝑑 𝑠𝑖𝑛𝜃 (3.12)

with 𝑑 as the distance between atomic layers in the crystal and 𝜆 is the wavelength of the incident

X-ray beam.

In XRD, a high regular structure is needed for the diffraction to occur. Therefore, only crystalline

solids will diffract and amorphous materials will not show up in the diffraction pattern.

A powder X-ray diffractometer (see Figure 3.11) is consisted of a source of X-ray tube, a sample

holder and an X-ray detector. In the cathode ray tube, the filament is heated to produce electrons.

By applying a voltage, the produced electrons are then accelerated towards a target and bombard the

target material. Consequently, a characteristic X-ray spectrum is generated. Target materials are

usually copper (Cu), cobalt (Co), iron (Fe), chromium (Cr) or molybdenum (Mo). These X-rays are

then directed onto the sample. When the sample and detector are rotated, the intensity of reflected

X-rays is recorded. According to Equation 3.11, a peak due to the constructive interference in inten-

sity will occur. From the XRD pattern, it is able to identify the crystal structure of known samples

by using the JCPDS cards from database.

Figure 3.10 Bragg’s diagram. [83]

Figure 3.11 Instrumentation of a X-ray diffractometer. [83]

3.8 X-ray Photoelectron Spectroscopy

X-ray Photoelectron Spectroscopy (XPS) is an analytical technique to obtain the chemical infor-

mation (the composition and the chemicals state) about the surface of solid materials. It is realized

by using soft X-rays to examine core levels as shown in Figure 3.12: the atom in a molecule or a

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solid absorbs photons of the X-ray, leading to the ionization and the emission of a core electron.

The energy of X-ray is the summation of the kinetic energy of emitted photoelectrons and the bind-

ing energy of the core electron. By measuring the kinetic energy of emitted photoelectrons, the

binding energy of electron could be obtained. Through plotting the intensity of photoelectrons ver-

sus the binding energy, XPS spectrum is generated. The XPS spectrum could be used for the ele-

mental identification and for the chemical state of element. To carry out an XPS measurement, an

ultrahigh vacuum system is needed to detect electrons and to avoid the surface reaction or contami-

nations.

Figure 3.12 Schematic diagram of XPS working principle. [84]

3.9 Transmission Electron Microscopy

A Transmission Electron Microscopy (TEM) consists of an electron source, an electromagnetic lens

system, a sample holder and an imaging system. The sample of interest is illuminated with electrons

under a high vacuum. The transmitted electrons through the sample are then collected. The trans-

mission of electron beam is highly dependent on the sample properties, such as the density and the

composition. Hence, the structural information of samples can be obtained by TEM.

For samples with the presence of crystal structures, the scattering from crystal planes introduces a

diffraction contrast. This contrast is determined by the orientation of the crystalline area inside the

sample with respect to the electron beam. [85] Based on this, TEM can be used to image individual

crystals. Moreover, the atomic arrangements within the crystalline structures can be clearly imaged

by the high resolution TEM (HRTEM).

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4 Thermoelectric Properties of PEDOT:PSS by

the Addition and Post Treatment with Organic

Solvents

(Part of this work is published in Journal of Applied Physics, DOI: 10.1063/1.4864749)

4.1 The Role of Organic Solvents

It is well known that the addition of organic polar solvents, such as ethylene glycol (EG), [38,41,86–88]

diethylene glycol (DEG), [89] sorbitol [90] and dimethyl sulfoxide (DMSO) [41,43,87,91,92] into the

PEDOT:PSS solution could significantly increase the electrical conductivity of PEDOT:PSS films

by up to 2 or 3 orders of magnitude. The treatment of PEDOT:PSS solid thin films with salts, [93]

zwitterions, [94] acids, [30] co-solvents [95] and fluoro compounds [96,97] could also effectively improve

the electrical conductivity.

As the power factor of a TE material is proportional to its electrical conductivity, the addition of

polar solvents for higher electrical conductivity is confirmed to improve the power factor of

PEDOT:PSS films. [41,43] However, there is less study on the thermoelectric properties of

PEDOT:PSS films by the post treatment with organic solvents. Hence, this chapter focused on the

thermoelectric properties, in particular, the electrical conductivity of PEDOT:PSS films. 3 different

methods were applied. 1st DMSO addition method: DMSO was directly added into the PEDOT:PSS

solution. Magnetic stirring was used to make homogeneous mixtures.; 2nd Post treatment of the pris-

tine film method: sufficient amount of DMSO was dropped on top of the pristine film for a defined

time period with followed thermal annealing to dry up the solvents.; 3rd Combination of DMSO

addition and DMSO post treatment method: DMSO was added into the PEDOT:PSS solution to

prepare solid thin films, to which DMSO post treatment was further applied.

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4.2 Influence of DMSO Addition and DMSO Post Treatment

4.2.1 Sample Preparation and Materials Characterization DMSO Addition

The designed mixture solutions were prepared by adding DMSO (Sigma Aldrich) directly into the

PEDOT:PSS solution (Clevios, PH 1000). Magnetic stirring at 800 rpm for 20 hours was used to

homogenize the mixture. Films with different volume concentrations of DMSO were then spin

coated on glass and silicon substrates (20 mm × 20 mm). These substrates were successively pre-

cleaned with deionized water, acetone and iso-propanol. The spin condition was fixed at 3000 rpm

for 20 s. Afterwards samples were dried on a hot plate at 130°C for 10 min. All steps were done

under air atmosphere. The labeling of sample is detailed in Table 4.1, with xvol% representing the

volume concentration of DMSO. The polymer film without DMSO addition is defined as the pris-

tine film or P_0vol%_w/o post.

Sample With DMSO Addition With DMSO Post Treatment

P_xvol%_w/o post YES NO

P_xvol%_w post YES YES

Table 4.1 Sample nomenclature regarding DMSO addition and DMSO post treatment.

DMSO Addition and DMSO Post Treatment

PEDOT:PSS films with different DMSO concentrations were prepared with the above mentioned

procedure. Then 150 𝜇𝐿 DMSO was dropped on top of these films to cover the whole surface. The-

se samples were left inside the fume hood in the ambient atmosphere for 30 min. Hot plate baking

at 130°C for 30 min was followed to dry up any residual solvents.

Materials Characterization

The surface resistance of samples (𝑅𝑠) on glass substrates was measured with the 4-point probe

method by using Omnimap RS-35C at room temperature. The corresponding film thickness (𝑡𝑓)

was characterized using an Alpha Step 500 surface profilometer. The electrical conductivity is then

calculated according to Equation 3.3. The Seebeck coefficient of sample, which was deposited on a

glass substrate, was characterized by SRX. The AFM images were recorded by using a 5500 AFM

(Agilent) in the tapping mode. AFM cantilever with a resonant frequency of 330 kHz is selected for

the soft polymer samples. The tip on the cantilever is with a radius less than 7 nm. To analyze the

AFM images, Gwyddion software was used. Surface roughness (Rq) is the root mean square aver-

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age of height deviation of taken area provided by Gwyddion software analysis. Raman spectra were

conducted by using a 514 nm laser line as the excitation source on a LabRam HR800 (HORIBA

Scientific, Villeneuve d’Ascq, France). The samples for Raman spectroscopy were deposited on

silicon substrates. The surface composition was investigated using XPS on a PREVAC XPS setup

equipped with a VG Scienta MX-650 AlK𝛼 X-ray source and an XM-780 monochromator as well

as a VG Scienta R3000 hemispherical analyzer. The XPS investigations were carried out under an

ultra-high vacuum of 1⋯ 5 × 10−10 mbar.

4.2.2 Effect of DMSO Addition and Post Treatment During the characterization of Seebeck coefficient for the low conducting pristine thin film (high

resistance between thermocouples), huge noise (100%) was detected (shown in Figure 4.1), hinder-

ing the accuracy of results. Therefore, the Seebeck coefficient of a drop casted pristine thick film

was characterized in order to estimate the Seebeck coefficient of the thin pristine film. As it is

shown in Figure 4.2, the Seebeck coefficient of a thick pristine film is 16.55 ± 5% 𝜇𝑉/𝐾 at room

temperature. Its electrical conductivity is similar to that of a spin coated pristine thin film (shown in

Figure 4.2). As there are no chemicals were used during the preparation of both pristine thick and

thin films, it is reasonable to assume that the Seebeck coefficient of the pristine thin film is similar

to that of the drop casted thick film. Zhang et al. observed that a maximum power factor was found

for drop casted PEDOT:PSS thick film at a certain amount of DMSO addition into the

PEDOT :PSS solution (PH 1000). [69] Hence, in this chapter, the focus is to look for the optimum

power factor of PEDOT:PSS thin films by the addition of DMSO.

Figure 4.1 Seebeck coefficient of a pristine film by spin

coating.

Figure 4.2 Seebeck coefficient of a drop casted pristine

thick film.

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It is shown in Figure 4.3, the addition of DMSO into PEDOT:PSS solution improves the electrical

conductivity and the electrical conductivity levels off at 5vol% DMSO. Similar to literature, the

Seebeck coefficient in Figure 4.4 is slightly reduced with increased DMSO volume fraction. Among

the studied PEDOT:PSS thin films, an optimized power factor of 18.2 µW/(mK2) is obtained for the

film with 5vol% DMSO addition (shown in Figure 4.5). On the other hand, a single DMSO post

treatment increases the electrical conductivity (see Figure 4.3) to a value, which is comparable to

the highest value achieved by the DMSO addition method. And the Seebeck coefficient falls in the

same range as for those films with only DMSO addition. Correspondingly, the power factor of film

with only DMSO post treatment (P_0vol%_w post) exhibits much higher power factor than films

Figure 4.3 Electrical conductivity of PEDOT:PSS thin

films by DMSO addition and DMSO post treatment.

Figure 4.4 Seebeck coefficient of PEDOT:PSS thin films by DMSO addition and DMSO post treatment.

Figure 4.5 Power factor of PEDOT:PSS thin films by DMSO addition and DMSO post treatment. with DMSO addition. The additional DMSO post treatment on DMSO added polymer films further

promotes the electrical conductivity. The higher DMSO volume fraction that is previously added

into the PEDOT:PSS solution, the smaller the improvement in the electrical conductivity is ob-

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served. On the other hand, the Seebeck coefficient demonstrates a rather complex dependence on

the previously added DMSO concentration. At low DMSO addition (< 4vol%), the additional

DMSO post treatment is detrimental for the Seebeck coefficient that an intercoupling behavior be-

tween the electrical conductivity and the Seebeck coefficient is observed. In contrast, at high

DMSO concentration (>4 vol%), the additional post treatment results in a simultaneous increase in

the Seebeck coefficient and the electrical conductivity. Films with the combination of DMSO post

treatment and DMSO addition demonstrate higher power factor than those with only DMSO addi-

tion as shown in Figure 4.5. Among the studied samples, the film with only DMSO post treatment

is evidenced with a high power factor. In comparison to the DMSO addition method, DMSO post

treatment does not require long time mixing. The high power factor brought by DMSO post treat-

ment makes it much more effective than either DMSO addition or the combination of both methods

to tune the thermoelectric properties of PEDOT:PSS films.

To elucidate the effect of DMSO addition, film morphologies of selected samples were recorded by

AFM in the tapping mode shown in Figure 4.6. Films with low DMSO concentration were selected

as there is apparent difference in the electrical conductivity between films with and without DMSO

post treatment. The topology of the pristine film (P_0vol%_w/o post) shows no clear structure. The

topology pictures change significantly, with appearance of some elongated large domains, with the

addition of DMSO. It is well known that PEDOT:PSS film is composed of hard PEDOT-rich grains

and soft PSS-rich grains. As it is discussed in Chapter 2, phase images of AFM could be used to

differentiate the hardness of samples. In the case of phase image of PEDOT:PSS film, the bright

and dark phase shifts correspond to hard PEDOT-rich grains and soft PSS-rich grains, respectively. [89] In the phase image of the pristine film, there is low degree phase separation. In comparison, the

PEDOT:PSS films with DMSO addition (e.g. at 1 vol% and 3 vol%) all display distinguishable

elongated grain structures as observed in phase images. The well-defined grain structure in modi-

fied PEDOT:PSS films indicates that DMSO addition triggers phase separation, generating a con-

nected network of elongated PEDOT-rich grains. PEDOT-rich grains have a much higher intrinsic

electrical conductivity than the PSS-rich grains. The PSS-rich grains are essentially insulating be-

cause PSS is a weak ionic conductor. [90] Correspondingly, the electrical conductivity of films added

with DMSO is increased. Nevertheless, it is difficult to tell any differences from the morphologies

between the 1 vol% DMSO added film and the 3 vol% DMSO added film even though much higher

electrical conductivity was obtained for the film with 3 vol% DMSO addition.

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Figure 4.6 AFM images of films with only DMSO addition with scan size 1 𝜇𝑚 × 1 𝜇𝑚. Upper row: topology; down row: phase image.

The topology and phase image of samples with post treatment are shown in Figure 4.7. The same

effect on the morphology is also observed for DMSO post treated films (P_0vol%_w post): an in-

terconnected network of elongated PEDOT-rich grains is generated. Even though the additional

DMSO post treatment on film with 1 vol% DMSO addition simultaneously increases the electrical

conductivity (4 times higher) and Seebeck coefficient, no observable morphological difference be-

tween P_1vol%_w/o post and P_1vol%_w post is found. This is also the case for the between sam-

ple P_3vol%_w/o post and P_3vol%_w post. Nevertheless, the surface roughness is altered (shown

in Table 4.2). The pristine film has a 𝑅𝑞 of 1.36 nm. By increasing the DMSO concentration in the

PEDOT:PSS solution, the roughness of thin films is changed to 1.44 nm and 1.82 nm with 1 vol%

and 3 vol% DMSO addition, respectively. This surface roughening confirms the phase separation

triggered by DMSO addition. The film with only DMSO post treatment has a roughness of 2.00 nm.

In addition, it is observed that the 2nd post treatment of previously DMSO added films further dete-

riorates the film surface. Kim et al. [38] and Alemu et al. [98] both pointed out that depletion of insu-

lating PSS chains from the film surface during the post treatment with organic compounds contrib-

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utes to the film surface roughening. The diminishing of film thickness (shown in Figure 4.8) further

confirms that the DMSO post treatment depletes the insulating PSS chains.

Figure 4.7 AFM images of films with DMSO addition and DMSO post treatment. Scan size 1 𝜇𝑚 × 1 𝜇𝑚. Upper row:

topology; down row: phase image.

Sample Rq [nm] Sample Rq [nm]

P_0ovl%_w/o post 1.36 P_0ovl%_w post 2.00

P_1ovl%_w/o post 1.44 P_1ovl%_w post 1.85

P_3ovl%_w/o post 1.82 P_3ovl%_w post 2.20

Table 4.2 Surface roughness of PEDOT:PSS thin films subjected to DMSO addition and DMSO post treatment.

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Figure 4.8 Evolution of film thickness regarding DMSO addition and DMSO post treatment.

The surface composition was recorded by XPS with the focus on the sulphur atom as shown in Fig-

ure 4.9. In the XPS sulphur spectra of the pristine film, there are two dominant peaks. One locates at

~164 eV, which is assigned to the sulphur atom in PEDOT chains. The other peak appears at ~168

eV, which is originated from the sulphur atom in PSS chains. [99] A small amount addition (1vol%)

of DMSO does not bring in noticeable change in the sulphur signal. However, the DMSO post

treated films, which are proven to be high conducting, exhibit much higher intensity of the sulphur

atom of PEDOT. The surface sulphur composition derived from XPS is listed in Table 4.3. Com-

pared to the pristine film, the PEDOT to PSS ratio of the film with 1 vol% DMSO inclusion is

Figure 4.9 Surface composition of the sulphur atom for PEDOT:PSS thin films by XPS.

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Sample PEDOT/PSS ratio at surface

P_0vol%_w/o post 0.366

P_0vol%_w post 0.712

P_1vol%_w/o post 0.381

P_1vol%_w post 0.612

Table 4.3 The PEDOT to PSS ratio on the surface of PEDOT:PSS thin films.

increased from 0.366 to 0.381, indicating a phase separation for higher content of PEDOT chains.

For the film with only DMSO post treatment, the PEDOT/PSS ratio increases up to 0.712, suggest-

ing a high content of PEDOT chains are resulted in after the post treatment. The additional DMSO

post treatment for 1 vol% DMSO added film shows a PEDOT to PSS ratio of 0.612. The 2 times

increase in the PEDOT/PSS ratio after post treatment confirms the removal of PSS chains, which is

in accordance with the roughening of film surface and the thinning of film thickness. Furthermore,

the high extent of PEDOT chains on surface enhances the PEDOT feature in the XPS spectra: the

spin-split components with 1.5 eV energy difference for sulphur atom in PEDOT appear.

In the next, the Raman spectroscopy was used to analyze the possible change in the chemical struc-

ture and the chain conformation. These samples were selected as there is large difference in the

electrical conductivity for samples with or without post treatment. The chosen excitation laser at

514 nm is in resonance with the neutral form of PEDOT. [100] The weak spectra signal shown in

Figure 4.10 indicates that all the investigated structures are in the oxidative form. The principal

peak at ~1450 𝑐𝑚−1 in PEDOT:PSS film is related to the symmetric 𝐶 = 𝐶 stretching vibration.

Ouyang et al. reported that secondary dopants change the thiophene ring of PEDOT chains from a

benzoid to a quinoid structure. [101] Since the interaction among linear PEDOT chains in quinoid

structure is stronger than that in coiled chains in benzoid structure, the electrical conductivity is

increased. [101] According to his work, this change in PEDOT chain structure is evidenced in the

Raman spectra as a red shift and narrowing of the band between 1400 and 1500 𝑐𝑚−1. [101] Howev-

er, the Raman spectra of film with 1 vol% DMSO addition does not show a red shift for the band at

~1450 𝑐𝑚−1 with comparison to the pristine film (P_0vol%_w/o post). Even for the high conduct-

ing DMSO post treated films, of which the conductivities are enhanced more than 100 orders of

magnitude higher, the Raman spectra resemble that of the pristine film, indicating that the thiophene

ring structure is not changed.

Combining all the experimental observation, both DMSO addition and DMSO post treatment result

in the phase separation that an elongated, well connected network of conducting PEDOT-rich grains

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is formed, leading to high electrical conductivity. In addition, DMSO post treatment removes the

insulating PSS chains from the film surface, further improving the electrical conductivity. The us-

age of DMSO, either by direct addition or post treatment, does not change the chemical structure of

PEDOT chains.

From above mentioned analysis, it is concluded that the secondary dopant does not change the

chemical structure. Instead, it modifies the morphology and depletes the insulating PSS chains from

the film surface. A remaining question is what could be the underlying reason behind the observed

thermoelectric properties. For a deeper understanding, the charge carrier mobility, charge carrier

concentration and also the crystallinity need to be considered regarding the effect of secondary do-

pants. For PEDOT:PSS films, the charge carrier mobility and concentration depend on the number

of non-ionized dopants PSS chains. [44] Removing the hydrophilic PSS chains by using secondary

dopants, could increase the charge carrier concentration, which in turn affects the electrical conduc-

tivity and Seebeck coefficient. [44] Furthermore, a better PEDOT crystallinity leads also to a higher

Seebeck coefficient. [102] It is well studied that the addition of secondary dopants into PEDOT:PSS

solution increases the charge carrier mobility and concentration, which leads to the high electrical

conductivity and relative stable Seebeck coefficient. [41] The subsequently performed DMSO post

treatment is also reported to result in a better crystallinity [103], which might attribute to the slightly

higher Seebeck coefficient. The combined effect on the charge carrier concentration, mobility and

film crystallinity might be assigned to the observed thermoelectric properties regarding the DMSO

addition and post treatment.

Figure 4.10 Raman spectra of PEDOT:PSS thin films under different fabrication conditions.

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4.3 Influence of Post Treatment with Different Organic Solvents

In the previous section, post treatment is demonstrated as a simpler and more effective method to

enhance the electrical conductivity than direct addition. In particular, for chemicals with low boiling

points, the added chemicals evaporate before they could interact with polymer chains during the

film fabrication process, e.g. spin coating. [98] As a result, no high electrical conductivity is ob-

served. Instead, solvents based post treatment method allows solvents with sufficient time to inter-

act with polymer chains, which effectively increases the electrical conductivity. There have been

plenty of investigations on the effect of solvents addition, mainly secondary dopants, on the electri-

cal properties of PEDOT:PSS films. However, for a post treatment, the solvent variation remains an

open question on the TE properties of PEDOT:PSS films. Therefore, post treatment is employed in

this section with various chemicals, including secondary dopants (DMSO and EG) and amines (eth-

anolamine and ammonia solution) as the post treatment medium to tune the TE properties of

PEDOT:PSS thin films.

4.3.1 Sample Preparation and Materials Characterizations

Sample Preparation

Pristine thin films were prepared by spin coating (3000 rpm, 20 s) the as received PEDOT:PSS so-

lution (Clevios, PH 1000) on precleaned glass and silicon substrates (20 𝑚𝑚 × 20 𝑚𝑚). Hot plate

baking at 130°C for 10 min was used to make solid films. Pristine films were then subjected to a

post treatment with DMSO, ethylene glycol (EG, Sigma Aldrich) and ethanolamine (MEA, Sigma

Aldrich), respectively. The post treatment procedure is the same as in previous section 4.2.1. (Note:

Since the water content in the ammonia solution dissolves the pristine film, ammonia solution was

not used as the post treatment medium of the pristine film.) In addition, a two-step post treatment

method was performed, of which the DMSO pre-treated films were post treated further with an

ammonia solution and MEA, respectively. In this two-step post treatment method, the 2nd step of

post treatment was done by dropping MEA or ammonia solutions (25%, Merck) on top of films for

30 min. Followed thermal annealing on a hot plate at 130°C for 15 min was used to dry up films.

The detailed nomenclature for discussions is listed in Table 4.4.

Materials Characterizations

The electrical conductivity, Seebeck coefficient, morphological information and Raman spectra

were characterized as in Section 4.2.1. The UV-Vis absorption spectra from 300 nm to 1400 nm

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Sample 1st post treatment with solvents 2nd post treatment with solvents

P0 NO NO

P1 YES, with DMSO NO

P2 YES, with EG NO

P3 YES, with MEA NO

P11 YES, with DMSO YES, with MEA

P12 YES, with DMSO YES, with ammonia solution

Table 4.4 Sample notation of PEDOT:PSS thin films treated with vary organic solvents.

wavelength were taken with a Shimadzu UV-3101PC UV-Vis-NIR scanning spectrometer. In the

beginning, the UV-Vis spectra of samples on glass substrates were recorded. Then the UV-Vis

spectra of the glass substrate were characterized. The UV-Vis spectra of samples were obtained by

subtracting the UV-Vis spectra of samples on glass substrates with the UV-Vis spectra of the glass

substrate.

4.3.2 The Correlation between the Post Treatment Medium and the Thermoelec-

tric Properties

As it is shown in Figure 4.11, the electrical conductivity of films post treated with either DMSO or

EG is ~ 900 times higher than that of the pristine film P0. Post treatment with MEA alone also in-

creases the electrical conductivity (from 1 S/cm to 85 S/cm). However, the extent is much smaller

than that by the post treatment with DMSO or EG. The 2nd step of MEA post treatment greatly di-

minishes the electrical conductivity (from 930 S/cm of P1 to 231 S/cm of P11). The same phenom-

enon is observed by using the ammonia solution for the 2nd step post treatment of P1, but with a

lower degree of degradation in the electrical conductivity (P12: 484 S/cm). The Seebeck coeffi-

cients for DMSO or EG post treatment modified films do not vary too much with respects to that of

pristine thick film. This confirms further secondary dopants, either by means of direct addition or

post treatment, do not change the chemical structure of PEDOT chains. MEA post treatment results

in the film P3 with much higher Seebeck coefficient than P0, P1 and P2. The additional MEA or

ammonia solution post treatment after DMSO post treatment both increases the Seebeck coefficient,

in which 54% and 16% increase is observed for MEA and ammonia solution post treatment, respec-

tively. The post treatment with either MEA or ammonia solution leads to the conflicting phenome-

non between the Seebeck coefficient and the electrical conductivity. The high electrical conducting

films post treated with either DMSO or EG, despite of their low Seebeck coefficients, exhibit larger

power factors as shown in Figure 4.12.

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Figure 4.11 Seebeck coefficient and electrical conductivity of PEDOT:PSS films regarding the post treatment medium.

Figure 4.12 Power factor of PEDOT:PSS thin films regarding the post treatment medium.

Chemicals Dielectric Constant Boiling Point/°C[104]

DMSO 47 (25°C)[105] 189

EG 37.7 (20°C)[106] 195

MEA 31.94 (20°C)[107] 170.8

Ammonia solution - 37.7[108]

Table 4.5 Physical properties of the chemicals.

It is well studied that polar solvents of high boiling point, such as DMSO and EG, are able to trigger

the phase separation, leading to the formation of elongated, well connected networks of PEDOT-

rich grains. Hence, high electrical conductivity can be yielded. Alemu et al. stated that the

hydrophilicity and the dielectric constant are crucial factors, which determines the electrical con-

ductivity when chemicals are used to modify solid thin films. [98] To evaluate used chemicals, their

physical properties are listed in Table 4.5. DMSO, EG and MEA all have high dielectric constant

and high boiling point. Despite of the similarity in the dielectric constant and the boiling point,

MEA is observed with different effect on the electrical conductivity with comparison to DMSO and

EG. The additional MEA post treatment in the two-step post treatment method even degrades the

electrical conductivity of DMSO pretreated films. In previous section, it is shown that the electrical

conductivity of a PEDOT:PSS film is related to the morphology. Therefore, morphological infor-

mation was collected by AFM as presented in Figure 4.13 the topology and in Figure 4.14 the phase

images.

Pristine film P0 with low electrical conductivity shows a typical topology of PEDOT:PSS films, in

which no clear feature could be observed due to the presence of PSS chains on surface. Hydrophilic

solvents such as DMSO and EG (which are with high boiling point and applied with sufficient

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amount during the post treatment) are able to deplete the hydrophilic and insulating PSS chains

from the surface. Consequently, an interconnected network of elongated PEDOT-rich grains for

high electrical conductivity is generated. The corresponding phase images in Figure 4.14 reveal the

significant change of these grains. At the same time, the film roughness is affected (see Table 4.6).

The DMSO and EG post treated films have surface roughness of 2.05 nm and 2.03 nm, respectively.

The roughening of film surface suggests the phase separation and the depletion of PSS chains after

the DMSO and EG post treatment. The post treatment of the P0 with MEA, which also has high

dielectric constant and high boiling point, results in a similar surface topology. However, it slightly

increases the electrical conductivity but results in much higher Seebeck coefficient. For the two-

steps-post-treated film P11, despite of the decrease in the electrical conductivity and the enhance-

ment in the Seebeck coefficient, the 2nd step post treatment with MEA does not modify the film

morphology as it is observed in AFM images. In addition, the change in the film roughness is small.

While for P12, of which the 2nd step post treatment is with ammonia solution, there are also elon-

gated PEDOT-rich grains observed in the phase image. However, these grains seem to diffuse

Figure 4.13 Topology of PEDOT:PSS thin films post treated with different solvents. . Scan size 1 𝜇𝑚 × 1 𝜇𝑚.

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Figure 4.14 Phase images of PEDOT:PSS thin films post treated with different solvents. . Scan size 1 𝜇𝑚 × 1 𝜇𝑚.

together, reflecting in a smaller surface roughness. The water content in the ammonia solution could

possibly attribute to this phenomenon. From the morphological information, it is difficult to differ-

entiate the effect of MEA and ammonia solution from DMSO and EG.

Next, attention is paid to the chemical structures of PEDOT chains. Crispin et al. presented that the

Seebeck coefficient of PEDOT chains indirectly depends on their oxidation level. [33] Chemical pro-

cess, [33] acid-base chemistry [109] and electrochemical process [110] can be used to modify their oxi-

dation level. For example, when the oxidation level is reduced (dedoping), PEDOT chains are given

with electrons thereby they are gradually reduced from bipolaron to polaron and neutral state as it is

depicted in Figure 4.15. These three states attribute to the absorptions at different wavelengths in

Sample P0 P1 P2

Rq [nm] 1.49 2.05 2.03

Sample P3 P11 P12

Rq [nm] 1.83 2.10 1.78

Table 4.6 Surface roughness of PEDOT:PSS thin films after the post treatment with different organic solvents.

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the UV-Vis spectra: the neutral polymer chains have absorption at ~ 600 nm; chains in the polaron

state show absorption at ~ 900 nm and chains in the bipolaron state are with a broad absorption

near infrared. [111–114] Among these three states, the highest oxidative state, bipolaron, has high elec-

trical conductivity but low Seebeck coefficient. In contrast, PEDOT chains in the neutral state (the

lowest oxidative state) have the highest Seebeck coefficient and the lowest electrical conductivity.

During the reduction of PEDOT chains, the peaks at ~ 900 nm and ~ 600 nm start to appear. Con-

currently, the electrical conductivity decreases and the Seebeck coefficient increases. The spectra of

both P1 and P2 resemble that of P0 (see Figure 4.16), indicating DMSO or EG post treatment does

not alter the chemical structure of PEDOT chains. This result is in agreement with the trivial change

in the Seebeck coefficient. DMSO and EG are only secondary dopants which trigger the phase sepa-

ration for a higher electrical conductivity of the PEDOT:PSS film. MEA post treated film, in con-

trast, demonstrates a strong absorption band at ~ 900 nm and a weak absorption band at ~ 600 nm,

revealing the reduction ability of MEA on the PEDOT chains. As a result, the corresponding film

P3 exhibits a much higher Seebeck coefficient in comparison P1 and P2. The broader absorption at

~ 900 nm and the lower Seebeck coefficient of P12 than P11 indicates that the structure of used

amines determines the reduction degree of the PEDOT chains. Hojati-Talemi et al. proposed that

the covalent bonding of amine to PEDOT chains neutralizes the delocalized positive charges in the

Figure 4.15 Sketch of a PEDOT chain transition from bipolaron to polaron and neutral states.

Figure 4.16 UV-Vis spectra of PEDOT:PSS films post treated with different solvents.

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PEDOT chains, thus, interrupts the conjugation of double bonds. [115] Compared to ammonia solu-

tion, the nitrogen lone pair electrons in MEA are easier to be donated as it is evidenced by the high-

er degree of reduction of PEDOT chains of P11. The presence of the hydroxyl group in MEA possi-

bly attributes to its stronger reduction ability than the ammonia solution. Furthermore, the two-

steps-treated film P11 has a slight difference in the spectra than P3: the absorption band at ~ 600

nm is barely observable for P11. As DMSO pre-treated film and the pristine film have different film

morphologies, the difference in the absorption band at ~ 600 nm might be due to the film topology

to which the amine post treatment is applied. The film (P1), which is with much higher degree of

phase separation, allows only the bonding of amine on limited surface areas of PEDOT chains. On

the other hand, there is a lower degree of phase separation in the pristine film P0. Thereby, the hy-

drophilic amine could have access to more PEDOT chains and reduce the chains.

Further evidence of the structure change is provided by the Raman spectra in Figure 4.17. The simi-

larity among the spectra of P0, P1 and P2 further confirms that DMSO and EG have only effect on

the film morphology. Instead, when MEA is used during the post treatment, the intensity of Raman

spectra is greatly enhanced. This increase in the Raman intensity (laser 514 nm) is correlated with

the increase of the optical absorption, in particular by the appearance of the ~ 600 nm and ~ 900

nm absorption bands in the UV-Vis spectra. MEA modified films (P3 and P11) exhibit 2 dominant

sharp peaks at ~ 1430 𝑐𝑚−1 and ~ 1516 𝑐𝑚−1 . This Raman spectrum is similar to a electro-

chemically reduced PEDOT:PSS thin film. [116] It is indicated that MEA is able to reduce the

PEDOT chains, inducing the conflicting phenomenon between the electrical conductivity and the

Seebeck coefficient. In contrast to MEA, the additional post treatment with ammonia solution does

Figure 4.17 Raman spectra of PEDOT:PSS films post treated with different solvents.

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not introduce large modification to the Raman spectra. The lowering of wave number for C = C

symmetric stretching vibration and the increased peak intensity at 1510 𝑐𝑚−1 evidences the mild

reduction ability of ammonia solution on PEDOT chains.

4.4 Conclusions

The DMSO addition, as it is confirmed, initiates the phase separation between PEDOT-rich grains

and PSS-rich grains, leading to the formation of an interconnected network with better electrical

conductivity. DMSO post treatment, on the other hand, is found to be much more efficient regard-

ing the improvement of the electrical conductivity. It is for the first time that DMSO post treatment

is compared to DMSO addition method to modify the thermoelectric properties of PEDOT:PSS thin

films. DMSO post treatment is proven to be a more efficient method to increase the power factor of

PEDOT:PSS thin films. The analysis confirms that DMSO post treatment does not only lead to the

phase separation, but also removes the insulating PSS chains from the film surface for higher elec-

trical conductivity. DMSO and EG, as secondary dopants for PEDOT:PSS, are confirmed not to

change the chemical structure of PEDOT chains.

MEA and ammonia solution, on the other hand, work as reductants which donate electrons to

PEDOT chains and neutralize the positive charge. In turn, conflicting phenomenon between the

electrical conductivity and the Seebeck coefficient is yielded. This work also confirms that the abil-

ity of amines (MEA and ammonia solution) bonding to the PEDOT chains is determined by the

nature of amine. At the same time, the film morphology is also a crucial factor which determines

the reduction degree when amines affect the polymer chains. Compared to films with highly segre-

gated PEDOT-rich grains, films with lower degree of phase separation give rise to more accessible

surface areas of PEDOT chains, leading to a higher possibility of amine bonding. As a result, more

PEDOT chains in dedoped forms, which are with higher Seebeck coefficient and lower electrical

conductivity.

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5 Thermoelectric Properties of PEDOT:PSS

Films by the Application of Ionic Liquid

(This work is published in Journal of Materials Chemistry A and featured as a cover page,

DOI: 10.1039/C3TA11209H)

5.1 Introduction to Ionic Liquids (ILs)

Ionic liquids (ILs) contain large, organic cations (see Figure 5.1) and different types of anions.

Many ILs are liquid over a wide temperature range (often> 200°𝐶). ILs have negligible vapor pres-

sure, high thermal and chemical stability, high ionic conductivity, high electrochemical window,

low flammability, moderate viscosity and ability to dissolve compounds of widely varying polari-

ties. [117,118,118,119] In particular, room temperature ionic liquids (RTILs) are of high interest because

they are in liquid phase at ambient temperature. With their unique characteristics, their potentials in

diversified technological fields such as electro-deposition and energy managements are being ex-

plored.

In the field of electro-deposition, the deposition of metals and semiconductors is usually limited by

the common aqueous or organic media which have high flammability, low chemical stability, low

electrochemical window and etc. For example, the electro-deposition of aluminum occurs below -

1.67 V vs. normal hydrogen electrode, which excludes aqueous solutions as the deposition media.

The other organic solvents based electro-deposition of aluminum, however, involves combustible

and explosive compounds. [120] The application of ILs as the electro-deposition medium makes it

possible for a deposition process without the usage of any flammable organic solvents.

Figure 5.1 Formulation of cations in ionic liquids. [121]

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In the energy management field, the research focus is to apply ILs in lithium batteries. The present

lithium batteries consist of a positive electrode, a negative electrode and a liquid solution of lithium

salt between these two electrodes. A mixture of organic solvents (alcoholic solvents) is usually used

to dissolve the lithium salt, which could also be trapped within a gel. Due to the high flammability

of organic solvents, the application temperature of lithium batteries ranges only from -20°C to

50°C. With their unique high thermal stability and the low vapor pressure, ILs ensures the reliability

by preventing the thermal runaway and the pressure build up by replacing organic solvents in lithi-

um batteries.

At the same time, the integration of ionic moieties into functional polymers could result in a new

class of polymeric materials with a wide range of applications. [117,122,123] Döbbelin et al. showed

that the addition of a series of ILs results in high electrically conducting PEDOT:PSS films and

high ionic characteristics are observed in these films. [124] By using 1-ethyl-3-methylimidazolium

tetracyanoborate (EMIMTCB) as the additive for PEDOT:PSS solution, Badre et al. extended the

electrical conductivity of PEDOT:PSS thin films up to 2084 S/cm. [125] Besides, these high trans-

parent thin films could be used as transparent electrode materials. Through ionic exchange, ILs are

being able to modify PEDOT:PSS films with higher hydrophobicity in order to achieve better water

resistance. [126] ILs also offer a new strategy to synthesize new materials for electronic and optoelec-

tronic devices through the integration of the ionic moiety inside the polymer chains or as

counterions for the polyelectrolyte complex. [127]

A preliminary research of tuning the thermoelectric properties of PEDOT:PSS by ILs addition was

done by Liu et al., in which a simultaneous increase in the electrical conductivity and the Seebeck

coefficient was recorded and a maximum power factor of ~ 10 𝜇𝑊/(𝑚𝐾2) was obtained. [128]

Nevertheless, the role of ILs on the physical and chemical structures of polymer chains and its cor-

relation to the thermoelectric properties are unknown. Taken into consideration the unique proper-

ties of ILs, this chapter focused on the application of IL, 1-ethyl-3-methylimidazolium

tetrafluoroborate ( 𝐸𝑀𝐼𝑀𝐵𝐹4 ), as the post treatment medium to tune the TE properties of

PEDOT:PSS thin films. DMSO was used together as the post treatment medium with the attempt to

improve the electrical conductivity.

5.2 Sample Preparation and Materials Characterization

Badre et al. reported that transparent thin PEDOT:PSS films with high electrical conductivity could

be obtained by spin coating homogeneous IL/PEDOT:PSS mixtures, in which the weight fraction of

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ILs went up to 2 wt%. [125] However, when 𝐸𝑀𝐼𝑀𝐵𝐹4 (Sigma Aldrich) was added into the

PEDOT:PSS solution (Clevios, PH 1000) in this work, no homogeneous mixture was obtained even

with 0.23wt% of 𝐸𝑀𝐼𝑀𝐵𝐹4. Instead, PEDOT:PSS solution starts to gel as soon as 𝐸𝑀𝐼𝑀𝐵𝐹4 was

added as shown in Figure 5.2. No PEDOT:PSS films could be spin coated from this gel mixture.

Therefore, post treatment of PEDOT:PSS films with 𝐸𝑀𝐼𝑀𝐵𝐹4 as the medium was used instead.

For the film preparation, the as received PEDOT:PSS solution was spin coated on pre-cleaned glass

and silicon substrates (20 mm × 20 mm) with fixed spin parameter at 3000 rpm and 20 s. After spin

coating, samples were then dried on a hot plate at 130°C for 10 min at ambient atmosphere to obtain

pristine films. 𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO mixture solutions (with different concentration of 𝐸𝑀𝐼𝑀𝐵𝐹4 in

the mixture) were prepared by the homogenization of the mixtures with a shaker at 300 rpm for 20

min. Then ~ 150 𝜇𝐿 of each 𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO mixture were dropped on top of the pristine films to

cover the whole surface. These samples were left inside the fume hood at ambient atmosphere for

30 min. Afterwards films were thoroughly rinsed with deionized water and dried on a hot plate at

ambient atmosphere at 120°C for 10 min. To exclude the effect of rinsing and thermal annealing

used for 𝐸𝑀𝐼𝑀𝐵𝐹4 post treated films, samples named as P_DMSO'' were prepared by dropping

DMSO on top of the film surface for 30 min. Rinsing with deionized water and hot plate baking at

120°C for 10 min were followed to prepare solid thin films. The nomenclature of samples is shown

in Table 5.1.

The electrical conductivity, Seebeck coefficient, morphological information, UV-Vis spectra, Ra-

man spectra and XPS were characterized as in Section 4.2.1.

Figure 5.2 Demonstration of the gelation of a PEDOT:PSS solution after the addition of 1.8 vol% (0.23 wt% in solu-tion) EMIMBF4 (the vial is put upside down).

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Nomenclature EMIMBF4/DMSO mixture

(v/v), post treatment

1st DMSO post treatment +

2nd EMIMBF4 post treatment

1st DMSO post treatment +

rinsing + thermal annealing

pristine film NO NO NO

P_DMSO YES, 0/10 (v/v) NO NO

P_DMSO’’ NO NO YES

P_ 1/9 Mix YES, 1/9 (v/v) NO NO

P_5/5 Mix YES, 5/5 (v/v) NO NO

P_IL YES, 10/0 (v/v) NO NO

P_DMSO_IL NO YES NO

Table 5.1 Sample nomenclature of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures.

5.3 Influence of EMIMBF4/DMSO Mixtures on the Thermoelectric Properties

The effect of 𝐸𝑀𝐼𝑀𝐵𝐹4 on the electrical conductivity is shown in Figure 5.3. Post treatments with

pure DMSO, pure 𝐸𝑀𝐼𝑀𝐵𝐹4 or 𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO mixtures all increase the electrical conductivity

of PEDOT:PSS films. Compared to the high electrical conductivity brought by DMSO post treat-

ment, the effect with only 𝐸𝑀𝐼𝑀𝐵𝐹4 is much smaller. Including 𝐸𝑀𝐼𝑀𝐵𝐹4 in the post treatment

mixture or performing an additional 𝐸𝑀𝐼𝑀𝐵𝐹4 post treatment on the DMSO pretreated films results

in a lower electrical conductivity than that with only DMSO treated films. The dependence of the

Seebeck coefficient on 𝐸𝑀𝐼𝑀𝐵𝐹4 is different as shown in Figure 5.4. Despite of the reduction in

the electrical conductivity, films post treated with the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4 display higher See-

beck coefficient, which depends on the volume ratio of 𝐸𝑀𝐼𝑀𝐵𝐹4 in the post treatment mixture.

The additional 𝐸𝑀𝐼𝑀𝐵𝐹4 post treatment for DMSO pretreated film does not show high Seebeck

coefficient (for sample P_DMSO_IL) as those post treated with 𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO mixture. As DI

water rinsing is used during the post treatment with 𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO mixture, it might affect the

film properties. To clarify the effect of used water rinsing and thermal annealing, a sample

P_DMSO”, of which the DMSO post treatment and the DI water rinsing were used (same procedure

as those treated with 𝐸𝑀𝐼𝑀𝐵𝐹4), is analyzed. The DI water rinsing deteriorates the electrical con-

ductivity. But no increase in the Seebeck coefficient of P_DMSO” is observed compared to

P_DMSO. This phenomenon suggests that the DI water rinsing only affects the electrical conductiv-

ity. Consequently, it could be concluded that the enhancement in the Seebeck coefficient of films

treated with 𝐸𝑀𝐼𝑀𝐵𝐹4 is only due to 𝐸𝑀𝐼𝑀𝐵𝐹4. Due to the intercoupling phenomenon between

the electrical conductivity and the Seebeck coefficient, an optimized power factor of 38.46 𝜇𝑊/

(𝑚𝐾2) (shown in Figure 5.5) for the film post treated with 5/5(v/v) (𝐸𝑀𝐼𝑀𝐵𝐹4/DMSO) mixture is

obtained.

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Figure 5.3 Electrical conductivity of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures.

Figure 5.4 Seebeck coefficient of PEDOT:PSS films post

treated with EMIMBF4/DMSO mixtures.

Figure 5.5 Power Factor of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures.

5.4 Physical and Chemical Properties of Films Modified with EMIMBF4/DMSO

Mixtures

To analyze the influence of 𝐸𝑀𝐼𝑀𝐵𝐹4 post treatment on PEDOT:PSS thin films, the morphologies

of different samples were recorded in Figure 5.6 and 5.7. It is known that PEDOT:PSS films are

composed of conducting, hard PEDOT-rich grains and insulating, soft PSS-rich grains. Compared

to the featureless pristine film, DMSO post treatment triggers strong phase separation, leading to an

elongated, well connected network of PEDOT-rich grains with high electrical conductivity (see

Figure 5.6). Post treatment with the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4, however, results in different morpholo-

gies. Relative circular and large PEDOT grains are observed. Even for the film in which elongated

PEDOT-rich grains are formed by the DMSO post treatment, the following post treatment with

𝐸𝑀𝐼𝑀𝐵𝐹4 turns the elongated PEDOT-rich grains into large and circular structures (film

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P_DMSO_IL). The 𝐸𝑀𝐼𝑀𝐵𝐹4 seems to constrain the elongation of PEDOT-rich grains and swells

the grains. The other effect induced by 𝐸𝑀𝐼𝑀𝐵𝐹4 is on the film roughness as it is listed in Table

5.2. The films with elongated PEDOT grains demonstrate larger surface roughness than the films

with circular, large PEDOT-rich grains. With the increasing amount of 𝐸𝑀𝐼𝑀𝐵𝐹4 in the post treat-

ment mixture, a smaller surface roughness is observed, indicating that the possible interaction be-

tween 𝐸𝑀𝐼𝑀𝐵𝐹4 and PEDOT:PSS film does not favor the formation of rough and elongated

PEDOT grains. Rather, the constrained growth of PEDOT-rich grains gives rise to smoother films.

The surface roughness of DMSO pretreated film is reduced after the additional 𝐸𝑀𝐼𝑀𝐵𝐹4 post

treatment, indicating EMIMBF4 has strong effect on the PEDOT grains.

Figure 5.6 Morphology evolutions of films treated with EMIMBF4/DMSO mixtures Part I. Upper row: Height images; down row: Phase images. Scan size:1 𝜇𝑚 × 1 𝜇𝑚.

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Figure 5.7 Morphology evolutions of films treated with EMIMBF4/DMSO mixtures Part II. Upper row: Height images; down row: Phase images. Scan size: 1 𝜇𝑚 × 1 𝜇𝑚.

Sample pristine film P_DMSO P_5/5 Mix P_IL P_DMSO_IL

Rq [nm] 1.36 2.00 1.67 1.28 1.64

Table 5.2 Surface roughness of films subjected to post treatment with EMIMBF4/DMSO mixtures.

Next, the possible interaction of 𝐸𝑀𝐼𝑀𝐵𝐹4 with PEDOT:PSS thin films was investigated by XPS

analysis. The XPS survey of films is shown in Figure 5.8. Both pristine and DMSO post treated

films display a small peak of the atomic sodium (Na 1s), which is probably attributed to the residue

of oxidizing agent, sodium persulfate (Na2S2O8), during the polymerization process of PEDOT:PSS

solution. [129] Post treatment with the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4 for the pristine film or previously

DMSO post treated film greatly increases the peak intensity of atomic nitrogen (N 1s). Moreover,

the atomic sodium atom (Na 1s) signal observed in the pristine film and the DMSO post treated film

disappears after the post treatment with 𝐸𝑀𝐼𝑀𝐵𝐹4 . This phenomenon indicates that the

imidazolium cation (𝐸𝑀𝐼𝑀+) and sodium cation (𝑁𝑎+) exchange with each other during the post

treatment, which is in accordance with the observation by Döbbellin. [126] Despite of the thorough

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Figure 5.8 XPS survey of PEDOT:PSS films treated with EMIMBF4/DMSO mixtures.

Figure 5.9 Sulphur signals of pristine film and DMSO

post treated film.

Figure 5.10 Sulphur signals of films post treated with the

presence of EMIMBF4.

rinsing with DI water, the imidazolium cations (𝐸𝑀𝐼𝑀+) still remains in the post treated films with

the evidence of the strong peak intensity of N 1s. Besides, the XPS general scan shows that no 𝐵𝐹4−

anion remains in films. Furthermore, the characteristic atomic sulphur S(2p) peaks of PEDOT and

PSS were recorded. As it is discussed in previous chapter, the DMSO post treatment removes the

insulating PSS layer from the film surface which increases the sulphur atom ratio of PEDOT to PSS

on the surface. The peak form of both sulfur signals remains as shown in Figure 5.9. In contrast, the

application of 𝐸𝑀𝐼𝑀𝐵𝐹4 renders the convergence of the sulphur signals of PEDOT and PSS in such

a way that a different peak form is detected (see Figure 5.10). The smaller energy difference be-

tween the S(2p) signals for PEDOT and PSS implies that 𝐸𝑀𝐼𝑀𝐵𝐹4 does not only exchange ions

with the PEDOT:PSS film during the post treatment. At the same time the remaining of 𝐸𝑀𝐼𝑀+

cations in the film actively react with PEDOT chains and PSS chains to minimize the difference

between the chemical environment for the sulphur atoms in PEDOT and PSS chains. However, an

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exact analysis of the surface ratio of PEDOT to PSS is not possible because of the complexity of the

S(2p) peak.

The Seebeck coefficient of a PEDOT:PSS film is sensitive to the chemical structure of PEDOT

chains, which have characteristic absorption peaks in the UV-Vis spectra. The evidence of the reac-

tion between 𝐸𝑀𝐼𝑀+ cations with PEDOT:PSS films gives rise to another question: whether this

reaction changes the chemical structure that is crucial for the Seebeck coefficient? The PEDOT

chains in the commercial product PH 1000, as it is given by the supplier, are in its high oxidative

state for high electrical conductivity. The absorption spectrum of the pristine film (see Figure 5.11)

shows broad absorption, indicating the high oxidation level of PEDOT chains. No noticeable

change is visible in the spectra of P_DMSO, indicating there is no effect of DMSO on the oxidation

level of PEDOT chains. However, the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4 during the post treatment introduces a

polaron absorption band in the region of ~ 900 nm, suggesting the dedoping (or reduction) of

PEDOT chains. Compared to the film which is partially dedoped to the neutral state (reference ma-

terial with absorption from 600 nm to 700 nm), 𝐸𝑀𝐼𝑀𝐵𝐹4 only dedopes PEDOT chains from the

bipolaron to the polaron state. P_DMSO” also exhibits slight difference compared to the pristine

film. Nevertheless, it does not have the strong distinguishable absorption band at ~ 900 nm, sug-

gesting the dedoping of PEDOT is mainly attributed to 𝐸𝑀𝐼𝑀𝐵𝐹4.

Together with the XPS analysis and the UV-Vis absorption spectra, it could be concluded that the

remaining of 𝐸𝑀𝐼𝑀+ after ion exchange dedope the PEDOT chains and increase the polaron

Figure 5.11 UV-Vis absorption spectra of PEDOT:PSS thin films post treated with EMIMBF4/DMSO mixtures.

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density, as it is confirmed by the enlargement of Seebeck coefficient and the decrease in the electri-

cal conductivity.

Additionally, Raman spectroscopy (see Figure 5.12) of thin films was conducted. The spectra of

DMSO post treated film resembles with that of pristine film, in which a complex series of peaks

from 1400 𝑐𝑚−1 to 1600 𝑐𝑚−1 with a characteristic band at 1450 𝑐𝑚−1 are shown. However, films

post treated with 𝐸𝑀𝐼𝑀𝐵𝐹4 demonstrate three distinct sharp peaks at 1436 𝑐𝑚−1, 1515 𝑐𝑚−1 and

1560 𝑐𝑚−1. As it is reported in Kok's work, the Raman peaks from 1200 𝑐𝑚−1 to 1400 𝑐𝑚−1 are

assigned to the C-C stretch vibration. The peaks from 1400 𝑐𝑚−1 to 1600 𝑐𝑚−1 are associated with

the C=C stretch vibration. The high sensitivity of C=C stretch vibration to the degree of (de-

)localization of holes can be used to detect the possible change of the state of PEDOT chains. The

shifting of the C=C stretch vibration from 1450 𝑐𝑚−1 of the pristine film to 1436 𝑐𝑚−1 for films

post treated with the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4 is similar to the modification of PEDOT:PSS films by

typical reductants. [100,116,130] Therefore, it could be further concluded that the post treatment with

𝐸𝑀𝐼𝑀𝐵𝐹4 dedopes the PEDOT chains, reflecting in the higher Seebeck coefficient and the com-

promised electrical conductivity.

The other effect brought by 𝐸𝑀𝐼𝑀𝐵𝐹4 post treatment is on the film thickness (shown in Figure

5.13). After the DMSO post treatment, it is found that the film thickness is reduced more than 40%,

confirming the removal of PSS chains. On the other hand, the presence of 𝐸𝑀𝐼𝑀𝐵𝐹4 leads to the

Figure 5.12 Raman spectra of PEDOT:PSS thin films post treated with EMIMBF4/DMSO mixtures.

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Figure 5.13 Film thickness variations regarding the post treatment medium.

film thickening compared to the film P_DMSO even after rinsing with DI water. The higher amount

of 𝐸𝑀𝐼𝑀𝐵𝐹4 in the post treatment mixture, the thicker is the film. The influence on the film thick-

ness is especially noticeable for the sample P_DMSO_IL with comparison to P_DMSO. This ob-

servation suggests the constrained growth of elongated PEDOT chains during the post treatment

with 𝐸𝑀𝐼𝑀𝐵𝐹4. The 𝐸𝑀𝐼𝑀𝐵𝐹4 swells PEDOT chains, forming large and circular grains. In turn

the film thickness is increased.

5.5 Conclusions

The application of 𝐸𝑀𝐼𝑀𝐵𝐹4 for the post treatment triggers the formation of a network with large,

circular PEDOT grains. These PEDOT grains are dedoped which is indicated by the presence of a

higher intensity of polaron in the UV-Vis spectra. This is also reflected in the improved Seebeck

coefficient and the degraded electrical conductivity. By controlling the ratio between DMSO and

𝐸𝑀𝐼𝑀𝐵𝐹4, a high power factor of 38.46 𝜇𝑊/(𝑚𝐾2) is found for the film post treated with 50 vol%

loading of 𝐸𝑀𝐼𝑀𝐵𝐹4 in the mixture. This value is much higher than the one reported by Liu et al. [128] Assuming a thermal conductivity of 0.17 W/(mK), this film (P_5/5 Mix) shows a ZT of

~ 0.068, which is better than the electrochemical method. [110] This work demonstrates the possibil-

ity of using 𝐸𝑀𝐼𝑀𝐵𝐹4 for tuning the TE properties of PEDOT:PSS films and 𝐸𝑀𝐼𝑀𝐵𝐹4 is found

for the first time to be able to modify the chemical structure of PEDOT chains. As the used ionic

liquid and DMSO are non toxic chemicals, it provides the opportunity for a green fabrication of

thermoelectric materials.

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6 Hybrid Composites of Polymer with

Nanoinclusions

The intrinsic low thermal conductivity of polymers is ideal for the application as thermoelectric

materials. To develop efficient devices, the low Seebeck coefficient and the low electrical conduc-

tivity of polymers are still big issues. The modification of the oxidation level of polymers could

enlarge the Seebeck coefficient that is comparable to inorganic TE materials. [33] However, the same

intercoupling phenomenon between the electrical conductivity and the Seebeck coefficient as ob-

served in traditional inorganic TE materials takes place. The power factor of pure polymers is still

not comparable to the commercial inorganic TE materials. Besides, the progress in the technology

of hybrid composites based on polymer and nanoinclusions has made it possible to take advantages

of both phases in such type of hybrid composites. In an ideal case, a hybrid composite could com-

bine the low thermal conductivity as for the polymer matrix and a large Seebeck coefficient as well

a high electrical conductivity as for the nanoinclusions.

Tellurium (Te) is an interesting inorganic material for thermoelectric applications. Its alloys, bulk

tellurides especially bismuth telluride (Bi2Te3), have been known as the best TE materials for appli-

cations near room temperature. The ZT of Bi2Te3, for example, is as high as 1. Bulk Te also has a

high Seebeck coefficient (185 𝜇𝑉/𝐾) at room temperature. [131] Nevertheless, the figure of merit is

low due to its high thermal conductivity (~ 2 W/(mK)) in the bulk phase. Nanostructuring of mate-

rials into confined geometries is widely applied to minimize the lattice thermal conductivity for a

better TE performance. High Seebeck coefficients of 330 𝜇𝑉/𝐾 and 408 𝜇𝑉/𝐾 are reported for Te

in monocrystalline [131] and nanorod forms [71], respectively. The ZT in bulk alloys has remained

around 1 for more than 50 years. With nanostructuring, the ZT of the bismuth antimony telluride

alloys could be increased to up to 1.2 at room temperature.

One typical approach to prepare nanoparticles is based on the ball milling method. Subsequent hot

pressing is required to compact the nanoparticles. [132] This approach has been successfully em-

ployed to prepare many TE composites, such as Bi2Te3, silicon germanium (SiGe) alloys and

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skutterudites based on cobalt triantimonide (CoSb3). [132] Through the combination of ball milling

and hot pressing, large amount of composites can be synthesized. Nevertheless, the ball milling

requires a high energy input. And hot pressing should be done at high temperature in order to obtain

materials with better mechanical and electrical properties. An alternative approach to prepare nano-

particles is the solution synthesis which is either done by a wet chemical reaction or a hydrothermal

reaction. In comparison to the ball milling and hot pressing, the solution synthesis of nanoparticles

is more efficient in turns of time and energy. [133] Furthermore, it provides the possibility to inte-

grate the synthesized nanoparticles with the polymers solution in order to employ the intrinsic low

thermal conductivity and the flexibility of the polymers.

Crystalline Te nanowires, nanotubes, nanobelts and nanorods can be synthesized by hydrothermal

synthesis, in which poly(vinyl pyrrolidone) (PVP) acts as the morphology directing agent and hy-

drazine hydrate (N2H4, acute toxic) as the reductant.[134,135] Zhu et al. developed a microwave assist-

ed synthesis of single crystalline Te nanorods and nanowires in ionic liquid, in which N2H4 is used

as the reductant. [136] Xi et al. employed formamide (HCONH2) as the reductant and sodium tellurite

(Na2TeO3) as the Te source to synthesize Te nanotubes with a hydrothermal method. [137] Besides

the hydrothermal synthesis, the wet chemical synthesis is another common approach to synthesize

Te nanostructures in the solution phase. Segalmann's group demonstrated that ascorbic acid (LAC)

could reduce Na2TeO3 into Te nanorods (300 nm to 100 nm length). [71] In their work, PEDOT:PSS

is used as the surfactant to mediate nanorods growth through a wet chemical reaction at 90°C for

overnight.[18,70,71] The synthesized composite is composed of Te nanorods, which is coated with a

layer of PEDOT:PSS film. Yang et al. applied N2H4 to reduce the tellurium dioxide (TeO2) at ambi-

ent temperature to obtain Te nanostructures. [64] Yue's group utilized N2H4 to reduce TeO2 with PVP

as the surfactant to prepare Te nanowires, which are further used as the template for the formation

of ball-bell Bi2Te3 nanostructures. [138]

In both hydrothermal and wet chemical syntheses, either a strong reductant N2H4 is used to reduce

TeO2 or a mild reductant to reduce Na2TeO3. Both of N2H4 and Na2TeO3 are acutely toxic. Alterna-

tives are to be searched for a relative green synthesis method in which non toxic Te source and non

toxic reductant are used. For example, telluric acid (H6TeO6), instead of Na2TeO3, was employed to

synthesize Te nanostructure, in which starch was applied as the reductant and the morphology di-

recting agent during a hydrothermal synthesis (160°C for 15 hours). [139] Wei et al. reported that the

fructose is able to reduce TeO2 into Te nanostructures in an alkaline aqueous solution. [140]

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This work focused on a more green synthesis method for Te nanostructures. Instead of the acutely

toxic Na2TeO3, TeO2 was chosen as the Te source. Different non toxic reductants based on LAC

and LAC/MEA mixture were selected to control the morphology of synthesized Te nanostructures.

Afterwards, the synthesized dispersions of Te nanostructures were further combined with a polymer

solution to fabricate polymer/Te nanostructures hybrid composites in order to explore their ther-

moelectric properties.

6.1 Synthesis and Morphology of Te Nanostructures

6.1.1 Wet Chemical Synthesis of Tellurium Nanostructures All wet chemical reactions were conducted under air atmosphere. In a typical experiment, TeO2,

PVP and ethylene glycol (EG) were added into a vial. Next, sodium hydroxide (NaOH, 2mol/L)

were added. This mixture was magnetically stirred (800 rpm) and kept at 120°C for 10 min until the

mixture color changed into transparent. Then certain amount of LAC and ethanolamine (MEA)

were added into the prepared transparent mixture. As soon as the LAC and MEA were added into

the vial, the mixture color changed from transparent into light brown. The reaction condition was

maintained at 800 rpm and 120°C) for defined time period. In the next step, the obtained dark slurry

was centrifugated (10000 rpm, 1 hour). The supernatant was discarded and the puck was washed

with absolute ethanol and centrifugated again at 10000 rpm for 20 min. The final silver gray prod-

ucts were then collected and redispersed in absolute ethanol by a bath sonication for 20 min. It

should be mentioned, LAC/MEA mixture is proven to have stronger reduction ability than LAC

alone (see Appendix A.1 about the reduction ability of LAC/MEA mixture). The detailed conditions

for the sample preparations are listed in Table 6.1.

6.1.2 Hydrothermal Synthesis of Tellurium Nanostructures Hydrothermal synthesis was carried out in a 23 mL Teflon lined stainless steel autoclave in order to

perform the reaction at high vapor pressure. In a typical experiment, 96 mg TeO2 and 120 mg PVP

were added into 15 mL EG. Then this mixture was magnetically stirred at 800 rpm. After 10 min

mixing, 480 mg LAC was added and the mixture was stirred further for 5 min. Next the reaction

mixture was poured into the autoclave which was then placed in a hot air oven. The oven was pre-

heated to 180°C. After a defined period of heating, the autoclave was taken out of the oven and left

to cool to room temperature naturally. The obtained reaction products were centrifugated at 10000

rpm for 1 hour. The supernatant of centrifugated reaction mixture was disposed and the punk was

washed with absolute ethanol and centrifugated again at 10000 rpm for additional 20 min. The reac-

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tion products, which were silver gray, were redispersed in absolute ethanol for further usage.

LAC/MEA mixture was used also as the reductant in order to compare its reduction ability to LAC.

In particular, the influence of NaOH addition was evaluated. In the hydrothermal synthesis, the total

added liquid amount was fixed to 15 mL. The detailed amount of the reaction conditions and no-

menclatures are listed in Table 6.2.

Sample Solution t [hour]

C-Te-0 TeO2 (96 mg) + LAC (200 mg) + PVP (120 mg) + EG (6 mL)

+ NaOH (2 mL) + MEA (2 mL)

3

C-Te-1 TeO2 (96 mg) + LAC (480 mg) + PVP (0 mg) + EG (6 mL)

+ NaOH (2 mL) + MEA (2 mL)

6

C-Te-2 TeO2 (96 mg) + LAC (480 mg) + PVP (60 mg) + EG (6 mL)

+ NaOH (2 mL) + MEA (2 mL)

6

C-Te-3 TeO2 (96 mg) + LAC (480 mg) + PVP(120 mg) + EG (6 mL)

+ NaOH (2 mL) + MEA (2 mL)

6

C-Te-4 TeO2 (96 mg) + LAC (480 mg) + PVP (120 mg) + EG (6 mL)

+ NaOH (0.6 mL) + MEA (2 mL)

6

C-Te-5 TeO2 (96 mg) + LAC (480 mg) + PVP (120 mg) + EG (6 mL)

+ NaOH (0 mL) + MEA (2 mL)

6

Table 6.1 Samples prepared by the wet chemical synthesis at 120°C.

Sample Solution t [hour]

Hydro-Te-1 TeO2 (96 mg) + PVP (120 mg) + EG (15 mL) 5

Hydro-Te-2 TeO2 (96 mg) + PVP (120 mg) + EG (15 mL) + LAC (480 mg) 5

Hydro-Te-3 TeO2 (96 mg) + PVP (120 mg) + EG (13 mL) + LAC (480 mg)

+ MEA (2 mL)

5

Hydro-Te-4 TeO2 (96 mg) + PVP (120 mg) + EG (13 mL) + NaOH (2 mL)

+ LAC (480 mg)

2

Hydro-Te-5 TeO2 (96 mg) + PVP (120 mg) + EG (11 mL) + NaOH (2 mL)

+ LAC (480 mg) + MEA (2 mL)

2

Table 6.2 Samples prepared by the hydrothermal synthesis at 180°C.

6.1.3 Characterization of Tellurium Nanostructures XRD is used to characterize the crystalline structure of the synthesized tellurium. The position and

intensity of peaks in a XRD diffraction pattern are determined by the crystal structure. Both Cop-

per-K𝛼 (Cu-K𝛼) and Cobalt-K𝛼 (Co-K𝛼) were used as the radiation sources (Same d-spacing are

observed for samples with different radiation sources, see Appendix A.2 of JCPDS pattern of Tellu-

rium with different radiation sources). For the XRD characterization with the Co-K𝛼 radiation

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source, the measurements were performed in a back scattering geometry on a X'pert pro

(PANalytical) powder diffractometer. As for the XRD with Cu-K𝛼 as the radiation source, diffrac-

tion measurements were carried out using a Seifert XRD3000PTS XRD in the grazing incidence

mode. The XRD samples were prepared by dropping synthesized Te dispersions on top of silicon

substrates, which were then heated on a hot plate for drying. Furthermore, TEM imaging was per-

formed using PHILIPS CM 20 FEG instrument operated at 200 kV. To prepare TEM samples, the

dispersion of Te nanostructures was diluted and drop-casted on a carbon coated grid in order to im-

age single Te nanostructure.

6.1.4 Morphology of Tellurium Nanostructures Test Te nanotubes (named as C-Te-0) were synthesized with a LAC/MEA (200mg/2mL) mixture at

120°C for 3 hours. These nanotubes are with monodispersed sizes and bird beak opening as it is

observed in Figure 6.1a. These nanotubes exhibit a length of ~ 200 nm and a surface coated with

small particles. The clear lattice fringes in the HRTEM images taken in a tube end (Figure 6c) and

the middle (Figure 6d) of a tube indicate that the nanotube is structurally uniform and single crystal-

line. The selected area electron diffraction (SAED) pattern (Figure 6b) of one nanotube further con-

firms the single crystallinity of the synthesized Te nanotubes.

The crystal structure of the obtained nanotubes was studied with XRD. Figure 6.2 shows a typical

XRD pattern of the obtained C-Te-0 nanotubes. All the peaks can be perfectly indexed to the

trigonal crystal structure of Te, which are in agreement with the standard literature data (JCPDS file

no: 36-1452). From the analytical results, it is proven that the LAC/MEA mixture is able to replace

the toxic reductant to reduce TeO2 under air atmosphere to produce single crystalline Te nanostruc-

tures.

Since the test reaction to synthesize C-Te-0 was carried out with the presence of EG, it might influ-

ence the reduction process. To get a better understanding of EG in the reduction process, two mix-

tures with the same amount of LAC, TeO2 and MEA were prepared and magnetically stirred at

room temperature. To one mixture vial, 1 mL EG was additionally added. The reaction mixtures

after 3 days stirring are shown in Figure 6.3. With the presence of EG (Vial B in Figure 6.3), the

mixture with the reduced products is composed of much more dark particles. When there is no EG

in presence (Vial A in Figure 6.3), less dark particles are suspended in the mixture after 3 days reac-

tion. The formation of these dark particles is an evidence of the reduction from TeO2 to Te

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nanostructures. This observation suggests that EG promotes the reduction process. Therefore, in the

following discussion, EG was used during the wet chemical synthesis.

(a)

(b)

(c)

(d)

Figure 6.1 Morphology and grain characterization of wet chemically synthesized Te nanostructures (C-Te-0).

Figure 6.2 Corresponding XRD pattern of C-Te-0 with Cu-K𝛼 as the radiation source.

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Figure 6.3 Observation of the reduction of TeO2 without (vial A) or with (vial B) EG at room temperature after 3 days reaction.

In the wet chemical synthesis, the amount of directing agent PVP and NaOH as listed in Table 6.1 is

differed to illustrate their influence. Higher amount of LAC and longer reaction time were applied

in order to obtain larger Te nanostructures. The morphology and size of Te nanostructures are re-

vealed in Figure 6.4. The surfactant PVP is shown to have an important effect on the morphology of

Te nanostructures. When no PVP is used, the reaction products are nanorods and they tend to ag-

glomerate together (see Figure 6.4a). Upon the PVP addition, more distinct Te nanorods are formed.

These Te nanorods are thinner and their surface becomes smooth. When the PVP amount is in-

creased to 120 mg, Te nanotubes with hexagonal opening (Figure 6.4c and 6.4d) become visible.

NaOH is also found to be a crucial factor in the morphology formation of Te nanostructures. When

there is no NaOH or small amount of NaOH (0.6 mL) is added, trifold nanostructures of Te are

formed (see Figure 6.4e and 6.4f). And the surface of these nanostructures is not smooth. When the

NaOH amount is increased to 2 mL, homogeneous Te nanotubes with smooth surface are observed.

The crystalline information of selected Te nanostructures was given by XRD (see Figure 6.5). The

XRD peaks of C-Te-2, which is obtained with Co-Kα as the radiation source, can be perfected in-

dexed into JCPDS file No. 36-1452 (The JCPDS file with Co-Kα as the radiation source can be

found in the appendix A2.2). The XRD peaks of C-Te-3 and C-Te-5, obtained with Cu-Kα as the

radiation source, can also be indexed into JCPDS file No. 36-1452. The XRD analysis indicates that

the phase of the synthesized Te nanostructures is trigonal. Therefore, it is concluded that the wet

chemical synthesis with TeO2 as the Te source and LAC/MEA mixture as the reductant can synthe-

size Te crystals in trigonal phase.

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(a) C-Te-1 with 0 mg PVP and 2 mL

NaOH

(b) C-Te-2 with 60 mg PVP and 2 mL

NaOH

(c) C-Te-3 with 120 mg PVP and 2 mL

NaOH

(d) C-Te-3 with 120 mg PVP and 2

mL NaOH

(e) C-Te-4 with 120 mg PVP and 0.6

mL NaOH

(f) C-Te-5 with 120 mg PVP and 0 mL

NaOH

Figure 6.4 Te nanostructures from wet chemical synthesis with varying PVP and NaOH amount.

Figure 6.5 XRD of the wet chemically synthesized Te nanostructures.

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Compared to the N2H4 reduced nanowires reported by Yang et al., [64] the synthesis of Te nanotubes

here (C-Te-3) yields a better size control and homogeneity. The relative shorter nanotubes suggest

that LAC/MEA mixture used in this work has weaker reduction ability than the strong reductant

N2H4. However, LAC/MEA mixture could replace the toxic N2H4 to reduce TeO2 into defined sin-

gle crystalline Te nanostructures from a more environmental friendly point of view. During the

formation of Te nanostructures, NaOH affects the morphology. However, it is effect on the for-

mation mechanism of Te nanostructures is not well understood. The following discussion is based

on the impact of NaOH (C-Te-3 vs. C-Te-5). With the reduction of LAC/ MEA mixture, trifold Te

nanostructures (C-Te-5) are formed. On the other hand, with a sufficient amount of NaOH, it is able

to synthesize Te nanotubes (C-Te-3) with hexagonal opening. When NaOH was added, the milky

white dispersion changed to a transparent solution. This change indicates that TeO2, a kind of weak

acidic oxide, first reacts with NaOH to form TeO32-. The TeO3

2- is then disproportionated to form

Te in the basic reaction system. The Te formation may be formulated as follows

The formation of Te nanostructures is reported as: a small amount of amorphous-Te particles are

formed in the beginning and they are crystallized into trigonal-Te seed particles. Te nanowires

formed on the seeds of trigonal-Te at the expense of dissolution of amorphous-Te particles. [141] It is

well known that the reduction rate of 𝑇𝑒𝑂32− strongly depends on the pH value, which is decreased

with increasing pH value. [142] The reduction rate for C-Te-5 is much higher as no NaOH was add-

ed. At this high reduction rate, nanostructures grow both in the lateral and longitudinal directions.

As a result, trifold nanostructures are formed. With NaOH addition, the slower reduction rate leads

to the growth of Te nanotubes (C-Te-3).

In the hydrothermally synthesis, a test with only TeO2, PVP and EG in the reaction mixture was

investigated. After 5 hours reaction in the autoclave at 180°C, no change could be observed in the

mixture. This indicates that EG alone is not able reduce TeO2. Next, LAC and LAC/MEA mixture

were added as the reductants. In comparison to the wet chemical synthesis, the hydrothermal syn-

thesis results in much larger Te nanostructures (see Figure 6.6). When only LAC is used as the

reductant, Te nanostructures with large feather like feature (𝜇m range) were observed. Replacing

LAC with LAC/MEA mixture as the reductant leads to the formation of both small nanorods (~ 500

nm length) and long nanorods (~ 10 𝜇𝑚). On the other hand, when NaOH was added into the reac-

tion mixture, together with LAC as reductant, well controlled nanowires in the range of 𝜇𝑚 length

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were produced even with 2 hours of reaction in the autoclave (see Figure 6.6c). The combination of

LAC/MEA mixture and NaOH results in 𝜇𝑚 long nanowires coated with small particles. In the re-

action where only LAC is used as the reductant, the difference between the morphology for Hydro-

Te-2 and Hydro-Te-4 is attributed to the reduction rate, which is determined by NaOH. When no

NaOH is used, the reduction rate is much higher. As a result, a feather like structure is yielded,

which is similar to the work done by Zhu et al. [143] LAC/MEA mixture is a stronger reductant com-

pared to LAC. Panahi-Kalamuei et al. reported than stronger reductant leads to an increase in the

nucleation rate and decrease in the growth rate of Te. [144] Thus, under the same condition, more Te

nanoparticles could be generated with LAC/MEA as the reductant. As a result, shorter Te nanowires

(Hydro-Te-5) are synthesized with comparison to Hydro-Te-4.

(a) Hydro-Te-2 with LAC as the reductant

(b) Hydro-Te-3 with LAC/MEA mixture as

the reductant

(c) Hydro-Te-4 with LAC as the reductant

and with NaOH

(d) Hydro-Te-5 with LAC/MEA mixture as

the reductant and with NaOH

Figure 6.6 Morphology of the hydrothermally synthesized Te nanostructures.

The composition and phase of the hydrothermally synthesized Te nanostructures were examined by

XRD (see Figure 6.7). All the peaks in these patterns can be indexed to the trigonal phase of Te

(JCPDS 36-1452). The TEM image in Figure 6.8 also shows feather like feature of Hydro-Te-2. In

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addition, HRTEM images of different areas display only one type of grain, confirming the single

crystallinity of Hydro-Te-2. Te nanowires (Hydro-Te-4), fabricated with LAC as the reductant and

with NaOH, are with a diameter of ~ 30 nm (see Figure 6.9). The corresponding HRTEM images of

Hydro-Te-4 reveal also only one type of grain, confirming its single crystalline structure.

Figure 6.7 XRD of the hydrothermally synthesized Te nanostructures. Co-K𝛼 was used as the radiation source.

Figure 6.8 TEM observation of Hydro-Te-2.

Figure 6.9 TEM observation of Hydro-Te-4.

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On the other hand, when the reductant LAC/MEA mixture and NaOH were used, Te nanowires

(Hydro-Te-5) with nanoparticles coating around are observed, which is in accordance with the SEM

images. The HRTEM image in Figure 6.10 gives evidence to the single crystalline structure of the

Te nanowires. However, there is no information given for the nanoparticles in the TEM images,

indicating that these particles are amorphous. These nanoparticles are similar to the report by Wei et

al. [140] Amorphous Te nanoparticles are formed in the first stage, which are further crystallized into

Te nanowires during the formation of Te nanostructures.

Figure 6.10 TEM observation of Hydro-Te-5.

6.2 PEDOT:PSS/Te nanostructures Hybrid Composites

6.2.1 Preparation of Hybrid Composites Selected Te dispersions were mixed with as received PEDOT:PSS solution (Clevios, PH 1000). The

detailed amount of the used Te dispersion and the PEDOT:PSS solution is listed in Table 6.3. Bath

sonication of 15 min was employed to create homogeneous composite dispersions. Afterwards, 200

𝜇𝐿 of the composite mixture were drop coated on precleaned substrates (20 𝑚𝑚 × 20 𝑚𝑚). The

samples were then baked at 50°C for 60 min, followed by a baking at 120°C for 15 min to prepare

solid films. With its well controlled morphology, Hydro-Te-4 nanowires were chosen for compo-

sites synthesis, with a varying volume fraction of the Te dispersion. The sample nomenclature is

shown in Table 6.3.

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Sample Te dispersion Polymer solution

P-test 0.2 mL C-Te-0 1.8 mL PH1000

P-C-Te-2 1 mL C-Te-2 1 mL PH1000

P-Hydro-00 1 mL Hydro-Te-4 1 mL PH1000

P-Hydro-01 1.5 mL Hydro-Te-4 0.5 mL PH1000 (5wt%EG)

P-Hydro-02 1.8 mL Hydro-Te-4 0.2 mL PH1000 (5wt%EG)

P-Hydro-03 1.9 mL Hydro-Te-4 0.1 mL PH1000 (5wt%EG)

Te 2mL Hydro-Te-4 0 mL

PEDOT 0 mL 2mL PH 1000

Table 6.3 Nomenclature of polymer/Te nanostructures hybrid composites.

6.2.2 Thermoelectric Properties of Hybrid Composites

To study the influence of Te nanostructure inclusions on the TE properties, a test composite film (P-

test) with small amount loading of C-Te-0 dispersion was prepared. DMSO post treatment was ap-

plied in order to increase the electrical conductivity. In this composite, small Te nanotubes are ran-

domly dispersed inside the polymer matrix (shown in Figure 6.11). Despite of the high electrical

conductivity 82880 S/m, composite P-test exhibits only a Seebeck coefficient of 15.55 𝜇𝑉/𝐾. The

Seebeck coefficient and electrical conductivity of this composite is similar to that of the

PEDOT:PSS thin film post treated with DMSO (93000 S/m, 17.98 𝜇𝑉/𝐾) in Chapter 4. The solu-

tion synthesized Te nanowires (~ 𝜇𝑚 in length, 30 nm in diameter) is reported to have a Seebeck

coefficient of 408 𝜇𝑉/𝐾 and an electrical conductivity of 8 S/m at room temperature. [71] Yee et al.

pointed out that those longer Te nanowires have higher Seebeck coefficient and lower electrical

conductivity than shorter Te nanowires. [18] Furthermore, the thermoelectric properties of hybrid

composites are determined by the mass loading of Te nanostructures. [70] At low content of Te load-

ing, a composite model as function of the amount of polymer present is plausible, in which the See-

beck coefficient of composites demonstrates monotonic change as the concentration of Te

nanostructures is increased. [70] The low Seebeck coefficient of composite P-test here could be pos-

sibly attributed to the low content of Te nanotubes, which is in accordance with others work. [145–147]

In order to obtain higher Seebeck coefficient, composites loaded with higher volume ratio of Te

nanostructures dispersion were prepared. To compare the influence of different Te nanostructures,

the as received PEDOT:PSS solution was used for the composites preparation and no post treatment

was applied. The thermoelectric properties of composites with both wet chemically and hydrother-

mally synthesized Te nanostructures are given in Table 6.4. Compared to pure polymer, the See-

beck coefficients of hybrid composites are improved (P-Hydro-00, P-C-Te-2 compared to PEDOT).

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For the composite loaded with Hydro-Te-4, the electrical conductivity is slightly increased. Howev-

er, the composite containing C-Te-2 displays a reduced electrical conductivity. In these two compo-

sites, the volume ratio of the PEDODT:PSS solution to the Te dispersion is the same. The differ-

ence is the morphology of Te nanostructures. The wet chemically synthesized Te nanostructures (C-

Te-2) are much smaller than the hydrothermally synthesized 𝜇𝑚 size nanowires (Hydro-Te-4). This

morphology difference results in different interfacial area between the polymer and the Te

nanostructures: larger interfacial area is expected in the composite P-C-Te-2. This interface reduces

the conductivity. [18] Consequently, reduced electrical conductivity is observed in the composite P-

C-Te-2. Nevertheless, the Seebeck coefficients of both composites are still low, which is possibly

due to the low concent of used Te dispersion.

Figure 6.11 SEM images of the composite P-test film with C-Te-0.

Sample Electrical conductivity

[S/m]

Seebeck coefficient

[𝜇𝑉/𝐾]

Power factor

[𝜇𝑊/(𝑚𝐾2)]

PEDOT 101±10% 16.55±5% 0.028

P-C-Te-2 10±10% 28.54±10% 0.008

P-Hydro-00 198±5% 22.41±5% 0.099

Table 6.4 TE properties of composite films embedded with different Te nanowires.

As longer Te nanostructures has higher Seebeck coefficient, [18] Te long nanowires (Hydro-Te-4)

was selected to prepare hybrid composites with varied volume fractions of Te dispersion. In addi-

tion, 5wt% EG was added into the PEDOT:PSS solution to improve the electrical conductivity. To

further improve the Seebeck coefficient, higher volume of Te dispersion is used for the composites

fabrication. When VTe:VPEDOT ≥ 9:1, composites films (P-Hydro-02 and P-Hydro-03) are mainly

consisted of Te nanowires (shown in Figure 6.12). The polymer generally coat around the Te nan-

owires, of which the morphology is similar with the composite loaded with 84.5wt% Te reported by

See et al. [71]

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The dependence of thermoelectric properties on the volume fraction of Hydro-Te-4 dispersion is

shown in Figure 6.13. With comparison to pure Te or pure PEDOT film, composite P-Hydro-00 has

an improved electrical conductivity. The low Seebeck coefficient of composite even with the inclu-

sion of Te nanostructures is mainly due to the low concentration of Te dispersion. The small im-

provement in the electrical conductivity could be attributed to the effect of ethanol which was used

to disperse the Te nanostructures. Ethanol is reported to modify the electrical conductivity of

PEDOT:PSS by direct mixing at small extent. [98] In order to improve the electrical, 5 wt% EG is

added into the PEDOT:PSS solution. With the increased volume fraction of Te dispersion, the See-

beck coefficients of composite films are enhanced. Especially when VTe:VPEDOT=9:1, the composite

film demonstrates a Seebeck coefficient higher than 200 𝜇𝑉/𝐾, approaching the Seebeck coeffi-

cient of pure Te. The electrical conductivity of the composites, on the other hand, decreases with

the Te dispersion volume fraction due to the interfacial electron scattering.

Figure 6.12 SEM characterizations of composite films P-Hydro-02 and P-Hydro-03.

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(a) Electrical conductivity

(b) Seebeck coefficient

(c) Power factor

Figure 6.13 Thermoelectric properties of PEDOT:PSS/Te nanostructures (Hydro-Te-4) composite films with varied Te concentrations.

6.2.3 Conclusions

Te nanostructures were successfully synthesized by a green synthesis approach (both with a wet

chemical synthesis and a hydrothermal synthesis), in which TeO2 was chosen as the Te source and

LAC/MEA mixture as the reductant. In the wet chemical synthesis, through the variation of the

used amount of PVP, NaOH, different Te nanostructures could be synthesized, including Te

nanorods, Te trifold nanostructures and Te nanotubes with hexagonal opening. Te nanostructures

are typically with length of ~ 150 nm. On the other hand, the hydrothermal synthesis could synthe-

size much longer Te nanostructures. Long Te nanowires in 𝜇𝑚 length are synthesized with PVP as

the surfactant, LAC as the reductant and NaOH in presence during the hydrothermal synthesis. All

the Te nanostructures from both wet chemical synthesis and hydrothermal synthesis are single crys-

talline and in trigonal phase (JCPDS file No. 36-1452) as it is indicated by the TEM and XRD anal-

ysis. During the formation of Te nanostructures, the reduction rate is reduced by the addition of

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NaOH. Furthermore, stronger reductant, e.g. LAC/MEA, results in an increase in the nucleation rate

and a decrease in the growth rate of Te.

Polymer/Te nanostructures hybrid composites have been fabricated. Their thermoelectric properties

depend on the morphology and the volume fraction of the Te dispersion. When 1.9 mL hydrother-

mally synthesized Te nanowires (383.5±54% 𝜇𝑉/𝐾), which are dispersed in ethanol, were added

into 0.1 mL PEDODT:PSS solution, the composite yields a high Seebeck coefficient up to

209±30% 𝜇𝑉/𝐾. Even though the relative low electrical conductivity leads to only a small im-

provement in the power factor with comparison to the pure polymer, it points out the possibility to

integrate Te nanostructures into polymer for the fabrication of hybrid composites with high Seebeck

coefficient.

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7 Summary and Outlook 7.1 Summary

In this thesis, thermoelectric properties of polymers are investigated in two separated systems: a

pure polymer system and a hybrid composite system with polymer and nanoinclusions. For the pure

polymer, this thesis considers a more efficient method to tune the power factor of PEDOT:PSS

films as an alternation to the traditional addition of secondary dopant DMSO into the polymer solu-

tion. Post treatment of films is studied in detail, of which the post treatment medium is differed. The

differences between secondary dopants and amines during the modification of the TE properties of

PEDOT:PSS films are demonstrated. Ionic liquid, 𝐸𝑀𝐼𝑀𝐵𝐹4, was for the first time discussed re-

garding its “reduction” ability on the chemical structure of PEDOT chains. For hybrid composites

with polymer and nanoinclusions, this thesis handles the fabrication of composites with Te

nanostructure inclusions. The objective is to develop a green synthesis method in which non toxic

chemicals are used during the formation of Te nanostructures and to understand the effect brought

by Te nanostructures in the hybrid composites.

Post treatment with organic solvents or ionic liquid of polymer film

For secondary dopants (e.g. DMSO or EG), post treatment, as used in this thesis, is proven to be

much more efficient in improving the power factor of the PEDOT:PSS thin films with comparison

to the traditional addition method. Post treatment of PEDOT:PSS films with secondary dopants in-

duces the phase separation between PEDOT-rich grains and PSS-rich grains, leading to the for-

mation of an interconnected network of elongated PEDOT-rich grains and in turn to a better electri-

cal conductivity. The underlying mechanism is similar to that by the direct addition of secondary

dopants into the polymer solution. The high electrical conductivity remains even when the second-

ary dopants are removed after the processing. Furthermore, post treatment depletes the insulating

PSS chains from the film surface, which contributes to the enhancement in the electrical conductivi-

ty. The small change in the Seebeck coefficient by the usage of secondary dopants suggests that

they do not modify the chemical structure of PEDOT chains. Amines, which have similar dielectric

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constant and boiling point as the secondary dopants, on the other hand, could modify the chemical

structure of PEDOT chains by donating electrons. Both ethanolamine and ammonia have nitrogen

lone pair electrons, which could form a covalent bonding to PEDOT chains. The delocalized posi-

tive charges in the polymer chains are neutralized and the conjugation length of the double bonds in

PEDOT chains is interrupted. As a result, the oxidation level of PEDOT chains is decreased, lead-

ing to the increase in the Seebeck coefficient. Other aspect regarding the interaction between ethan-

olamine and PEDOT chains is the morphology of the PEDOT:PSS films, to which this post treat-

ment of amines is performed. Due to the limited surface area, films with segregated PEDOT-rich

grains (e.g. film post treated with DMSO) are less susceptible to ethanolamine than the films with

randomly distributed PEDOT chains (e.g. pristine PEDOT:PSS film).

It is for the first time that the ionic liquid, 𝐸𝑀𝐼𝑀𝐵𝐹4, is used as a post treatment medium for

PEDOT:PSS films in order to tune their TE properties. Additionally it is evidenced for the first time

that 𝐸𝑀𝐼𝑀𝐵𝐹4 constrains the elongation of PEDOT-rich grains and swells the grains, leaving large,

circular PEDOT-rich grains instead of the elongated PEDOT-rich grains by the post treatment with

secondary dopants. The analysis confirms that there is ionic exchange between 𝐸𝑀𝐼𝑀𝐵𝐹4 and the

PEDOT:PSS films during the post treatment. The 𝐸𝑀𝐼𝑀+ cations, which retain in the films, at the

same time, react with the PEDOT chains and decrease the oxidation level of PEDOT chains. This

effect leads to the observed enhancement in the Seebeck coefficient.

Polymer/Te nanostructures hybrid composites

In the wet chemical synthesis, LAC/MEA mixture is confirmed to be able to reduce TeO2 into Te

nanostructures, which are single crystalline in trigonal phase (JCPDS 36-1452). Through control-

ling the reaction mixtures (e.g. PVP and NaOH), it is able to synthesize Te nanotubes, nanorods and

trifold nanostructures. Hydrothermal synthesis used in this work, on the other hand, is shown to be

able to create much larger Te nanostructures in 𝜇𝑚 length. Feather like Te nanostructures, long Te

nanowires are synthesized by changing the reductants and conditions. With the introduction of

NaOH into the reaction mixture with LAC as the reductant, long Te nanowires (single crystalline,

JCPDS 36-1452) with high Seebeck coefficient can be synthesized. Compared to other literature

reports, this thesis work proposes a much greener synthesis method with a non toxic Te source and

a non toxic reductant. First investigation regarding hybrid composites of polymer and Te nanostruc-

tures was carried out. Both wet chemically and hydrothermally synthesized Te nanostructures were

involved. The Seebeck coefficient of hybrid composites displays monotonic increase with the vol-

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ume fraction of Te nanostructures dispersion. The hybrid composite, in which 𝑉𝑇𝑒:𝑉𝑃𝐸𝐷𝑂𝑇 = 9: 1,

is given with high Seebeck coefficient up to 209 ± 30% 𝜇𝑉/𝐾.

7.2 Outlook

Due to the low electrical conductivity, the power factor of hybrid composites based on hydrother-

mally synthesized long nanowires is still low. Since the Seebeck coefficient of Te nanostructures is

dependent on the morphology, Te nanostructures with better Seebeck coefficient need to be

searched for. In addition, the interfacial design of the organic-inorganic composites is presented to

be unique opportunity to optimize ZT. [70] Further work has to be carried out to understand the in-

teraction between the Te nanostructures and the PEDOT:PSS matrix in order to improve the power

factor of composites.

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Appendix

A.1 Reduction Ability of LAC/MEA Mixture

As it is reported by Zhang et al., LAC is able to reduce the graphite oxide (GO) dispersion into

graphene. The reduction is evidenced by the color change from yellow brown of the GO dispersion

into dark color of graphene dispersion. [148] To analyze the reduction ability of LAC/MEA mixture,

GO dispersion (1 mg/mL) was chosen.

GO dispersion was reduced by MEA, LAC and LAC/MEA mixture, respectively (the used amount

is indicated inside the figures). Magnetic stirring at 800 rpm was used. A reference sample of GO

dispersion without any reductant was magnetically stirred under the same condition. As it is shown

in Figure A.1.1, there is no change for the GO dispersion after 48 h magnetically stirring. When

MEA is used as the reductant, no change in GO dispersion is observed after 48 h mixing. Only after

48 h mixing and 72 h non-mixing with MEA in the GO dispersion, the color is slightly darker, indi-

cating the weak reduction ability of MEA. When LAC is used as the reductant, the GO dispersion is

changed into dark dispersion after 24 h mixing. At this stage there are aggregates of reduced

graphene. Up to 48 h mixing and 72 h non-mixing time with LAC as the reductant, more graphenes

are reduced and there is stronger sedimentation. On the other hand, when LAC/MEA mixture is

used as the reductant, the GO dispersion is reduced and this reduced graphene dispersion remains

(a) 0 min

(b) 48 h mixing with followed

72 h non mixing

Figure A.1.1 Observation of graphite oxide with different mixing time.

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stable as it is evidenced in Figure A.1.2: a stable dark dispersion is formed after 24 h mixing. When

the reaction time is extended to 48 h mixing and 72 h non-mixing, the dark reduced graphene dis-

persion is still stable. And the color of this reduced graphene dispersion is much darker than that

obtained by using LAC as the reductant. This observation indicates that LAC/MEA mixture has

stronger reduction ability than LAC or MEA.

Figure A.1.2 Reduction of graphite oxide with different reductants after 24 h mixing.

Figure A.1.3 Reduction of graphite oxide with different reductants after 48 h mixing.

Figure A.1.4 Reduction of graphite oxide with different reductants after 48 h mixing and 72 h non-mixing.

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A.2 JCPDS Patern with Cu-Kα and Co-Kα as Radiation Sources

A.2.1 JCPDS 00-036-1452 Card with Cu-Kα as Radiation Sources

00-036-1452 Status Primary QM: Star (S) Pressure/Temperature: Ambient Chemical Formula: Te Empirical Formula: Te Weight %: Te100.00 Atomic %: Te100.00 Compound Name: Tellurium Mineral Name: Tellurium, syn Radiation: CuKα1 : 1.5406Å Filter: Graph Mono d-Spacing: Diff. Cutoff: 17.70 Intensity: Diffractometer SYS: Hexagonal SPGR: P3121 (152) Author's Cell [ AuthCell a: 4.4579(3)Å AuthCell c: 5.9270(6)Å AuthCell Vol: 102.01ų AuthCell Z: 3.00 AuthCell MolVol: 34.00 ] Author's Cell Axial Ratio [ c/a: 1.330 ] Dcalc: 6.232g/cm³ SS/FOM: F(30) = 86.5(0.0116, 30) Crystal (Symmetry Allowed): Centrosymmetric CAS: 13494-80-9 Pearson: hP3.00 Prototype Structure: Se Prototype Structure (Alpha Order): Se LPF Prototype Structure: Se,hP3,152 LPF Prototype Structure (Alpha Order): Se Mineral Classification: Tetradymite (Supergroup), 1H (Group) Subfile(s):

Mineral Related (Mineral , Synthetic), Forensic, Inorganic, NBS Pattern, Educational Pattern, Primary Pattern, Metals & Alloys, Common Phase

Last Modification Date: 01/11/2011 Cross-Ref PDF #'s: 00-004-0554 (Alternate), 00-004-0555 (Deleted), 04-001-3623, 04-002-8634, 04-003-2449, 04-003-

6029, 04-004-6797, 04-006-5470, 04-007-4717, 04-007-5290

References: Type

Reference

Primary Reference Additional Pattern Structure

McMurdie, H., Morris, M., Evans, E., Paretzkin, B., Wong-Ng, W., Ettlinger, L., Hubbard, C. Powder Diffr. 1, 76 (1986). 2. Swanson, H., Tatge, E. Natl. Bur. Stand. (U. S. ), Circ. 539 1, 26 (1953). 1. Bradley, A. Philos. Mag. 48, 477 (1924).

Database Comments:

Additional Patterns: To replace 00-004-0554 (2). Color: Gray metallic. General Comments: QDF-2. The structure was determined by Bradley (1). On synthetic material. Hexagonal close packed. Color values in air C illuminant: x .311 .308, y .318 .317, Y% 59.9 69.4, ëd 560 495, Pe% 0.7 0.6. Polymorphism/Phase Transition: There are several high pressure polymorphs of tellurium. Reflectance: R%(air): 60-70(546nm), 60-70(470nm), 60-69(589nm), 59-67(650nm). Sample Source or Locality: The sample was from the Fisher Scientific Co., Fair Lawn, NJ, USA. It was ground and annealed at 300 C for 1/2 hour. Temperature of Data Collection: The mean temperature of data collection was 298.41 K. Vickers Hardness Number: VHN25(on 00.1) 117. Unit Cell Data Source: Powder Diffraction.

d-Spacings (34) - 00-036-1452 (Fixed Slit Intensity) - Cu K1 1.54056Å 2 d(Å) I h k L * 2 d(Å) I h k l * 2 d(Å) I h k l * 23.0434 27.5623 38.2601 40.4450 43.3308 45.8998 47.0447 49.6287 51.2417 51.9397 56.8764 62.8093

3.856430 3.233560 2.350470 2.228390 2.086430 1.975450 1.930010 1.835400 1.781350 1.759040 1.617520 1.478240

16 100 36 25 8 9 3 14 4 2 8 7

1 1 1 1 1 0 2 2 1 1 2 1

0 0 0 1 1 0 0 0 1 0 0 1

0 1 2 0 1 3 0 1 2 3 2 3

63.7513 65.8831 67.6571 67.7978 72.0902 73.5276 75.5360 77.2409 81.4779 81.9129 82.0197 85.6662

1.458650 1.416520 1.383630 1.381100 1.309060 1.286980 1.257670 1.234110 1.180300 1.175130 1.173870 1.132990

5 4 4 4 3 1 2 1 1 4 3 1

2 2 1 2 2 3 3 1 3 2 2 1

1 1 0 0 1 0 0 1 0 0 1 0

0 1 4 3 2 0 1 4 2 4 3 5

87.4248 89.3761 91.1772 91.9973 93.9726 94.7569 95.1671 95.6205 99.3907 99.7899

1.114670 1.095320 1.078320 1.070840 1.053460 1.046800 1.043370 1.039620 1.010050 1.007080

<1 <1 <1 <1 1 <1 <1 1 <1 1

2 2 3 3 3 1 2 2 2 3

2 2 0 1 1 1 2 1 0 1

0 1 3 0 1 5 2 4 5 2

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A.2.2 JCPDS 00-036-1452 Card with Co-Kα as Radiation Sources

Name and Formula Reference code : 00-036-1452 Mineral name : Tellurium, syn Compound name : Tellurium Empirical formula : Te Chemical formula : Te Crystallographic parameters Crystal system : Hexagonal Space group : P3121 Space group number : 152 a (Å) 4.4579 b (Å) 4.4579 c (Å) 5.9270 Alpha (°) 90.0000 Beta (°) 90.0000 Gamma (°) 120.0000 Calculated density (g/cm^3) 6.23 Volume of cell (10^6 pm^3) 102.01 Z : 3.00 PIR : - Subfiles and quality Subfiles : Alloy, metal or intermetalic Common Phase Educational pattern Forensic Inorganic Mineral NBS pattern Quality : Star (S) Comments Color : Gray metallic Creation Date : 01.01.1970 Modification Date : 11.01.2011 Additional Patterns : To replace 00-004-0554 (2) Color : Gray metallic General Comments QDF-2. The structure was determined by Bradley (1). On synthetic

material. Hexagonl close packed Color values in air C illuminat : x.311 .308, y .318 .317, Y% 59.9 69.4, ed 560 495, Pe% 0.7 0.6 Polymorphism/Phase Transition: There are several high pressure polymorphs of tellurium Reflectance : R%(air) : 60-70(546nm), 60-70(470nm), 60-69(589nm), 59-

67(650nm). Sample Source or Locality : The sample was from the Fisher Scientific Co., Fair Lawn, NJ, USA. It was ground and annealed at 300°C for ½ hour. Temperature of Data Collection. The mean tem-perature of data collection was 298.41K. Vickers Hardness Number : VHN25(on 00.1) 117. Unit Cell Data Source : Powder Diffraction.

References Primary reference : McMurdie, H., Morris, M., Evans, E., Paretzkin, B., Wong-Ng, W.,

Ettlinger, L., Hubbard, C., Powder Diffr., 1, 76, (1986) Structure : 1.Bradley, A., Philos. Mag., 48, 477, (1924) Peak list

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Structure No. Name Elem. X Y Z Biso sof Wyck. 1 TE1 Te 0.22540 0.00000 0.33333 0.5000 1.0000 3a

Stick Pattern

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List of Figures Figure 1.1 An example of a simple wireless sensor network. ......................................................................... 13 Figure 1.2 A smart city concept with wireless sensor networks. [8] ................................................................. 14 Figure 2.1 Schematic description of Seebeck effect. [10] ................................................................................. 17 Figure 2.2 Thermoelectric refrigeration (a), power generation (b) and a practical TEG (c). .......................... 18 Figure 2.3 Demonstration of the energy flows through a thermal leg upon a temperature gradient. [12] ......... 19 Figure 2.4 The dependence of device efficiency on the Z of the thermal couples. ......................................... 22 Figure 2.5 Hypothetical DOS with a) a large slope dlnσE/dE and b) a small slope near EF. [16] ................... 23 Figure 2.6 Optimization of ZT through tuning the charge carrier concentration. ........................................... 23 Figure 2.7 Figure of Merit, ZT, of the state of the art inorganic TE materials regarding the temperature. [15] 26 Figure 2.8 Electronic densities of states of materials with different dimensions. [26] ...................................... 26 Figure 2.9 Schematic cross section and SEM image (surface) of QDSL. [25] .................................................. 27 Figure 2.10 The correlation of thermoelectric properties regarding the oxidation level of PEDOT chains. [33]

......................................................................................................................................................................... 30 Figure 2.11 Nanotubes are coated by PEDOT:PSS particles, making nanotube-PEDOT:PSS-nanotube junctions in the composites. [48] ....................................................................................................................... 32 Figure 2.12 Demonstration of a flexible TEG based on PVDF/CNTs hybrid composites. [51]........................ 32 Figure 2.13 Illustration of the dispenser printed flexible polymer/inorganic nanoinclusion composites. [62].. 33 Figure 2.14 SEM picture of a PEDOT:PSS solution casted over a layer of ball milled Bi2Te3 particles. (a) Cross section; (b) Top view. [69]....................................................................................................................... 34 Figure 2.15 Demonstration of a composite casted from PEDOT:PSS directed synthesized tellurium nanorods. [71] ..................................................................................................................................................................... 34 Figure 3.1 Schematic diagram of a 2-Point Probe method. ............................................................................. 35 Figure 3.2 Schematic diagram of a 4-Point Probe method. ............................................................................. 36 Figure 3.3 Sketch of a Seebeck coefficient measurement based on the differential method. [9] ...................... 37 Figure 3.4 Sample holder for Seebeck coefficient measurement of the platform in SRX. [74] ........................ 38 Figure 3.5 Schematic views of thermal conductivity measurements. .............................................................. 39 Figure 3.6 Basic principles of AFM. [79] .......................................................................................................... 40 Figure 3.7 Atomic interaction force regardingthe tip distance from sample. [78] ............................................ 40 Figure 3.8 Monitoring the reduction of a polymer film on a glass substrate by UV-Vis spectroscopy. [81] .... 41 Figure 3.9 Spectroscopic transitions underlying several types of vibrational spectroscopy. ν0 indicates laser frequency, while ν is the vibrational quantum number. The virtual state is short-lived distortion of the electron distribution by the electric field of the incident light. [82] .................................................................. 42 Figure 3.10 Bragg’s diagram. [83] ..................................................................................................................... 43 Figure 3.11 Instrumentation of a X-ray diffractometer. [83] ............................................................................. 43 Figure 3.12 Schematic diagram of XPS working principle. [84] ....................................................................... 44 Figure 4.1 Seebeck coefficient of a pristine film by spin coating. .................................................................. 47 Figure 4.2 Seebeck coefficient of a drop casted pristine thick film. ............................................................... 47

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Figure 4.3 Electrical conductivity of PEDOT:PSS thin films by DMSO addition and DMSO post treatment. ......................................................................................................................................................................... 48 Figure 4.4 Seebeck coefficient of PEDOT:PSS thin films by DMSO addition and DMSO post treatment. .. 48 Figure 4.5 Power factor of PEDOT:PSS thin films by DMSO addition and DMSO post treatment. ............. 48 Figure 4.6 AFM images of films with only DMSO addition with scan size 1 µm × 1 µm. Upper row: topology; down row: phase image. .................................................................................................................. 50 Figure 4.7 AFM images of films with DMSO addition and DMSO post treatment. Scan size 1 µm × 1 µm. Upper row: topology; down row: phase image................................................................................................ 51 Figure 4.8 Evolution of film thickness regarding DMSO addition and DMSO post treatment. ..................... 52 Figure 4.9 Surface composition of the sulphur atom for PEDOT:PSS thin films by XPS. ............................. 52 Figure 4.10 Raman spectra of PEDOT:PSS thin films under different fabrication conditions. ...................... 54 Figure 4.11 Seebeck coefficient and electrical conductivity of PEDOT:PSS films regarding the post treatment medium. ........................................................................................................................................... 57 Figure 4.12 Power factor of PEDOT:PSS thin films regarding the post treatment medium. .......................... 57 Figure 4.13 Topology of PEDOT:PSS thin films post treated with different solvents. . Scan size 1 µm ×1 µm. ............................................................................................................................................................... 58 Figure 4.14 Phase images of PEDOT:PSS thin films post treated with different solvents. . Scan size 1 µm ×1 µm. ............................................................................................................................................................... 59 Figure 4.15 Sketch of a PEDOT chain transition from bipolaron to polaron and neutral states. .................... 60 Figure 4.16 UV-Vis spectra of PEDOT:PSS films post treated with different solvents. ................................ 60 Figure 4.17 Raman spectra of PEDOT:PSS films post treated with different solvents. .................................. 61 Figure 5.1 Formulation of cations in ionic liquids. [121] ................................................................................... 63 Figure 5.2 Demonstration of the gelation of a PEDOT:PSS solution after the addition of 1.8 vol% (0.23 wt% in solution) EMIMBF4 (the vial is put upside down). ..................................................................................... 65 Figure 5.3 Electrical conductivity of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures. ...... 67 Figure 5.4 Seebeck coefficient of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures. ........... 67 Figure 5.5 Power Factor of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures. ..................... 67 Figure 5.6 Morphology evolutions of films treated with EMIMBF4/DMSO mixtures Part I. Upper row: Height images; down row: Phase images. Scan size:1 µm × 1 µm. .............................................................. 68 Figure 5.7 Morphology evolutions of films treated with EMIMBF4/DMSO mixtures Part II. Upper row: Height images; down row: Phase images. Scan size: 1 µm × 1 µm............................................................... 69 Figure 5.8 XPS survey of PEDOT:PSS films treated with EMIMBF4/DMSO mixtures. ............................... 70 Figure 5.9 Sulphur signals of pristine film and DMSO post treated film. ....................................................... 70 Figure 5.10 Sulphur signals of films post treated with the presence of EMIMBF4. ........................................ 70 Figure 5.11 UV-Vis absorption spectra of PEDOT:PSS thin films post treated with EMIMBF4/DMSO mixtures. .......................................................................................................................................................... 71 Figure 5.12 Raman spectra of PEDOT:PSS thin films post treated with EMIMBF4/DMSO mixtures. .......... 72 Figure 5.13 Film thickness variations regarding the post treatment medium. ................................................. 73 Figure 6.1 Morphology and grain characterization of wet chemically synthesized Te nanostructures (C-Te-0). ......................................................................................................................................................................... 80 Figure 6.2 Corresponding XRD pattern of C-Te-0 with Cu-Kα as the radiation source. ................................ 80 Figure 6.3 Observation of the reduction of TeO2 without (vial A) or with (vial B) EG at room temperature after 3 days reaction. ........................................................................................................................................ 81 Figure 6.4 Te nanostructures from wet chemical synthesis with varying PVP and NaOH amount. ............... 82 Figure 6.5 XRD of the wet chemically synthesized Te nanostructures. .......................................................... 82 Figure 6.6 Morphology of the hydrothermally synthesized Te nanostructures. .............................................. 84

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Figure 6.7 XRD of the hydrothermally synthesized Te nanostructures. Co-Kα was used as the radiation source. .............................................................................................................................................................. 85 Figure 6.8 TEM observation of Hydro-Te-2. .................................................................................................. 85 Figure 6.9 TEM observation of Hydro-Te-4. .................................................................................................. 85 Figure 6.10 TEM observation of Hydro-Te-5. ................................................................................................ 86 Figure 6.11 SEM images of the composite P-test film with C-Te-0. .............................................................. 88 Figure 6.12 SEM characterizations of composite films P-Hydro-02 and P-Hydro-03. ................................... 89 Figure 6.13 Thermoelectric properties of PEDOT:PSS/Te nanostructures (Hydro-Te-4) composite films with varied Te concentrations. ................................................................................................................................. 90

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List of Tables Table 4.1 Sample nomenclature regarding DMSO addition and DMSO post treatment................................. 46 Table 4.2 Surface roughness of PEDOT:PSS thin films subjected to DMSO addition and DMSO post treatment. ......................................................................................................................................................... 51 Table 4.3 The PEDOT to PSS ratio on the surface of PEDOT:PSS thin films. .............................................. 53 Table 4.4 Sample notation of PEDOT:PSS thin films treated with vary organic solvents. ............................. 56 Table 4.5 Physical properties of the chemicals. .............................................................................................. 57 Table 5.1 Sample nomenclature of PEDOT:PSS films post treated with EMIMBF4/DMSO mixtures. ......... 66 Table 5.2 Surface roughness of films subjected to post treatment with EMIMBF4/DMSO mixtures. ............ 69 Table 6.1 Samples prepared by the wet chemical synthesis at 120°C. ............................................................ 78 Table 6.2 Samples prepared by the hydrothermal synthesis at 180°C. ........................................................... 78 Table 6.3 Nomenclature of polymer/Te nanostructures hybrid composites. ................................................... 87 Table 6.4 TE properties of composite films embedded with different Te nanowires. .................................... 88

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Versicherung Hiermit versichere ich, dass ich die vorliegende Arbeit ohne unzulässige Hilfe Dritter und ohne Benutzung

anderer als der angegebenen Hilfsmittel angefertigt habe; die aus fremden Quellen direkt oder indirekt über-

nommenen Gedanken sind als solche kenntlich gemacht.

Bei der Auswahl und Auswertung des Materials sowie bei der Herstellung des Manuskripts habe ich Unter-

stützungsleistungen von folgenden Personen erhalten:

-keine-

Weitere Personen waren an der Abfassung der vorliegenden Arbeit nicht beteiligt. Die Hilfe eines Promo-

tionsberaters habe ich nicht in Anspruch genommen. Weitere Personen haben von mir keine geldwerten

Leistungen für Arbeiten erhalten, die im Zusammenhang mit dem Inhalt der vorgelegten Dissertation stehen.

Der Arbeit wurde bisher weder im Inland noch im Ausland in gleicher oder ähnlicher Form einer anderen

Prüfungsbehörde vorgelegt.

Chemnitz, November 10, 2014 ……………………………….

Jinji Luo

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Theses of the dissertation

“Investigation of Polymer Based Materials in

Thermoelectric Applications”

for the attainment of the title “Dr.-Ing.” at Chemnitz University of Technology,

Faculty for Electrical Engineering and Information Technology,

presented by M. Sc. Jinji Luo

Chemnitz, November 10, 2014

1. The state of the art inorganic thermoelectric materials demand high cost production tech-

niques to reduce the thermal conductivity for better thermoelectric performance. Further-

more, the rigidity of these materials and the limited production output limit their wide

spread applications.

2. Polymers have intrinsic low thermal conductivity, high electrical conductivity, high flexibil-

ity and are light weight. They can be fabricated by printing techniques to reduce the fabrica-

tion cost and improve the production output. With these features, polymers are proposed as

the alternative for traditional inorganic thermoelectric materials.

3. The addition of secondary dopants, such as DMSO, only induces phase separation, leading

to the formation of an interconnected network of elongated conducting PEDOT-rich chains

and increases the electrical conductivity.

4. Compared to conventional addition method with DMSO, post treatment of PEDOT:PSS

films with DMSO as the medium is more effective to enhance the electrical conductivity.

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5. Post treatment with secondary dopants does not only trigger the phase separation as in the

addition method. It also depletes the insulating, featureless PSS chains from the film surface,

which diminishes the film thickness and increases the electrical conductivity.

6. Secondary dopants only affect the film morphology not the chemical structure of PEDOT

chains. Amines (MEA and ammonia solution), on the other hand, reduce the oxidation level

of PEDOT chains. The change in the oxidation level of PEDOT chains is reflected as the

intercoupling phenomenon between the electrical conductivity and Seebeck coefficient of

PEDOT:PSS films. The reduction degree of PEDOT chains is determined by the structure of

amines and the film morphology to which amines donate electrons.

7. As a post treatment medium, EMIMBF4 constrains the growth of elongated PEDOT-rich

grains. Instead, large and circular PEDOT-rich grains are generated.

8. EMIMBF4 exchanges ions with PEDOT:PSS films during the post treatment. The remaining

𝐸𝑀𝐼𝑀+ cations reduce the PEDOT chains, which decreases the intensity of bipolarons and

increases the intensity of polarons.

9. With an EMIMBF4/DMSO mixture as the post treatment medium, a high power factor as

high as 38.46 𝜇𝑊/(𝑚𝐾2) is observed.

10. Green synthesis methods based on wet chemical synthesis and hydrothermal synthesis are

proposed to synthesize Te nanostructures. Here, LAC and LAC/MEA mixture are confirmed

as the non toxic reductants to reduce non toxic Te source, TeO2, to synthesize Te nanostruc-

tures.

11. In the wet chemical synthesis, using LAC/MEA mixture as the reductant, small Te

nanostructures (e.g. nanorods, nanotubes and trifold nanostructures) are synthesized. In the

hydrothermal synthesis, 𝜇𝑚 long nanowires with smooth surface can be synthesized with

LAC as the reductant with the presence of NaOH.

12. The morphology of Te nanostructures strongly depends on the addition of NaOH and the

amount of PVP.

13. Addition of NaOH into the reaction mixture leads to lower reduction rate.

14. LAC/MEA mixture has higher reduction ability than LAC alone.

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15. Hydrothermally synthesized Te nanowires yield a Seebeck coefficient of 383.5±54% 𝜇𝑉/𝐾.

16. The Seebeck coefficient of composites with embedded long Te nanowires is found to be as

high as 209±30% 𝜇𝑉/𝐾 in this work.

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Curriculum Vitae Contact Information Name: Jinji Luo Date of Birth: 20.09.1985 Address: Am Kalkwiesenteich 14

09117 Chemnitz Germany

Phone: +49 0176 9588 8921 Email: [email protected] Education Master of Science (September, 2010)

Polymer Science Master Program hold by Freie Universität Berlin, Humboldt-Universität zu Berlin, Technische Universi-tät Berlin and Universität Potsdam

Bachelor of Science (July, 2008)

Materials Science and Engineering, Xiamen University, China

Experience Zentrum für Mikrotechnologien, Technische Universität Chemnitz 10.2010-09.2014 Developing Polymer/nanoinclusions (carbon nanotubes and

tellurium nanostructures) composites as light weight and flexible thermoelectric materials (energy harvester)

Institut fur Werkstoffwissenschaften Fachgebiet Polymertechnik /-physik Techni-sche Universität Berlin 10.2009-09.2010 Rheological and theoretical characterization of thermally

and thermooxidatively degraded low density polyethylene BAM- Bundesanstalt für Materialforschung und -prüfung 08.2009-09.2009 Dielectric spectroscopy characterization of

PolyhedralOligomeric Silsesquioxane (POSS) based films Department of Materials Science and Engineering, Xiamen University, China 09.2007-07.2008

Characterization of inorganic-organic hybrid materials based on Polyhedral Oligomeric Silsesquioxane (POSS) films

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Languages English TOEFL iBT 99 German B2 Chinese Mother Tongue

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Publications Peer reviewed journal publications and conference proceedings related to this thesis

1 Luo, J.; Billep, D.; Blaudeck, T.; Sheremet, E.; Rodriguez, R. D.; Zahn, D. R. T.; Toader, M.; Hietschold, M.; Otto, T.; Gessner, T.: Chemical post-treatment and ther-moelectric properties of poly(3,4-ethylenedioxythiophene):poly(styrenesulfonate) thin films, Journal of Applied Physics, vol. 115, pp. 054908, 2014. DOI: 10.1063/1.4864749 2 Luo, J.; Billep, D.; Waechtler,T.; Otto, T.; Toader, M.; Gordan, O.; Sheremet, E.; Martin, J.; Hietschold, M.; Zahn, D. R. T.; Gessner, T.: Enhancement of the thermoe-lectric properties of PEDOT :PSS thin films by post treatment , Journal of Materials Chemistry A, vol.1, pp. 7575-7583, 2013 (Cover Page). DOI: 10.1039/C3TA11209H 3 Luo, J.; Billep, D.; Waechtler, T.; Sheremet, E.; Otto, T.; Gessner, T.: Influence of DMSO addition and post treatment on the thermoelectric properties of PEDOT:PSS thin films, Poster, 3rd International Conference of Organic Electronics, Grenoble (France), 18.-20. June 2013 4 Luo, J.; Streit, P.; Billep, D.; Otto, T.; Gessner, T.: Influence of dimethyl sulfoxide and carbon nanotubes on the thermoelectric properties of PEDOT:PSS, Smart System Integration, Amsterdam (Netherland), 13.-14. March 2013 Other Publications 5 Rolón-Garrido, V. H.; Luo, J.; Wagner, M. H.: Enhancement of strain-hardening by thermo-oxidative treatment of low-density polyethylene ; Rheologica Acta, vol. 50, pp. 519-535, 2011 6 Rolón-Garrido, V. H.; Luo, J.; Wagner, M. H.: Increase of Long-chain Branching by Thermo-oxidative Treatment of LDPE, AIP Conference Proceedings, vol. 173, pp. 1375, 2011

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Acknowledgements Without the support of many peoples, this thesis would not be completed. I would like to

gratefully acknowledge their help.

First of all, I want to thank my supervisors Dr. Detlef Billep, Prof. Thomas Otto and Prof. Thomas

Gessner for giving me the opportunity to work in Center for Microtechnologies in Chemnitz. I also

would like to thank Prof. Carsten Deibel for being the co-supervisor of this work. Thanks to Dr.

Billep for giving me enough freedom to realize my research ideas.

Next I would like to thank Dr. Thomas Wächtler, who is the responsible person for the IRTG pro-

gram. In the beginning of my work, he helped me characterizing the samples with SEM and XPS.

From him, I have gained experience on the characterization techniques. Moreover, he supported me

with precious comments on my first publication. Here, I am also grateful with the help from Dr.

Jörg Martin, who provides me with expert suggestions.

I would like to thank Dr. Thomas Blaudeck. Thomas is a very open mind person. He supported me

with precious suggestions when I had some new ideas. Thank you for introducing me to Prof. Xavi-

er Crispin. Thank you for building up the connection between Chemnitz and Sweden for the BMBF

networking project. Thank for helping with the project writing.

I would like to thank Evgeniya and Raul in Prof. Zahn's group for their support with the Raman

characterization and analysis.

I would like to thank Ralf Zichner from Printing Functionality in Fraunhofer ENAS. Thank you

Ralf for teaching me how to use van der Pauw measurement platform, for introducing me to the

printing experts from the university and for helping me with the test printing of thermoelectric legs

by screen printing.

I would like to thank Dr. Ramona Ecke for administrative help and supporting me with the financial

allowance for the Seebeck coefficient and XRD measurements.

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I would like to thank Dr. Stefan Schulz for the TEM measurement. Thanks for teaching me how to

comprehend the results.

I would like to thank Cornelia Kowol for taking the time for the SEM characterization.

I would like to thank Dr. Christian Kaufmann, Rene Reich and Dr. Sven Zimmermann for creating

a nice working environment in the clean room. Thank you for helping maintain the Omnimap and

Profilometer in working status.

I would like to thank Carmen Schulz and Katrin Träber for the administrative help.

I would like to thank my friends here and back in China. Thanks for your company to left me not

feel alone. Thanks for being the person I could share joy and sad together.

In the end but not the least, to my boyfriend Lutz, for always believing in me and encouraging me.

Thanks for taking care of me when I was sick. Without his support, there would be definitely not

this thesis. And thanks to my parents, aunt and families in China and Germany for their uncondi-

tional love.